0001104659-15-058626.txt : 20150811
0001104659-15-058626.hdr.sgml : 20150811
20150811131008
ACCESSION NUMBER: 0001104659-15-058626
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150630
FILED AS OF DATE: 20150811
DATE AS OF CHANGE: 20150811
EFFECTIVENESS DATE: 20150811
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BRAVE ASSET MANAGEMENT INC
CENTRAL INDEX KEY: 0001085867
IRS NUMBER: 223190069
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15792
FILM NUMBER: 151043329
BUSINESS ADDRESS:
STREET 1: 47 SUMMIT AVENUE
CITY: SUMMIT
STATE: NJ
ZIP: 07901
BUSINESS PHONE: 9085228822
MAIL ADDRESS:
STREET 1: 47 SUMMIT AVE
CITY: SUMMIT
STATE: NJ
ZIP: 07901
13F-HR
1
primary_doc.xml
13F-HR
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0001085867
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06-30-2015
06-30-2015
true
6
NEW HOLDINGS
false
Brave Asset Management Inc
47 Summit Ave
Summit
NJ
07901
13F HOLDINGS REPORT
028-15792
N
T. Brett Haire, Jr.
President
908-522-8822
/s/ T. Brett Haire, Jr.
Summit
NJ
08-11-2015
0
442
143131
false
INFORMATION TABLE
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a15-17173_1informationtable.xml
INFORMATION TABLE
AGILENT TECHNOLOGIES INC
COM
00846U101
77
2000
SH
SOLE
2000
0
0
ALLERGAN PLC
SHS
G0177J108
52
170
SH
SOLE
170
0
0
BORGWARNER INC
COM
099724106
23
410
SH
SOLE
410
0
0
CASEYS GEN STORES INC
COM
147528103
27
285
SH
SOLE
285
0
0
CHESAPEAKE ENERGY CORP
COM
165167107
78
7000
SH
SOLE
7000
0
0
COMMUNICATIONS SALES&LEAS IN
COM
20341J104
0
10
SH
SOLE
10
0
0
EMERALD OIL INC
COM PAR 0.001
29101U407
17
4000
SH
SOLE
4000
0
0
ENDOCYTE INC
COM
29269A102
3
500
SH
SOLE
500
0
0
FIREEYE INC
COM
31816Q101
152
3100
SH
SOLE
3100
0
0
FIRST TR ISE REVERE NAT GAS
COM
33734J102
38
4000
SH
SOLE
4000
0
0
HARRIS CORP DEL
COM
413875105
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102
SH
SOLE
102
0
0
HUDBAY MINERALS INC
COM
443628102
105
12600
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SOLE
12600
0
0
INTREXON CORP
COM
46122T102
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28050
SH
SOLE
28050
0
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ISHARES IBOXX HI YD
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71
SH
SOLE
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76
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SOLE
76
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95
1500
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SOLE
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COM
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LEVEL 3 COMMUNICATIONS INC
COM NEW
52729N308
179
3400
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3400
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MEDTRONIC PLC
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G5960L103
52
700
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SOLE
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MONSTER WORLDWIDE INC
COM
611742107
26
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NUVERRA ENVIRONMENTAL SOLUTI
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31
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PEABODY ENERGY CORP
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704549104
11
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PHOENIX COS INC NEW
COM NEW
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3500
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73935A104
118
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PRECISION CASTPARTS CORP
COM
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PURECYCLE CORP
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ROCK CREEK PHARMACEUTICALS I
COM NEW
772081204
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SOLE
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0
0
SIERRA WIRELESS INC
COM
826516106
50
