0001104659-15-036629.txt : 20150511
0001104659-15-036629.hdr.sgml : 20150511
20150511114657
ACCESSION NUMBER: 0001104659-15-036629
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150331
FILED AS OF DATE: 20150511
DATE AS OF CHANGE: 20150511
EFFECTIVENESS DATE: 20150511
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BRAVE ASSET MANAGEMENT INC
CENTRAL INDEX KEY: 0001085867
IRS NUMBER: 223190069
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15792
FILM NUMBER: 15849466
BUSINESS ADDRESS:
STREET 1: 47 SUMMIT AVENUE
CITY: SUMMIT
STATE: NJ
ZIP: 07901
BUSINESS PHONE: 9085228822
MAIL ADDRESS:
STREET 1: 47 SUMMIT AVE
CITY: SUMMIT
STATE: NJ
ZIP: 07901
13F-HR
1
primary_doc.xml
13F-HR
LIVE
0001085867
XXXXXXXX
03-31-2015
03-31-2015
true
5
NEW HOLDINGS
false
Brave Asset Management Inc
47 Summit Ave
Summit
NJ
07901
13F HOLDINGS REPORT
028-15792
N
T. Brett Haire, Jr.
President
908-522-8822
/s/ T. Brett Haire, Jr.
Summit
NJ
05-11-2015
0
434
142634
false
INFORMATION TABLE
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a15-10838_1informationtable.xml
INFORMATION TABLE
3M CO
COM
88579Y101
1798
10900
SH
SOLE
10900
0
0
ABB LTD
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449
21225
SH
SOLE
21225
0
0
ABBOTT LABS
COM
002824100
188
4050
SH
SOLE
4050
0
0
ABBVIE INC
COM
00287Y109
278
4750
SH
SOLE
4750
0
0
ABRAXAS PETE CORP
COM
003830106
65
20000
SH
SOLE
20000
0
0
ACCENTURE PLC IRELAND SHS
CLASS A
G1151C101
94
1000
SH
SOLE
1000
0
0
ACCO BRANDS CORP
COM
00081T108
0
10
SH
SOLE
10
0
0
ACCURIDE CORP NEW
COM NEW
00439T206
161
34550
SH
SOLE
34550
0
0
ACHILLION PHARMACEUTICALS IN
COM
00448Q201
100
10100
SH
SOLE
10100
0
0
ACTAVIS PLC
SHS
G0083B108
51
170
SH
SOLE
170
0
0
ADOBE SYS INC
COM
00724F101
407
5502
SH
SOLE
5502
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
70
26000
SH
SOLE
26000
0
0
ADVISORSHARES TR
RANGER EQUITY BE
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44
4000
SH
SOLE
4000
0
0
AEGON NV
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6
728
SH
SOLE
728
0
0
AES CORP
COM
00130H105
109
8500
SH
SOLE
8500
0
0
AETNA INC NEW
COM
00817Y108
1220
11450
SH
SOLE
11450
0
0
AFLAC INC
COM
001055102
261
4075
SH
SOLE
4075
0
0
AGILENT TECHNOLOGIES INC
COM
00846U101
83
2000
SH
SOLE
2000
0
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ALASKA COMMUNICATIONS SYS GR
COM
01167P101
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2000
SH
SOLE
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0
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SOLE
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ALCOA INC
COM
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SOLE
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ALLSTATE CORP
COM
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13986
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SOLE
13986
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ALPHA NATURAL RESOURCES INC
COM
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39600
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SOLE
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ALPHA NATURAL RESOURCES INC
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02076XAE2
129
347000
SH
SOLE
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ALPHANATURAL RESOURCES INC
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207
825000
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ALTRIA GROUP INC
COM
02209S103
155
3100
SH
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3100
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AMAZON COM INC
COM
023135106
71
191
SH
SOLE
191
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
1697
32150
SH
SOLE
32150
0
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AMERICAN ELEC PWR INC
COM
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261
4639
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AMERICAN EXPRESS CO
COM
025816109
125
1597
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SOLE
1597
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AMERICAN INTL GROUP INC
COM NEW1/2/2015
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383
6990
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AMERICAN INTL GROUP INC
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205
9380
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9380
0
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AMERICAN WTR WKS CO INC NEW
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030420103
14
250
SH
SOLE
250
0
0
AMERIPRISE FINL INC
COM
03076C106
86
659
SH
SOLE
659
0
0
AMGEN INC
COM
031162100
48
300
SH
SOLE
300
0
0
ANADARKO PETE CORP
COM
032511107
874
10550
SH
SOLE
10550
0
0
ANADIGICS INC
COM
032515108
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SH
SOLE
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ANALOG DEVICES INC
COM
032654105
13
200
SH
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0
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ANGLOGOLD ASHANTI LTD
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SH
SOLE
1000
0
0
ANNALY CAP MGMT INC
COM
035710409
400
38425
SH
SOLE
38425
0
0
AOL INC
COM
00184X105
9
231
SH
SOLE
231
0
0
APACHE CORP
COM
037411105
30
500
SH
SOLE
500
0
0
APPLE INC
COM
037833100
2686
21589
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SOLE
21589
0
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ARCH COAL INC
COM
039380100
40
40000
SH
SOLE
40000
0
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ARES CAP CORP
COM
04010L103
8
487
SH
SOLE
487
0
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ASTERIAS BIOTHERAPEUTICS INC
COM SER A
04624N107
3
393
SH
SOLE
393
0
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AT&T INC
COM
00206R102
2419
74088
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SOLE
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AUTOMATIC DATA PROCESSING IN
