0001104659-16-156124.txt : 20161110 0001104659-16-156124.hdr.sgml : 20161110 20161110124239 ACCESSION NUMBER: 0001104659-16-156124 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161110 DATE AS OF CHANGE: 20161110 EFFECTIVENESS DATE: 20161110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BRAVE ASSET MANAGEMENT INC CENTRAL INDEX KEY: 0001085867 IRS NUMBER: 223190069 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15792 FILM NUMBER: 161986997 BUSINESS ADDRESS: STREET 1: 47 SUMMIT AVENUE CITY: SUMMIT STATE: NJ ZIP: 07901 BUSINESS PHONE: 9085228822 MAIL ADDRESS: STREET 1: 47 SUMMIT AVE CITY: SUMMIT STATE: NJ ZIP: 07901 13F-HR 1 primary_doc.xml 13F-HR LIVE 0001085867 XXXXXXXX 09-30-2016 09-30-2016 true 11 NEW HOLDINGS false Brave Asset Management Inc

47 Summit Ave Summit NJ 07901

13F HOLDINGS REPORT 028-15792 N T. Brett Haire, Jr. 908-522-8822 /s/ T. Brett Haire, Jr. Summit NJ 11-10-2016 0 395 155988 false INFORMATION TABLE 2 a16-21217_1informationtable.xml INFORMATION TABLE 3M CO COM 88579Y101 1789 10150 SH SOLE 10150 0 0 ABB LTD SPONSORED ADR 000375204 131 5800 SH SOLE 5800 0 0 ABBOTT LABS COM 002824100 116 2750 SH SOLE 2750 0 0 ABBVIE INC COM 00287Y109 164 2600 SH SOLE 2600 0 0 ABILITY INC SHS G8789K108 12 3000 SH SOLE 3000 0 0 ABRAXAS PETE CORP COM 003830106 33 19500 SH SOLE 19500 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 122 1000 SH SOLE 1000 0 0 ACCO BRANDS CORP COM 00081T108 0 10 SH SOLE 10 0 0 ACCURIDE CORP NEW COM NEW 00439T206 77 30000 SH SOLE 30000 0 0 ADOBE SYS INC COM 00724F101 402 3702 SH SOLE 3702 0 0 AEGON NV NY REGISTRY SH 007924103 3 728 SH SOLE 728 0 0 AES CORP COM 00130H105 77 6000 SH SOLE 6000 0 0 AETNA INC NEW COM 00817Y108 1189 10300 SH SOLE 10300 0 0 AFLAC INC COM 001055102 250 3475 SH SOLE 3475 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 94 2000 SH SOLE 2000 0 0 ALASKA COMMUNICATIONS SYS GR COM 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12900 SH SOLE 12900 0 0 FLUOR CORP NEW COM 343412102 241 4700 SH SOLE 4700 0 0 FORD MTR CO DEL COM PAR 0.01 345370860 1250 103603 SH SOLE 103603 0 0 FORTUNE BRANDS HOME & SEC IN COM 34964C106 12 203 SH SOLE 203 0 0 FREEPORT-MCMORAN INC CL B 35671D857 869 79983 SH SOLE 79983 0 0 FRONTIER COMMUNICATIONS CORP COM 35906A108 0 21 SH SOLE 21 0 0 GENERAC HLDGS INC COM 368736104 7 200 SH SOLE 200 0 0 GENERAL ELECTRIC CO COM 369604103 2145 72430 SH SOLE 72430 0 0 GENERAL MTRS CO COM 37045V100 1405 44217 SH SOLE 44217 0 0 GENERALMTRS CO *W EXP 07/10/201 37045V126 105 7506 SH SOLE 7506 0 0 GENWORTH FINL INC COM CL A 37247D106 5 1000 SH SOLE 1000 0 0 GERON CORP COM 374163103 53 23500 SH SOLE 23500 0 0 GILEAD SCIENCES INC COM 375558103 2636 33322 SH SOLE 33322 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 20 455 SH SOLE 455 0 0 GLOBALSTAR INC COM 378973408 12 10000 SH SOLE 10000 0 0 GOLDCORP INC NEW COM 380956409 400 24200 SH SOLE 24200 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 503 3118 SH SOLE 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464287457 4 45 SH SOLE 45 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 