0001104659-16-120358.txt : 20160512
0001104659-16-120358.hdr.sgml : 20160512
20160512123044
ACCESSION NUMBER: 0001104659-16-120358
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160331
FILED AS OF DATE: 20160512
DATE AS OF CHANGE: 20160512
EFFECTIVENESS DATE: 20160512
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BRAVE ASSET MANAGEMENT INC
CENTRAL INDEX KEY: 0001085867
IRS NUMBER: 223190069
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15792
FILM NUMBER: 161642663
BUSINESS ADDRESS:
STREET 1: 47 SUMMIT AVENUE
CITY: SUMMIT
STATE: NJ
ZIP: 07901
BUSINESS PHONE: 9085228822
MAIL ADDRESS:
STREET 1: 47 SUMMIT AVE
CITY: SUMMIT
STATE: NJ
ZIP: 07901
13F-HR
1
primary_doc.xml
13F-HR
LIVE
0001085867
XXXXXXXX
03-31-2016
03-31-2016
true
9
NEW HOLDINGS
false
Brave Asset Management Inc
47 Summit Ave
Summit
NJ
07901
13F HOLDINGS REPORT
028-15792
N
T. Brett Haire, Jr.
President
908-522-8822
/s/ T. Brett Haire, Jr.
Summit
NJ
05-12-2016
0
433
142339
false
INFORMATION TABLE
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a16-10894_1informationtable.xml
INFORMATION TABLE
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SH
SOLE
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20225
SH
SOLE
20225
0
0
ABBOTT LABS
COM
002824100
165
3950
SH
SOLE
3950
0
0
ABBVIE INC
COM
00287Y109
217
3800
SH
SOLE
3800
0
0
ABRAXAS PETE CORP
COM
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30
30000
SH
SOLE
30000
0
0
ACCENTURE PLC IRELAND SHS
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G1151C101
115
1000
SH
SOLE
1000
0
0
ACCO BRANDS CORP
COM
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10
SH
SOLE
10
0
0
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COM NEW
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34550
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SOLE
34550
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0
ACHILLION PHARMACEUTICALS IN
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36
4600
SH
SOLE
4600
0
0
ADOBE SYS INC
COM
00724F101
375
4002
SH
SOLE
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0
ADVANCED MICRO DEVICES INC
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16000
SH
SOLE
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728
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SOLE
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AES CORP
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SOLE
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SH
SOLE
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AFLAC INC
COM
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SOLE
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AGILENT TECHNOLOGIES INC
