President

0001104659-15-075162.txt : 20151103 0001104659-15-075162.hdr.sgml : 20151103 20151103101755 ACCESSION NUMBER: 0001104659-15-075162 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151103 DATE AS OF CHANGE: 20151103 EFFECTIVENESS DATE: 20151103 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BRAVE ASSET MANAGEMENT INC CENTRAL INDEX KEY: 0001085867 IRS NUMBER: 223190069 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15792 FILM NUMBER: 151192535 BUSINESS ADDRESS: STREET 1: 47 SUMMIT AVENUE CITY: SUMMIT STATE: NJ ZIP: 07901 BUSINESS PHONE: 9085228822 MAIL ADDRESS: STREET 1: 47 SUMMIT AVE CITY: SUMMIT STATE: NJ ZIP: 07901 13F-HR 1 primary_doc.xml 13F-HR LIVE 0001085867 XXXXXXXX 09-30-2015 09-30-2015 true 7 NEW HOLDINGS false Brave Asset Management Inc

47 Summit Ave Summit NJ 07901

13F HOLDINGS REPORT 028-15792 N T. Brett Haire, Jr. President 908-522-8822 /s/ T. Brett Haire, Jr. Summit NJ 11-03-2015 0 435 131031 false INFORMATION TABLE 2 a15-22020_1informationtable.xml INFORMATION TABLE AGILENT TECHNOLOGIES INC COM 00846U101 69 2000 SH SOLE 2000 0 0 ALLERGAN PLC SHS G0177J108 46 170 SH SOLE 170 0 0 CHEMOURS CO COM 163851108 24 3654 SH SOLE 3654 0 0 CHESAPEAKE ENERGY CORP COM 165167107 51 7000 SH SOLE 7000 0 0 COMMUNICATIONS SALES&LEAS IN COM 20341J104 0 10 SH SOLE 10 0 0 CROCS INC COM10/6/2015 227046109 6 500 SH SOLE 500 0 0 EMERALD OIL INC COM PAR 0.001 29101U407 4 2000 SH SOLE 2000 0 0 ENDOCYTE INC COM 29269A102 2 500 SH SOLE 500 0 0 F M C CORP COM NEW 302491303 81 2400 SH SOLE 2400 0 0 H & E EQUIPMENT SERVICES INC COM10/6/2015 404030108 242 14500 SH SOLE 14500 0 0 HARRIS CORP DEL COM 413875105 7 102 SH SOLE 102 0 0 INTREXON CORP COM 46122T102 892 28050 SH SOLE 28050 0 0 MYLAN N V SHS EURO N59465109 181 4500 SH SOLE 4500 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 11 130 SH SOLE 130 0 0 XOOM CORP COM 98419Q101 25 1000 SH SOLE 1000 0 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SOLE 500 0 0 QUALCOMM INC COM 747525103 739 13750 SH SOLE 13750 0 0 QUESTAR CORP COM 748356102 17 900 SH SOLE 900 0 0 RAYONIER ADVANCED MATLS INC COM ADDED 75508B104 19 3155 SH SOLE 3155 0 0 RAYONIER INC COM 754907103 10 465 SH SOLE 465 0 0 RED HAT INC COM 756577102 7 100 SH SOLE 100 0 0 REGIS CORP MINN COM 758932107 2 150 SH SOLE 150 0 0 REINSURANCE GROUP AMER INC COM NEW 759351604 34 375 SH SOLE 375 0 0 REPUBLIC SVCS INC COM 760759100 8 187 SH SOLE 187 0 0 REVOLUTION LIGHTING TECHNOLO COM 76155G107 10 10000 SH SOLE 10000 0 0 RITE AID CORP COM 767754104 49 8000 SH SOLE 8000 0 0 ROCK CREEK PHARMACEUTICALS I COM NEW 772081204 0 600 SH SOLE 600 0 0 ROSS STORES INC COM 778296103 68 1400 SH SOLE 1400 0 0 ROVI CORP COM 779376102 1 141 SH SOLE 141 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR L 780097788 29 1200 SH SOLE 