-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Mp63+9sR48YnS0NGICgESB83hLKm0Fj1pG0ALWFmkcV2UeplsnII+gSaEsQIyzxv XrwOGPvJR0Vt3/IHh5D6Qw== 0000950159-10-000455.txt : 20100517 0000950159-10-000455.hdr.sgml : 20100517 20100517130339 ACCESSION NUMBER: 0000950159-10-000455 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100517 DATE AS OF CHANGE: 20100517 EFFECTIVENESS DATE: 20100517 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SCOGGIN LLC CENTRAL INDEX KEY: 0001086416 IRS NUMBER: 134019370 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04329 FILM NUMBER: 10837031 BUSINESS ADDRESS: STREET 1: 660 MADISON AVENUE 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10021 13F-HR 1 scoggin13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Scoggin LLC Address: 660 Madison Avenue, 20th Floor New York, NY 10021 Form 13F File Number: 28-04329 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Craig Effron and Curtis Schenker Title: Principals Phone: 212-355-5600 Signature, Place, and Date of Signing: /s/ Craig Effron New York, NY 5/17/2010 - -------------------- --------------------- ----------------- /s/ Curtis Schenker New York, NY 5/17/2010 - -------------------- --------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager is reported in this report and a portion is reported by other reporting manager(s).)
TITLE OF CUSIP VALUE SHARES SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------------------------------- --------------------- -------- ------- -------- ------------- ------ ----- AGILENT TECHNOLOGIES INC COM 00846U101 11,349 330,000 PUT OTHER 01 330,000 AIR PRODS & CHEMS INC COM 009158106 19,523 264,000 CALL OTHER 01 264,000 AIRGAS INC COM 009363102 33,591 528,000 CALL OTHER 01 528,000 AIRGAS INC COM 009363102 12,215 192,000 SH OTHER 01 192,000 ALCON INC COM SHS H01301102 26,657 165,000 SH OTHER 01 165,000 ALTRIA GROUP INC COM 02209S103 5,417 264,000 PUT OTHER 01 264,000 APOLLO COML REAL EST FIN INC COM 03762U105 8,068 448,000 SH OTHER 01 448,000 AUGUSTA RES CORP COM NEW 050912203 3,405 1,280,000 SH OTHER 01 1,280,000 BANK OF AMERICA CORPORATION COM 060505104 22,313 1,250,000 CALL OTHER 01 1,250,000 BARD C R INC COM 067383109 18,190 210,000 CALL OTHER 01 210,000 BARRICK GOLD CORP COM 067901108 2,607 68,000 CALL OTHER 01 68,000 BECTON DICKINSON & CO COM 075887109 11,810 150,000 SH OTHER 01 150,000 BLACKSTONE GROUP L P COM 09253U108 5,376 384,000 PUT OTHER 01 384,000 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 3,683 645,000 CALL OTHER 01 645,000 CAREFUSION CORP COM 14170T101 6,766 256,000 SH OTHER 01 256,000 CIT GROUP INC COM NEW 125581801 10,285 264,000 CALL OTHER 01 264,000 CIT GROUP INC COM NEW 125581801 24,467 628,000 SH OTHER 01 628,000 CITIGROUP INC COM 172967101 2,673 660,000 SH OTHER 01 660,000 COVIDIEN PLC SHS G2554F105 12,671 252,000 CALL OTHER 01 252,000 COVIDIEN PLC SHS G2554F105 3,318 66,000 PUT OTHER 01 66,000 CURRENCYSHARES EURO TR EURO SHS 23130C108 17,784 132,000 PUT OTHER 01 132,000 CVS CAREMARK CORPORATION COM 126650100 20,803 569,000 CALL OTHER 01 569,000 DEX ONE CORP COM 25212W100 1,779 63,711 SH OTHER 01 63,711 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 1,941 66,000 SH OTHER 01 66,000 EQUITY LIFESTYLE PPTYS INC COM 29472R108 1,293 24,000 SH OTHER 01 24,000 EXXON MOBIL CORP COM 30231G102 26,524 396,000 CALL OTHER 01 396,000 FIRST BANCORP P R COM 318672102 1,542 640,000 SH OTHER 01 640,000 FLAGSTAR BANCORP INC COM 337930101 8,786 14,643,100 SH OTHER 01 14,643,100 FORD MTR CO DEL COM PAR $0.01 345370860 1,659 132,000 