0001140361-11-033104.txt : 20110616 0001140361-11-033104.hdr.sgml : 20110616 20110616123902 ACCESSION NUMBER: 0001140361-11-033104 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110615 FILED AS OF DATE: 20110616 DATE AS OF CHANGE: 20110616 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRANT W KING III CENTRAL INDEX KEY: 0001145504 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32369 FILM NUMBER: 11914560 MAIL ADDRESS: STREET 1: 225 SILVER SPRING RD. CITY: FAIRFIELD STATE: CT ZIP: 06824 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GASCO ENERGY INC CENTRAL INDEX KEY: 0001086319 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 980204105 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8 INVERNESS DRIVE EAST STREET 2: SUITE 100 CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: 3034830044 MAIL ADDRESS: STREET 1: 8 INVERNESS DRIVE EAST STREET 2: SUITE 100 CITY: ENGLEWOOD STATE: CO ZIP: 80112 FORMER COMPANY: FORMER CONFORMED NAME: SAN JOAQUIN RESOURCES INC DATE OF NAME CHANGE: 20000516 FORMER COMPANY: FORMER CONFORMED NAME: LEK INTERNATIONAL INC DATE OF NAME CHANGE: 19990511 4 1 doc1.xml FORM 4 X0303 4 2011-06-15 0 0001086319 GASCO ENERGY INC GSX 0001145504 GRANT W KING III 8 INVERNESS DRIVE EAST, #100 ENGLEWOOD CO 80112 0 1 0 0 President & CEO Common Stock 440456 D Common Stock 2011-06-15 4 P 0 104167 0.24 A 544623 D Right to Buy 1 2003-06-10 2013-02-10 Common Stock 200000 200000 D Right to Buy 1.92 2004-11-27 2014-07-27 Common Stock 100000 100000 D Right to Buy 3.39 2005-10-09 2015-06-09 Common Stock 160000 160000 D Right to Buy 2 2001-12-31 2011-12-31 Common Stock 137000 137000 D Right to Buy 1.99 2008-05-23 2018-01-23 Common Stock 50000 50000 D Right to Buy 1.80 2009-01-18 2013-09-18 Common Stock 200000 200000 D Right to Buy 1.00 2009-03-15 2013-12-15 Common Stock 31250 31250 D Right to Buy 0.52 2010-01-17 2014-09-17 Common Stock 200000 200000 D Right to Buy 0.36 2010-10-29 2015-06-29 Common Stock 60000 60000 D Right to Buy 0.37 2011-04-23 2015-12-23 Common Stock 150000 150000 D Right to Buy 0.35 2011-06-15 4 J 0 104167 A 2011-06-15 2016-06-15 Common Stock 78125 78125 D Granted 200,000 options as compensation. These options vest over a 2 year period, with 1/6th of the amount vesting every 4 months commencing 6/10/03, and all options expiring 2/10/2013. Granted 100,000 options under the Issuer's 1999 Stock Option Plan, subject to stockholder approval. These options vest over a 2 year period, with 1/6th of the amount vesting every 4 months commencing 11/27/04, and all options expiring 7/27/2014. Granted 160,000 options under the Issuer's 1999 Stock Option Plan, subject to stockholder approval. These options vest over a 2 year period, with 1/6th of the amount vesting every 4 months commencing 10/9/05, and all options expiring 6/9/2015. Granted 50,000 options under the Issuer's 1999 Stock Option Plan, subject to stockholder approval. These options vest over a 2 year period, with 1/6th of the amount vesting every 4 months commencing 5/23/08, and all options expiring 1/23/2018. Granted 200,000 options under the Issuer's 1999 Stock Option Plan, subject to stockholder approval. These options vest over a 2 year period, with 1/6th of the amount vesting every 4 months commencing 1/18/09, and all options expiring 9/18/2013. Granted 31,250 options under Issuer's 1999 Stock Option Plan, subject to stockholder approval. These options vest over a 1 year period, with 1/4 of the amount vesting every 3 months commencing 3/15/09, and all options expiring 12/15/2013. These options vest over a 2 year period, with 1/6th of the amount vesting every 4 months commencing 1/17/2010, and all options expiring 9/17/2014. Granted 60,000 options under the Issuer's 1999 Stock Option Plan, subject to stockholder approval. These options vest over a 2 year period, with 1/6th of the amount vesting every 4 months commencing 10/29/10, and all options expiring 6/29/15. On 12/23/10, Mr. Grant was granted a restricted stock award of 50,000 shares of the Issuer's common stock pursuant to the Issuer's 2003 Restricted Stock Plan. These shares are subject to forfeiture with Mr. Grant having the right to retain 16,666 shares on or after 12/23/11, an additional 16,666 shares on or after 12/23/12, and the remaining 16,668 shares on or after 12/23/13. Granted 150,000 options under the Issuer's 1999 Stock Option Plan, subject to stockholder approval. These options vest over a 2 year period, with 1/6th of the amount vesting every 4 months commencing 4/23/11, and all options expiring 12/23/15. Mr. Grant purchased 104,167 units in Issuer's offering. Each unit consists of one share of common stock and a warrant to buy 0.75 of a share @ $0.35. W. King Grant III 2011-06-16