0001172661-18-001406.txt : 20180723
0001172661-18-001406.hdr.sgml : 20180723
20180723150559
ACCESSION NUMBER: 0001172661-18-001406
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180630
FILED AS OF DATE: 20180723
DATE AS OF CHANGE: 20180723
EFFECTIVENESS DATE: 20180723
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BRAVE ASSET MANAGEMENT INC
CENTRAL INDEX KEY: 0001085867
IRS NUMBER: 223190069
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15792
FILM NUMBER: 18964393
BUSINESS ADDRESS:
STREET 1: 47 SUMMIT AVENUE
CITY: SUMMIT
STATE: NJ
ZIP: 07901
BUSINESS PHONE: 9085228822
MAIL ADDRESS:
STREET 1: 47 SUMMIT AVE
CITY: SUMMIT
STATE: NJ
ZIP: 07901
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001085867
XXXXXXXX
06-30-2018
06-30-2018
false
BRAVE ASSET MANAGEMENT INC
47 Summit Ave
Summit
NJ
07901
13F HOLDINGS REPORT
028-15792
N
T. Brett Haire, Jr.
President
908-522-8822
/s/ T. Brett Haire, Jr.
Summit
NJ
07-23-2018
0
155
172050
INFORMATION TABLE
2
infotable.xml
3M CO
COM
88579Y101
1778
9036
SH
SOLE
9036
0
0
ABBVIE INC
COM
00287Y109
204
2200
SH
SOLE
2200
0
0
ABRAXAS PETE CORP
COM
003830106
30
10500
SH
SOLE
10500
0
0
ADOBE SYS INC
COM
00724F101
739
3033
SH
SOLE
3033
0
0
AETNA INC NEW
COM
00817Y108
963
5249
SH
SOLE
5249
0
0
ALLERGAN PLC
SHS
G0177J108
321
1926
SH
SOLE
1926
0
0
ALLSTATE CORP
COM
020002101
881
9650
SH
SOLE
9650
0
0
ALPHABET INC
CAP STK CL C
02079K107
2790
2501
SH
SOLE
2501
0
0
ALPHABET INC
CAP STK CL A
02079K305
604
535
SH
SOLE
535
0
0
ALPS ETF TR
ALERIAN MLP
00162Q866
2976
294661
SH
SOLE
294661
0
0
AMAZON COM INC
COM
023135106
252
148
SH
SOLE
148
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
1186
31234
SH
SOLE
31234
0
0
AMERICAN AXLE & MFG HLDGS IN
COM
024061103
170
10915
SH
SOLE
10915
0
0
AMERICAN ELEC PWR INC
COM
025537101
245
3539
SH
SOLE
3539
0
0
AMERICAN INTL GROUP INC
*W EXP 01/19/202
026874156
204
14067
SH
SOLE
14067
0
0
AMGEN INC
COM
031162100
2232
12089
SH
SOLE
12089
0
0
ANADARKO PETE CORP
COM
032511107
637
8703
SH
SOLE
8703
0
0
ANNALY CAP MGMT INC
COM
035710409
352
34238
SH
SOLE
34238
0
0
APPLE INC
COM
037833100
4949
26737
SH
SOLE
26737
0
0
AT&T INC
COM
00206R102
2615
81448
SH
SOLE
81448
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
488
3641
SH
SOLE
3641
0
0
BABCOCK & WILCOX ENTERPRIS I
COM
05614L100
36
15000
SH
SOLE
15000
0
0
BANK AMER CORP
COM
060505104
1751
62130
SH
SOLE
62130
0
0
BANK AMER CORP
*W EXP 10/28/201
060505153
82
134195
SH
SOLE
134195
0
0
BARCLAYS PLC
ADR
06738E204
678
67611
SH
SOLE
67611
0
0
BARRICK GOLD CORP
COM
067901108
480
36555
SH
SOLE
36555
0
0
BECTON DICKINSON & CO
COM
075887109
249
1039
SH
SOLE
1039
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
914
4895
SH
SOLE
4895
0
0
BLACKROCK CORPOR HI YLD FD I
COM