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SH
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2000
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SOUTHWEST AIRLS CO
COM
844741108
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0
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ST JOE CO
COM
790148100
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3500
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TALEN ENERGY CORP
COM
87422J105
37
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2133
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TESLA MTRS INC
COM
88160R101
63
235
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235
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VANGUARD INDEX FDS
TOTAL STK MKT
922908769
12
114
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114
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VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
11
130
SH
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130
0
0
VISA INC
COM CL A
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72
1070
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SOLE
1070
0
0
WHITING PETE CORP NEW
COM
966387102
586
17450
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SOLE
17450
0
0
WINDSTREAM HLDGS INC
COM NEW
97382A200
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WP GLIMCHER IN
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92939N102
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85
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SOLE
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ZIOPHARM ONCOLOGY INC
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127
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3M CO
COM
88579Y101
1682
10900
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SOLE
10900
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443
21225
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SOLE
21225
0
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ABBOTT LABS
COM
002824100
199
4050
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SOLE
4050
0
0
ABBVIE INC
COM
00287Y109
319
4750
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SOLE
4750
0
0
ABRAXAS PETE CORP
COM
003830106
59
20000
SH
SOLE
20000
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CLASS A
G1151C101
97
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SH
SOLE
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ACCO BRANDS CORP
COM
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34550
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125
14100
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14100
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ADOBE SYS INC
COM
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446
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SOLE
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ADVANCED MICRO DEVICES INC
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62
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AES CORP
COM
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8500
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AETNA INC NEW
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AFLAC INC
COM
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AIRGAS INC
COM
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SOLE
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ALCOA INC
COM
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COM
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ALPHA NATURAL RESOURCES INC
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02076XAE2
55
727000
SH
SOLE
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ALPHANATURAL RESOURCES INC
NOTE 4.875%12/1
02076XAF9
30
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SOLE
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ALTRIA GROUP INC