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SOLE
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APPLE INC
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BP PLC
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COACH INC
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SOLE
66
0
0
ILLINOIS TOOL WKS INC
COM
452308109
218
2126
SH
SOLE
2126
0
0
INGREDION INC
COM
457187102
26
240
SH
SOLE
240
0
0
INTEL CORP
COM
458140100
2611
80710
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80710
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
722
4764
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SOLE
4764
0
0
INTREXON CORP
COM
46122T102
51
1500
SH
SOLE
1500
0
0
INVENSENSE INC
COM
46123D205
1
100
SH
SOLE
100
0
0
IRIDIUM COMMUNICATIONS INC
COM
46269C102
142
18000
SH
SOLE
18000
0
0
ISHARES
1-3 YR CR BD ETF
464288646
843
8000
SH
SOLE
8000
0
0
ISHARES
TR RUS MD CP GR ETF
464287481
8
90
SH
SOLE
90
0
0
ISHARES
U.S. PFD STK ETF
464288687
6983
178905
SH
SOLE
178905
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
4
126
SH
SOLE
126
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
55
547
SH
SOLE
547
0
0
ISHARES TR
RUS 1000 VAL ETF
464287598
24
239
SH
SOLE
239
0
0
ISHARES TR
RUS 2000 GRW ETF
464287648
7
50
SH
SOLE
50
0
0
ISHARES TR
RUS 2000 VAL ETF
464287630
5
54
SH
SOLE
54
0
0
ISHARES TR
RUS MDCP VAL ETF
464287473
6
79
SH
SOLE
79
0
0
ISHARES TR
MSCI INDIA ETF
46429B598
54
2000
SH
SOLE
2000
0
0
ISHARES TR
7-10 Y TR BD ETF
464287440
11
100
SH
SOLE
100
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
10
300
SH
SOLE
300
0
0
ISHARES TR
GLOBAL ENERG ETF
464287341
4
130
SH
SOLE
130
0
0
ISHARES TR
SELECT DIVID ETF
464287168
2923
35788
SH
SOLE
35788
0
0
ISHARES TR
TIPS BD ETF
464287176
6
52
SH
SOLE
52
0
0
ISHARES TR CORE US AGG
CORE US AGGBD ET
464287226
2638
23806
SH
SOLE
23806
0
0
ISHARES TR IBOXX INV CP
ETF
464287242
9
76
SH
SOLE
76
0
0
ISHARES TR MSCI EAFE
ETF
464287465
86
1500
SH
SOLE
1500
0
0
ITAU UNIBANCO HLDG SA
SPON ADR REP PFD
465562106
6
665
SH
SOLE
665
0
0
ITT CORP NEW
COM NEW
450911201
18
500
SH
SOLE
500
0
0
J G WENTWORTH CO
CL A
46618D108
15
12000
SH
SOLE
12000
0
0
J2 GLOBAL INC
COM
48123V102
9450
153453
SH
SOLE
153453
0
0
JAZZ PHARMACEUTICALS PLC SHS USD
SHS USD
G50871105
20
150
SH
SOLE
150
0
0
JEFFERIESGROUP INC NEW
DBCV 3.875%11/0
472319AG7
324
330000
SH
SOLE
330000
0
0
JOHNSON & JOHNSON
COM
478160104
2497
23076
SH
SOLE
23076
0
0
JOHNSON CTLS INC
COM
478366107
132
3400
SH
SOLE
3400
0
0
JPMORGAN CHASE & CO
COM
46625H100
492
8312
SH
SOLE
8312
0
0
JPMORGAN CHASE & CO
*W EXP 10/28/201
46634e114
716
40450
SH
SOLE
40450
0
0
KENNAMETAL INC
COM
489170100
45
2000
SH
SOLE
2000
0