6 79 SH SOLE 79 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 25 239 SH SOLE 239 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 44 422 SH SOLE 422 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 6 54 SH SOLE 54 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 7 50 SH SOLE 50 0 0 ISHARES TR MSCI INDIA ETF 46429B598 59 2000 SH SOLE 2000 0 0 ISHARES TR SELECT DIVID ETF 464287168 5382 62807 SH SOLE 62807 0 0 ISHARES TR TIPS BD ETF 464287176 6 52 SH SOLE 52 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 4 100 SH SOLE 100 0 0 ISHARES TR GLOBAL ENERG ETF 464287341 4 130 SH SOLE 130 0 0 ISHARES TR 7-10 Y TR BD ETF 464287440 11 100 SH SOLE 100 0 0 ISHARES TR CORE US AGG CORE US AGGBD ET 464287226 2354 20940 SH SOLE 20940 0 0 ISHARES TR MSCI EAFE ETF 464287465 89 1500 SH SOLE 1500 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 7 665 SH SOLE 665 0 0 ITT INC COM ADDED 45073V108 18 500 SH SOLE 500 0 0 J P MORGAN CHASE & CO *W EXP 10/28/201 46634e114 1191 48375 SH SOLE 48375 0 0 J2 GLOBAL INC COM 48123V102 9023 135453 SH SOLE 135453 0 0 JAZZ PHARMACEUTICALS PLC SHS USD SHS USD G50871105 117 960 SH SOLE 960 0 0 JEFFERIESGROUP INC NEW DBCV 3.875%11/0 472319AG7 335 330000 SH SOLE 330000 0 0 JOHNSON & JOHNSON COM 478160104 2641 22356 SH SOLE 22356 0 0 JONES LANG LASALLE INC COM 48020Q107 80 700 SH SOLE 700 0 0 JPMORGAN CHASE & CO COM 46625H100 899 13496 SH SOLE 13496 0 0 KENNAMETAL INC COM 489170100 58 2000 SH SOLE 2000 0 0 KIMBERLY CLARK CORP COM 494368103 1336 10588 SH SOLE 10588 0 0 KINDER MORGAN INC DEL COM 49456B101 156 6736 SH SOLE 6736 0 0 KINDER MORGAN INC DEL PFD SER A ADDED 49456B200 202 4034 SH SOLE 4034 0 0 KINDERMORGAN INC DEL *W EXP 05/25/201 49456B119 0 20000 SH SOLE 20000 0 0 KINROSS GOLD CORP COM NO PAR 496902404 87 20600 SH SOLE 20600 0 0 KKR & CO L P DEL COM UNITS 48248M102 328 23000 SH SOLE 23000 0 0 KRAFT HEINZ CO COM ADDED 500754106 43 483 SH SOLE 483 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 41 300 SH SOLE 300 0 0 LANDS END INC NEW COM 51509F105 33 2300 SH SOLE 2300 0 0 LEUCADIA NATL CORP COM 527288104 44 2300 SH SOLE 2300 0 0 LILLY ELI & CO COM 532457108 600 7475 SH SOLE 7475 0 0 LOEWS CORP COM 540424108 156 3800 SH SOLE 3800 0 0 LOWES COS INC COM 548661107 208 2885 SH SOLE 2885 0 0 MACYS INC COM 55616P104 719 19412 SH SOLE 19412 0 0 MANNKIND CORP COM 56400P201 1 2000 SH SOLE 2000 0 0 MARKEL CORP COM 570535104 372 400 SH SOLE 400 0 0 MARRIOTT INTL INC NEW CL A 571903202 37 548 SH SOLE 548 0 0 MASTERCARD INC CL A 57636Q104 163 1600 SH SOLE 1600 0 0 MCCORMICK & CO INC COM NON VTG 579780206 40 400 SH SOLE 400 0 0 MCDONALDS CORP COM 580135101 23 200 SH SOLE 200 0 0 MCKESSON CORP COM 58155Q103 17 100 SH SOLE 100 0 0 MEDTRONIC PLC SHS ADDED4/2/2015 G5960L103 60 700 SH SOLE 700 0 0 MELCO CROWN ENTMT LTD ADR 585464100 14 900 SH SOLE 900 0 0 MERCK & CO INC NEW COM 58933Y105 1813 29057 SH SOLE 29057 0 0 MERRIMACK PHARMACEUTICALS IN COM 590328100 95 15000 SH SOLE 15000 0 0 METLIFE INC COM 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0 NEXTERA ENERGY INC COM 