0001172661-18-001877.txt : 20181023 0001172661-18-001877.hdr.sgml : 20181023 20181023125738 ACCESSION NUMBER: 0001172661-18-001877 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181023 DATE AS OF CHANGE: 20181023 EFFECTIVENESS DATE: 20181023 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BRAVE ASSET MANAGEMENT INC CENTRAL INDEX KEY: 0001085867 IRS NUMBER: 223190069 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15792 FILM NUMBER: 181133753 BUSINESS ADDRESS: STREET 1: 47 SUMMIT AVENUE CITY: SUMMIT STATE: NJ ZIP: 07901 BUSINESS PHONE: 9085228822 MAIL ADDRESS: STREET 1: 47 SUMMIT AVE CITY: SUMMIT STATE: NJ ZIP: 07901 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001085867 XXXXXXXX 09-30-2018 09-30-2018 false BRAVE ASSET MANAGEMENT INC
47 Summit Ave Summit NJ 07901
13F HOLDINGS REPORT 028-15792 N
T. Brett Haire, Jr. President 908-522-8822 /s/ T. Brett Haire, Jr. Summit NJ 10-23-2018 0 153 194855
INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 1904 9036 SH SOLE 9036 0 0 ABBVIE INC COM 00287Y109 208 2200 SH SOLE 2200 0 0 ABRAXAS PETE CORP COM 003830106 24 10500 SH SOLE 10500 0 0 ADOBE SYS INC COM 00724F101 805 2983 SH SOLE 2983 0 0 AETNA INC NEW COM 00817Y108 1065 5249 SH SOLE 5249 0 0 AILERON THERAPEUTICS INC COM 00887A105 41 15000 SH SOLE 15000 0 0 ALLERGAN PLC SHS G0177J108 342 1795 SH SOLE 1795 0 0 ALLSTATE CORP COM 020002101 952 9650 SH SOLE 9650 0 0 ALPHABET INC CAP STK CL C 02079K107 3085 2585 SH SOLE 2585 0 0 ALPHABET INC CAP STK CL A 02079K305 646 535 SH SOLE 535 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 3522 329750 SH SOLE 329750 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 1458 35284 SH SOLE 35284 0 0 AMERICAN ELEC PWR INC COM 025537101 251 3539 SH SOLE 3539 0 0 AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 206 14067 SH SOLE 14067 0 0 AMGEN INC COM 031162100 2510 12111 SH SOLE 12111 0 0 ANADARKO PETE CORP COM 032511107 553 8203 SH SOLE 8203 0 0 ANNALY CAP MGMT INC COM 035710409 350 34238 SH SOLE 34238 0 0 APPLE INC COM 037833100 5995 26558 SH SOLE 26558 0 0 AT&T INC COM 00206R102 3255 96930 SH SOLE 96930 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 549 3641 SH SOLE 3641 0 0 BABCOCK & WILCOX ENTERPRIS I COM 05614L100 28 27600 SH SOLE 27600 0 0 BANK AMER CORP COM 060505104 1920 65178 SH SOLE 65178 0 0 BARCLAYS PLC ADR 06738E204 605 67611 SH SOLE 67611 0 0 BARRICK GOLD CORP COM 067901108 266 24003 SH SOLE 24003 0 0 BECTON DICKINSON & CO COM 075887109 271 1039 SH SOLE 1039 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1048 4895 SH SOLE 4895 0 0 BLACKROCK CORPOR HI YLD FD I COM 09255P107 260 24700 SH SOLE 24700 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 343 9000 SH SOLE 9000 0 0 BLACKSTONE MTG TR INC COM CL A 09257W100 3543 105717 SH SOLE 105717 0 0 BLUE APRON HLDGS INC CL A 09523Q101 48 28000 SH SOLE 28000 0 0 BOEING CO COM 097023105 3673 9877 SH SOLE 9877 0 0 BORGWARNER INC COM 099724106 502 11734 SH SOLE 11734 0 0 BRIGHTHOUSE FINL INC COM 10922N103 484 10932 SH SOLE 10932 0 0 CELGENE CORP COM 151020104 1616 18055 SH SOLE 18055 0 0 CEMTREX INC *W EXP 12/02/202 15130G113 4 34000 SH SOLE 34000 0 0 CHECK CAP LTD *W EXP 02/28/202 M2361E120 2 11869 SH SOLE 11869 0 0 CHESAPEAKE ENERGY CORP COM 165167107 119 26450 SH SOLE 26450 0 0 CHEVRON CORP NEW COM 166764100 658 5385 SH SOLE 5385 0 0 CISCO SYS INC COM 17275R102 1158 23800 SH SOLE 23800 0 0 CITIGROUP INC COM NEW 172967424 369 5140 SH SOLE 5140 0 0 CITIGROUP INC COM NEW 172967424 3803 53000 SH Call SOLE 53000 0 0 CLEAN ENERGY FUELS CORP COM 184499101 97 37329 SH SOLE 37329 0 0 COCA