0001172661-18-000330.txt : 20180209 0001172661-18-000330.hdr.sgml : 20180209 20180209130742 ACCESSION NUMBER: 0001172661-18-000330 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180209 DATE AS OF CHANGE: 20180209 EFFECTIVENESS DATE: 20180209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BRAVE ASSET MANAGEMENT INC CENTRAL INDEX KEY: 0001085867 IRS NUMBER: 223190069 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15792 FILM NUMBER: 18590156 BUSINESS ADDRESS: STREET 1: 47 SUMMIT AVENUE CITY: SUMMIT STATE: NJ ZIP: 07901 BUSINESS PHONE: 9085228822 MAIL ADDRESS: STREET 1: 47 SUMMIT AVE CITY: SUMMIT STATE: NJ ZIP: 07901 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001085867 XXXXXXXX 12-31-2017 12-31-2017 false BRAVE ASSET MANAGEMENT INC

47 Summit Ave Summit NJ 07901

13F HOLDINGS REPORT 028-15792 N T. Brett Haire, Jr. 908-522-8822 /s/ T. Brett Haire, Jr. Summit NJ 02-09-2018 0 190 192002 INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 2201 9350 SH SOLE 9350 0 0 ABBVIE INC COM 00287Y109 213 2200 SH SOLE 2200 0 0 ABRAXAS PETE CORP COM 003830106 26 10500 SH SOLE 10500 0 0 ADOBE SYS INC COM 00724F101 545 3111 SH SOLE 3111 0 0 AETNA INC NEW COM 00817Y108 997 5525 SH SOLE 5525 0 0 AK STL HLDG CORP COM 001547108 57 10000 SH SOLE 10000 0 0 ALLERGAN PLC SHS G0177J108 714 4363 SH SOLE 4363 0 0 ALLSTATE CORP COM 020002101 1010 9650 SH SOLE 9650 0 0 ALPHABET INC CAP STK CL A 02079K305 555 527 SH SOLE 527 0 0 ALPHABET INC CAP STK CL C 02079K107 2633 2516 SH SOLE 2516 0 0 ALTRIA GROUP INC COM 02209S103 231 3228 SH SOLE 3228 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 1385 26614 SH SOLE 26614 0 0 AMERICAN ELEC PWR INC COM 025537101 325 4414 SH SOLE 4414 0 0 AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 364 20080 SH SOLE 20080 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 10 175 SH SOLE 175 0 0 AMGEN INC COM 031162100 1658 9534 SH SOLE 9534 0 0 ANADARKO PETE CORP COM 032511107 445 8300 SH SOLE 8300 0 0 ANNALY CAP MGMT INC COM 035710409 432 36300 SH SOLE 36300 0 0 APPLE INC COM 037833100 4607 27222 SH SOLE 27222 0 0 AT&T INC COM 00206R102 3244 83440 SH SOLE 83440 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 409 3489 SH SOLE 3489 0 0 BANK AMER CORP *W EXP 01/16/201 060505146 302 17218 SH SOLE 17218 0 0 BANK AMER CORP *W EXP 10/28/201 060505153 1312 613222 SH SOLE 613222 0 0 BANK AMER CORP COM 060505104 90 3050 SH Call SOLE 3050 0 0 BANK AMER CORP COM 060505104 1617 54787 SH SOLE 54787 0 0 BARCLAYS PLC ADR 06738E204 713 65452 SH SOLE 65452 0 0 BARRICK GOLD CORP COM 067901108 290 20015 SH SOLE 20015 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 969 4888 SH SOLE 4888 0 0 BLACKROCK CORPOR HI YLD FD I COM 09255P107 153 14025 SH SOLE 14025 0 0 BLUE APRON HLDGS INC CL A 09523Q101 48 12000 SH SOLE 12000 0 0 BOEING CO COM 097023105 3798 12877 SH SOLE 12877 0 0 BORGWARNER INC COM 099724106 653 12784 SH SOLE 12784 0 0 BRIGHTHOUSE FINL INC COM 10922N103 449 7650 SH SOLE 7650 0 0 CATERPILLAR INC DEL COM 149123101 332 2106 SH SOLE 2106 0 0 CELGENE CORP COM 151020104 4113 39416 SH SOLE 39416 0 0 CHESAPEAKE ENERGY CORP COM 165167107 135 34130 SH SOLE 34130 0 0 CHEVRON CORP NEW COM 166764100 547 4368 SH SOLE 4368 0 0 CISCO SYS INC COM 17275R102 960 25068 SH SOLE 25068 0 0 CITIGROUP INC COM NEW 