65339F101 122 1000 SH SOLE 1000 0 0 NIC INC COM 62914B100 59 2500 SH SOLE 2500 0 0 NIKE INC CL B 654106103 34 648 SH SOLE 648 0 0 NOBLE CORP PLC SHS USD G65431101 130 20571 SH SOLE 20571 0 0 NOKIA CORP SPONSORED ADR 654902204 22 3800 SH SOLE 3800 0 0 NORTH ATLANTIC DRILLING LTD COM ADDED COM ADDED G6613P129 4 1400 SH SOLE 1400 0 0 NORTHROP GRUMMAN CORP COM 666807102 995 4650 SH SOLE 4650 0 0 NOVO-NORDISK A S ADR 670100205 21 500 SH SOLE 500 0 0 NUVEEN CONN PREM INCOME MUN COM 67060D107 276 20000 SH SOLE 20000 0 0 NUVEEN NJ DIV ADVANTAGE MUN COM 67069Y102 252 16983 SH SOLE 16983 0 0 NUVEEN QUALITY MUNCP INCOME COM 67066V101 89 5908 SH SOLE 5908 0 0 OFFICE DEPOT INC COM 676220106 36 10000 SH SOLE 10000 0 0 ONCOMED PHARMACEUTICALS INC COM 68234X102 6 500 SH SOLE 500 0 0 ONEBEACON INSURANCE GROUP LT CL A G67742109 231 16200 SH SOLE 16200 0 0 ORACLE CORP COM 68389X105 58 1472 SH SOLE 1472 0 0 PACKAGING CORP AMER COM 695156109 81 1000 SH SOLE 1000 0 0 PARKER HANNIFIN CORP COM 701094104 151 1200 SH SOLE 1200 0 0 PBF ENERGY INC CL A 69318G106 297 13100 SH SOLE 13100 0 0 PCM INC COM 69323K100 5 250 SH SOLE 250 0 0 PEMBINA PIPELINE CORP COM 706327103 407 13347 SH SOLE 13347 0 0 PEPSICO INC COM 713448108 131 1200 SH SOLE 1200 0 0 PFIZER INC COM 717081103 3186 94063 SH SOLE 94063 0 0 PFSWEB INC COM NEW 717098206 1 64 SH SOLE 64 0 0 PHILIP MORRIS INTL INC COM 718172109 243 2500 SH SOLE 2500 0 0 PHILLIPS 66 COM 718546104 18 220 SH SOLE 220 0 0 PHOTOMEDEX INC COM PAR NEW ADDED 719358400 0 40 SH SOLE 40 0 0 PICO HLDGS INC COM NEW 693366205 41 3500 SH SOLE 3500 0 0 PIMCO ETF TR ENHAN SHRT MAT 72201R833 436 4300 SH SOLE 4300 0 0 PLATFORM SPECIALTY PRODS COR COM COM 72766Q105 81 10000 SH SOLE 10000 0 0 PNC FINL SVCS GROUP INC COM 693475105 162 1800 SH SOLE 1800 0 0 POST HLDGS INC COM 737446104 0 5 SH SOLE 5 0 0 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 79 3200 SH SOLE 3200 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 137 1155 SH SOLE 1155 0 0 PPL CORP COM 69351T106 592 17112 SH SOLE 17112 0 0 PROCTER & GAMBLE CO COM 742718109 1098 12234 SH SOLE 12234 0 0 PROSHARES TR PSHS ULSHT SP500 74347B300 213 13000 SH SOLE 13000 0 0 PROSHARES TR PSHS ULTRA TECH 74347R693 76 800 SH SOLE 800 0 0 PROSHARES TR PSHS ULTSH 2 PSHS ULTSH 20YRS 74347B201 8 250 SH SOLE 250 0 0 PRUDENTIAL FINL INC COM 744320102 113 1388 SH SOLE 1388 0 0 PUTNAM MANAGED MUN INCOM TR COM 746823103 20 2500 SH SOLE 2500 0 0 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 1466 109931 SH SOLE 109931 0 0 QUALCOMM INC COM 747525103 551 8050 SH SOLE 8050 0 0 RAYONIER ADVANCED MATLS INC COM ADDED 75508B104 2 155 SH SOLE 155 0 0 RAYONIER INC COM 754907103 12 465 SH SOLE 465 0 0 REAL IND INC COM 75601W104 49 8000 SH SOLE 8000 0 0 RED HAT INC COM 756577102 8 100 SH SOLE 100 0 0 REGENERON PHARMACEUTICALS COM 75886F107 169 420 SH SOLE 420 0 0 REGIS CORP MINN COM 758932107 2 150 SH SOLE 150 0 0 REINSURANCE GROUP AMER INC COM NEW 759351604 38 350 SH SOLE 350 0 0 REVOLUTION LIGHTING TECHNOLO COM NEW ADDED 76155G206 6 1000 SH SOLE 1000 0 0 ROSS STORES INC COM 778296103 45 