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397
4639
SH
SOLE
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AVID TECHNOLOGY INC
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200
SH
SOLE
200
0
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AVISTA CORP
COM
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11
316
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SOLE
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AVON PRODS INC
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SOLE
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05615F102
32
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SH
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0
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BANK NEW YORK MELLON CORP
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BARD C R INC
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SOLE
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BARRICK GOLD CORP
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SOLE
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0
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BECTON DICKINSON
COM
075887109
24
168
SH
SOLE
168
0
0
BED BATH &BEYOND INC
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075896100
61
800
SH
SOLE
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0
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BERKSHIRE HATHAWAY INC DEL
CL B NEW 1/2/2015
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994
6888
SH
SOLE
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0
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BIGLARI HLDGS INC
COM
08986R101
61
148
SH
SOLE
148
0
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BIOSCRIP INC
COM
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33
7500
SH
SOLE
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BIOTIME INC
W EXP 10/01/201
09066L162
1
578
SH
SOLE
578
0
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BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
661
17000
SH
SOLE
17000
0
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BOEING CO
COM
097023105
1080
7195
SH
SOLE
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BOSTON SCIENTIFIC CORP
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101137107
18
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SH
SOLE
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BP PLC
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055622104
653
16699
SH
SOLE
16699
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BRASKEM S A
SP ADR PFD A
105532105
7
1000
SH
SOLE
1000
0
0
BRIDGEBANCORP INC
COM
108035106
12
450
SH
SOLE
450
0
0
BRISTOL MYERS SQUIBB CO
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110122108
77
1200
SH
SOLE
1200
0
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BROADCOM CORP
CL A
111320107
6
150
SH
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150
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11133T103
12
220
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220
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G16249107
73
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0
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CATERPILLAR INC DEL
COM
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1335
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CDK GLOBAL INC
COM
12508e101
68
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CELGENE CORP
COM
151020104
3418
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SH
SOLE
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CENTRALFD CDA LTD
CL A
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23
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SH
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CENTURYLINK INC
COM
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SH
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CHEVRON CORP NEW
COM
166764100
506
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SH
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CHICOS FAS INC
COM
168615102
106
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SH
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CHINA LIFE INS CO LTD
SPON ADR REP H
16939P106
13
200
SH
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0
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CHINA MOBILE LIMITED
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16941M109
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SH
SOLE
600
0
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CHUBB CORP
COM
171232101
574
5675
SH
SOLE
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CISCO SYS INC
COM
17275R102
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SOLE
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CITIGROUP INC
COM NEW
172967424
114
2220
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SOLE
2220
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CITIGROUPINC
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172967234
376
16505878
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CLEAN ENERGY FUELS CORP
COM
184499101
16
3000
SH
SOLE
3000
0
0
CLIFFS NAT RES INC
COM
18683K101
102
21200
SH
SOLE
21200
0
0
COACH INC
COM
189754104
1306
31525
SH
SOLE
31525
0
0
COCA COLA CO
COM
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1800
44385
SH
SOLE
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COGNIZANT TECHNOLOGY SOLUTIO
CL A
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65
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COHEN& STEERS TOTAL RETURN
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123
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COMCAST CORP NEW
CL A SPL
20030N200
31
550
SH
SOLE