0
KIMBERLY CLARK CORP
COM
494368103
1478
10988
SH
SOLE
10988
0
0
KINDER MORGAN INC DEL
COM
49456B101
111
6236
SH
SOLE
6236
0
0
KINDER MORGAN INC DEL
PFD SER A ADDED
49456B200
291
6452
SH
SOLE
6452
0
0
KINDERMORGAN INC DEL
*W EXP 05/25/201
49456B119
3
80000
SH
SOLE
80000
0
0
KINROSS GOLD CORP
COM NO PAR
496902404
87
25600
SH
SOLE
25600
0
0
KKR & CO L P DEL
COM UNITS
48248M102
495
33700
SH
SOLE
33700
0
0
KRAFT HEINZ CO
COM ADDED
500754106
38
483
SH
SOLE
483
0
0
L-3 COMMUNICATIONS HLDGS INC
COM
502424104
12
100
SH
SOLE
100
0
0
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
35
300
SH
SOLE
300
0
0
LANDS END INC NEW
COM
51509F105
59
2300
SH
SOLE
2300
0
0
LEGG MASON INC COM
COM
524901105
17
500
SH
SOLE
500
0
0
LEUCADIA NATL CORP
COM
527288104
144
8925
SH
SOLE
8925
0
0
LILLY ELI & CO
COM
532457108
544
7550
SH
SOLE
7550
0
0
LOEWS CORP
COM
540424108
668
17450
SH
SOLE
17450
0
0
LOWES COS INC
COM
548661107
219
2885
SH
SOLE
2885
0
0
LUMBER LIQUIDATORS HLDGS INC
COM
55003T107
26
2000
SH
SOLE
2000
0
0
MACYS INC
COM
55616P104
690
15640
SH
SOLE
15640
0
0
MANNKIND CORP
COM
56400P201
2
1000
SH
SOLE
1000
0
0
MARKEL CORP
COM
570535104
357
400
SH
SOLE
400
0
0
MARKET VECTORS
ETF TR JR GOLD MINERS E
57061R544
23
825
SH
SOLE
825
0
0
MASTERCARD INC
CL A
57636Q104
151
1600
SH
SOLE
1600
0
0
MATTEL INC COM
COM
577081102
17
500
SH
SOLE
500
0
0
MCCORMICK & CO INC
COM NON VTG
579780206
40
400
SH
SOLE
400
0
0
MCDONALDS CORP
COM
580135101
161
1280
SH
SOLE
1280
0
0
MCGRAW HILL FINL INC
COM
580645109
30
300
SH
SOLE
300
0
0
MCKESSON CORP
COM
58155Q103
16
100
SH
SOLE
100
0
0
MEDTRONIC PLC
SHS ADDED4/2/2015
G5960L103
58
778
SH
SOLE
778
0
0
MELCO CROWN ENTMT LTD
ADR
585464100
15
900
SH
SOLE
900
0
0
MERCK & CO INC
NEW COM
58933Y105
1564
29557
SH
SOLE
29557
0
0
MERRIMACK PHARMACEUTICALS IN
COM
590328100
84
10000
SH
SOLE
10000
0
0
METLIFE INC
COM
59156R108
2221
50550
SH
SOLE
50550
0
0
METTLER TOLEDO INTERNATIONAL
COM
592688105
34
100
SH
SOLE
100
0
0
MFSINTER INCOME TR
SH BEN INT
55273C107
112
24300
SH
SOLE
24300
0
0
MICRON TECHNOLOGY INC COM
COM
595112103
27
2600
SH
SOLE
2600
0
0
MICROSOFT CORP
COM
594918104
2665
48250
SH
SOLE
48250
0
0
MONDELEZ INTL INC
CL A
609207105
58
1452
SH
SOLE
1452
0
0
MOODYS CORP
COM
615369105
36
376
SH
SOLE
376
0
0
MORGAN STANLEY
COM NEW
617446448
185
7400
SH
SOLE
7400
0
0
MYLAN N V
SHS EURO
N59465109
209
4500
SH
SOLE
4500
0
0
NABORS INDUSTRIES LTD
SHS
G6359F103
127
13800
SH
SOLE
13800
0
0
NATIONAL FUEL GAS CO N J
COM
636180101
9
180
SH
SOLE
180
0
0
NATIONAL HEALTH INVS INC
COM
63633D104
13
200
SH
SOLE
200
0
0
NATIONAL OILWELL VARCO INC
COM
637071101
16
500
SH
SOLE
500
0
0
NATIONAL WESTN LIFE GROUP IN
CL A ADDED
638517102
208
900