700 SH SOLE 700 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR L 780097788 30 1200 SH SOLE 1200 0 0 ROYAL BK SCOTLAND GROUP PLC SPONS ADR 2 ORD 780097689 23 5000 SH SOLE 5000 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 1117 21140 SH SOLE 21140 0 0 S&P GLOBAL INC COM ADDED 78409V104 38 300 SH SOLE 300 0 0 SALESFORCE COM INC COM COM 79466L302 29 400 SH SOLE 400 0 0 SCANA CORP NEW COM 80589M102 77 1064 SH SOLE 1064 0 0 SCHLUMBERGER LTD COM 806857108 116 1475 SH SOLE 1475 0 0 SEACOR HOLDINGS INC NOTE 3.000%11/1 81170YAB5 1311 1619000 SH SOLE 1619000 0 0 SEACOR HOLDINGS INC NOTE 2.55%12/1 811904AM3 813 810000 SH SOLE 810000 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 305 7900 SH SOLE 7900 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 220 3053 SH SOLE 3053 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 29 1477 SH SOLE 1477 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 263 5496 SH SOLE 5496 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 26 444 SH SOLE 444 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 667 9444 SH SOLE 9444 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 7 203 SH SOLE 203 0 0 SIGMA DESIGNS INC COM 826565103 16 2000 SH SOLE 2000 0 0 SIGNET JEWELERS LIMITED SDS G81276100 15 200 SH SOLE 200 0 0 SILVER WHEATON CORP COM 828336107 7 250 SH SOLE 250 0 0 SIMON PPTY GROUP INC NEW COM 828806109 35 171 SH SOLE 171 0 0 SINCLAIR BROADCAST GROUP INC CL A 829226109 9 300 SH SOLE 300 0 0 SIRIUS XM HLDGS INC COM 82968B103 17 4000 SH SOLE 4000 0 0 SMUCKER J M CO COM NEW 832696405 1477 10900 SH SOLE 10900 0 0 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 8 300 SH SOLE 300 0 0 SOLAZYME INC NOTE 5.000%10/0 83415TAC5 715 1520000 SH SOLE 1520000 0 0 SONY CORP ADR NEW 835699307 9 260 SH SOLE 260 0 0 SOUTHWEST AIRLS CO COM 844741108 58 1500 SH SOLE 1500 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 24 192 SH SOLE 192 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1709 7902 SH SOLE 7902 0 0 SPECTRA ENERGY CORP COM 847560109 388 9072 SH SOLE 9072 0 0 STAPLES INC COM 855030102 453 52994 SH SOLE 52994 0 0 STEEL DYNAMICS INC COM 858119100 312 12500 SH SOLE 12500 0 0 STEELCASE INC CL A 858155203 19 1400 SH SOLE 1400 0 0 STERICYCLE INC COM 858912108 8 100 SH SOLE 100 0 0 STRAIGHT PATH COMMUNICATNS I CL B 862578101 1 33 SH SOLE 33 0 0 SUNTRUST BKS INC COM 867914103 23 514 SH SOLE 514 0 0 SYMANTEC CORP COM 871503108 25 1000 SH SOLE 1000 0 0 SYSCO CORP COM 871829107 245 5000 SH SOLE 5000 0 0 TALEN ENERGY CORP COM 87422J105 15 1100 SH SOLE 1100 0 0 TCW STRATEGIC INCOME FUND IN COM 872340104 890 167847 SH SOLE 167847 0 0 TERADATA CORP DEL COM 88076W103 13 424 SH SOLE 424 0 0 TERADYNE INC COM 880770102 97 4500 SH SOLE 4500 0 0 TERRAVIA HLDGS INC COM ADDED 88105A106 66 24000 SH SOLE 24000 0 0 TESLA MTRS INC COM 88160R101 41 200 SH SOLE 200 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 226 4917 SH SOLE 4917 0 0 TEXAS INSTRS INC COM 882508104 218 3100 SH SOLE 3100 0 0 TEXTRON INC COM 883203101 167 4200 SH SOLE 4200 0 0 THESTREET INC COM 88368Q103 191 173235 