0001172661-18-001877.txt : 20181023
0001172661-18-001877.hdr.sgml : 20181023
20181023125738
ACCESSION NUMBER: 0001172661-18-001877
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180930
FILED AS OF DATE: 20181023
DATE AS OF CHANGE: 20181023
EFFECTIVENESS DATE: 20181023
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BRAVE ASSET MANAGEMENT INC
CENTRAL INDEX KEY: 0001085867
IRS NUMBER: 223190069
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15792
FILM NUMBER: 181133753
BUSINESS ADDRESS:
STREET 1: 47 SUMMIT AVENUE
CITY: SUMMIT
STATE: NJ
ZIP: 07901
BUSINESS PHONE: 9085228822
MAIL ADDRESS:
STREET 1: 47 SUMMIT AVE
CITY: SUMMIT
STATE: NJ
ZIP: 07901
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001085867
XXXXXXXX
09-30-2018
09-30-2018
false
BRAVE ASSET MANAGEMENT INC
47 Summit Ave
Summit
NJ
07901
13F HOLDINGS REPORT
028-15792
N
T. Brett Haire, Jr.
President
908-522-8822
/s/ T. Brett Haire, Jr.
Summit
NJ
10-23-2018
0
153
194855
INFORMATION TABLE
2
infotable.xml
3M CO
COM
88579Y101
1904
9036
SH
SOLE
9036
0
0
ABBVIE INC
COM
00287Y109
208
2200
SH
SOLE
2200
0
0
ABRAXAS PETE CORP
COM
003830106
24
10500
SH
SOLE
10500
0
0
ADOBE SYS INC
COM
00724F101
805
2983
SH
SOLE
2983
0
0
AETNA INC NEW
COM
00817Y108
1065
5249
SH
SOLE
5249
0
0
AILERON THERAPEUTICS INC
COM
00887A105
41
15000
SH
SOLE
15000
0
0
ALLERGAN PLC
SHS
G0177J108
342
1795
SH
SOLE
1795
0
0
ALLSTATE CORP
COM
020002101
952
9650
SH
SOLE
9650
0
0
ALPHABET INC
CAP STK CL C
02079K107
3085
2585
SH
SOLE
2585
0
0
ALPHABET INC
CAP STK CL A
02079K305
646
535
SH
SOLE
535
0
0
ALPS ETF TR
ALERIAN MLP
00162Q866
3522
329750
SH
SOLE
329750
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
1458
35284
SH
SOLE
35284
0
0
AMERICAN ELEC PWR INC
COM
025537101
251
3539
SH
SOLE
3539
0
0
AMERICAN INTL GROUP INC
*W EXP 01/19/202
026874156
206
14067
SH
SOLE
14067
0
0
AMGEN INC
COM
031162100
2510
12111
SH
SOLE
12111
0
0
ANADARKO PETE CORP
COM
032511107
553
8203
SH
SOLE
8203
0
0
ANNALY CAP MGMT INC
COM
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350
34238
SH
SOLE
34238
0
0
APPLE INC
COM
037833100
5995
26558
SH
SOLE
26558
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0
AT&T INC
COM
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3255
96930
SH
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0
AUTOMATIC DATA PROCESSING IN
COM
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3641
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BABCOCK & WILCOX ENTERPRIS I
COM
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27600
SH
SOLE
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0
0
BANK AMER CORP
COM
060505104
1920
65178
SH
SOLE
65178
0
0
BARCLAYS PLC
ADR
06738E204
605
67611
SH
SOLE
67611
0
0
BARRICK GOLD CORP
COM
067901108
266
24003
SH
SOLE
24003
0
0
BECTON DICKINSON & CO
COM
075887109
271
1039
SH
SOLE
1039
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1048
4895
SH
SOLE
4895
0
0
BLACKROCK CORPOR HI YLD FD I
COM
09255P107
260
24700
SH
SOLE
24700
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
343
9000
SH
SOLE
9000
0
0
BLACKSTONE MTG TR INC
COM CL A
09257W100
3543
105717
SH
SOLE
105717
0
0
BLUE APRON HLDGS INC
CL A
09523Q101
48
28000
SH
SOLE
28000
0
0
BOEING CO
COM
097023105
3673
9877
SH
SOLE
9877
0
0
BORGWARNER INC
COM
099724106
502
11734
SH
SOLE
11734
0
0
BRIGHTHOUSE FINL INC
COM
10922N103
484
10932
SH
SOLE
10932
0
0
CELGENE CORP
COM
151020104
1616
18055
SH
SOLE
18055
0
0
CEMTREX INC
*W EXP 12/02/202
15130G113
4
34000
SH
SOLE
34000
0
0
CHECK CAP LTD
*W EXP 02/28/202
M2361E120
2
11869
SH
SOLE
11869
0
0
CHESAPEAKE ENERGY CORP
COM
165167107
119
26450
SH
SOLE
26450
0
0
CHEVRON CORP NEW
COM
166764100
658
5385
SH
SOLE
5385
0
0
CISCO SYS INC
COM
17275R102
1158
23800
SH
SOLE
23800
0
0
CITIGROUP INC
COM NEW
172967424
369
5140
SH
SOLE
5140
0
0
CITIGROUP INC
COM NEW
172967424
3803
53000
SH
Call
SOLE
53000
0
0
CLEAN ENERGY FUELS CORP
COM
184499101
97
37329
SH
SOLE
37329
0
0
COCA COLA CO
COM
191216100
1048
22689
SH
SOLE
22689
0
0
CONOCOPHILLIPS
COM
20825C104
1190
15369
SH
SOLE
15369
0
0
CORNING INC
COM
219350105
3861
109386
SH
SOLE
109386
0
0
CRANE CO
COM
224399105
232
2355
SH
SOLE
2355
0
0
CSX CORP
COM
126408103
790
10664
SH
SOLE
10664
0
0
CYPRESS SEMICONDUCTOR CORP
COM
232806109
217
15000
SH
SOLE
15000
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
2300
39770
SH
SOLE
39770
0
0
DEVON ENERGY CORP NEW
COM
25179M103
587
14700
SH
SOLE
14700
0
0
DIEBOLD NXDF INC
COM
253651103
128
28500
SH
SOLE
28500
0
0
DISNEY WALT CO
COM DISNEY
254687106
2827
24178
SH
SOLE
24178
0
0
DOWDUPONT INC
COM
26078J100
1584
24628
SH
SOLE
24628
0
0
DREYFUS HIGH YIELD STRATEGIE
SH BEN INT
26200S101
81
25100
SH
SOLE
25100
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
276
3454
SH
SOLE
3454
0
0
EMERSON ELEC CO
COM
291011104
866
11310
SH
SOLE
11310
0
0
ENBRIDGE INC
COM
29250N105
271
8380
SH
SOLE
8380
0
0
ESTRE AMBIENTAL INC
*W EXP 12/21/202
G3206V118
15
44000
SH
SOLE
44000
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
491
5173
SH
SOLE
5173
0
0
EXXON MOBIL CORP
COM
30231G102
3221
37891
SH
SOLE
37891
0
0
FLEX LTD
ORD
Y2573F102
169
12900
SH
SOLE
12900
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
175
18950
SH
SOLE
18950
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
191
13724
SH
SOLE
13724
0
0