SH
SOLE
900
0
0
NAVIENT CORP COM
COM
63938C108
12
1000
SH
SOLE
1000
0
0
NCR CORP NEW COM
COM
62886e108
409
13676
SH
SOLE
13676
0
0
NETFLIX INC
COM
64110L106
14
140
SH
SOLE
140
0
0
NEW GOLD INC CDA
COM
644535106
441
118300
SH
SOLE
118300
0
0
NEW YORK CMNTY BANCORP INC
COM
649445103
297
18700
SH
SOLE
18700
0
0
NEWMONT MINING CORP
COM
651639106
21
800
SH
SOLE
800
0
0
NEWS CORP NEW
CL A
65249B109
2
118
SH
SOLE
118
0
0
NEXTERA ENERGY INC
COM
65339F101
118
1000
SH
SOLE
1000
0
0
NIC INC
COM
62914B100
45
2500
SH
SOLE
2500
0
0
NII HLDGS INC
COM PAR $0.001
62913F508
17
3000
SH
SOLE
3000
0
0
NIKE INC
CL B
654106103
40
648
SH
SOLE
648
0
0
NOBLE CORP PLC
SHS USD
G65431101
267
25771
SH
SOLE
25771
0
0
NOBLE ENERGY INC
COM
655044105
97
3082
SH
SOLE
3082
0
0
NOKIA CORP
SPONSORED ADR
654902204
22
3800
SH
SOLE
3800
0
0
NORTH ATLANTIC DRILLING LTD COM ADDED
COM ADDED
G6613P129
4
1400
SH
SOLE
1400
0
0
NORTHROP GRUMMAN CORP
COM
666807102
920
4650
SH
SOLE
4650
0
0
NOVO-NORDISK A S
ADR
670100205
27
500
SH
SOLE
500
0
0
NUVEEN CONN PREM INCOME MUN
COM
67060D107
264
20000
SH
SOLE
20000
0
0
NUVEEN NJ DIV ADVANTAGE MUN
COM
67069Y102
297
20983
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SOLE
20983
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0
NUVEEN PREMIER MUN INCOME FD
COM
670988104
85
6000
SH
SOLE
6000
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
4
57
SH
SOLE
57
0
0
ONCOMED PHARMACEUTICALS INC
COM
68234X102
5
500
SH
SOLE
500
0
0
ONEBEACON INSURANCE GROUP LT
CL A
G67742109
206
16200
SH
SOLE
16200
0
0
OPOWER INC
COM
68375Y109
27
4000
SH
SOLE
4000
0
0
ORACLE CORP
COM
68389X105
97
2360
SH
SOLE
2360
0
0
PACKAGING CORP AMER
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695156109
60
1000
SH
SOLE
1000
0
0
PARKER HANNIFIN CORP
COM
701094104
222
2000
SH
SOLE
2000
0
0
PBF ENERGY INC
CL A
69318G106
307
9250
SH
SOLE
9250
0
0
PCM INC
COM
69323K100
2
250
SH
SOLE
250
0
0
PEABODY ENERGY CORP
SDCV 4.750%12/1
704549AG9
2
300000
SH
SOLE
300000
0
0
PEMBINA PIPELINE CORP
COM
706327103
383
14197
SH
SOLE
14197
0
0
PENTAIR
PLC SHS
G7S00T104
483
8900
SH
SOLE
8900
0
0
PEPSICO INC
COM
713448108
153
1492
SH
SOLE
1492
0
0
PERRIGO CO PLC
SHS
G97822103
6
50
SH
SOLE
50
0
0
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
29
5000
SH
SOLE
5000
0
0
PFIZER INC
COM
717081103
2877
97073
SH
SOLE
97073
0
0
PFSWEB INC
COM NEW
717098206
1
64
SH
SOLE
64
0
0
PHILIP MORRIS INTL INC
COM
718172109
245
2500
SH
SOLE
2500
0
0
PHILLIPS 66
COM
718546104
19
220
SH
SOLE
220
0
0
PHOTOMEDEX INC
COM PAR 0.01
719358301
0
200
SH
SOLE
200
0
0
PICO HLDGS INC
COM NEW
693366205
20
2000
SH
SOLE
2000
0
0
PIMCO ETF TR
ENHAN SHRT MAT
72201R833
433
4300
SH
SOLE
4300
0
0