SH SOLE 173235 0 0 THIRD PT REINS LTD COM G8827U100 96 8000 SH SOLE 8000 0 0 TIFFANY & CO NEW COM 886547108 860 11840 SH SOLE 11840 0 0 TIME INC NEW COM 887228104 5 313 SH SOLE 313 0 0 TIME WARNER INC COM NEW 887317303 88 1100 SH SOLE 1100 0 0 TOLL BROTHERS INC COM 889478103 24 798 SH SOLE 798 0 0 TOTAL SA SPONSORED ADR 89151E109 13 266 SH SOLE 266 0 0 TRANSOCEAN LTD REG SHS H8817H100 77 7250 SH SOLE 7250 0 0 TRAVELERS COMPANIES INC COM 89417E109 752 6566 SH SOLE 6566 0 0 TRINITY INDS INC COM 896522109 24 1000 SH SOLE 1000 0 0 TRINITY INDS INC NOTE 3.875 6/0 ADDED 896522AF6 12 10000 SH SOLE 10000 0 0 TWENTY FIRST CENTY FOX INC CL A 90130A101 11 474 SH SOLE 474 0 0 UGI CORP NEW COM 902681105 68 1500 SH SOLE 1500 0 0 UNION PAC CORP COM 907818108 20 200 SH SOLE 200 0 0 UNITED PARCEL SERVICE INC CL B 911312106 33 300 SH SOLE 300 0 0 UNITED RENTALS INC COM 911363109 31 400 SH SOLE 400 0 0 UNITED TECHNOLOGIES CORP COM 913017109 6 60 SH SOLE 60 0 0 V F CORP COM 918204108 11 200 SH SOLE 200 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 25 1000 SH SOLE 1000 0 0 VALERO ENERGY CORP NEW COM 91913Y100 856 16149 SH SOLE 16149 0 0 VALLEY NATL BANCORP *W EXP 11/14/201 919794131 0 3370 SH SOLE 3370 0 0 VANECK VECTORS ETF TR JR GOLD MINERS E ADDED 92189F791 37 825 SH SOLE 825 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 97 3685 SH SOLE 3685 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 934 11098 SH SOLE 11098 0 0 VANGUARD INDEX FDS REIT ETF 922908553 241 2775 SH SOLE 2775 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 9 239 SH SOLE 239 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 12 140 SH SOLE 140 0 0 VECTRUS INC COM 92242T101 1 55 SH SOLE 55 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 475 9135 SH SOLE 9135 0 0 VISA INC COM CL A 92826C839 97 1170 SH SOLE 1170 0 0 VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 92857W308 27 938 SH SOLE 938 0 0 WAL-MART STORES INC COM 931142103 29 400 SH SOLE 400 0 0 WASTE MGMT INC DEL COM 94106L109 159 2500 SH SOLE 2500 0 0 WEIGHT WATCHERS INTL INC NEW COM COM 948626106 33 3200 SH SOLE 3200 0 0 WELLS FARGO & CO NEW COM 949746101 121 2727 SH SOLE 2727 0 0 WELLS FARGO & CO NEW *W EXP 10/28/201 949746119 20 1600 SH SOLE 1600 0 0 WESTERN DIGITAL CORP COM 958102105 3 59 SH SOLE 59 0 0 WEYERHAEUSER CO COM COM 962166104 375 11742 SH SOLE 11742 0 0 WHITE MTNS INS GROUP LTD COM G9618E107 1089 1312 SH SOLE 1312 0 0 WHITING PETE CORP NEW COM 966387102 231 26450 SH SOLE 26450 0 0 WILEY JOHN & SONS INC CL B 968223305 118 2200 SH SOLE 2200 0 0 WINDSTREAM HLDGS INC COM NEW 97382A200 0 8 SH SOLE 8 0 0 WINDTREE THERAPEUTICS INC COM ADDED 97382D105 2 748 SH SOLE 748 0 0 XEROX CORP COM 984121103 552 54476 SH SOLE 54476 0 0 XYLEM INC COM 98419M100 52 1000 SH SOLE 1000 0 0 YAMANA GOLD INC COM 98462Y100 159 37000 SH SOLE 37000 0 0 ZEDGE INC CL B ADDED 98923T104 0 22 SH SOLE 22 0 0 ZIMMER HLDGS INC COM 98956P102 39 300 SH SOLE 300 0 0 ZIONS BANCORPORATION *W EXP 11/14/201 989701131 601 280909 SH SOLE 280909 0 0 ZIOPHARM ONCOLOGY INC COM 98973P101 44 7862 SH SOLE 7862 0 0