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0
0
COMCAST CORP NEW
CL A
20030N101
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SH
SOLE
34216
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COMMUNICATIONSSYS INC
COM
203900105
5
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SH
SOLE
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0
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CONOCOPHILLIPS
COM
20825C104
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SH
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CONSOLIDATED EDISON INC
COM
209115104
445
7300
SH
SOLE
7300
0
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CORE LABORATORIES N V
COM
N22717107
47
450
SH
SOLE
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0
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CORNING INC
COM
219350105
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106150
SH
SOLE
106150
0
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COSAN LTD
SHS A
G25343107
3
500
SH
SOLE
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0
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CREE INC
COM
225447101
35
1000
SH
SOLE
1000
0
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CRITEO S A
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26
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SH
SOLE
665
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CROCS INC
COM
227046109
30
2500
SH
SOLE
2500
0
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CSX CORP
COM
126408103
9
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SH
SOLE
282
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CUMMINS INC
COM
231021106
14
100
SH
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100
0
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CVS HEALTH CORP
COM
126650100
10
100
SH
SOLE
100
0
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CYPRESS SEMICONDUCTOR CORP
COM
232806109
415
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SH
SOLE
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0
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DELCATH SYS INC
COM NEW
24661P401
2
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SOLE
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0
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DELTA AIR LINES INC DEL
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247361702
135
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SH
SOLE
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0
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DEVON ENERGY CORP NEW
COM
25179M103
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DIAMOND OFFSHORE DRILLING IN
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DIRECTV
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SOLE
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DISCOVERY LABORATORIES INC N
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DISNEY WALT CO
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7230
SH
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DOLLAR TREE INC
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256746108
227
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SH
SOLE
2800
0
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DOMINION RES INC VA
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25746U109
177
2500
SH
SOLE
2500
0
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DONNELLEY R R & SONS CO
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SH
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0
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DOW CHEM CO
COM
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DRYSHIPS INC
SHS
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DTE ENERGY CO
COM
233331107
36
442
SH
SOLE
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DU PONT E I DE NEMOURS & CO
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263534109
556
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264411505
35
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401
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COM
277432100
46
670
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EASTMAN KODAK CO
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277461133
5
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EATON CORP PLC
SHS
G29183103
14
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ELECTRONIC ARTS INC
COM
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EMERALD OIL INC
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29101U209
28
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EMERSON ELEC CO
COM
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1158
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20450
0
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ENDOCYTE INC
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29269A102
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500
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300
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ENLINK MIDSTREAM LLC
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10
309
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309
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EOG RES INC
COM
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100
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100
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EQT CORP
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SOLE
2400
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EVERSOURCE ENERGY
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30040W108
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300
SH
SOLE
300
0
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EXCO RESOURCES INC
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51