COM
02209S103
152
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SH
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3100
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AMAZON COM INC
COM
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191
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AMERICAN AIRLS GROUP INC
COM
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AMERICAN ELEC PWR INC
COM
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AMERICAN EXPRESS CO
COM
025816109
124
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AMERICAN INTL GROUP INC
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026874156
260
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AMERICAN WTR WKS CO INC NEW
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SH
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COM
03076C106
82
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SH
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659
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AMGEN INC
COM
031162100
46
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SH
SOLE
300
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ANADARKO PETE CORP
COM
032511107
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SH
SOLE
10550
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ANADIGICS INC
COM
032515108
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ANALOG DEVICES INC
COM
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353
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APACHE CORP
COM
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SH
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APPLE INC
COM
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SH
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21232
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ARCH COAL INC
COM
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10
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ARES CAP CORP
COM
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AT&T INC
COM
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AUTOMATIC DATA PROCESSING IN
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COM
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SH
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AVISTA CORP
COM
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316
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AVON PRODS INC
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31
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COM
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COM
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BANK NEW YORK MELLON CORP
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BARD C R INC
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BARRICK GOLD CORP
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BED BATH &BEYOND INC
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BERKSHIRE HATHAWAY INC DEL
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938
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BIGLARI HLDGS INC
COM
08986R101
61
148
SH
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148
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BIOSCRIP INC
COM
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27
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BIOTIME INC
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1
578
SH
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578
0
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COM UNIT LTD
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41
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SH
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BOEING CO
COM
097023105
991
7145
SH
SOLE
7145
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BOSTON SCIENTIFIC CORP