FUELCELL ENERGY INC
COM NEW
35952H502
61
57000
SH
SOLE
57000
0
0
GENERAL ELECTRIC CO
COM
369604103
678
60046
SH
SOLE
60046
0
0
GENERAL MTRS CO
COM
37045V100
423
12555
SH
SOLE
12555
0
0
GENWORTH FINL INC
COM CL A
37247D106
102
24400
SH
SOLE
24400
0
0
GILEAD SCIENCES INC
COM
375558103
882
11425
SH
SOLE
11425
0
0
GLOBALSTAR INC
COM
378973408
28
55000
SH
SOLE
55000
0
0
GOLDCORP INC NEW
COM
380956409
220
21590
SH
SOLE
21590
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
2657
11851
SH
SOLE
11851
0
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
367
7350
SH
SOLE
7350
0
0
HCA HEALTHCARE INC
COM
40412C101
2736
19664
SH
SOLE
19664
0
0
HONEYWELL INTL INC
COM
438516106
1531
9202
SH
SOLE
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0
HOVNANIAN ENTERPRISES INC
CL A
442487203
18
11200
SH
SOLE
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0
0
HUDBAY MINERALS INC
COM
443628102
80
15780
SH
SOLE
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0
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HUNTINGTON INGALLS INDS INC
COM
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427
1666
SH
SOLE
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0
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ILLINOIS TOOL WKS INC
COM
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300
2126
SH
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2126
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INTEL CORP
COM
458140100
1999
42264
SH
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INTERNATIONAL BUSINESS MACHS
COM
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INVESCO DB COMMDY INDX TRCK
UNIT
46138B103
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INVESCO QQQ TR
UNIT SER 1
46090E103
558
3000
SH
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3000
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ISHARES TR
SELECT DIVID ETF
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SH
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ISHARES TR
TIPS BD ETF
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0
ISHARES TR
1 3 YR TREAS BD
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2033
24462
SH
SOLE
24462
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0
ISHARES TR
RUSSELL 2000 ETF
464287655
287
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SH
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ISHARES TR
SH TR CRPORT ETF
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SH
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ISHARES TR
S&P US PFD STK
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SH
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J2 GLOBAL INC
COM
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SH
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JAZZ PHARMACEUTICALS PLC
SHS USD
G50871105
279
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JOHNSON & JOHNSON
COM
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JPMORGAN CHASE & CO
COM
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JPMORGAN CHASE & CO
*W EXP 10/28/201
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KIMBERLY CLARK CORP
COM
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777
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SH
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LILLY ELI & CO
COM
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SH
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LOWES COS INC
COM
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SH
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MARKEL CORP
COM
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357
300
SH
SOLE
300
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MASTERCARD INCORPORATED
CL A
57636Q104
356
1600
SH
SOLE
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MERCK & CO INC
COM
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SH
SOLE
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METLIFE INC
COM
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SH
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MFS INTER INCOME TR
SH BEN INT
55273C107
38
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SH
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MICRON TECHNOLOGY INC
COM
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SH
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MICROSOFT CORP
COM
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5491
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SH
SOLE
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MIDSTATES PETE CO INC
COM PAR
59804T407
195
21860
SH
SOLE
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NABORS INDUSTRIES LTD
SHS
G6359F103
171
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SH
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NEW GOLD INC CDA
COM
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151
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SH
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NEW YORK TIMES CO
CL A
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394
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SH
SOLE
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NEWELL BRANDS INC
COM
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SH
