0001140361-11-033104.txt : 20110616
0001140361-11-033104.hdr.sgml : 20110616
20110616123902
ACCESSION NUMBER: 0001140361-11-033104
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110615
FILED AS OF DATE: 20110616
DATE AS OF CHANGE: 20110616
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GRANT W KING III
CENTRAL INDEX KEY: 0001145504
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32369
FILM NUMBER: 11914560
MAIL ADDRESS:
STREET 1: 225 SILVER SPRING RD.
CITY: FAIRFIELD
STATE: CT
ZIP: 06824
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GASCO ENERGY INC
CENTRAL INDEX KEY: 0001086319
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 980204105
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8 INVERNESS DRIVE EAST
STREET 2: SUITE 100
CITY: ENGLEWOOD
STATE: CO
ZIP: 80112
BUSINESS PHONE: 3034830044
MAIL ADDRESS:
STREET 1: 8 INVERNESS DRIVE EAST
STREET 2: SUITE 100
CITY: ENGLEWOOD
STATE: CO
ZIP: 80112
FORMER COMPANY:
FORMER CONFORMED NAME: SAN JOAQUIN RESOURCES INC
DATE OF NAME CHANGE: 20000516
FORMER COMPANY:
FORMER CONFORMED NAME: LEK INTERNATIONAL INC
DATE OF NAME CHANGE: 19990511
4
1
doc1.xml
FORM 4
X0303
4
2011-06-15
0
0001086319
GASCO ENERGY INC
GSX
0001145504
GRANT W KING III
8 INVERNESS DRIVE EAST, #100
ENGLEWOOD
CO
80112
0
1
0
0
President & CEO
Common Stock
440456
D
Common Stock
2011-06-15
4
P
0
104167
0.24
A
544623
D
Right to Buy
1
2003-06-10
2013-02-10
Common Stock
200000
200000
D
Right to Buy
1.92
2004-11-27
2014-07-27
Common Stock
100000
100000
D
Right to Buy
3.39
2005-10-09
2015-06-09
Common Stock
160000
160000
D
Right to Buy
2
2001-12-31
2011-12-31
Common Stock
137000
137000
D
Right to Buy
1.99
2008-05-23
2018-01-23
Common Stock
50000
50000
D
Right to Buy
1.80
2009-01-18
2013-09-18
Common Stock
200000
200000
D
Right to Buy
1.00
2009-03-15
2013-12-15
Common Stock
31250
31250
D
Right to Buy
0.52
2010-01-17
2014-09-17
Common Stock
200000
200000
D
Right to Buy
0.36
2010-10-29
2015-06-29
Common Stock
60000
60000
D
Right to Buy
0.37
2011-04-23
2015-12-23
Common Stock
150000
150000
D
Right to Buy
0.35
2011-06-15
4
J
0
104167
A
2011-06-15
2016-06-15
Common Stock
78125
78125
D
Granted 200,000 options as compensation. These options vest over a 2 year period, with 1/6th of the amount vesting every 4 months commencing 6/10/03, and all options expiring 2/10/2013.
Granted 100,000 options under the Issuer's 1999 Stock Option Plan, subject to stockholder approval. These options vest over a 2 year period, with 1/6th of the amount vesting every 4 months commencing 11/27/04, and all options expiring 7/27/2014.
Granted 160,000 options under the Issuer's 1999 Stock Option Plan, subject to stockholder approval. These options vest over a 2 year period, with 1/6th of the amount vesting every 4 months commencing 10/9/05, and all options expiring 6/9/2015.
Granted 50,000 options under the Issuer's 1999 Stock Option Plan, subject to stockholder approval. These options vest over a 2 year period, with 1/6th of the amount vesting every 4 months commencing 5/23/08, and all options expiring 1/23/2018.
Granted 200,000 options under the Issuer's 1999 Stock Option Plan, subject to stockholder approval. These options vest over a 2 year period, with 1/6th of the amount vesting every 4 months commencing 1/18/09, and all options expiring 9/18/2013.
Granted 31,250 options under Issuer's 1999 Stock Option Plan, subject to stockholder approval. These options vest over a 1 year period, with 1/4 of the amount vesting every 3 months commencing 3/15/09, and all options expiring 12/15/2013.
These options vest over a 2 year period, with 1/6th of the amount vesting every 4 months commencing 1/17/2010, and all options expiring 9/17/2014.
Granted 60,000 options under the Issuer's 1999 Stock Option Plan, subject to stockholder approval. These options vest over a 2 year period, with 1/6th of the amount vesting every 4 months commencing 10/29/10, and all options expiring 6/29/15.
On 12/23/10, Mr. Grant was granted a restricted stock award of 50,000 shares of the Issuer's common stock pursuant to the Issuer's 2003 Restricted Stock Plan. These shares are subject to forfeiture with Mr. Grant having the right to retain 16,666 shares on or after 12/23/11, an additional 16,666 shares on or after 12/23/12, and the remaining 16,668 shares on or after 12/23/13.
Granted 150,000 options under the Issuer's 1999 Stock Option Plan, subject to stockholder approval. These options vest over a 2 year period, with 1/6th of the amount vesting every 4 months commencing 4/23/11, and all options expiring 12/23/15.
Mr. Grant purchased 104,167 units in Issuer's offering. Each unit consists of one share of common stock and a warrant to buy 0.75 of a share @ $0.35.
W. King Grant III
2011-06-16