COM
101137107
18
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653
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16349
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SP ADR PFD A
105532105
9
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0
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BRIDGEBANCORP INC
COM
108035106
12
450
SH
SOLE
450
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BRISTOL MYERS SQUIBB CO
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110122108
80
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SH
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150
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UNIT LTD PARTN
G16249107
66
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CAMBRIDGE CAP ACQUISITION CO
*W EXP 12/17/201
13215Q114
2
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CATERPILLAR INC DEL
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CDK GLOBAL INC
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12508E101
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CELGENE CORP
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CENTURYLINK INC
COM
156700106
44
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644
650000
SH
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CHEVRON CORP NEW
COM
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476
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SPON ADR REP H
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COM
184499101
45
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COACH INC
COM
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COM
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CONOCOPHILLIPS
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N22717107
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CREE INC
COM
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CROCS INC
COM
227046109
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CSX CORP
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282
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CUMMINS INC
COM
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13
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CVS HEALTH CORP
COM
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10
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100
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COM
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DIRECTV
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DISNEY WALT CO
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254687106
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DOLLAR TREE INC
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DOMINION RES INC VA
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25746U109
167
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0
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DONNELLEY R R & SONS CO
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257867101
2
100
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DOW CHEM CO
COM
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DRYSHIPS INC
SHS
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COM
233331107
33
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EOG RES INC
COM
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EQT CORP
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0
0
FLEXTRONICS INTL
LTD ORD
Y2573F102
146
12900
SH
SOLE
12900
0
0
FLUOR CORP NEW
COM
343412102
256
4825
SH
SOLE
4825
0
0
FORD MTR CO DEL
COM PAR 0.01
345370860
1576
104995
SH
SOLE
104995
0
0
FORESTAR GROUP INC
COM
346233109
1
100
SH
SOLE
100
0
0
FORTUNE BRANDS HOME & SEC IN
COM
34964C106
2
50
SH
SOLE
50
0
0
FOSTER L B CO
COM
350060109
17
500
SH
SOLE
500
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
67
3600
SH
SOLE
3600
0
0
FRONTIER COMMUNICATIONS CORP
COM
35906A108