09255P107
190
18150
SH
SOLE
18150
0
0
BLACKSTONE MTG TR INC
COM CL A
09257W100
3092
98391
SH
SOLE
98391
0
0
BOEING CO
COM
097023105
3345
9969
SH
SOLE
9969
0
0
BORGWARNER INC
COM
099724106
506
11734
SH
SOLE
11734
0
0
BRIGHTHOUSE FINL INC
COM
10922N103
516
12881
SH
SOLE
12881
0
0
CELGENE CORP
COM
151020104
1426
17955
SH
SOLE
17955
0
0
CEMTREX INC
*W EXP 12/02/202
15130G113
3
34000
SH
SOLE
34000
0
0
CHECK CAP LTD
*W EXP 02/28/202
M2361E120
1
13324
SH
SOLE
13324
0
0
CHESAPEAKE ENERGY CORP
COM
165167107
112
21450
SH
SOLE
21450
0
0
CHEVRON CORP NEW
COM
166764100
681
5385
SH
SOLE
5385
0
0
CISCO SYS INC
COM
17275R102
1024
23800
SH
SOLE
23800
0
0
CITIGROUP INC
COM NEW
172967424
277
4140
SH
SOLE
4140
0
0
CITIGROUP INC
COM NEW
172967424
3748
56000
SH
Call
SOLE
56000
0
0
CLEAN ENERGY FUELS CORP
COM
184499101
89
24000
SH
SOLE
24000
0
0
COCA COLA CO
COM
191216100
995
22689
SH
SOLE
22689
0
0
CONOCOPHILLIPS
COM
20825C104
1070
15369
SH
SOLE
15369
0
0
CORNING INC
COM
219350105
2901
105439
SH
SOLE
105439
0
0
CSX CORP
COM
126408103
680
10664
SH
SOLE
10664
0
0
CYPRESS SEMICONDUCTOR CORP
COM
232806109
234
15000
SH
SOLE
15000
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
2119
42764
SH
SOLE
42764
0
0
DEVON ENERGY CORP NEW
COM
25179M103
646
14700
SH
SOLE
14700
0
0
DISNEY WALT CO
COM DISNEY
254687106
2432
23200
SH
SOLE
23200
0
0
DOWDUPONT INC
COM
26078J100
1623
24628
SH
SOLE
24628
0
0
DREYFUS HIGH YIELD STRATEGIE
SH BEN INT
26200S101
49
15700
SH
SOLE
15700
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
273
3454
SH
SOLE
3454
0
0
ELDORADO GOLD CORP NEW
COM
284902103
45
45000
SH
SOLE
45000
0
0
EMERSON ELEC CO
COM
291011104
782
11310
SH
SOLE
11310
0
0
ENBRIDGE INC
COM
29250N105
299
8380
SH
SOLE
8380
0
0
ESTRE AMBIENTAL INC
*W EXP 12/21/202
G3206V118
12
29000
SH
SOLE
29000
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
399
5173
SH
SOLE
5173
0
0
EXXON MOBIL CORP
COM
30231G102
3133
37871
SH
SOLE
37871
0
0
FLEX LTD
ORD
Y2573F102
182
12900
SH
SOLE
12900
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
188
16950
SH
SOLE
16950
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
2364
136975
SH
SOLE
136975
0
0
FUELCELL ENERGY INC
COM NEW
35952H502
67
50500
SH
SOLE
50500
0
0
GENERAL ELECTRIC CO
COM
369604103
878
64546
SH
SOLE
64546
0
0
GENERAL MTRS CO
COM
37045V100
534
13555
SH
SOLE
13555
0
0
GENWORTH FINL INC
COM CL A
37247D106
110
24400
SH
SOLE
24400
0
0
GERON CORP
COM
374163103
34
10000
SH
SOLE
10000
0
0
GILEAD SCIENCES INC
COM
375558103
834
11775
SH
SOLE
11775
0
0
GLOBALSTAR INC
COM
378973408
20
40000
SH
SOLE
40000
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
2485
11267
SH
SOLE
11267
0
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
376
7350
SH
SOLE
7350
0
0
HCA HEALTHCARE INC
COM