172967424 305 4097 SH SOLE 4097 0 0 CITIGROUP INC COM NEW 172967424 4539 61000 SH Call SOLE 61000 0 0 CLEAN ENERGY FUELS CORP COM 184499101 88 43500 SH SOLE 43500 0 0 COCA COLA CO COM 191216100 1601 34885 SH SOLE 34885 0 0 CONOCOPHILLIPS COM 20825C104 883 16082 SH SOLE 16082 0 0 CONSOLIDATED EDISON INC COM 209115104 459 5400 SH SOLE 5400 0 0 CORNING INC COM 219350105 3526 110220 SH SOLE 110220 0 0 CSX CORP COM 126408103 603 10959 SH SOLE 10959 0 0 CYPRESS SEMICONDUCTOR CORP COM 232806109 256 16800 SH SOLE 16800 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 2242 40031 SH SOLE 40031 0 0 DEUTSCHE BANK AG NAMEN AKT D18190898 530 27858 SH SOLE 27858 0 0 DEVON ENERGY CORP NEW COM 25179M103 526 12700 SH SOLE 12700 0 0 DISNEY WALT CO COM DISNEY 254687106 2460 22881 SH SOLE 22881 0 0 DOMINION ENERGY INC COM 25746U109 203 2500 SH SOLE 2500 0 0 DOWDUPONT INC COM 26078J100 1782 25019 SH SOLE 25019 0 0 DREYFUS HIGH YIELD STRATEGIE SH BEN INT 26200S101 52 15700 SH SOLE 15700 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 336 3993 SH SOLE 3993 0 0 EASTERLY ACQUISITION CORP *W EXP 07/29/202 27616L110 37 61700 SH SOLE 61700 0 0 EASTERLY ACQUISITION CORP COM 27616L102 20 2000 SH SOLE 2000 0 0 ELDORADO GOLD CORP NEW COM 284902103 77 54000 SH SOLE 54000 0 0 EMERSON ELEC CO COM 291011104 788 11310 SH SOLE 11310 0 0 ENBRIDGE INC COM 29250N105 328 8380 SH SOLE 8380 0 0 ENDO INTL PLC SHS G30401106 105 13550 SH SOLE 13550 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 451 6049 SH SOLE 6049 0 0 EXXON MOBIL CORP COM 30231G102 2440 29167 SH SOLE 29167 0 0 FACEBOOK INC CL A 30303M102 2801 15872 SH SOLE 15872 0 0 FLEX LTD ORD Y2573F102 232 12900 SH SOLE 12900 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 399 31982 SH SOLE 31982 0 0 FREEPORT-MCMORAN INC CL B 35671D857 1392 73441 SH SOLE 73441 0 0 FUELCELL ENERGY INC COM NEW 35952H502 26 15000 SH SOLE 15000 0 0 GENERAL ELECTRIC CO COM 369604103 675 38654 SH SOLE 38654 0 0 GENERAL ELECTRIC CO COM 369604103 288 16500 SH Call SOLE 16500 0 0 GENERAL MTRS CO *W EXP 07/10/201 37045V126 176 7500 SH SOLE 7500 0 0 GENERAL MTRS CO COM 37045V100 743 18130 SH SOLE 18130 0 0 GENWORTH FINL INC COM CL A 37247D106 90 28900 SH SOLE 28900 0 0 GERON CORP COM 374163103 22 12000 SH SOLE 12000 0 0 GILEAD SCIENCES INC COM 375558103 1260 17594 SH SOLE 17594 0 0 GOLDCORP INC NEW COM 380956409 211 16535 SH SOLE 16535 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 2856 11209 SH SOLE 11209 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 476 8459 SH SOLE 8459 0 0 HCA HEALTHCARE INC COM 40412C101 1749 19910 SH SOLE 19910 0 0 HONEYWELL INTL INC COM 438516106 1565 10202 SH SOLE 10202 0 0 HUNTINGTON INGALLS INDS INC COM 446413106 393 1666 SH SOLE 1666 0 0 ILLINOIS TOOL WKS INC COM 452308109 355 2126 SH SOLE 2126 0 0 INTEL CORP COM 458140100 1952 42293 SH SOLE 42293 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 941 6136 SH SOLE 6136 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 92 5725 SH SOLE 5725 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 32 2000 SH Call SOLE 2000 0 0 ISHARES TR 1 3 YR CR BD ETF 464288646 836 8000 SH SOLE 8000 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 2787 33243 SH SOLE 33243 0 0 ISHARES TR BARCLAYS 7 10 YR 464287440 11 100 SH SOLE 100 0 0 ISHARES TR CORE