48
9694
SH
SOLE
9694
0
0
GENERAC HLDGS INC
COM
368736104
8
200
SH
SOLE
200
0
0
GENERAL ELECTRIC CO
COM
369604103
2889
108728
SH
SOLE
108728
0
0
GENERAL MLS INC
COM
370334104
20
354
SH
SOLE
354
0
0
GENERAL MTRS CO
COM
37045V100
112
3364
SH
SOLE
3364
0
0
GENERALMTRS CO
*W EXP 07/10/201
37045V118
1
24
SH
SOLE
24
0
0
GENERALMTRS CO
*W EXP 07/10/201
37045V126
80
5006
SH
SOLE
5006
0
0
GENWORTH FINL INC COM
CL A
37247D106
125
16500
SH
SOLE
16500
0
0
GERON CORP
COM
374163103
66
15500
SH
SOLE
15500
0
0
GILEAD SCIENCES INC
COM
375558103
2227
19025
SH
SOLE
19025
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
19
455
SH
SOLE
455
0
0
GLOBALSTAR INC
COM
378973408
37
17400
SH
SOLE
17400
0
0
GOLDCORP INC NEW
COM
380956409
318
19660
SH
SOLE
19660
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
651
3118
SH
SOLE
3118
0
0
GOOGLE INC
CL A
38259P508
261
484
SH
SOLE
484
0
0
GOOGLE INC
CL C
38259P706
314
603
SH
SOLE
603
0
0
GRAINGER W W INC
COM
384802104
24
100
SH
SOLE
100
0
0
GREAT PLAINS ENERGY INC
COM
391164100
6
258
SH
SOLE
258
0
0
GULF COAST ULTRA DEEP RTY TR
ROYALTY TR UNT
40222T104
62
89000
SH
SOLE
89000
0
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
601
14459
SH
SOLE
14459
0
0
HEALTHCARE SVCS GRP INC
COM
421906108
35
1050
SH
SOLE
1050
0
0
HERCULES OFFSHORE INC
COM
427093109
4
15000
SH
SOLE
15000
0
0
HERTZ GLOBAL HOLDINGS INC
COM
42805T105
275
15150
SH
SOLE
15150
0
0
HOME DEPOT INC
COM
437076102
96
861
SH
SOLE
861
0
0
HONEYWELL INTL INC
COM
438516106
1228
12040
SH
SOLE
12040
0
0
HOVNANIAN ENTERPRISES INC
CL A
442487203
3
1000
SH
SOLE
1000
0
0
HSN INC
COM
404303109
56
800
SH
SOLE
800
0
0
HUDBAY MINERALS INC
*W EXP 07/20/201
443628136
18
20000
SH
SOLE
20000
0
0
HUNTINGTON INGALLS INDS INC
COM
446413106
188
1666
SH
SOLE
1666
0
0
IAC INTERACTIVECORP
COM PAR 0.001
44919P508
4
50
SH
SOLE
50
0
0
ICICI BK LTD
ADR
45104G104
13
1250
SH
SOLE
1250
0
0
IDT CORP
CL B NEW
448947507
1
66
SH
SOLE
66
0
0
ILLINOIS TOOL WKS INC
COM
452308109
195
2126
SH
SOLE
2126
0
0
IMMER HLDGS INC
COM
98956P102
33
300
SH
SOLE
300
0
0
INGREDION INC
COM
457187102
19
240
SH
SOLE
240
0
0
INTEL CORP
COM
458140100
2576
84680
SH
SOLE
84680
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
663
4074
SH
SOLE
4074
0
0
INVENSENSE INC
COM
46123D205
2
100
SH
SOLE
100
0
0
IRIDIUM COMMUNICATIONS INC
COM
46269C102
164
18000
SH
SOLE
18000
0
0
IROBOT CORP
COM
462726100
38
1200
SH
SOLE
1200
0
0
ISHARES
1-3 YR CR BD ETF
464288646
843
8000
SH
SOLE
8000
0
0
ISHARES
TR RUS MD CP GR ETF
464287481
9
90
SH
SOLE
90
0
0
ISHARES
U.S. PFD STK ETF
464288687
6626
169155
SH
SOLE
169155
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
5
126
SH
SOLE
126
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
54
547
SH
SOLE
547
0
0
ISHARES TR
RUS 1000 VAL ETF
464287598
25
239
SH
SOLE
239
0
0
ISHARES TR
RUS 2000 GRW ETF
464287648
8
50
SH
SOLE
50
0
0
ISHARES TR
RUS 2000 VAL ETF
464287630
6
54
SH
SOLE
54
0
0
ISHARES TR
RUS MDCP VAL ETF
464287473
6
79
SH
SOLE
79
0
0
ISHARES TR
7-10 Y TR BD ETF
464287440
63
600
SH
SOLE
600
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
14
300
SH
SOLE
300
0
0
ISHARES TR
GLOBAL ENERG ETF
464287341
5
130
SH
SOLE
130
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
12
100
SH
SOLE
100
0
0
ISHARES TR
SELECT DIVID ETF
464287168
2358
31371
SH
SOLE
31371
0
0
ISHARES TR
TIPS BD ETF
464287176
6
52
SH
SOLE
52
0
0
ISHARES TR CORE US AGG
CORE US AGGBD ET
464287226
2677
24606
SH
SOLE
24606
0
0
ITAU UNIBANCO HLDG SA
SPON ADR REP PFD
465562106
7
605
SH
SOLE
605
0
0
ITT CORP NEW
COM NEW
450911201
21
500
SH
SOLE
500
0
0
J G WENTWORTH CO
CL A
46618D108
28
3000
SH
SOLE
3000
0
0
J2 GLOBAL INC
COM
48123V102
3263
48030
SH
SOLE
48030
0
0
JEFFERIESGROUP INC NEW
DBCV 3.875%11/0
472319AG7
3174
3110000
SH
SOLE
3110000
0
0
JOHNSON & JOHNSON
COM
478160104
2390
24526
SH
SOLE
24526
0
0
JPMORGAN CHASE & CO
COM
46625H100
462
6812
SH
SOLE
6812
0
0