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NORTHROP GRUMMAN CORP
COM
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NUVEEN AMT FREE QLTY MUN INC
COM
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472
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SH
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NUVEEN NEW JERSEY QULT MUN F
COM
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NVIDIA CORP
COM
67066G104
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SH
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ORACLE CORP
COM
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PEMBINA PIPELINE CORP
COM
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222
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SH
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PFIZER INC
COM
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SH
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PHILIP MORRIS INTL INC
COM
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204
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SH
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0
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PIMCO NY MUNICIPAL INCOME FD
COM
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134
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SH
SOLE
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0
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PNC FINL SVCS GROUP INC
COM
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245
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SH
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PROCTER AND GAMBLE CO
COM
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SH
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PROSHARES TR
ULTRASHRT S&P500
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227
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PUTNAM MUN OPPORTUNITIES TR
SH BEN INT
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RANGE RES CORP
COM
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RELIANCE STEEL & ALUMINUM CO
COM
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SH
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RITE AID CORP
COM
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67
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ROYAL DUTCH SHELL PLC
SPON ADR B
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2660
37502
SH
SOLE
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0
0
SANDRIDGE ENERGY INC
COM NEW
80007P869
109
10000
SH
Call
SOLE
10000
0
0
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
206
4350
SH
SOLE
4350
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
4961
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SH
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0
SELECT SECTOR SPDR TR
SBI CONS STPLS
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SH
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SELECT SECTOR SPDR TR
TECHNOLOGY
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327
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0
0
SMUCKER J M CO
COM NEW
832696405
590
5750
SH
SOLE
5750
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
282
2500
SH
SOLE
2500
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1105
3800
SH
Put
SOLE
3800
0
0
STEEL DYNAMICS INC
COM
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SH
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SUNPOWER CORP
COM
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0
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SYSCO CORP
COM
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SH
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0
0
TAPESTRY INC
COM
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216
4290
SH
SOLE
4290
0
0
TCW STRATEGIC INCOME FUND IN
COM
872340104
844
150790
SH
SOLE
150790
0
0
TEXAS INSTRS INC
COM
882508104
335
3118
SH
SOLE
3118
0
0
TEXTRON INC
COM
883203101
300
4200
SH
SOLE
4200
0
0
TIDEWATER INC NEW
*W EXP 07/31/202
88642R125
76
21180
SH
SOLE
21180
0
0
TIFFANY & CO NEW
COM
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979
7590
SH
SOLE
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0
0
TRANSOCEAN LTD
REG SHS
H8817H100
158
11350
SH
SOLE
11350
0
0
TRAVELERS COMPANIES INC
COM
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SH
SOLE
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0
0
VALERO ENERGY CORP NEW
COM
91913Y100
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SH
SOLE
24864
0
0
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
1536
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SH
SOLE
19679
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
784
14684
SH
SOLE
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0
0
VISA INC
COM CL A
92826C839
244
1628
SH
SOLE
1628
0
0
WASTE MGMT INC DEL
COM
94106L109
226
2500
SH
SOLE
2500
0
0
WEATHERFORD INTL PLC
ORD SHS
G48833100
108
40000
SH
SOLE
40000
0
0
WHIRLPOOL CORP
COM
963320106
220
1850
SH
SOLE
1850
0
0
WHITE MTNS INS GROUP LTD
COM
G9618E107
1069
1142
SH
SOLE
1142
0
0
YAMANA GOLD INC
COM
98462Y100
68
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SH
SOLE
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0
0