US AGGBD ET 464287226 561 5128 SH SOLE 5128 0 0 ISHARES TR IBOXX INV CP ETF 464287242 9 75 SH SOLE 75 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 4178 88670 SH SOLE 88670 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 57 422 SH SOLE 422 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 30 239 SH SOLE 239 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 9 50 SH SOLE 50 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 7 54 SH SOLE 54 0 0 ISHARES TR RUS MD CP GR ETF 464287481 11 90 SH SOLE 90 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 7 79 SH SOLE 79 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 381 2500 SH Put SOLE 2500 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 19 127 SH SOLE 127 0 0 ISHARES TR S&P 500 VAL ETF 464287408 19 162 SH SOLE 162 0 0 ISHARES TR S&P US PFD STK 464288687 14714 386503 SH SOLE 386503 0 0 ISHARES TR SELECT DIVID ETF 464287168 950 9639 SH SOLE 9639 0 0 ISHARES TR TIPS BD ETF 464287176 1590 13939 SH SOLE 13939 0 0 J2 GLOBAL INC COM 48123V102 7462 99453 SH SOLE 99453 0 0 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 224 1660 SH SOLE 1660 0 0 JEFFERIES GROUP INC NEW DBCV 3.875%11/0 472319AG7 330 330000 SH SOLE 330000 0 0 JOHNSON & JOHNSON COM 478160104 2278 16303 SH SOLE 16303 0 0 JPMORGAN CHASE & CO *W EXP 10/28/201 46634E114 3021 45472 SH SOLE 45472 0 0 JPMORGAN CHASE & CO COM 46625H100 1915 17906 SH SOLE 17906 0 0 JPMORGAN CHASE & CO COM 46625H100 267 2500 SH Call SOLE 2500 0 0 KIMBERLY CLARK CORP COM 494368103 1097 9088 SH SOLE 9088 0 0 KKR & CO L P DEL COM UNITS 48248M102 211 10000 SH SOLE 10000 0 0 LILLY ELI & CO COM 532457108 914 10825 SH SOLE 10825 0 0 LOWES COS INC COM 548661107 274 2947 SH SOLE 2947 0 0 MACYS INC COM 55616P104 88 3500 SH Call SOLE 3500 0 0 MACYS INC COM 55616P104 74 2950 SH SOLE 2950 0 0 MARKEL CORP COM 570535104 342 300 SH SOLE 300 0 0 MASTERCARD INCORPORATED CL A 57636Q104 242 1600 SH SOLE 1600 0 0 MERCK & CO INC COM 58933Y105 1294 23003 SH SOLE 23003 0 0 METLIFE INC COM 59156R108 3082 60952 SH SOLE 60952 0 0 MFS INTER INCOME TR SH BEN INT 55273C107 115 27800 SH SOLE 27800 0 0 MICROSOFT CORP COM 594918104 4078 47679 SH SOLE 47679 0 0 MORGAN STANLEY COM NEW 617446448 215 4100 SH SOLE 4100 0 0 NABORS INDUSTRIES LTD SHS G6359F103 170 24850 SH SOLE 24850 0 0 NEW GOLD INC CDA COM 644535106 56 17000 SH SOLE 17000 0 0 NEW YORK TIMES CO CL A 650111107 249 13450 SH SOLE 13450 0 0 NORTHROP GRUMMAN CORP COM 666807102 1427 4650 SH SOLE 4650 0 0 NUVEEN AMT FREE QLTY MUN INC COM 670657105 1819 132295 SH SOLE 132295 0 0 NUVEEN NEW JERSEY QULT MUN F COM 67069Y102 233 16983 SH SOLE 16983 0 0 NUVEEN PFD & INCM OPPORTNYS COM 67073B106 318 30725 SH SOLE 30725 0 0 NVIDIA CORP COM 67066G104 2268 11719 SH SOLE 11719 0 0 ORACLE CORP COM 68389X105 784 16574 SH SOLE 16574 0 0 PANDORA MEDIA INC COM 698354107 29 6000 SH SOLE 6000 0 0 PANDORA MEDIA INC COM 698354107 48 10000 SH Call SOLE 10000 0 0 PEMBINA PIPELINE CORP COM 706327103 267 7373 SH SOLE 7373 0 0 PENNEY J C INC COM 708160106 54 17000 SH SOLE 17000 0 0 PFIZER INC COM 717081103 2175 60049 SH SOLE 60049 0 0 PHILIP MORRIS INTL INC COM 718172109 264 2500 SH SOLE 2500 0 0 PIMCO NY MUNICIPAL INCOME FD COM 72200T103 147 11500 SH SOLE 11500 0 0 PNC FINL SVCS GROUP INC COM 693475105 260 1800 SH