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SH
SOLE
28000
0
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EXELIS INC
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30162A108
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SOLE
1000
0
0
EXELON CORP
COM
30161N101
117
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SOLE
3472
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EXPRESS SCRIPTS HLDG CO
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SOLE
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EXXON MOBIL CORP
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30231G102
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33046
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FACEBOOK INC
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30303M102
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SOLE
100
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FIREEYE INC
COM
31816Q101
98
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2500
0
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33734J102
43
4000
SH
SOLE
4000
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0
FIRSTENERGY CORP
COM
337932107
158
4500
SH
SOLE
4500
0
0
FISERV INC
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800
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12900
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FLUOR CORP NEW
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343412102
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SOLE
2500
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346233109
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100
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COM
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126
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37045V126
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GILEAD SCIENCES INC
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GLAXOSMITHKLINE PLC
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37733W105
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GLOBAL BRASS & COPPR HLDGS I
COM
37953G103
31
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GLOBALSTAR INC
COM
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25
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GOLDCORP INC NEW
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GOLDMAN SACHS GROUP INC
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GREAT PLAINS ENERGY INC
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758
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40222T104
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HARTFORD FINL SVCS GROUP INC
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SH
SOLE
15459
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0
HEALTHCARE SVCS GRP INC
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421906108
34
1050
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SOLE
1050
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0
HERCULES OFFSHORE INC
COM
427093109
19
46000
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HERTZ GLOBAL HOLDINGS INC
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42805T105
328
15150
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15150
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0
HOME DEPOT INC
COM
437076102
98
861
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861
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HONEYWELL INTL INC
COM
438516106
1225
11740
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11740
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0
HOVNANIAN ENTERPRISES INC
CL A
442487203
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1000
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1000
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HSN INC
COM
404303109
55
800
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HUDBAY MINERALS INC
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443628102
103
12600
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12600
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HUDBAY MINERALS INC
W EXP 07/20/201
443628136
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HUNTINGTON INGALLS INDS INC
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446413106
233
1666
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1666
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IAC INTERACTIVECORP
COM PAR 0.001
44919P508
3
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0
0
ICICI BK LTD
ADR
45104G104
13
1250
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SOLE
1250
0
0
IDEXX LABS INC
COM
45168D104
24
155
SH
SOLE
155
0
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IDT CORP
CL B NEW
448947507
1
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66
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ILLINOIS TOOL WKS INC
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452308109
207
2126
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IMATION CORP
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45245A107
77
19000
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INGREDION INC
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457187102
19
240
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240
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INTEL CORP
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458140100
2763
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INTERNATIONAL BUSINESS MACHS
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459200101
654
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INTREXON CORP
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46122T102
1277
28150
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28150