JPMORGANCHASE & CO
*W EXP 10/28/201
46634E114
1001
40450
SH
SOLE
40450
0
0
KENNAMETAL INC
COM
489170100
68
2000
SH
SOLE
2000
0
0
KEYSIGHT TECHNOLOGIES INC
COM
49338L103
31
1000
SH
SOLE
1000
0
0
KIMBERLY CLARK CORP
COM
494368103
1164
10988
SH
SOLE
10988
0
0
KINDER MORGAN INC DEL
COM
49456B101
162
4211
SH
SOLE
4211
0
0
KINDERMORGAN INC DEL
*W EXP 05/25/201
49456B119
1222
452650
SH
SOLE
452650
0
0
KINROSS GOLD CORP
COM NO PAR
496902404
59
25600
SH
SOLE
25600
0
0
KKR & CO L P DEL
COM UNITS
48248M102
606
26500
SH
SOLE
26500
0
0
KRAFT FOODS GROUP INC
COM
50076Q106
41
483
SH
SOLE
483
0
0
L-3 COMMUNICATIONS HLDGS INC
COM
502424104
11
100
SH
SOLE
100
0
0
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
36
300
SH
SOLE
300
0
0
LEUCADIA NATL CORP
COM
527288104
133
5475
SH
SOLE
5475
0
0
LILLY ELI & CO
COM
532457108
630
7550
SH
SOLE
7550
0
0
LOEWS CORP
COM
540424108
714
18550
SH
SOLE
18550
0
0
LOWES COS INC
COM
548661107
193
2885
SH
SOLE
2885
0
0
MACYS INC
COM
55616P104
250
3700
SH
SOLE
3700
0
0
MANNKIND CORP
COM
56400P201
6
1000
SH
SOLE
1000
0
0
MARKEL CORP
COM
570535104
400
500
SH
SOLE
500
0
0
MARKET VECTORS
ETF TR JR GOLD MINERS E
57061R544
20
825
SH
SOLE
825
0
0
MARTHA STEWART LIVING OMNIME
CL A
573083102
3
500
SH
SOLE
500
0
0
MASTERCARD INC
CL A
57636Q104
150
1600
SH
SOLE
1600
0
0
MCCORMICK & CO INC
COM NON VTG
579780206
32
400
SH
SOLE
400
0
0
MCDONALDS CORP
COM
580135101
145
1530
SH
SOLE
1530
0
0
MCGRAW HILL FINL INC
COM
580645109
30
300
SH
SOLE
300
0
0
MCKESSON CORP
COM
58155Q103
22
100
SH
SOLE
100
0
0
MELCO CROWN ENTMT LTD
ADR
585464100
18
900
SH
SOLE
900
0
0
MERCK & CO INC
NEW COM
58933Y105
1693
29735
SH
SOLE
29735
0
0
MERRIMACK PHARMACEUTICALS IN
COM
590328100
99
8000
SH
SOLE
8000
0
0
METLIFE INC
COM
59156R108
2167
38700
SH
SOLE
38700
0
0
METTLER TOLEDO INTERNATIONAL
COM
592688105
34
100
SH
SOLE
100
0
0
MFSINTER INCOME TR
SH BEN INT
55273C107
149
32300
SH
SOLE
32300
0
0
MICROSOFT CORP
COM
594918104
2163
49000
SH
SOLE
49000
0
0
MOLYCORPINC DEL
NOTE 0.06 36770
608753AF6
12
525000
SH
SOLE
525000
0
0
MONDELEZ INTL INC
CL A
609207105
60
1452
SH
SOLE
1452
0
0
MOODYS CORP
COM
615369105
41
376
SH
SOLE
376
0
0
MORGAN STANLEY
COM NEW
617446448
270
6950
SH
SOLE
6950
0
0
NABORS INDUSTRIES LTD
SHS
G6359F103
362
25100
SH
SOLE
25100
0
0
NATIONAL FUEL GAS CO N J
COM
636180101
11
180
SH
SOLE
180
0
0
NATIONAL HEALTH INVS INC
COM
63633D104
12
200
SH
SOLE
200
0
0
NATIONAL OILWELL VARCO INC
COM
637071101
24
500
SH
SOLE
500
0
0
NATIONALWESTN LIFE INS CO
CL A
638522102
239
1000
SH
SOLE
1000
0
0
NCR CORP NEW
COM
62886E108
433
14391
SH
SOLE
14391
0
0
NETFLIX INC
COM
64110L106
13
20
SH
SOLE
20
0
0
NEW GOLD INC CDA
COM
644535106
227
84300
SH
SOLE
84300
0
0
NEW YORK CMNTY BANCORP INC
COM
649445103
380
20700
SH
SOLE
20700
0
0
NEWMONT MINING CORP
COM
651639106
84
3600
SH
SOLE
3600
0
0
NEWS CORP NEW
CL A
65249B109
2
118
SH
SOLE
118
0
0
NEXTERA ENERGY INC
COM
65339F101
98
1000
SH
SOLE
1000
0
0
NIC INC
COM
62914B100
46
2500
SH
SOLE
2500
0
0
NIKE INC
CL B
654106103
35
324
SH
SOLE
324
0
0
NOBLE CORP PLC
SHS USD
G65431101
579
37600
SH
SOLE
37600
0
0
NOBLE ENERGY INC
COM
655044105
16
372
SH
SOLE
372
0
0
NOKIA CORP
SPONSORED ADR
654902204
26
3800
SH
SOLE
3800
0
0
NORTH ATLANTIC DRILLING LTD
COM
G6613P202
17
14000
SH
SOLE
14000
0
0
NORTHROP GRUMMAN CORP
COM
666807102
738
4650
SH
SOLE
4650
0
0
NOVO-NORDISK A S
ADR
670100205
27
500
SH
SOLE
500
0
0
NUANCE COMMUNICATIONS INC
COM
67020Y100
18
1000
SH
SOLE
1000
0
0
NUVEEN CONN PREM INCOME MUN
COM
67060D107
250
20000
SH
SOLE
20000
0
0
NUVEEN NJ DIV ADVANTAGE MUN
COM
67069Y102
315
24496
SH
SOLE
24496
0
0
NUVEEN PREMIER MUN INCOME FD
COM
670988104
77
6000
SH
SOLE
6000
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
4
57
SH
SOLE
57
0
0
ONCOMED PHARMACEUTICALS INC
COM
68234X102
476
21150
SH
SOLE
21150
0
0
ONEBEACON INSURANCE GROUP LT
CL A
G67742109
235
16200
SH
SOLE
16200
0
0
OPOWER INC
COM
68375Y109
