0001172661-17-001962.txt : 20171113
0001172661-17-001962.hdr.sgml : 20171110
20171113165250
ACCESSION NUMBER: 0001172661-17-001962
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171113
DATE AS OF CHANGE: 20171113
EFFECTIVENESS DATE: 20171113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BRAVE ASSET MANAGEMENT INC
CENTRAL INDEX KEY: 0001085867
IRS NUMBER: 223190069
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15792
FILM NUMBER: 171196706
BUSINESS ADDRESS:
STREET 1: 47 SUMMIT AVENUE
CITY: SUMMIT
STATE: NJ
ZIP: 07901
BUSINESS PHONE: 9085228822
MAIL ADDRESS:
STREET 1: 47 SUMMIT AVE
CITY: SUMMIT
STATE: NJ
ZIP: 07901
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001085867
XXXXXXXX
09-30-2017
09-30-2017
false
BRAVE ASSET MANAGEMENT INC
47 Summit Ave
Summit
NJ
07901
13F HOLDINGS REPORT
028-15792
N
T. Brett Haire, Jr.
President
908-522-8822
/s/ T. Brett Haire, Jr.
Summit
NJ
11-13-2017
0
149
190537
INFORMATION TABLE
2
infotable.xml
3M CO
COM
88579Y101
1963
9350
SH
SOLE
9350
0
0
ABRAXAS PETE CORP
COM
003830106
37
19500
SH
SOLE
19500
0
0
ADOBE SYS INC
COM
00724F101
464
3111
SH
SOLE
3111
0
0
AETNA INC NEW
COM
00817Y108
968
6086
SH
SOLE
6086
0
0
ALLERGAN PLC
SHS
G0177J108
1404
6851
SH
SOLE
6851
0
0
ALLSTATE CORP
COM
020002101
887
9650
SH
SOLE
9650
0
0
ALPHABET INC
CAP STK CL C
02079K107
2349
2449
SH
SOLE
2449
0
0
ALPHABET INC
CAP STK CL A
02079K305
464
477
SH
SOLE
477
0
0
ALTRIA GROUP INC
COM
02209S103
210
3307
SH
SOLE
3307
0
0
AMAZON COM INC
COM
023135106
3240
3370
SH
SOLE
3370
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
1264
26614
SH
SOLE
26614
0
0
AMERICAN ELEC PWR INC
COM
025537101
310
4414
SH
SOLE
4414
0
0
AMERICAN INTL GROUP INC
*W EXP 01/19/202
026874156
416
20780
SH
SOLE
20780
0
0
AMGEN INC
COM
031162100
1821
9769
SH
SOLE
9769
0
0
ANADARKO PETE CORP
COM
032511107
405
8300
SH
SOLE
8300
0
0
ANNALY CAP MGMT INC
COM
035710409
1835
150573
SH
SOLE
150573
0
0
APPLE INC
COM
037833100
4390
28483
SH
SOLE
28483
0
0
AT&T INC
COM
00206R102
3247
82883
SH
SOLE
82883
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
381
3489
SH
SOLE
3489
0
0
BABCOCK & WILCOX ENTERPRIS I
COM
05614L100
33
10000
SH
SOLE
10000
0
0
BANK AMER CORP
COM
060505104
1403
55357
SH
SOLE
55357
0
0
BANK AMER CORP
*W EXP 01/16/201
060505146
289
21798
SH
SOLE
21798
0
0
BANK AMER CORP
*W EXP 10/28/201
060505153
570
729667
SH
SOLE
729667
0
0
BARCLAYS PLC
ADR
06738E204
773
74660
SH
SOLE
74660
0
0
BARD C R INC
COM
067383109
3587
11192
SH
SOLE
11192
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
898
4897
SH
SOLE
4897
0
0
BLACKROCK CORPOR HI YLD FD I
COM
09255P107
158
14025
SH
SOLE
14025