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INVENSENSE INC
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46123D205
2
100
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100
0
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IRIDIUM COMMUNICATIONS INC
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46269C102
194
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20000
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IROBOT CORP
COM
462726100
39
1200
SH
SOLE
1200
0
0
ISHARES
1-3 YR CR BD ETF
464288646
844
8000
SH
SOLE
8000
0
0
ISHARES
TR RUS MD CP GR ETF
464287481
9
90
SH
SOLE
90
0
0
ISHARES
U.S. PFD STK ETF
464288687
6849
170755
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SOLE
170755
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
5
126
SH
SOLE
126
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
54
547
SH
SOLE
547
0
0
ISHARES TR
RUS 1000 VAL ETF
464287598
25
239
SH
SOLE
239
0
0
ISHARES TR
RUS 2000 GRW ETF
464287648
8
50
SH
SOLE
50
0
0
ISHARES TR
RUS 2000 VAL ETF
464287630
6
54
SH
SOLE
54
0
0
ISHARES TR
RUS MDCP VAL ETF
464287473
6
79
SH
SOLE
79
0
0
ISHARES TR
7-10 Y TR BD ETF
464287440
65
600
SH
SOLE
600
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
13
300
SH
SOLE
300
0
0
ISHARES TR
GLOBAL ENERG ETF
464287341
5
130
SH
SOLE
130
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
12
100
SH
SOLE
100
0
0
ISHARES TR
SELECT DIVID ETF
464287168
2425
31111
SH
SOLE
31111
0
0
ISHARES TR
TIPS BD ETF
464287176
6
52
SH
SOLE
52
0
0
ISHARES TR CORE US AGG
CORE US AGGBD ET
464287226
3003
26950
SH
SOLE
26950
0
0
ITAU UNIBANCO HLDG SA
SPON ADR REP PFD
465562106
7
605
SH
SOLE
605
0
0
ITT CORP NEW
COM NEW
450911201
20
500
SH
SOLE
500
0
0
J G WENTWORTH CO
CL A
46618D108
31
3000
SH
SOLE
3000
0
0
J2 GLOBAL INC
COM
48123V102
2958
45030
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SOLE
45030
0
0
JEFFERIESGROUP INC NEW
DBCV 3.875%11/0
472319AG7
3143
3110000
SH
SOLE
3110000
0
0
JOHNSON & JOHNSON
COM
478160104
2417
24026
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SOLE
24026
0
0
JPMORGAN CHASE & CO
COM
46625H100
322
5312
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5312
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JPMORGANCHASE & CO
W EXP 10/28/201
46634e114
890
40450
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40450
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KENNAMETAL INC
COM
489170100
67
2000
SH
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2000
0
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KEYSIGHT TECHNOLOGIES INC
COM
49338L103
37
1000
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1000
0
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KIMBERLY CLARK CORP
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494368103
1177
10988
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KINDER MORGAN INC DEL
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49456B101
32
761
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761
0
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KINDERMORGAN INC DEL
W EXP 05/25/201
49456B119
2413
588450
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SOLE
588450
0
0
KINROSS GOLD CORP
COM NO PAR
496902404
57
25600
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SOLE
25600
0
0
KKR & CO L P DEL
COM UNITS
48248M102
604
26500
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26500
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0
KRAFT FOODS GROUP INC
COM
50076Q106
42
483
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SOLE
483
0
0
L-3 COMMUNICATIONS HLDGS INC
COM
502424104
13
100
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SOLE
100
0
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LABORATORY CORP AMER HLDGS
COM NEW
50540R409
38
300
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SOLE
300
0
0
LAJOLLA PHARMACEUTICAL CO
COM PAR 0.0001 2
503459604
11
600
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SOLE
600
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LEUCADIA NATL CORP
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527288104
67
3000
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SOLE
3000
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LILLY ELI & CO
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532457108
549
7550
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SOLE
7550
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LIONS GATE ENTMNT CORP
COM NEW
535919203
24
700
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LOEWS CORP
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540424108
757
18550
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18550
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LOWES COS INC
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548661107
215
2885
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MACYS INC
COM
55616P104
273
4200
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4200
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MANNKIND CORP
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56400P201
5
1000
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SOLE
1000
0
0
MARKEL CORP
COM
570535104
384
500
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SOLE
500
0
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MARKET VECTORS
ETF TR JR GOLD MINERS E
57061R544
19
825
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825
0
0
MARTHA STEWART LIVING OMNIME
CL A
573083102
3
500
SH
SOLE
500
0
0
MASTERCARD INC
CL A
57636Q104
138
1600
SH
SOLE
1600
0
0
MCCORMICK & CO INC
COM NON VTG
579780206
31
400
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400
0
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MCDONALDS CORP
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580135101
133
1365