46
4000
SH
SOLE
4000
0
0
ORACLE CORP
COM
68389X105
95
2360
SH
SOLE
2360
0
0
PACKAGING CORP AMER
COM
695156109
62
1000
SH
SOLE
1000
0
0
PARAGON OFFSHORE PLC
SHS ADDED
G6S01W108
30
27775
SH
SOLE
27775
0
0
PARKER HANNIFIN CORP
COM
701094104
256
2200
SH
SOLE
2200
0
0
PBF ENERGY INC
CL A
69318G106
283
9950
SH
SOLE
9950
0
0
PCM INC
COM
69323K100
3
250
SH
SOLE
250
0
0
PEABODY ENERGY CORP
SDCV 4.750%12/1
704549AG9
25
150000
SH
SOLE
150000
0
0
PEMBINA PIPELINE CORP
COM
706327103
459
14197
SH
SOLE
14197
0
0
PENN WEST PETE LTD
NEW COM
707887105
3
1500
SH
SOLE
1500
0
0
PEPCO HOLDINGS INC
COM
713291102
838
31100
SH
SOLE
31100
0
0
PEPSICO INC
COM
713448108
139
1492
SH
SOLE
1492
0
0
PERRIGO CO PLC
SHS
G97822103
9
50
SH
SOLE
50
0
0
PFIZER INC
COM
717081103
3795
113173
SH
SOLE
113173
0
0
PFSWEB INC
COM NEW
717098206
1
64
SH
SOLE
64
0
0
PHILIP MORRIS INTL INC
COM
718172109
200
2500
SH
SOLE
2500
0
0
PHILLIPS 66
COM
718546104
18
220
SH
SOLE
220
0
0
PHOTOMEDEX INC
COM PAR 0.01
719358301
0
200
SH
SOLE
200
0
0
PIMCO ETF TR
ENHAN SHRT MAT
72201R833
475
4700
SH
SOLE
4700
0
0
PLUM CREEK TIMBER CO INC
COM
729251108
125
3089
SH
SOLE
3089
0
0
PNC FINL SVCS GROUP INC
COM
693475105
182
1898
SH
SOLE
1898
0
0
POST HLDGS INC
COM
737446104
0
5
SH
SOLE
5
0
0
POWERSHARES ETF TRUST
WATER RESOURCE
73935X575
80
3200
SH
SOLE
3200
0
0
PPL CORP
COM
69351T106
504
17112
SH
SOLE
17112
0
0
PROCTER & GAMBLE CO
COM
742718109
1093
13974
SH
SOLE
13974
0
0
PROSHARES TR
PSHS ULTRA TECH
74347R693
76
1000
SH
SOLE
1000
0
0
PROSHARES TR
ULT R/EST NEW
74347X625
28
300
SH
SOLE
300
0
0
PROSHARES TR PSHS ULTSH 2
PSHS ULTSH 20YRS
74347B201
12
250
SH
SOLE
250
0
0
PRUDENTIAL FINL INC
COM
744320102
124
1420
SH
SOLE
1420
0
0
PUTNAM MANAGED MUN INCOM TR
COM
746823103
18
2500
SH
SOLE
2500
0
0
PUTNAM MUN OPPORTUNITIES TR
SH BEN INT
746922103
1240
106831
SH
SOLE
106831
0
0
QIAGEN NV REG
SHS
N72482107
12
500
SH
SOLE
500
0
0
QUALCOMM INC
COM
747525103
867
13850
SH
SOLE
13850
0
0
QUESTAR CORP
COM
748356102
19
900
SH
SOLE
900
0
0
RAYONIER ADVANCED MATLS INC
COM ADDED
75508B104
51
3155
SH
SOLE
3155
0
0
RAYONIER INC
COM
754907103
12
465
SH
SOLE
465
0
0
RED HAT INC
COM
756577102
8
100
SH
SOLE
100
0
0
REGIS CORP MINN
COM
758932107
2
150
SH
SOLE
150
0
0
REINSURANCE GROUP AMER INC
COM NEW
759351604
36
375
SH
SOLE
375
0
0
REPUBLIC SVCS INC
COM
760759100
7
187
SH
SOLE
187
0
0
REVOLUTION LIGHTING TECHNOLO
COM
76155G107
12
10000
SH
SOLE
10000
0
0
RITE AID CORP
COM
767754104
67
8000
SH
SOLE
8000
0
0
ROSETTA RESOURCES INC
COM
777779307
116
5000
SH
SOLE
5000
0
0
ROSS STORES INC
COM
778296103
68
1400
SH
SOLE
1400
0
0
ROVI CORP
COM
779376102
2
141
SH
SOLE
141
0
0
ROYAL BK SCOTLAND GROUP PLC
SP ADR L
780097788
29
1200
SH
SOLE
1200
0
0
ROYAL DUTCH SHELL PLC
SPON ADR A
780259206
71
1250
SH
SOLE
1250
0
0
RTI INTL METALS INC
COM
74973W107
16
500
SH
SOLE
500
0
0
SAFE BULKERS INC
COM
Y7388L103
10
3075
SH
SOLE
3075
0
0
SANDISK CORP
COM
80004C101
15
250
SH
SOLE
250
0
0
SANDRIDGE ENERGY INC
COM
80007P307
34
39000
SH
SOLE
39000
0
0
SCANA CORP NEW
COM
80589M102
54
1064
SH
SOLE
1064
0
0
SCHLUMBERGER LTD
COM
806857108
162
1877
SH
SOLE
1877
0
0
SEACOR HOLDINGS INC
NOTE 3.000%11/1
81170YAB5
1441
1619000
SH
SOLE
1619000
0
0
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
485
10200
SH
SOLE
10200
0
0
SELECT SECTOR SPDR
TR SBI HEALTHCARE
81369Y209
225
3019
SH
SOLE
3019
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
10
414
SH
SOLE
414
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
213
5150
SH
SOLE
5150
0
0
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
774
10296
SH
SOLE
10296
0
0
SIGMA DESIGNS INC
COM
826565103
24
2000
SH
SOLE
2000
0
0
SILVER WHEATON CORP
COM
828336107
4
250
SH
SOLE
250
0
0
SIMON PPTY GROUP INC
NEW COM
828806109
30
171
SH
SOLE
171
0
0
SINCLAIR BROADCAST GROUP INC
CL A
829226109
8
300
SH
SOLE
300
0
0
SIRIUS XM HLDGS INC
COM
82968B103
15
4000
SH
SOLE
4000
0
0