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
200
6000
SH
SOLE
6000
0
0
BOEING CO
COM
097023105
3285
12922
SH
SOLE
12922
0
0
BORGWARNER INC
COM
099724106
655
12784
SH
SOLE
12784
0
0
BRIGHTHOUSE FINL INC
COM
10922N103
475
7808
SH
SOLE
7808
0
0
CATERPILLAR INC DEL
COM
149123101
263
2106
SH
SOLE
2106
0
0
CELGENE CORP
COM
151020104
5876
40298
SH
SOLE
40298
0
0
CHESAPEAKE ENERGY CORP
COM
165167107
164
38130
SH
SOLE
38130
0
0
CHEVRON CORP NEW
COM
166764100
539
4583
SH
SOLE
4583
0
0
CISCO SYS INC
COM
17275R102
843
25068
SH
SOLE
25068
0
0
CITIGROUP INC
COM NEW
172967424
298
4101
SH
SOLE
4101
0
0
CITIGROUP INC
COM NEW
172967424
8801
121000
SH
Call
SOLE
121000
0
0
CLEAN ENERGY FUELS CORP
COM
184499101
108
43500
SH
SOLE
43500
0
0
COACH INC
COM
189754104
410
10190
SH
SOLE
10190
0
0
COCA COLA CO
COM
191216100
1609
35738
SH
SOLE
35738
0
0
CONOCOPHILLIPS
COM
20825C104
815
16282
SH
SOLE
16282
0
0
CONSOLIDATED EDISON INC
COM
209115104
436
5400
SH
SOLE
5400
0
0
CORNING INC
COM
219350105
3345
111797
SH
SOLE
111797
0
0
CSX CORP
COM
126408103
595
10959
SH
SOLE
10959
0
0
CYPRESS SEMICONDUCTOR CORP
COM
232806109
252
16800
SH
SOLE
16800
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
1962
40689
SH
SOLE
40689
0
0
DEUTSCHE BANK AG
NAMEN AKT
D18190898
489
28321
SH
SOLE
28321
0
0
DEVON ENERGY CORP NEW
COM
25179M103
466
12700
SH
SOLE
12700
0
0
DISNEY WALT CO
COM DISNEY
254687106
2109
21399
SH
SOLE
21399
0
0
DOWDUPONT INC
COM
26078J100
1776
25660
SH
SOLE
25660
0
0
DREYFUS HIGH YIELD STRATEGIE
SH BEN INT
26200S101
55
15700
SH
SOLE
15700
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
1844
21978
SH
SOLE
21978
0
0
EASTERLY ACQUISITION CORP
*W EXP 07/29/202
27616L110
33
41700
SH
SOLE
41700
0
0
ELDORADO GOLD CORP NEW
COM
284902103
119
54000
SH
SOLE
54000
0
0
EMERSON ELEC CO
COM
291011104
723
11510
SH
SOLE
11510
0
0
ENBRIDGE INC
COM
29250N105
351
8380
SH
SOLE
8380
0
0
ENDO INTL PLC
SHS
G30401106
116
13550
SH
SOLE
13550
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
383
6049
SH
SOLE
6049
0
0
EXXON MOBIL CORP
COM
30231G102
2473
30167
SH
SOLE
30167
0
0
FACEBOOK INC
CL A
30303M102
2773
16229
SH
SOLE
16229
0
0
FLEX LTD
ORD
Y2573F102
214
12900
SH
SOLE
12900
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
443
36982
SH
SOLE
36982
0
0
FORTERRA INC
COM
34960W106
163
36245
SH
SOLE
36245
0
0
GENERAL ELECTRIC CO
COM
369604103
2290
94714
SH
SOLE
94714
0
0
GENERAL MTRS CO
COM
37045V100
732
18130
SH
SOLE
18130
0
0
GENWORTH FINL INC
COM CL A
37247D106
73
18900
SH
SOLE
18900
0
0
GERON CORP
COM
374163103
28
12900
SH
SOLE
12900
0
0
GILEAD SCIENCES INC
COM
375558103
2048
25276
SH
SOLE
25276
0
0