40412C101
2032
19808
SH
SOLE
19808
0
0
HONEYWELL INTL INC
COM
438516106
1326
9202
SH
SOLE
9202
0
0
HOVNANIAN ENTERPRISES INC
CL A
442487203
35
21200
SH
SOLE
21200
0
0
HUNTINGTON INGALLS INDS INC
COM
446413106
361
1666
SH
SOLE
1666
0
0
ILLINOIS TOOL WKS INC
COM
452308109
295
2126
SH
SOLE
2126
0
0
INTEL CORP
COM
458140100
2116
42558
SH
SOLE
42558
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
1000
7155
SH
SOLE
7155
0
0
INVESCO DB COMMDY INDX TRCK
UNIT
46138B103
4519
255590
SH
SOLE
255590
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
515
3000
SH
Put
SOLE
3000
0
0
ISHARES TR
SELECT DIVID ETF
464287168
12611
129028
SH
SOLE
129028
0
0
ISHARES TR
TIPS BD ETF
464287176
1536
13606
SH
SOLE
13606
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
4320
99711
SH
SOLE
99711
0
0
ISHARES TR
1 3 YR TREAS BD
464287457
2088
25046
SH
SOLE
25046
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
278
1700
SH
SOLE
1700
0
0
ISHARES TR
1 3 YR CR BD ETF
464288646
830
8000
SH
SOLE
8000
0
0
ISHARES TR
S&P US PFD STK
464288687
535
14199
SH
SOLE
14199
0
0
J2 GLOBAL INC
COM
48123V102
7375
85147
SH
SOLE
85147
0
0
JAZZ PHARMACEUTICALS PLC
SHS USD
G50871105
286
1660
SH
SOLE
1660
0
0
JOHNSON & JOHNSON
COM
478160104
1905
15703
SH
SOLE
15703
0
0
JPMORGAN CHASE & CO
COM
46625H100
1946
18673
SH
SOLE
18673
0
0
JPMORGAN CHASE & CO
*W EXP 10/28/201
46634E114
2747
43307
SH
SOLE
43307
0
0
KIMBERLY CLARK CORP
COM
494368103
720
6838
SH
SOLE
6838
0
0
LILLY ELI & CO
COM
532457108
987
11561
SH
SOLE
11561
0
0
LOWES COS INC
COM
548661107
282
2947
SH
SOLE
2947
0
0
MARKEL CORP
COM
570535104
325
300
SH
SOLE
300
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
314
1600
SH
SOLE
1600
0
0
MERCK & CO INC
COM
58933Y105
1641
27036
SH
SOLE
27036
0
0
METLIFE INC
COM
59156R108
618
14185
SH
SOLE
14185
0
0
MFS INTER INCOME TR
SH BEN INT
55273C107
107
27800
SH
SOLE
27800
0
0
MICROSOFT CORP
COM
594918104
4596
46612
SH
SOLE
46612
0
0
MIDSTATES PETE CO INC
COM PAR
59804T407
205
15045
SH
SOLE
15045
0
0
NABORS INDUSTRIES LTD
SHS
G6359F103
174
27165
SH
SOLE
27165
0
0
NEW GOLD INC CDA
COM
644535106
131
63000
SH
SOLE
63000
0
0
NEW YORK TIMES CO
CL A
650111107
440
17000
SH
SOLE
17000
0
0
NEWELL BRANDS INC
COM
651229106
307
11895
SH
SOLE
11895
0
0
NORTHROP GRUMMAN CORP
COM
666807102
1431
4650
SH
SOLE
4650
0
0
NUVEEN NEW JERSEY QULT MUN F
COM
67069Y102
169
12983
SH
SOLE
12983
0
0
NVIDIA CORP
COM
67066G104
1953
8244
SH
SOLE
8244
0
0
OFFICE DEPOT INC
COM
676220106
47
18615
SH
SOLE
18615
0
0
ORACLE CORP
COM
68389X105
1460
33127
SH
SOLE
33127
0
0
PEMBINA PIPELINE CORP
COM
706327103
226
6523
SH
SOLE
6523
0
0
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
102
10150
SH
SOLE
10150
0
0
PFIZER INC
COM
717081103
2194
60465
SH
SOLE
60465
0
0