1200 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 487 10250 SH SOLE 10250 0 0 SAFE BULKERS INC COM Y7388L103 8 3075 SH SOLE 3075 0 0 SANDISK CORP COM 80004C101 14 250 SH SOLE 250 0 0 SANDRIDGE ENERGY INC COM 80007P307 12 46000 SH SOLE 46000 0 0 SCANA CORP NEW COM 80589M102 60 1064 SH SOLE 1064 0 0 SCHLUMBERGER LTD COM 806857108 98 1427 SH SOLE 1427 0 0 SEACOR HOLDINGS INC NOTE 3.000%11/1 81170YAB5 1287 1619000 SH SOLE 1619000 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 457 10200 SH SOLE 10200 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 200 3019 SH SOLE 3019 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 9 414 SH SOLE 414 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 203 5150 SH SOLE 5150 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 630 10296 SH SOLE 10296 0 0 SFX ENTMT INC COM 784178303 3 5000 SH SOLE 5000 0 0 SIERRA WIRELESS INC COM 826516106 42 2000 SH SOLE 2000 0 0 SIGMA DESIGNS INC COM 826565103 14 2000 SH SOLE 2000 0 0 SILVER WHEATON CORP COM 828336107 3 250 SH SOLE 250 0 0 SIMON PPTY GROUP INC NEW COM 828806109 31 171 SH SOLE 171 0 0 SINCLAIR BROADCAST GROUP INC CL A 829226109 8 300 SH SOLE 300 0 0 SIRIUS XM HLDGS INC COM 82968B103 15 4000 SH SOLE 4000 0 0 SK TELECOM LTD SPONSORED ADR 78440P108 17 700 SH SOLE 700 0 0 SMUCKER J M CO COM NEW 832696405 1361 11930 SH SOLE 11930 0 0 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 4 300 SH SOLE 300 0 0 SOLAZYME INC COM 83415T101 73 28000 SH SOLE 28000 0 0 SOLAZYME INC NOTE 5.000%10/0 83415TAC5 869 1520000 SH SOLE 1520000 0 0 SONY CORP ADR NEW 835699307 6 260 SH SOLE 260 0 0 SOUTHWEST AIRLS CO COM 844741108 38 1000 SH SOLE 1000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1362 7107 SH SOLE 7107 0 0 SPECTRA ENERGY CORP COM 847560109 290 11032 SH SOLE 11032 0 0 STAPLES INC COM 855030102 748 63744 SH SOLE 63744 0 0 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 46 686 SH SOLE 686 0 0 STEEL DYNAMICS INC COM 858119100 215 12500 SH SOLE 12500 0 0 STEELCASE INC CL A 858155203 26 1400 SH SOLE 1400 0 0 STRAIGHT PATH COMMUNICATNS I CL B 862578101 1 33 SH SOLE 33 0 0 SUN TRUST BKS INC *W EXP 11/14/201 867914111 17 5100 SH SOLE 5100 0 0 SUNCOR ENERGY INC NEW COM 867224107 37 1400 SH SOLE 1400 0 0 SUNTRUST BKS INC COM 867914103 20 514 SH SOLE 514 0 0 SYMANTEC CORP COM 871503108 19 1000 SH SOLE 1000 0 0 SYSCO CORP COM 871829107 195 5000 SH SOLE 5000 0 0 TALEN ENERGY CORP COM 87422J105 11 1100 SH SOLE 1100 0 0 TCW STRATEGIC INCOME FUND IN COM 872340104 700 134522 SH SOLE 134522 0 0 TECO ENERGY INC COM 872375100 53 2000 SH SOLE 2000 0 0 TERADATA CORP DEL COM 88076W103 12 424 SH SOLE 424 0 0 TERADYNE INC COM 880770102 81 4500 SH SOLE 4500 0 0 TESLA MTRS INC COM 88160R101 58 235 SH SOLE 235 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 