PLATFORM SPECIALTY PRODS COR COM
COM
72766Q105
17
2000
SH
SOLE
2000
0
0
PNC FINL SVCS GROUP INC
COM
693475105
152
1800
SH
SOLE
1800
0
0
POST HLDGS INC
COM
737446104
0
5
SH
SOLE
5
0
0
POWERSHARES ETF TRUST
WATER RESOURCE
73935X575
70
3200
SH
SOLE
3200
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
120
1100
SH
SOLE
1100
0
0
PPL CORP
COM
69351T106
651
17112
SH
SOLE
17112
0
0
PROCTER & GAMBLE CO
COM
742718109
1129
13714
SH
SOLE
13714
0
0
PROSHARES TR
PSHS ULSHT SP500
74347B300
328
17300
SH
SOLE
17300
0
0
PROSHARES TR
PSHS ULTRA TECH
74347R693
80
1000
SH
SOLE
1000
0
0
PROSHARES TR PSHS ULTSH 2
PSHS ULTSH 20YRS
74347B201
9
250
SH
SOLE
250
0
0
PRUDENTIAL FINL INC
COM
744320102
103
1420
SH
SOLE
1420
0
0
PURECYCLE CORP
COM NEW
746228303
41
9000
SH
SOLE
9000
0
0
PUTNAM MANAGED MUN INCOM TR
COM
746823103
19
2500
SH
SOLE
2500
0
0
PUTNAM MUN OPPORTUNITIES TR
SH BEN INT
746922103
1606
126431
SH
SOLE
126431
0
0
QIAGEN NV REG
SHS
N72482107
11
500
SH
SOLE
500
0
0
QUALCOMM INC
COM
747525103
667
13050
SH
SOLE
13050
0
0
QUESTAR CORP
COM
748356102
22
900
SH
SOLE
900
0
0
RAYONIER ADVANCED MATLS INC
COM ADDED
75508B104
30
3155
SH
SOLE
3155
0
0
RAYONIER INC
COM
754907103
11
465
SH
SOLE
465
0
0
RED HAT INC
COM
756577102
7
100
SH
SOLE
100
0
0
REGIS CORP MINN
COM
758932107
2
150
SH
SOLE
150
0
0
REINSURANCE GROUP AMER INC
COM NEW
759351604
36
375
SH
SOLE
375
0
0
REPUBLIC SVCS INC
COM
760759100
9
187
SH
SOLE
187
0
0
REVOLUTION LIGHTING TECHNOLO
COM NEW ADDED
76155G206
5
1000
SH
SOLE
1000
0
0
RITE AID CORP
COM
767754104
65
8000
SH
SOLE
8000
0
0
ROSS STORES INC
COM
778296103
81
1400
SH
SOLE
1400
0
0
ROVI CORP
COM
779376102
3
141
SH
SOLE
141
0
0
ROYAL BK SCOTLAND GROUP PLC
SP ADR L
780097788
29
1200
SH
SOLE
1200
0
0
ROYAL DUTCH SHELL
PLC SPON ADR B
780259107
807
16400
SH
SOLE
16400
0
0
SALESFORCE COM INC COM
COM
79466L302
30
400
SH
SOLE
400
0
0
SANDISK CORP
COM
80004C101
19
250
SH
SOLE
250
0
0
SANDRIDGE ENERGY INC
COM
80007P307
3
46000
SH
SOLE
46000
0
0
SCANA CORP NEW
COM
80589M102
75
1064
SH
SOLE
1064
0
0
SCHLUMBERGER LTD
COM
806857108
105
1427
SH
SOLE
1427
0
0
SEACOR HOLDINGS INC
NOTE 3.000%11/1
81170YAB5
1247
1619000
SH
SOLE
1619000
0
0
SEACOR HOLDINGS INC
NOTE 2.50%12/1
811904AM3
767
810000
SH
SOLE
810000
0
0
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
465
13500
SH
SOLE
13500
0
0
SELECT SECTOR SPDR
TR SBI HEALTHCARE
81369Y209
207
3053
SH
SOLE
3053
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
33
1477
SH
SOLE
1477
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
262
5896
SH
SOLE
5896
0
0
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
25
444
SH
SOLE
444
0
0
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
688
11124