PUT OTHER 01 132,000 GENERAL GROWTH PPTYS INC COM 370021107 2,124 132,000 SH OTHER 01 132,000 GREENLIGHT CAPITAL RE LTD CLASS A G4095J109 1,661 62,250 SH OTHER 01 62,250 HUGHES COMMUNICATIONS INC COM 444398101 3,342 120,000 SH OTHER 01 120,000 INTERCONTINENTAL HTLS GRP PL SPONS ADR NEW 45857P301 2,956 189,000 SH OTHER 01 189,000 INVESCO LTD SHS G491BT108 854 39,000 SH OTHER 01 39,000 ISHARES TR INDEX RUSSELL 2000 464287655 13,832 204,000 PUT OTHER 01 204,000 JACKSON HEWITT TAX SVCS INC COM 468202106 804 402,000 CALL OTHER 01 402,000 JPMORGAN CHASE & CO COM 46625H100 29,088 650,000 CALL OTHER 01 650,000 KRAFT FOODS INC CL A 50075N104 7,983 264,000 CALL OTHER 01 264,000 KRAFT FOODS INC CL A 50075N104 19,263 637,000 SH OTHER 01 637,000 LEAP WIRELESS INTL INC COM NEW 521863308 6,479 396,000 CALL OTHER 01 396,000 LIBERTY MEDIA CORP NEW LIB STAR COM A 53071M708 1,804 33,000 CALL OTHER 01 33,000 LIBERTY MEDIA CORP NEW LIB STAR COM A 53071M708 17,734 324,374 SH OTHER 01 324,374 LIVE NATION ENTERTAINMENT IN COM 538034109 6,714 463,000 SH OTHER 01 463,000 LORILLARD INC COM 544147101 29,795 396,000 PUT OTHER 01 396,000 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 27,179 612,000 CALL OTHER 01 612,000 MARKET VECTORS ETF TR JR GOLD MINERS E 57060U589 8,488 330,000 SH OTHER 01 330,000 MEAD JOHNSON NUTRITION CO COM 582839106 30,906 594,000 PUT OTHER 01 594,000 MEAD JOHNSON NUTRITION CO COM 582839106 29,974 576,100 SH OTHER 01 576,100 METROPCS COMMUNICATIONS INC COM 591708102 7,009 990,000 CALL OTHER 01 990,000 NATIONWIDE HEALTH PPTYS INC COM 638620104 2,601 74,000 SH OTHER 01 74,000 NCR CORP NEW COM 62886E108 3,533 256,000 SH OTHER 01 256,000 NETLOGIC MICROSYSTEMS INC COM 64118B100 5,886 200,000 PUT OTHER 01 200,000 NEWMONT MINING CORP COM 651639106 7,130 140,000 CALL OTHER 01 140,000 NEWMONT MINING CORP COM 651639106 5,195 102,000 PUT OTHER 01 102,000 ODYSSEY MARINE EXPLORATION I COM 676118102 3,968 3,029,000 SH OTHER 01 3,029,000 OSI PHARMACEUTICALS INC COM 671040103 110,048 1,848,000 CALL OTHER 01 1,848,000 PFIZER INC COM 717081103 21,952 1,280,000 SH OTHER 01 1,280,000 POLYCOM INC COM 73172K104 8,073 264,000 CALL OTHER 01 264,000 PSYCHIATRIC SOLUTIONS INC COM 74439H108 7,878 264,000 CALL OTHER 01 264,000 QUALCOMM INC COM 747525103 11,077 264,000 CALL OTHER 01 264,000 RCN CORP COM NEW 749361200 3,891 258,000 SH OTHER 01 258,000 SCOTTS MIRACLE GRO CO CL A 810186106 5,933 128,000 SH OTHER 01 128,000 SIMON PPTY GROUP INC NEW COM 828806109 3,121 37,200 SH OTHER 01 37,200 SPDR GOLD TRUST GOLD SHS 78463V107 44,452 408,000 CALL OTHER 01 408,000 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 32,462 786,000 PUT OTHER 01 786,000 SPDR TR UNIT SER 1 S&P 78462F103 223,470 1,910,000 PUT OTHER 01 1,910,000 ST JUDE MED INC COM 790849103 3,490 85,000 SH OTHER 01 85,000 TEJON RANCH CO DEL COM 879080109 601 19,703 SH OTHER 01 19,703 TELMEX INTERNACIONAL SAB DE SPONS ADR SR L 879690105 12,725 660,000 SH OTHER 01 660,000 TIVO INC COM 888706108 7,914 462,000 PUT OTHER 01 462,000 URS CORP NEW COM 903236107 14,238 287,000 SH OTHER 01 287,000 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 9,231 396,000 CALL OTHER 01 396,000 WENDYS ARBYS GROUP INC COM 950587105 6,400 1,280,000 SH OTHER 01 1,280,000 WHOLE FOODS MKT INC COM 966837106 7,158 198,000 PUT OTHER 01 198,000 74 1,136,910
FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 74 Form 13F Information Table Value Total: 1,136,910 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 01 28-04327 S & E Partners, L.P. -----END PRIVACY-ENHANCED MESSAGE-----