392 6942 SH SOLE 6942 0 0 TEXAS INSTRS INC COM 882508104 154 3100 SH SOLE 3100 0 0 TEXTRON INC COM 883203101 158 4200 SH SOLE 4200 0 0 THESTREET INC COM 88368Q103 289 173235 SH SOLE 173235 0 0 TIFFANY & CO NEW COM 886547108 710 9200 SH SOLE 9200 0 0 TIME INC NEW COM 887228104 6 313 SH SOLE 313 0 0 TIME WARNER CABLE INC COM 88732J207 255 1421 SH SOLE 1421 0 0 TIME WARNER INC COM NEW 887317303 76 1100 SH SOLE 1100 0 0 TOLL BROTHERS INC COM 889478103 27 798 SH SOLE 798 0 0 TRINITY INDS INC COM 896522109 18 800 SH SOLE 800 0 0 TWENTY FIRST CENTY FOX INC CL A 90130A101 13 474 SH SOLE 474 0 0 UGI CORP NEW COM 902681105 52 1500 SH SOLE 1500 0 0 UNION PAC CORP COM 907818108 18 200 SH SOLE 200 0 0 UNITED CONTL HLDGS INC COM 910047109 191 3600 SH SOLE 3600 0 0 UNITED PARCEL SERVICE INC CL B 911312106 30 300 SH SOLE 300 0 0 UNITED RENTALS INC COM 911363109 24 400 SH SOLE 400 0 0 UNITED TECHNOLOGIES CORP COM 913017109 11 120 SH SOLE 120 0 0 V F CORP COM 918204108 14 200 SH SOLE 200 0 0 VALERO ENERGY CORP NEW COM 91913Y100 618 10284 SH SOLE 10284 0 0 VALLEY NATL BANCORP *W EXP 11/14/201 919794131 0 3370 SH SOLE 3370 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 11 114 SH SOLE 114 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 8 239 SH SOLE 239 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 10 140 SH SOLE 140 0 0 VECTRUS INC COM 92242T101 1 55 SH SOLE 55 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 399 9163 SH SOLE 9163 0 0 VIACOM INC NEW CL B 92553P201 57 1332 SH SOLE 1332 0 0 VISA INC COM CL A 92826C839 75 1070 SH SOLE 1070 0 0 VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 92857W308 37 1162 SH SOLE 1162 0 0 WAL-MART STORES INC COM 931142103 26 400 SH SOLE 400 0 0 WASTE MGMT INC DEL COM 94106L109 125 2500 SH SOLE 2500 0 0 WAUSAU PAPER CORP COM 943315101 10 1500 SH SOLE 1500 0 0 WEATHERFORD INTL PLC ORD SHS PLC ORD SHS ADDED G48833100 4 450 SH SOLE 450 0 0 WELLS FARGO & CO NEW COM 949746101 107 2077 SH SOLE 2077 0 0 WELLS FARGO & CO NEW *W EXP 10/28/201 949746119 29 1600 SH SOLE 1600 0 0 WHITE MTNS INS GROUP LTD COM G9618E107 1115 1492 SH SOLE 1492 0 0 WHITING PETE CORP NEW COM 966387102 233 15250 SH SOLE 15250 0 0 WHOLE FOODS MKT INC COM 966837106 10 311 SH SOLE 311 0 0 WILEY JOHN & SONS INC CL B 968223305 110 2200 SH SOLE 2200 0 0 WINDSTREAM HLDGS INC COM NEW 97382A200 12 2008 SH SOLE 2008 0 0 WP GLIMCHER IN COM ADDED 92939N102 1 85 SH SOLE 85 0 0 XEROX CORP COM 984121103 658 67656 SH SOLE 67656 0 0 XYLEM INC COM 98419M100 33 1000 SH SOLE 1000 0 0 YAMANA GOLD INC COM 98462Y100 77 45500 SH SOLE 45500 0 0 ZIMMER HLDGS INC COM 98956P102 28 300 SH SOLE 300 0 0 ZIONS BANCORPORATION *W EXP 11/14/201 989701131 413 211716 SH SOLE 211716 0 0 ZIOPHARM ONCOLOGY INC COM 98973P101 95 10562 SH SOLE 10562 0 0