SH
SOLE
11124
0
0
SIERRA WIRELESS INC
COM
826516106
29
2000
SH
SOLE
2000
0
0
SIGMA DESIGNS INC
COM
826565103
14
2000
SH
SOLE
2000
0
0
SILVER WHEATON CORP
COM
828336107
4
250
SH
SOLE
250
0
0
SIMON PPTY GROUP INC
NEW COM
828806109
36
171
SH
SOLE
171
0
0
SINCLAIR BROADCAST GROUP INC
CL A
829226109
9
300
SH
SOLE
300
0
0
SIRIUS XM HLDGS INC
COM
82968B103
16
4000
SH
SOLE
4000
0
0
SK TELECOM LTD SPONSORED
ADR
78440P108
14
700
SH
SOLE
700
0
0
SMUCKER J M CO
COM NEW
832696405
1435
11055
SH
SOLE
11055
0
0
SOCIEDAD QUIMICA MINERA DE C
SPON ADR SER B
833635105
6
300
SH
SOLE
300
0
0
SOLAZYME INC
COM
83415T101
49
24000
SH
SOLE
24000
0
0
SOLAZYME INC
NOTE 5.000%10/0
83415TAC5
756
1520000
SH
SOLE
1520000
0
0
SONY CORP
ADR NEW
835699307
7
260
SH
SOLE
260
0
0
SOUTHWEST AIRLS CO
COM
844741108
45
1000
SH
SOLE
1000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1655
8053
SH
SOLE
8053
0
0
SPECTRA ENERGY CORP
COM
847560109
338
11032
SH
SOLE
11032
0
0
STAPLES INC
COM
855030102
659
59744
SH
SOLE
59744
0
0
STARWOOD HOTELS&RESORTS WRLD
COM
85590A401
57
686
SH
SOLE
686
0
0
STEEL DYNAMICS INC
COM
858119100
281
12500
SH
SOLE
12500
0
0
STEELCASE INC
CL A
858155203
21
1400
SH
SOLE
1400
0
0
STRAIGHT PATH COMMUNICATNS I
CL B
862578101
1
33
SH
SOLE
33
0
0
SUNCOR ENERGY INC NEW
COM
867224107
39
1400
SH
SOLE
1400
0
0
SUNTRUST BKS INC
COM
867914103
19
514
SH
SOLE
514
0
0
SYMANTEC CORP
COM
871503108
18
1000
SH
SOLE
1000
0
0
SYSCO CORP
COM
871829107
234
5000
SH
SOLE
5000
0
0
TAILORED BRANDS INC
COM ADDED
87403A107
18
1000
SH
SOLE
1000
0
0
TALEN ENERGY CORP
COM
87422J105
10
1100
SH
SOLE
1100
0
0
TARGET CORP COM
COM
87612e106
13
160
SH
SOLE
160
0
0
TCW STRATEGIC INCOME FUND IN
COM
872340104
959
183769
SH
SOLE
183769
0
0
TECO ENERGY INC
COM
872375100
28
1000
SH
SOLE
1000
0
0
TERADATA CORP DEL
COM
88076W103
11
424
SH
SOLE
424
0
0
TERADYNE INC
COM
880770102
97
4500
SH
SOLE
4500
0
0
TESLA MTRS INC
COM
88160R101
31
135
SH
SOLE
135
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
307
5742
SH
SOLE
5742
0
0
TEXAS INSTRS INC
COM
882508104
178
3100
SH
SOLE
3100
0
0
TEXTRON INC
COM
883203101
153
4200
SH
SOLE
4200
0
0
THE ADT CORPORATION COM
COM
00101J106
0
12
SH
SOLE
12
0
0
THESTREET INC
COM
88368Q103
215
173235
SH
SOLE
173235
0
0
THIRD PT REINS LTD
COM
G8827U100
91
8000
SH
SOLE
8000
0
0
TIFFANY & CO NEW
COM
886547108
719
9800
SH
SOLE
9800
0
0
TIME INC NEW
COM
887228104
5
313
SH
SOLE
313
0
0
TIME WARNER CABLE INC
COM
88732J207
190
929
SH
SOLE
929
0
0
TIME WARNER INC
COM NEW
887317303
80
1100
SH
SOLE
1100
0
0
TOLL BROTHERS INC
COM
889478103
24
798
SH
SOLE
798
0
0
TOTAL S A
SPONSORED ADR1/5/2016
89151E109
12
266
SH
SOLE
266
0
0
TRANSOCEAN LTD
REG SHS
H8817H100
173