GOLDCORP INC NEW
COM
380956409
264
20345
SH
SOLE
20345
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
750
3164
SH
SOLE
3164
0
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
469
8459
SH
SOLE
8459
0
0
HCA HEALTHCARE INC
COM
40412C101
1391
17477
SH
SOLE
17477
0
0
HONEYWELL INTL INC
COM
438516106
1396
9852
SH
SOLE
9852
0
0
HUNTINGTON INGALLS INDS INC
COM
446413106
377
1666
SH
SOLE
1666
0
0
ILLINOIS TOOL WKS INC
COM
452308109
316
2136
SH
SOLE
2136
0
0
INTEL CORP
COM
458140100
1611
42293
SH
SOLE
42293
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
691
4761
SH
SOLE
4761
0
0
ISHARES SILVER TRUST
ISHARES
46428Q109
158
10000
SH
Call
SOLE
10000
0
0
ISHARES TR
SELECT DIVID ETF
464287168
891
9515
SH
SOLE
9515
0
0
ISHARES TR
TIPS BD ETF
464287176
1648
14513
SH
SOLE
14513
0
0
ISHARES TR
CORE US AGGBD ET
464287226
562
5128
SH
SOLE
5128
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
2004
44718
SH
SOLE
44718
0
0
ISHARES TR
1 3 YR CR BD ETF
464288646
843
8000
SH
SOLE
8000
0
0
ISHARES TR
S&P US PFD STK
464288687
15526
400049
SH
SOLE
400049
0
0
J2 GLOBAL INC
COM
48123V102
4878
66031
SH
SOLE
66031
0
0
JAZZ PHARMACEUTICALS PLC
SHS USD
G50871105
243
1660
SH
SOLE
1660
0
0
JEFFERIES GROUP INC NEW
DBCV 3.875%11/0
472319AG7
330
330000
SH
SOLE
330000
0
0
JOHNSON & JOHNSON
COM
478160104
2164
16643
SH
SOLE
16643
0
0
JPMORGAN CHASE & CO
COM
46625H100
1581
16555
SH
SOLE
16555
0
0
JPMORGAN CHASE & CO
COM
46625H100
239
2500
SH
Call
SOLE
2500
0
0
JPMORGAN CHASE & CO
*W EXP 10/28/201
46634E114
2499
46222
SH
SOLE
46222
0
0
KIMBERLY CLARK CORP
COM
494368103
1117
9488
SH
SOLE
9488
0
0
KKR & CO L P DEL
COM UNITS
48248M102
203
10000
SH
SOLE
10000
0
0
LILLY ELI & CO
COM
532457108
935
10929
SH
SOLE
10929
0
0
LOWES COS INC
COM
548661107
236
2947
SH
SOLE
2947
0
0
MARKEL CORP
COM
570535104
320
300
SH
SOLE
300
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
226
1600
SH
SOLE
1600
0
0
MERCK & CO INC
COM
58933Y105
1473
23003
SH
SOLE
23003
0
0
METLIFE INC
COM
59156R108
3148
60602
SH
SOLE
60602
0
0
MFS INTER INCOME TR
SH BEN INT
55273C107
91
21300
SH
SOLE
21300
0
0
MICROSOFT CORP
COM
594918104
3583
48100
SH
SOLE
48100
0
0
NABORS INDUSTRIES LTD
SHS
G6359F103
101
12500
SH
SOLE
12500
0
0
NEW GOLD INC CDA
COM
644535106
63
17000
SH
SOLE
17000
0
0
NEW YORK TIMES CO
CL A
650111107
235
12000
SH
SOLE
12000
0
0
NORTHERN OIL & GAS INC NEV
COM
665531109
10
10600
SH
SOLE
10600
0
0
NORTHROP GRUMMAN CORP
COM
666807102
1338
4650
SH
SOLE
4650
0
0
NUVEEN AMT FREE QLTY MUN INC
COM
670657105
1832
132295
SH
SOLE
132295
0
0
NUVEEN NEW JERSEY QULT MUN F
COM
67069Y102
233
16983
SH
SOLE
16983
0
0
NUVEEN PFD & INCM OPPORTNYS