SK TELECOM LTD SPONSORED
ADR
78440P108
34
1382
SH
SOLE
1382
0
0
SMUCKER J M CO
COM NEW
832696405
1293
11930
SH
SOLE
11930
0
0
SOCIEDAD QUIMICA MINERA DE C
SPON ADR SER B
833635105
5
300
SH
SOLE
300
0
0
SOLAZYME INC
COM
83415T101
39
12500
SH
SOLE
12500
0
0
SOLAZYME INC
NOTE 5.000%10/0
83415TAC5
883
1520000
SH
SOLE
1520000
0
0
SONY CORP
ADR NEW
835699307
7
260
SH
SOLE
260
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1329
6457
SH
SOLE
6457
0
0
SPECTRA ENERGY CORP
COM
847560109
360
11032
SH
SOLE
11032
0
0
STAPLES INC
COM
855030102
991
64744
SH
SOLE
64744
0
0
STARWOOD HOTELS&RESORTS WRLD
COM
85590A401
56
686
SH
SOLE
686
0
0
STEEL DYNAMICS INC
COM
858119100
259
12500
SH
SOLE
12500
0
0
STEELCASE INC
CL A
858155203
26
1400
SH
SOLE
1400
0
0
STRAIGHT PATH COMMUNICATNS I
CL B
862578101
1
33
SH
SOLE
33
0
0
SUN TRUST BKS INC
*W EXP 11/14/201
867914111
91
16500
SH
SOLE
16500
0
0
SUNCOR ENERGY INC NEW
COM
867224107
66
2400
SH
SOLE
2400
0
0
SUNTRUST BKS INC
COM
867914103
22
514
SH
SOLE
514
0
0
SYMANTEC CORP
COM
871503108
23
1000
SH
SOLE
1000
0
0
SYSCO CORP
COM
871829107
181
5000
SH
SOLE
5000
0
0
TARGET CORP
COM
87612E106
13
160
SH
SOLE
160
0
0
TCW STRATEGIC INCOME FUND IN
COM
872340104
693
134522
SH
SOLE
134522
0
0
TECO ENERGY INC
COM
872375100
35
2000
SH
SOLE
2000
0
0
TERADATA CORP DEL
COM
88076W103
16
424
SH
SOLE
424
0
0
TERADYNE INC
COM
880770102
87
4500
SH
SOLE
4500
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
443
7492
SH
SOLE
7492
0
0
TEXAS INSTRS INC
COM
882508104
160
3100
SH
SOLE
3100
0
0
TEXTRON INC
COM
883203101
187
4200
SH
SOLE
4200
0
0
THESTREET INC
COM
88368Q103
314
173235
SH
SOLE
173235
0
0
TIFFANY & CO NEW
COM
886547108
845
9200
SH
SOLE
9200
0
0
TIME INC NEW
COM
887228104
7
313
SH
SOLE
313
0
0
TIME WARNER CABLE INC
COM
88732J207
253
1421
SH
SOLE
1421
0
0
TIME WARNER INC
COM NEW
887317303
96
1100
SH
SOLE
1100
0
0
TOLL BROTHERS INC
COM
889478103
30
798
SH
SOLE
798
0
0
TOTAL S A
SPONSORED ADR
89151E109
13
266
SH
SOLE
266
0
0
TRAVELERS COMPANIES INC
COM
89417E109
635
6566
SH
SOLE
6566
0
0
TRINITY INDS INC
COM
896522109
21
800
SH
SOLE
800
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
15
474
SH
SOLE
474
0
0
UGI CORP NEW
COM
902681105
52
1500
SH
SOLE
1500
0
0
UNION PAC CORP
COM
907818108
19
200
SH
SOLE
200
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
29
300
SH
SOLE
300
0
0
UNITED RENTALS INC
COM
911363109
35
400
SH
SOLE
400
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
13
120
SH
SOLE
120
0
0
V F CORP
COM
918204108
14
200
SH
SOLE
200
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
656
10484
SH
SOLE
10484
0
0
VALLEY NATL BANCORP
*W EXP 11/14/201
919794131
1
3370
SH
SOLE
3370
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
10
239
SH
SOLE
239
0
0
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
11
140
SH
SOLE
140
0
0
VECTRUS INC
COM
92242T101
1
55
SH
SOLE
55
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
390
8363
SH
SOLE
8363
0
0
VIACOM INC NEW
CL B
92553P201
112
1732
SH
SOLE
1732
0
0
VODAFONE GROUP PLC NEW
SPNSR ADR NO PAR
92857W308
42
1162
SH
SOLE
1162
0
0
WAL-MART STORES INC
COM
931142103
28
400
SH
SOLE
400
0
0
WASTE MGMT INC DEL
COM
94106L109
116
2500
SH
SOLE
2500
0
0
WAUSAU PAPER CORP
COM
943315101
14
1500
SH
SOLE
1500
0
0
WEATHERFORD INTL PLC ORD SHS
PLC ORD SHS ADDED
G48833100
6
450
SH
SOLE
450
0
0
WELLS FARGO & CO
NEW COM
949746101
117
2077
SH
SOLE
2077
0
0
WELLS FARGO & CO NEW
*W EXP 10/28/201
949746119
36
1600
SH
SOLE
1600
0
0
WHITE MTNS INS GROUP LTD
COM
G9618E107
977
1492
SH
SOLE
1492
0
0
WHOLE FOODS MKT INC
COM
966837106
12
311
SH
SOLE
311
0
0
WILEY JOHN & SONS INC
CL B
968223305
119
2200
SH
SOLE
2200
0
0
XEROX CORP
COM
984121103
720
67656
SH
SOLE
67656
0
0
XYLEM INC
COM
98419M100
37
1000
SH
SOLE
1000
0
0
YAMANA GOLD INC
COM
98462Y100
96
32000
SH
SOLE
32000
0
0
ZIONS BANCORPORATION
*W EXP 11/14/201
989701131
726
227566
SH
SOLE
227566
0
0