COLA CO COM 191216100 1048 22689 SH SOLE 22689 0 0 CONOCOPHILLIPS COM 20825C104 1190 15369 SH SOLE 15369 0 0 CORNING INC COM 219350105 3861 109386 SH SOLE 109386 0 0 CRANE CO COM 224399105 232 2355 SH SOLE 2355 0 0 CSX CORP COM 126408103 790 10664 SH SOLE 10664 0 0 CYPRESS SEMICONDUCTOR CORP COM 232806109 217 15000 SH SOLE 15000 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 2300 39770 SH SOLE 39770 0 0 DEVON ENERGY CORP NEW COM 25179M103 587 14700 SH SOLE 14700 0 0 DIEBOLD NXDF INC COM 253651103 128 28500 SH SOLE 28500 0 0 DISNEY WALT CO COM DISNEY 254687106 2827 24178 SH SOLE 24178 0 0 DOWDUPONT INC COM 26078J100 1584 24628 SH SOLE 24628 0 0 DREYFUS HIGH YIELD STRATEGIE SH BEN INT 26200S101 81 25100 SH SOLE 25100 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 276 3454 SH SOLE 3454 0 0 EMERSON ELEC CO COM 291011104 866 11310 SH SOLE 11310 0 0 ENBRIDGE INC COM 29250N105 271 8380 SH SOLE 8380 0 0 ESTRE AMBIENTAL INC *W EXP 12/21/202 G3206V118 15 44000 SH SOLE 44000 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 491 5173 SH SOLE 5173 0 0 EXXON MOBIL CORP COM 30231G102 3221 37891 SH SOLE 37891 0 0 FLEX LTD ORD Y2573F102 169 12900 SH SOLE 12900 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 175 18950 SH SOLE 18950 0 0 FREEPORT-MCMORAN INC CL B 35671D857 191 13724 SH SOLE 13724 0 0 FUELCELL ENERGY INC COM NEW 35952H502 61 57000 SH SOLE 57000 0 0 GENERAL ELECTRIC CO COM 369604103 678 60046 SH SOLE 60046 0 0 GENERAL MTRS CO COM 37045V100 423 12555 SH SOLE 12555 0 0 GENWORTH FINL INC COM CL A 37247D106 102 24400 SH SOLE 24400 0 0 GILEAD SCIENCES INC COM 375558103 882 11425 SH SOLE 11425 0 0 GLOBALSTAR INC COM 378973408 28 55000 SH SOLE 55000 0 0 GOLDCORP INC NEW COM 380956409 220 21590 SH SOLE 21590 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 2657 11851 SH SOLE 11851 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 367 7350 SH SOLE 7350 0 0 HCA HEALTHCARE INC COM 40412C101 2736 19664 SH SOLE 19664 0 0 HONEYWELL INTL INC COM 438516106 1531 9202 SH SOLE 9202 0 0 HOVNANIAN ENTERPRISES INC CL A 442487203 18 11200 SH SOLE 11200 0 0 HUDBAY MINERALS INC COM 443628102 80 15780 SH SOLE 15780 0 0 HUNTINGTON INGALLS INDS INC COM 446413106 427 1666 SH SOLE 1666 0 0 ILLINOIS TOOL WKS INC COM 452308109 300 2126 SH SOLE 2126 0 0 INTEL CORP COM 458140100 1999 42264 SH SOLE 42264 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1082 7155 SH SOLE 7155 0 0 INVESCO DB COMMDY INDX TRCK UNIT 46138B103 4611 256618 SH SOLE 256618 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 558 3000 SH Put SOLE 3000 0 0 ISHARES TR SELECT DIVID ETF 464287168 18536 185809 SH SOLE 185809 0 0 ISHARES TR TIPS BD ETF 464287176 1373 12413 SH SOLE 12413 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 2033 24462 SH SOLE 24462 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 287 1700 SH SOLE 1700 0 0 ISHARES TR SH TR CRPORT ETF 464288646 829 16000 SH SOLE 16000 0 0 ISHARES TR S&P US PFD STK 464288687 13750 370328 SH SOLE 370328 0 0 J2 GLOBAL INC COM 48123V102 6463 78014 SH SOLE 78014 0 0 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 279 1660 SH SOLE 1660 0 0 JOHNSON & JOHNSON COM 478160104 2170 15703 SH SOLE 15703 0 0 JPMORGAN CHASE & CO COM 46625H100 2192 19427 SH SOLE 19427 0 0 JPMORGAN CHASE & CO *W EXP 10/28/201 46634E114 3082 42418 SH SOLE 42418 0 0 KIMBERLY CLARK CORP COM 494368103 777 6838 SH SOLE 6838 0 0 LILLY ELI & CO COM 532457108 1256 11701 SH SOLE 11701 0 0 LOWES COS INC COM 548661107 338 2947 SH SOLE 2947 0 0 MARKEL CORP COM 570535104 357 300 SH SOLE 300 0 0 MASTERCARD INCORPORATED CL A 