0001172661-17-001438.txt : 20170728 0001172661-17-001438.hdr.sgml : 20170728 20170728163948 ACCESSION NUMBER: 0001172661-17-001438 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170728 DATE AS OF CHANGE: 20170728 EFFECTIVENESS DATE: 20170728 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BRAVE ASSET MANAGEMENT INC CENTRAL INDEX KEY: 0001085867 IRS NUMBER: 223190069 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15792 FILM NUMBER: 17990542 BUSINESS ADDRESS: STREET 1: 47 SUMMIT AVENUE CITY: SUMMIT STATE: NJ ZIP: 07901 BUSINESS PHONE: 9085228822 MAIL ADDRESS: STREET 1: 47 SUMMIT AVE CITY: SUMMIT STATE: NJ ZIP: 07901 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001085867 XXXXXXXX 06-30-2017 06-30-2017 false BRAVE ASSET MANAGEMENT INC

47 Summit Ave Summit NJ 07901

13F HOLDINGS REPORT 028-15792 N T. Brett Haire, Jr. 908-522-8822 /s/ T. Brett Haire, Jr. Summit NJ 07-28-2017 0 150 187585 INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 2051 9850 SH SOLE 9850 0 0 ABBVIE INC COM 00287Y109 203 2600 SH SOLE 2600 0 0 ABRAXAS PETE CORP COM 003830106 32 19500 SH SOLE 19500 0 0 ADOBE SYS INC COM 00724F101 439 3102 SH SOLE 3102 0 0 AETNA INC NEW COM 00817Y108 1059 6975 SH SOLE 6975 0 0 AFLAC INC COM 001055102 231 2975 SH SOLE 2975 0 0 ALLERGAN PLC SHS G0177J108 1323 5442 SH SOLE 5442 0 0 ALLSTATE CORP COM 020002101 1075 12150 SH SOLE 12150 0 0 ALPHABET INC CAP STK CL C 02079K107 2338 2468 SH SOLE 2468 0 0 ALPHABET INC CAP STK CL A 02079K305 511 475 SH SOLE 475 0 0 ALTRIA GROUP INC COM 02209S103 240 3228 SH SOLE 3228 0 0 AMAZON COM INC COM 023135106 3259 3367 SH SOLE 3367 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 1339 26614 SH SOLE 26614 0 0 AMERICAN ELEC PWR INC COM 025537101 307 4414 SH SOLE 4414 0 0 AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 364 17280 SH SOLE 17280 0 0 AMGEN INC COM 031162100 1712 9943 SH SOLE 9943 0 0 ANADARKO PETE CORP COM 032511107 414 9125 SH SOLE 9125 0 0 ANNALY CAP MGMT INC COM 035710409 2023 167879 SH SOLE 167879 0 0 APPLE INC COM 037833100 4583 31623 SH SOLE 31623 0 0 AT&T INC COM 00206R102 3076 81522 SH SOLE 81522 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 357 3489 SH SOLE 3489 0 0 BANK AMER CORP COM 060505104 1281 52801 SH SOLE 52801 0 0 BANK AMER CORP *W EXP 01/16/201 060505146 262 21798 SH SOLE 21798 0 0 BANK AMER CORP *W EXP 10/28/201 060505153 668 845702 SH SOLE 845702 0 0 BARCLAYS PLC ADR 06738E204 1046 98692 SH SOLE 98692 0 0 BARD C R INC COM 067383109 3667 11192 SH SOLE 11192 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 980 5788 SH SOLE 5788 0 0 BLACKROCK CORPOR HI YLD FD I COM 09255P107 117 10700 SH SOLE 10700 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 223 6700 SH SOLE 6700 0 0 BOEING CO COM 097023105 4072 20593 SH SOLE 20593 0 0 BORGWARNER INC COM 099724106 626 14784 SH SOLE 14784 0 0 CATERPILLAR INC DEL COM 149123101 226 2106 SH SOLE 2106 0 0 CELGENE CORP COM 151020104 5656 43252 SH SOLE 43252 0 0 CHESAPEAKE ENERGY CORP COM 165167107 75 15000 SH SOLE 15000 0 0 CHEVRON CORP NEW COM 166764100 477 4568 SH SOLE 4568 0 0 CISCO SYS INC COM 17275R102 884 28252 SH SOLE 28252 0 0 CITIGROUP INC COM NEW 172967424 9109 136200 SH Call SOLE 136200 0 0 CITIGROUP INC COM NEW 172967424 306 4577 SH SOLE 4577 0 0 CLEAN ENERGY FUELS CORP COM 184499101 110 43500 SH SOLE 43500 0 0 COACH INC COM 189754104 648 13690 SH SOLE 13690 0 0 COCA COLA CO COM 191216100 1746 38935 SH SOLE 38935 0 0 CONOCOPHILLIPS COM 20825C104 716 16282 SH SOLE 16282 0 0 CONSOLIDATED EDISON INC COM 209115104 