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580645109
31
300
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300
0
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MCKESSON CORP
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58155Q103
23
100
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100
0
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MEDTRONIC PLC
SHS ADDED4/2/2015
G5960L103
55
700
SH
SOLE
700
0
0
MELCO CROWN ENTMT LTD
ADR
585464100
19
900
SH
SOLE
900
0
0
MERCK & CO INC
NEW COM
58933Y105
1600
27835
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SOLE
27835
0
0
MERRIMACK PHARMACEUTICALS IN
COM
590328100
107
9000
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SOLE
9000
0
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METLIFE INC
COM
59156R108
1951
38600
SH
SOLE
38600
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METTLER TOLEDO INTERNATIONAL
COM
592688105
33
100
SH
SOLE
100
0
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MFSINTER INCOME TR
SH BEN INT
55273C107
157
32300
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32300
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MICROSOFT CORP
COM
594918104
2122
52200
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SOLE
52200
0
0
MOLYCORPINC DEL
NOTE 0.06 36770
608753AF6
42
525000
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SOLE
525000
0
0
MONDELEZ INTL INC
CL A
609207105
52
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1452
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MONSTER WORLDWIDE INC
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611742107
25
4000
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SOLE
4000
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MOODYS CORP
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615369105
39
376
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376
0
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MORGAN STANLEY
COM NEW
617446448
205
5750
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5750
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NABORS INDUSTRIES LTD
SHS
G6359F103
343
25100
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25100
0
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NATIONAL FUEL GAS CO N J
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636180101
11
180
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63633D104
14
200
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0
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NATIONAL OILWELL VARCO INC
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637071101
25
500
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500
0
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NATIONALWESTN LIFE INS CO
CL A
638522102
254
1000
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0
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NCR CORP NEW
COM
62886e108
54
1841
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NETFLIX INC
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64110L106
8
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NEW GOLD INC CDA
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644535106
286
84300
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NEW YORK CMNTY BANCORP INC
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649445103
346
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20700
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NEWMONT MINING CORP
COM
651639106
78
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3600
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NEWS CORP NEW
CL A
65249B109
2
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NEXTERA ENERGY INC
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65339F101
104
1000
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1000
0
0
NIC INC
COM
62914B100
44
2500
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SOLE
2500
0
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NIKE INC
CL B
654106103
33
324
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SOLE
324
0
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NOBLE CORP PLC
SHS USD
G65431101
748
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52350
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NOBLE ENERGY INC
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655044105
18
372
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372
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NOKIA CORP
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NORDSTROM INC
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655664100
23
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NORTH ATLANTIC DRILLING LTD
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G6613P202
16
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14000
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NORTHROP GRUMMAN CORP
COM
666807102
748
4650
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4650
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NOVO-NORDISK A S
ADR
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500
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NUANCE COMMUNICATIONS INC
COM
67020Y100
14
1000
SH
SOLE
1000
0
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NUVEEN CONN PREM INCOME MUN
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67060D107
255
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NUVEEN NJ DIV ADVANTAGE MUN
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67069Y102
336
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NUVEEN PREMIER MUN INCOME FD
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670988104
83
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6000
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0
OCCIDENTAL PETE CORP DEL