SOLE 1800 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 180 1155 SH SOLE 1155 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 156 1000 SH Put SOLE 1000 0 0 PPL CORP COM 69351T106 412 13312 SH SOLE 13312 0 0 PROCTER AND GAMBLE CO COM 742718109 930 10123 SH SOLE 10123 0 0 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 573 46431 SH SOLE 46431 0 0 RANGE RES CORP COM 75281A109 261 15300 SH SOLE 15300 0 0 RELIANCE STEEL & ALUMINUM CO COM 759509102 1876 21862 SH SOLE 21862 0 0 RITE AID CORP COM 767754104 158 80000 SH SOLE 80000 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 2288 33505 SH SOLE 33505 0 0 SCHWAB CHARLES CORP NEW COM 808513105 153 2980 SH Call SOLE 2980 0 0 SCHWAB CHARLES CORP NEW COM 808513105 0 0 SH SOLE 0 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 203 4850 SH SOLE 4850 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 75 1036 SH SOLE 1036 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 6 175 SH SOLE 175 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1304 15774 SH SOLE 15774 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 44 1570 SH SOLE 1570 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 34 444 SH SOLE 444 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 311 4865 SH SOLE 4865 0 0 SMUCKER J M CO COM NEW 832696405 935 7525 SH SOLE 7525 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 2142 17326 SH SOLE 17326 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 11638 43612 SH SOLE 43612 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2268 8500 SH Put SOLE 8500 0 0 STEEL DYNAMICS INC COM 858119100 2130 49385 SH SOLE 49385 0 0 SUNPOWER CORP COM 867652406 67 8000 SH SOLE 8000 0 0 SUNPOWER CORP DBCV 4.000% 1/1 867652AL3 247 290000 SH SOLE 290000 0 0 SYSCO CORP COM 871829107 304 5000 SH SOLE 5000 0 0 TAPESTRY INC COM 876030107 291 6590 SH SOLE 6590 0 0 TCW STRATEGIC INCOME FUND IN COM 872340104 926 157790 SH SOLE 157790 0 0 TEXAS INSTRS INC COM 882508104 326 3118 SH SOLE 3118 0 0 TEXTRON INC COM 883203101 238 4200 SH SOLE 4200 0 0 TIFFANY & CO NEW COM 886547108 867 8340 SH SOLE 8340 0 0 TIME WARNER INC COM NEW 887317303 131 1433 SH SOLE 1433 0 0 TIME WARNER INC COM NEW 887317303 91 1000 SH Call SOLE 1000 0 0 TRANSOCEAN LTD REG SHS H8817H100 221 20700 SH SOLE 20700 0 0 TRAVELERS COMPANIES INC COM 89417E109 542 3996 SH SOLE 3996 0 0 TRINITY INDS INC COM 896522109 37 1000 SH SOLE 1000 0 0 TRINITY INDS INC NOTE 3.875% 6/0 896522AF6 16 10000 SH SOLE 10000 0 0 VALERO ENERGY CORP NEW COM 91913Y100 2225 24204 SH SOLE 24204 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 2041 25798 SH SOLE 25798 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 5849 73753 SH SOLE 73753 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 486 9179 SH SOLE 9179 0 0 WASTE MGMT INC DEL COM 94106L109 216 2500 SH SOLE 2500 0 0 WELLS FARGO CO NEW *W EXP 10/28/201 949746119 22 800 SH SOLE 800 0 0 WELLS FARGO CO NEW COM 949746101 142 2337 SH SOLE 2337 0 0 WELLS FARGO CO NEW COM 949746101 192 3170 SH Call SOLE 3170 0 0 WHITE MTNS INS GROUP LTD COM G9618E107 972 1142 SH SOLE 1142 0 0 WHITING PETE CORP NEW COM NEW 966387409 243 9175 SH SOLE 9175 0 0 YAMANA GOLD INC COM 98462Y100 86 27500 SH SOLE 27500 0 0 ZIONS BANCORPORATION *W EXP 11/14/201 989701131 975 66100 SH SOLE 66100 0 0