558 6900 SH SOLE 6900 0 0 CORNING INC COM 219350105 3791 126166 SH SOLE 126166 0 0 CSX CORP COM 126408103 740 13559 SH SOLE 13559 0 0 CYPRESS SEMICONDUCTOR CORP COM 232806109 229 16800 SH SOLE 16800 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 2295 42706 SH SOLE 42706 0 0 DEUTSCHE BANK AG NAMEN AKT D18190898 414 23299 SH SOLE 23299 0 0 DEVON ENERGY CORP NEW COM 25179M103 1835 57090 SH SOLE 57090 0 0 DISNEY WALT CO COM DISNEY 254687106 1869 17590 SH SOLE 17590 0 0 DOW CHEM CO COM 260543103 1078 17100 SH SOLE 17100 0 0 DREYFUS HIGH YIELD STRATEGIE SH BEN INT 26200S101 55 15700 SH SOLE 15700 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 539 6679 SH SOLE 6679 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 1488 17801 SH SOLE 17801 0 0 EASTERLY ACQUISITION CORP *W EXP 07/29/202 27616L110 35 41700 SH SOLE 41700 0 0 ELDORADO GOLD CORP NEW COM 284902103 106 40000 SH SOLE 40000 0 0 EMERSON ELEC CO COM 291011104 719 12060 SH SOLE 12060 0 0 ENBRIDGE INC COM 29250N105 363 9118 SH SOLE 9118 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 449 7033 SH SOLE 7033 0 0 EXXON MOBIL CORP COM 30231G102 2795 34617 SH SOLE 34617 0 0 FACEBOOK INC CL A 30303M102 2484 16454 SH SOLE 16454 0 0 FLEX LTD ORD Y2573F102 210 12900 SH SOLE 12900 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 537 47982 SH SOLE 47982 0 0 GENERAL ELECTRIC CO COM 369604103 1296 47969 SH SOLE 47969 0 0 GENERAL MTRS CO COM 37045V100 1070 30630 SH SOLE 30630 0 0 GERON CORP COM 374163103 43 15576 SH SOLE 15576 0 0 GILEAD SCIENCES INC COM 375558103 284 4000 SH Call SOLE 4000 0 0 GILEAD SCIENCES INC COM 375558103 1799 25257 SH SOLE 25257 0 0 GOLDCORP INC NEW COM 380956409 207 16000 SH SOLE 16000 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 702 3164 SH SOLE 3164 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 445 8459 SH SOLE 8459 0 0 HCA HEALTHCARE INC COM 40412C101 1167 13379 SH SOLE 13379 0 0 HONEYWELL INTL INC COM 438516106 1513 11352 SH SOLE 11352 0 0 HUDBAY MINERALS INC COM 443628102 121 21100 SH SOLE 21100 0 0 HUNTINGTON INGALLS INDS INC COM 446413106 310 1666 SH SOLE 1666 0 0 ILLINOIS TOOL WKS INC COM 452308109 305 2126 SH SOLE 2126 0 0 INTEL CORP COM 458140100 1736 51438 SH SOLE 51438 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1054 4754 SH SOLE 4754 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 158 10000 SH Call SOLE 10000 0 0 ISHARES TR SELECT DIVID ETF 464287168 967 10490 SH SOLE 10490 0 0 ISHARES TR TIPS BD ETF 464287176 1363 12019 SH SOLE 12019 0 0 ISHARES TR CORE US AGGBD ET 464287226 1400 12780 SH SOLE 12780 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 920 22227 SH SOLE 22227 0 0 ISHARES TR 1-3 YR CR BD ETF 464288646 842 8000 SH SOLE 8000 0 0 ISHARES TR U.S. PFD STK ETF 464288687 13045 332678 SH SOLE 332678 0 0 J2 GLOBAL INC COM 48123V102 6384 75031 SH SOLE 75031 0 0 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 258 1660 SH SOLE 1660 0 0 JEFFERIES GROUP INC NEW DBCV 3.875%11/0 472319AG7 331 330000 SH SOLE 330000 0 0 JOHNSON & JOHNSON COM 478160104 2387 18043 SH SOLE 18043 0 0 JPMORGAN CHASE & CO COM 46625H100 1714 16766 SH SOLE 16766 0 0 JPMORGAN CHASE & CO *W EXP 10/28/201 46634E114 2488 49472 SH SOLE 49472 0 0 KIMBERLY CLARK CORP COM 494368103 1225 9488 SH SOLE 9488 0 0 KKR & CO L P DEL COM UNITS 48248M102 251 13500 SH SOLE 13500 0 0 LILLY ELI & CO COM 532457108 818 9944 SH SOLE 9944 0 0 LOWES COS INC COM 548661107 227 2927 SH SOLE 2927 0 0 MACYS INC COM 55616P104 267 11500 SH Call SOLE 11500 0 0 MARKEL CORP COM 570535104 390 