-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S1RJ0nHF6P+0ooJnnwljCCj2kVPAUefsXkrZR4pxFAY0omS6WX34Rr+pgablhh8z wJaDKkhFJKf0VXIu4vgNbA== 0000914760-03-000007.txt : 20030127 0000914760-03-000007.hdr.sgml : 20030127 20030127171926 ACCESSION NUMBER: 0000914760-03-000007 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030127 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WRIGLEY WM JR CO CENTRAL INDEX KEY: 0000108601 STANDARD INDUSTRIAL CLASSIFICATION: SUGAR & CONFECTIONERY PRODUCTS [2060] IRS NUMBER: 361988190 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-06799 FILM NUMBER: 03526444 BUSINESS ADDRESS: STREET 1: 410 N MICHIGAN AVE STREET 2: WRIGLEY BUILDING CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 3126442121 MAIL ADDRESS: STREET 1: 410 N MICHIGAN AVE CITY: CHICAGO STATE: IL ZIP: 60611 FORMER COMPANY: FORMER CONFORMED NAME: WRIGLEY WILLIAM JR CO DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RUSACK ALISON WRIGLEY CENTRAL INDEX KEY: 0001208813 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 1825 BALLARD CANYON RD CITY: SOLVANG STATE: CA ZIP: 93463 BUSINESS PHONE: 8056861278 MAIL ADDRESS: STREET 1: 1825 BALLARD CANYON RD CITY: SOLVANG STATE: CA ZIP: 93463 SC 13D/A 1 r57019_13da2.txt AMENDMENT NO. 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* Wm. Wrigley Jr. Company - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock (no par value) and Class B Common Stock (no par value) - -------------------------------------------------------------------------------- (Title of Class of Securities) 982526 10 5 (Common Stock) 982526 20 4 (Class B Common Stock) - -------------------------------------------------------------------------------- (CUSIP Number) Alison Wrigley Rusack 1825 Ballard Canyon Road, Solvang, CA 93463 (805)688-1278 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) January 27, 2003 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of ss.ss.240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. [ ] Explanatory Note: This Amendment is being filed to indicate the nature of shared and dispositive power of certain shares held by the reporting person. See Footnote 2 on Page 3 of this Amendment. Page 1 of 6 SCHEDULE 13D CUSIP No. 982526 10 5 (Common Stock) 982526 20 4 (Class B Common Stock) - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Alison Wrigley Rusack - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)/ / (b)/ / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS N/A - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) / / - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Illinois - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER(1) (see Item 3) NUMBER OF SHARES 40,028 shares of Common Stock BENEFICIALLY ---------------------------------------------------- OWNED BY 8 SHARED VOTING POWER EACH 0 REPORTING ---------------------------------------------------- PERSON 9 SOLE DISPOSITIVE POWER(1) WITH 1,000,028 shares of Common Stock and 480,000 shares of Class B Common Stock ---------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,000,028 shares of Common Stock and 480,000 shares of Class B Common Stock - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES / / - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.5% of shares of Common Stock and 1.1% shares of Class B Common Stock; pursuant to Rule 13d-3(d)(1)(i)(B) deemed to own 0.8% of the issued and outstanding Common Stock. - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON 00 - -------------------------------------------------------------------------------- - -------- (1) Includes 40,028 shares of Common Stock held by the filing person individually. Some of these shares of Common Stock and Class B Common Stock are subject to purchase under a right of first refusal. Page 2 of 6 SCHEDULE 13D CUSIP No. 982526 10 5 (Common Stock) 982526 20 4 (Class B Common Stock) - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Alison Wrigley Rusack, Co-Trustee of various Wrigley family trusts - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)/ / (b)/ / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS N/A - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) / / - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Illinois - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER (see Item 3) NUMBER OF SHARES 0 BENEFICIALLY ---------------------------------------------------- OWNED BY 8 SHARED VOTING POWER(2) EACH 640,000 shares of Common Stock and REPORTING 320,000 shares of Class B Common Stock PERSON ---------------------------------------------------- WITH 9 SOLE DISPOSITIVE POWER 0 ---------------------------------------------------- 10 SHARED DISPOSITIVE POWER(2) 640,000 shares of Common Stock and 320,000 shares of Class B Common Stock - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 640,000 shares of Common Stock and 320,000 shares of Class B Common Stock - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES / / - ------- (2) In addition to the shares reported above in (8) and (10), the filing person is co-trustee with William Wrigley, Jr. of various Wrigley family trusts holding 13,945,873 shares of Common Stock and 10,878,129 shares of Class B Common Stock. The co-trustees share voting and dispositive power, but in the event of disagreement between the co-trustees regarding the voting, sale, exchange or disposition of the Wm. Wrigley Jr. Company stock in these trusts, William Wrigley, Jr. as an officer of the Wm. Wrigley Jr. Company, directs the voting, sale, exchange or disposition of the stock. Page 3 of 6 - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.3% of shares of Common Stock and 0.8% shares of Class B Common Stock; pursuant to Rule 13d-3(d)(1)(i)(B) deemed to own 0.5% of the issued and outstanding Common Stock. - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON 00 - -------------------------------------------------------------------------------- Page 4 of 6 CUSIP No. 982526 10 5 (Common Stock) 982526 20 4 (Class B Common Stock) - ----------------------------------------------------------------------- Item 5. Interest in Securities of the Issuer. (a) 1,640,028 shares of Common Stock (0.9% of Common outstanding) 800,000 shares of Class B Common Stock (1.9% of Class B Common Stock outstanding) Includes 40,028 shares of Common Stock held by the filing person individually. Shares of Class B Common Stock are convertible at any time at the option of the holder into shares of Common Stock on a share-for-share basis. Pursuant to Rule 13d-3(d)(1)(i)(B), Ms. Rusack is deemed to beneficially own 2,440,028 shares of Common Stock, representing 1.3% of the issued and outstanding shares, after giving effect to the assumed conversion by Ms. Rusack of the shares of Class B Common Stock. The ownership percentages are based upon 183,180,272 shares of Common Stock and 42,146,531 shares of Class B Common Stock outstanding as of October 15, 2002, as reported in the Company's Form 10-Q for the quarter ended September 30, 2002. (b) Sole power to vote 40,028 shares of Common Stock (0.0%) 0 shares of Class B Common Stock (0.0%) Shared power to vote 640,000 shares of Common Stock (0.3% 320,000 shares of Class B Common Stock (0.8%) Sole power to dispose 1,000,028 shares of Common Stock (0.5%) 480,000 shares of Class B Common Stock (1.1%) Shared power to dispose 640,000 shares of Common Stock (0.3%) 320,000 shares of Class B Common Stock (0.8%) Power to vote and dispose is shared William J. Hagenah III. Item 2 information for Mr. Hagenah is contained in his Schedule 13D filing. Also see Footnote 2 on Page 3 of this Amendment. Page 5 of 6 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: January 27, 2003 /s/ Alison Wrigley Rusack ------------------------------- Alison Wrigley Rusack, individually and as Co-Trustee of various Wrigley family trusts Page 6 of 6 -----END PRIVACY-ENHANCED MESSAGE-----