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674599105
4
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SOLE
57
0
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ONCOMED PHARMACEUTICALS INC
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68234X102
545
21150
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21150
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ONEBEACON INSURANCE GROUP LT
CL A
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246
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OPOWER INC
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68375Y109
25
2500
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2500
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ORACLE CORP
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68389X105
102
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PACKAGING CORP AMER
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695156109
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1000
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PARAGON OFFSHORE PLC
SHS ADDED
G6S01W108
38
29184
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29184
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PARKER HANNIFIN CORP
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701094104
261
2200
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SOLE
2200
0
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PBF ENERGY INC
CL A
69318G106
338
9950
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SOLE
9950
0
0
PCM INC
COM
69323K100
2
250
SH
SOLE
250
0
0
PEMBINA PIPELINE CORP
COM
706327103
449
14197
SH
SOLE
14197
0
0
PENN WEST PETE LTD
NEW COM
707887105
2
1500
SH
SOLE
1500
0
0
PEPCO HOLDINGS INC
COM
713291102
834
31100
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SOLE
31100
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0
PEPSICO INC
COM
713448108
143
1492
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1492
0
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PERRIGO CO PLC
SHS
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8
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50
0
0
PFIZER INC
COM
717081103
3997
114883
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114883
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0
PFSWEB INC
COM NEW
717098206
1
64
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PHILIP MORRIS INTL INC
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718172109
188
2500
SH
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2500
0
0
PHILLIPS 66
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718546104
17
220
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220
0
0
PHOTOMEDEX INC
COM PAR 0.01
719358301
0
200
SH
SOLE
200
0
0
PIMCO ETF TR
ENHAN SHRT MAT
72201R833
475
4700
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SOLE
4700
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0
PLUM CREEK TIMBER CO INC
COM
729251108
134
3089
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3089
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PNC FINL SVCS GROUP INC
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693475105
177
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1898
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0
POST HLDGS INC
COM
737446104
0
5
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0
0
POWERSHARES ETF TRUST
WATER RESOURCE
73935X575
80
3200
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SOLE
3200
0
0
PPL CORP
COM
69351T106
576
17112
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SOLE
17112
0
0
PROCERA NETWORKS INC
COM NEW
74269U203
56
6000
SH
SOLE
6000
0
0
PROCTER & GAMBLE CO
COM
742718109
1040
12694
SH
SOLE
12694
0
0
PROSHARES TR
PSHS ULTRA TECH
74347R693
77
500
SH
SOLE
500
0
0
PROSHARES TR
ULT R/EST NEW
74347X625
34
300
SH
SOLE
300
0
0
PROSHARES TR PSHS ULTSH 2
PSHS ULTSH 20YRS
74347B201
10
250
SH
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250
0
0
PRUDENTIAL FINL INC
COM
744320102
114
1420
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1420
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PURCYCLE CORP
COM NEW
746228303
50
10000
SH
SOLE
10000
0
0
PUTNAM MANAGED MUN INCOM TR
COM
746823103
18
2500
SH
SOLE
2500
0
0
PUTNAM MUN OPPORTUNITIES TR
SH BEN INT
746922103
1198
97731
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SOLE
97731
0
0
QIAGEN NV REG
SHS
N72482107
13
500
SH
SOLE
500
0
0
QUALCOMM INC
COM
747525103
960
13850
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SOLE
13850
0
0
QUESTAR CORP
COM
748356102
21
900
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SOLE
900
0
0
RAYONIER ADVANCED MATLS INC
COM ADDED
75508B104
17
1155
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SOLE
1155
0
0
RAYONIER INC
COM
754907103
13
465
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SOLE
465
0
0
RED HAT INC
COM
756577102
8
100
SH
SOLE
100
0
0
REGIS CORP MINN
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758932107
2
150
SH
SOLE
150
0
0
REINSURANCE GROUP AMER INC
COM NEW
759351604
35
375
SH
SOLE
375
0
0
REPUBLIC SVCS INC
COM
760759100
8
187
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SOLE
187
0
0
REVOLUTION LIGHTING TECHNOLO
COM
76155G107
11
10000
SH
SOLE
10000
0
0
RITE AID CORP
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767754104
70
8000
SH
SOLE
8000
0
0
ROCK CREEK PHARMACEUTICALS I
COM
772081105
2
15000
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SOLE
15000
0
0
ROSETTA RESOURCES INC
COM
777779307
85
5000
SH
SOLE
5000
0
0
ROSS STORES INC
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778296103
74
700
SH
SOLE
700
0
0
ROVI CORP
COM
779376102
3
141
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141
0
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ROYAL BK SCOTLAND GROUP PLC
SP ADR L
780097788
29
1200
SH
SOLE