57636Q104 356 1600 SH SOLE 1600 0 0 MERCK & CO INC COM 58933Y105 1918 27036 SH SOLE 27036 0 0 METLIFE INC COM 59156R108 663 14185 SH SOLE 14185 0 0 MFS INTER INCOME TR SH BEN INT 55273C107 38 10000 SH SOLE 10000 0 0 MICRON TECHNOLOGY INC COM 595112103 275 6090 SH SOLE 6090 0 0 MICROSOFT CORP COM 594918104 5491 48010 SH SOLE 48010 0 0 MIDSTATES PETE CO INC COM PAR 59804T407 195 21860 SH SOLE 21860 0 0 NABORS INDUSTRIES LTD SHS G6359F103 171 27750 SH SOLE 27750 0 0 NEW GOLD INC CDA COM 644535106 151 190000 SH SOLE 190000 0 0 NEW YORK TIMES CO CL A 650111107 394 17000 SH SOLE 17000 0 0 NEWELL BRANDS INC COM 651229106 322 15875 SH SOLE 15875 0 0 NORTHROP GRUMMAN CORP COM 666807102 1476 4650 SH SOLE 4650 0 0 NUVEEN AMT FREE QLTY MUN INC COM 670657105 472 37315 SH SOLE 37315 0 0 NUVEEN NEW JERSEY QULT MUN F COM 67069Y102 167 12983 SH SOLE 12983 0 0 NVIDIA CORP COM 67066G104 2322 8262 SH SOLE 8262 0 0 ORACLE CORP COM 68389X105 1849 35864 SH SOLE 35864 0 0 PEMBINA PIPELINE CORP COM 706327103 222 6523 SH SOLE 6523 0 0 PFIZER INC COM 717081103 2488 56465 SH SOLE 56465 0 0 PHILIP MORRIS INTL INC COM 718172109 204 2500 SH SOLE 2500 0 0 PIMCO NY MUNICIPAL INCOME FD COM 72200T103 134 11500 SH SOLE 11500 0 0 PNC FINL SVCS GROUP INC COM 693475105 245 1800 SH SOLE 1800 0 0 PROCTER AND GAMBLE CO COM 742718109 625 7507 SH SOLE 7507 0 0 PROSHARES TR ULTRASHRT S&P500 74347B383 227 6850 SH SOLE 6850 0 0 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 301 26331 SH SOLE 26331 0 0 RANGE RES CORP COM 75281A109 266 15640 SH SOLE 15640 0 0 RELIANCE STEEL & ALUMINUM CO COM 759509102 2524 29599 SH SOLE 29599 0 0 RITE AID CORP COM 767754104 67 52500 SH SOLE 52500 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 2660 37502 SH SOLE 37502 0 0 SANDRIDGE ENERGY INC COM NEW 80007P869 109 10000 SH Call SOLE 10000 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 206 4350 SH SOLE 4350 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 4961 52142 SH SOLE 52142 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 5826 108020 SH SOLE 108020 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 327 4346 SH SOLE 4346 0 0 SMUCKER J M CO COM NEW 832696405 590 5750 SH SOLE 5750 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 282 2500 SH SOLE 2500 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1105 3800 SH Put SOLE 3800 0 0 STEEL DYNAMICS INC COM 858119100 2583 57166 SH SOLE 57166 0 0 SUNPOWER CORP COM 867652406 228 31200 SH SOLE 31200 0 0 SYSCO CORP COM 871829107 366 5000 SH SOLE 5000 0 0 TAPESTRY INC COM 876030107 216 4290 SH SOLE 4290 0 0 TCW STRATEGIC INCOME FUND IN COM 872340104 844 150790 SH SOLE 150790 0 0 TEXAS INSTRS INC COM 882508104 335 3118 SH SOLE 3118 0 0 TEXTRON INC COM 883203101 300 4200 SH SOLE 4200 0 0 TIDEWATER INC NEW *W EXP 07/31/202 88642R125 76 21180 SH SOLE 21180 0 0 TIFFANY & CO NEW COM 886547108 979 7590 SH SOLE 7590 0 0 TRANSOCEAN LTD REG SHS H8817H100 158 11350 SH SOLE 11350 0 0 TRAVELERS COMPANIES INC COM 89417E109 518 3996 SH SOLE 3996 0 0 VALERO ENERGY CORP NEW COM 91913Y100 2828 24864 SH SOLE 24864 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 1536 19679 SH SOLE 19679 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 784 14684 SH SOLE 14684 0 0 VISA INC COM CL A 92826C839 244 1628 SH SOLE 1628 0 0 WASTE MGMT INC DEL COM 94106L109 226 2500 SH SOLE 2500 0 0 WEATHERFORD INTL PLC ORD SHS G48833100 108 40000 SH SOLE 40000 0 0 WHIRLPOOL CORP COM 963320106 220 1850 SH SOLE 1850 0 0 WHITE MTNS INS GROUP LTD COM G9618E107 1069 1142 SH SOLE 1142 0 0 YAMANA GOLD INC COM 98462Y100 68 27500 SH SOLE 27500 0 0