400 SH SOLE 400 0 0 MERCK & CO INC COM 58933Y105 1536 23965 SH SOLE 23965 0 0 MERRIMACK PHARMACEUTICALS IN COM 590328100 36 29000 SH SOLE 29000 0 0 METLIFE INC COM 59156R108 3483 63405 SH SOLE 63405 0 0 MFS INTER INCOME TR SH BEN INT 55273C107 80 18500 SH SOLE 18500 0 0 MICROSOFT CORP COM 594918104 3380 48539 SH SOLE 48539 0 0 NEW GOLD INC CDA COM 644535106 86 27000 SH SOLE 27000 0 0 NEW YORK TIMES CO CL A 650111107 347 19600 SH SOLE 19600 0 0 NOBLE CORP PLC SHS USD G65431101 127 35000 SH SOLE 35000 0 0 NORTHROP GRUMMAN CORP COM 666807102 1194 4650 SH SOLE 4650 0 0 NUVEEN AMT FREE QLTY MUN INC COM 670657105 216 15795 SH SOLE 15795 0 0 NUVEEN NEW JERSEY QULT MUN F COM 67069Y102 233 16983 SH SOLE 16983 0 0 NUVEEN PFD INCOME OPPRTNY FD COM 67073B106 301 28925 SH SOLE 28925 0 0 NVIDIA CORP COM 67066G104 1707 11810 SH SOLE 11810 0 0 ORACLE CORP COM 68389X105 1131 22548 SH SOLE 22548 0 0 PEMBINA PIPELINE CORP COM 706327103 414 12498 SH SOLE 12498 0 0 PFIZER INC COM 717081103 2415 71888 SH SOLE 71888 0 0 PHILIP MORRIS INTL INC COM 718172109 294 2500 SH SOLE 2500 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 478 4700 SH SOLE 4700 0 0 PNC FINL SVCS GROUP INC COM 693475105 225 1800 SH SOLE 1800 0 0 PPL CORP COM 69351T106 631 16312 SH SOLE 16312 0 0 PROCTER AND GAMBLE CO COM 742718109 996 11423 SH SOLE 11423 0 0 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 668 53431 SH SOLE 53431 0 0 QUALCOMM INC COM 747525103 392 7100 SH SOLE 7100 0 0 REAL IND INC COM 75601W104 29 10000 SH SOLE 10000 0 0 RELIANCE STEEL & ALUMINUM CO COM 759509102 1499 20588 SH SOLE 20588 0 0 RITE AID CORP COM 767754104 74 25000 SH SOLE 25000 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 1376 25289 SH SOLE 25289 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 476 7336 SH SOLE 7336 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 273 4996 SH SOLE 4996 0 0 SMUCKER J M CO COM NEW 832696405 1127 9525 SH SOLE 9525 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 5441 22500 SH Put SOLE 22500 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 9158 37874 SH SOLE 37874 0 0 STAPLES INC COM 855030102 120 11900 SH SOLE 11900 0 0 STEEL DYNAMICS INC COM 858119100 1583 44215 SH SOLE 44215 0 0 SUNPOWER CORP DBCV 4.000% 1/1 867652AL3 250 290000 SH SOLE 290000 0 0 SYSCO CORP COM 871829107 252 5000 SH SOLE 5000 0 0 TCW STRATEGIC INCOME FUND IN COM 872340104 918 162790 SH SOLE 162790 0 0 TEXAS INSTRS INC COM 882508104 238 3100 SH SOLE 3100 0 0 THESTREET INC COM 88368Q103 27 32701 SH SOLE 32701 0 0 TIFFANY & CO NEW COM 886547108 924 9840 SH SOLE 9840 0 0 TIME INC NEW COM 887228104 160 11069 SH SOLE 11069 0 0 TRANSOCEAN LTD REG SHS H8817H100 205 24900 SH SOLE 24900 0 0 TRAVELERS COMPANIES INC COM 89417E109 637 5036 SH SOLE 5036 0 0 TRINITY INDS INC NOTE 3.875% 6/0 896522AF6 13 10000 SH SOLE 10000 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 221 12800 SH SOLE 12800 0 0 VALERO ENERGY CORP NEW COM 91913Y100 1412 20929 SH SOLE 20929 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 1463 18321 SH SOLE 18321 0 0 VANGUARD INDEX FDS REIT ETF 922908553 604 7254 SH SOLE 7254 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 6566 82028 SH SOLE 82028 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 446 9979 SH SOLE 9979 0 0 WHITE MTNS INS GROUP LTD COM G9618E107 992 1142 SH SOLE 1142 0 0 WHITING PETE CORP NEW COM 966387102 211 38275 SH SOLE 38275 0 0 YAMANA GOLD INC COM 98462Y100 67 27500 SH SOLE 27500 0 0 ZIONS BANCORPORATION *W EXP 11/14/201 989701131 704 76000 SH SOLE 76000 0 0