PHILIP MORRIS INTL INC
COM
718172109
202
2500
SH
SOLE
2500
0
0
PIMCO NY MUNICIPAL INCOME FD
COM
72200T103
142
11500
SH
SOLE
11500
0
0
PNC FINL SVCS GROUP INC
COM
693475105
243
1800
SH
SOLE
1800
0
0
PROCTER AND GAMBLE CO
COM
742718109
586
7507
SH
SOLE
7507
0
0
PUTNAM MUN OPPORTUNITIES TR
SH BEN INT
746922103
308
26331
SH
SOLE
26331
0
0
RANGE RES CORP
COM
75281A109
411
24560
SH
SOLE
24560
0
0
RELIANCE STEEL & ALUMINUM CO
COM
759509102
2429
27746
SH
SOLE
27746
0
0
RITE AID CORP
COM
767754104
68
39200
SH
SOLE
39200
0
0
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
2618
36038
SH
SOLE
36038
0
0
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
246
4350
SH
SOLE
4350
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
3759
45041
SH
SOLE
45041
0
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
2851
55332
SH
SOLE
55332
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
338
4865
SH
SOLE
4865
0
0
SMUCKER J M CO
COM NEW
832696405
618
5750
SH
SOLE
5750
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
297
2500
SH
SOLE
2500
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1628
6000
SH
Put
SOLE
6000
0
0
STEEL DYNAMICS INC
COM
858119100
2597
56509
SH
SOLE
56509
0
0
SUNPOWER CORP
COM
867652406
201
26200
SH
SOLE
26200
0
0
SUNPOWER CORP
DBCV 4.000% 1/1
867652AL3
245
290000
SH
SOLE
290000
0
0
SYSCO CORP
COM
871829107
341
5000
SH
SOLE
5000
0
0
TAPESTRY INC
COM
876030107
200
4290
SH
SOLE
4290
0
0
TCW STRATEGIC INCOME FUND IN
COM
872340104
866
157790
SH
SOLE
157790
0
0
TEXAS INSTRS INC
COM
882508104
344
3118
SH
SOLE
3118
0
0
TEXTRON INC
COM
883203101
277
4200
SH
SOLE
4200
0
0
TIDEWATER INC NEW
*W EXP 07/31/202
88642R125
108
39307
SH
SOLE
39307
0
0
TIFFANY & CO NEW
COM
886547108
999
7590
SH
SOLE
7590
0
0
TRANSOCEAN LTD
REG SHS
H8817H100
153
11350
SH
SOLE
11350
0
0
TRAVELERS COMPANIES INC
COM
89417E109
489
3996
SH
SOLE
3996
0
0
TWITTER INC
COM
90184L102
207
4750
SH
SOLE
4750
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
2698
24342
SH
SOLE
24342
0
0
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
1635
20905
SH
SOLE
20905
0
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
4313
55219
SH
SOLE
55219
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
548
10902
SH
SOLE
10902
0
0
VISA INC
COM CL A
92826C839
216
1628
SH
SOLE
1628
0
0
WASTE MGMT INC DEL
COM
94106L109
203
2500
SH
SOLE
2500
0
0
WEATHERFORD INTL PLC
ORD SHS
G48833100
53
16000
SH
SOLE
16000
0
0
WHIRLPOOL CORP
COM
963320106
210
1435
SH
SOLE
1435
0
0
WHITE MTNS INS GROUP LTD
COM
G9618E107
1035
1142
SH
SOLE
1142
0
0
WHITING PETE CORP NEW
COM NEW
966387409
237
4500
SH
SOLE
4500
0
0
YAMANA GOLD INC
COM
98462Y100
80
27500
SH
SOLE
27500
0
0
ZIONS BANCORPORATION
*W EXP 11/14/201
989701131
386
21500
SH
SOLE
21500
0
0