COM
67073B106
306
28925
SH
SOLE
28925
0
0
NVIDIA CORP
COM
67066G104
2091
11694
SH
SOLE
11694
0
0
ORACLE CORP
COM
68389X105
890
18400
SH
SOLE
18400
0
0
PEMBINA PIPELINE CORP
COM
706327103
259
7373
SH
SOLE
7373
0
0
PFIZER INC
COM
717081103
2144
60049
SH
SOLE
60049
0
0
PHILIP MORRIS INTL INC
COM
718172109
279
2511
SH
SOLE
2511
0
0
PIMCO NY MUNICIPAL INCOME FD
COM
72200T103
150
11500
SH
SOLE
11500
0
0
PNC FINL SVCS GROUP INC
COM
693475105
243
1800
SH
SOLE
1800
0
0
PPL CORP
COM
69351T106
505
13312
SH
SOLE
13312
0
0
PROCTER AND GAMBLE CO
COM
742718109
921
10123
SH
SOLE
10123
0
0
PUTNAM MUN OPPORTUNITIES TR
SH BEN INT
746922103
662
52431
SH
SOLE
52431
0
0
REAL IND INC
COM
75601W104
36
20000
SH
SOLE
20000
0
0
RELIANCE STEEL & ALUMINUM CO
COM
759509102
1645
21591
SH
SOLE
21591
0
0
RITE AID CORP
COM
767754104
103
52500
SH
SOLE
52500
0
0
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
1807
28892
SH
SOLE
28892
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
289
4896
SH
SOLE
4896
0
0
SMUCKER J M CO
COM NEW
832696405
821
7825
SH
SOLE
7825
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
2113
17383
SH
SOLE
17383
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
9646
38395
SH
SOLE
38395
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
6531
26000
SH
Put
SOLE
26000
0
0
STEEL DYNAMICS INC
COM
858119100
1647
47774
SH
SOLE
47774
0
0
SUNPOWER CORP
DBCV 4.000% 1/1
867652AL3
238
290000
SH
SOLE
290000
0
0
SYSCO CORP
COM
871829107
270
5000
SH
SOLE
5000
0
0
TCW STRATEGIC INCOME FUND IN
COM
872340104
915
157790
SH
SOLE
157790
0
0
TEXAS INSTRS INC
COM
882508104
279
3118
SH
SOLE
3118
0
0
TEXTRON INC
COM
883203101
226
4200
SH
SOLE
4200
0
0
TIFFANY & CO NEW
COM
886547108
821
8940
SH
SOLE
8940
0
0
TIME INC NEW
COM
887228104
163
12069
SH
SOLE
12069
0
0
TRANSOCEAN LTD
REG SHS
H8817H100
223
20700
SH
SOLE
20700
0
0
TRAVELERS COMPANIES INC
COM
89417E109
490
3996
SH
SOLE
3996
0
0
TRINITY INDS INC
NOTE 3.875% 6/0
896522AF6
13
10000
SH
SOLE
10000
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
1753
22788
SH
SOLE
22788
0
0
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
2163
27102
SH
SOLE
27102
0
0
VANGUARD INDEX FDS
REIT ETF
922908553
846
10177
SH
SOLE
10177
0
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
5943
74164
SH
SOLE
74164
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
456
9218
SH
SOLE
9218
0
0
WHITE MTNS INS GROUP LTD
COM
G9618E107
979
1142
SH
SOLE
1142
0
0
WHITING PETE CORP NEW
COM
966387102
341
62375
SH
SOLE
62375
0
0
YAMANA GOLD INC
COM
98462Y100
73
27500
SH
SOLE
27500
0
0
ZIONS BANCORPORATION
*W EXP 11/14/201
989701131
884
76100
SH
SOLE
76100
0
0