18979
SH
SOLE
18979
0
0
TRAVELERS COMPANIES INC COM
COM
89417e109
766
6566
SH
SOLE
6566
0
0
TRINITY INDS INC
COM
896522109
18
1000
SH
SOLE
1000
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
13
474
SH
SOLE
474
0
0
UGI CORP NEW
COM
902681105
60
1500
SH
SOLE
1500
0
0
UNION PAC CORP
COM
907818108
16
200
SH
SOLE
200
0
0
UNITED CONTL HLDGS INC
COM
910047109
227
3800
SH
SOLE
3800
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
32
300
SH
SOLE
300
0
0
UNITED RENTALS INC
COM
911363109
25
400
SH
SOLE
400
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
12
120
SH
SOLE
120
0
0
V F CORP
COM
918204108
13
200
SH
SOLE
200
0
0
VALE S A
ADR
91912e105
17
4000
SH
SOLE
4000
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
26
1000
SH
SOLE
1000
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
545
8500
SH
SOLE
8500
0
0
VALLEY NATL BANCORP
*W EXP 11/14/201
919794131
1
3370
SH
SOLE
3370
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
8
239
SH
SOLE
239
0
0
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
11
130
SH
SOLE
130
0
0
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
11
140
SH
SOLE
140
0
0
VECTRUS INC
COM
92242T101
1
55
SH
SOLE
55
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
500
9243
SH
SOLE
9243
0
0
VIACOM INC NEW
CL B
92553P201
55
1332
SH
SOLE
1332
0
0
VISA INC
COM CL A
92826C839
89
1170
SH
SOLE
1170
0
0
VODAFONE GROUP PLC NEW
SPNSR ADR NO PAR
92857W308
37
1162
SH
SOLE
1162
0
0
WAL-MART STORES INC
COM
931142103
27
400
SH
SOLE
400
0
0
WASTE MGMT INC DEL
COM
94106L109
148
2500
SH
SOLE
2500
0
0
WEATHERFORD INTL PLC ORD SHS
PLC ORD SHS ADDED
G48833100
4
450
SH
SOLE
450
0
0
WEIGHT WATCHERS INTL INC NEW COM
COM
948626106
10
700
SH
SOLE
700
0
0
WELLS FARGO & CO
NEW COM
949746101
100
2077
SH
SOLE
2077
0
0
WELLS FARGO & CO NEW
*W EXP 10/28/201
949746119
25
1600
SH
SOLE
1600
0
0
WEYERHAEUSER CO COM
COM
962166104
246
7942
SH
SOLE
7942
0
0
WHITE MTNS INS GROUP LTD
COM
G9618E107
1157
1442
SH
SOLE
1442
0
0
WHITING PETE CORP NEW
COM
966387102
139
17450
SH
SOLE
17450
0
0
WHOLE FOODS MKT INC
COM
966837106
36
1156
SH
SOLE
1156
0
0
WILEY JOHN & SONS INC
CL B
968223305
107
2200
SH
SOLE
2200
0
0
WINDSTREAM HLDGS INC
COM NEW
97382A200
0
8
SH
SOLE
8
0
0
WP GLIMCHER IN
COM ADDED
92939N102
1
85
SH
SOLE
85
0
0
XEROX CORP
COM
984121103
744
66656
SH
SOLE
66656
0
0
XYLEM INC
COM
98419M100
41
1000
SH
SOLE
1000
0
0
YAHOO INC COM
COM
984332106
74
2000
SH
SOLE
2000
0
0
YAMANA GOLD INC
COM
98462Y100
144
47500
SH
SOLE
47500
0
0
ZIMMER HLDGS INC
COM
98956P102
32
300
SH
SOLE
300
0
0
ZIONS BANCORPORATION
*W EXP 11/14/201
989701131
268
297311
SH
SOLE
297311
0
0
ZIOPHARM ONCOLOGY INC
COM
98973P101
105
14162
SH
SOLE
14162
0
0