1200
0
0
ROYAL DUTCH SHELL PLC
SPON ADR A
780259206
75
1250
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1250
0
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RTI INTL METALS INC
COM
74973W107
18
500
SH
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500
0
0
SAFE BULKERS INC
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Y7388L103
11
3075
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3075
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SANDISK CORP
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80004C101
16
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SH
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250
0
0
SANDRIDGE ENERGY INC
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80007P307
73
41000
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SOLE
41000
0
0
SCANA CORP NEW
COM
80589M102
59
1064
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1064
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SCHLUMBERGER LTD
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806857108
157
1877
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SOLE
1877
0
0
SEACOR HOLDINGS INC
NOTE 3.000%11/1
81170YAB5
1406
1619000
SH
SOLE
1619000
0
0
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
531
10200
SH
SOLE
10200
0
0
SELECT SECTOR SPDR
TR SBI HEALTHCARE
81369Y209
219
3019
SH
SOLE
3019
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
10
414
SH
SOLE
414
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
213
5150
SH
SOLE
5150
0
0
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
799
10296
SH
SOLE
10296
0
0
SIERRA WIRELESS INC
COM
826516106
33
1000
SH
SOLE
1000
0
0
SIGMA DESIGNS INC
COM
826565103
16
2000
SH
SOLE
2000
0
0
SILVER WHEATON CORP
COM
828336107
5
250
SH
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250
0
0
SIMON PPTY GROUP INC
NEW COM
828806109
33
171
SH
SOLE
171
0
0
SINCLAIR BROADCAST GROUP INC
CL A
829226109
9
300
SH
SOLE
300
0
0
SIRIUS XM HLDGS INC
COM
82968B103
15
4000
SH
SOLE
4000
0
0
SK TELECOM LTD SPONSORED
ADR
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38
1382
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1382
0
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SMUCKER J M CO
COM NEW
832696405
1381
11930
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11930
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SOCIEDAD QUIMICA MINERA DE C
SPON ADR SER B
833635105
5
300
SH
SOLE
300
0
0
SOLAZYME INC
COM
83415T101
36
12500
SH
SOLE
12500
0
0
SOLAZYME INC
NOTE 5.000%10/0
83415TAC5
452
970000
SH
SOLE
970000
0
0
SONY CORP
ADR NEW
835699307
7
260
SH
SOLE
260
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1333
6457
SH
SOLE
6457
0
0
SPECTRA ENERGY CORP
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847560109
399
11032
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11032
0
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STAPLES INC
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1108
68044
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68044
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STARWOOD HOTELS&RESORTS WRLD
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85590A401
57
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STEEL DYNAMICS INC
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858119100
251
12500
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12500
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STEELCASE INC
CL A
858155203
27
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SH
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1400
0
0
STRAIGHT PATH COMMUNICATNS I
CL B
862578101
1
33
SH
SOLE
33
0
0
SUN TRUST BKS INC
W EXP 11/14/201
867914111
156
33600
SH
SOLE
33600
0
0
SUNCOR ENERGY INC NEW
COM
867224107
59
2000
SH
SOLE
2000
0
0
SUNTRUST BKS INC
COM
867914103
21
514
SH
SOLE
514
0
0
SYMANTEC CORP
COM
871503108
23
1000
SH
SOLE
1000
0
0
SYNERGY PHARMACEUTICALS DEL
COM NEW
871639308
2
500
SH
SOLE
500
0
0
SYSCO CORP
COM
871829107
189
5000
SH
SOLE
5000
0
0
TARGET CORP
COM
87612e106
13
160
SH
SOLE
160
0
0
TCW STRATEGIC INCOME FUND IN
COM
872340104
728
134522
SH
SOLE
134522
0
0
TECO ENERGY INC
COM
872375100
39
2000
SH
SOLE
2000
0
0
TERADATA CORP DEL
COM
88076W103
19
424
SH
SOLE
424
0
0
TERADYNE INC
COM
880770102
85
4500
SH
SOLE
4500
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
467
7492
SH
SOLE
7492
0
0
TEXAS INSTRS INC
COM
882508104
177
3100
SH
SOLE
3100
0
0
TEXTRON INC
COM
883203101
186
4200
SH
SOLE
4200
0
0
THESTREET INC
COM
88368Q103
312
173235
SH
SOLE
173235
0
0
TIFFANY & CO NEW
COM
886547108
810
9200
SH
SOLE
9200
0
0
TIME INC NEW
COM
887228104
7
313
SH
SOLE
313
0
0
TIME WARNER CABLE INC
COM
88732J207
119
796
SH
SOLE
796
0
0
TIME WARNER INC
COM NEW
887317303
93
1100
SH
SOLE
1100
0
0
TOLL BROTHERS INC
COM
889478103
31
798
SH
SOLE
798
0
0
TOTAL S A
SPONSORED ADR
89151e109
13
266
SH
SOLE
266
0
0
TRAVELERS COMPANIES INC
COM
89417e109
710
6566
SH
SOLE
6566
0
0
TRINITY INDS INC
COM
896522109
28
800
SH
SOLE
800
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
16
474
SH
SOLE
474
0
0
UGI CORP NEW
COM
902681105
49
1500
SH
SOLE
1500
0
0
UNION PAC CORP
COM
907818108
22
200
SH
SOLE
200
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
29
300
SH
SOLE
300
0
0
UNITED RENTALS INC
COM
911363109
36
400
SH
SOLE
400
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
14
120
SH
SOLE
120
0
0
V F CORP
COM
918204108
15
200
SH
SOLE
200
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
673
10584
SH
SOLE
10584
0
0
VALLEY NATL BANCORP
W EXP 11/14/201
919794131
20
101071
SH
SOLE
101071
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
10
239
SH
SOLE
239
0
0
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
11
140
SH
SOLE
140
0
0
VECTRUS INC
COM
92242T101
1
55
SH
SOLE
55
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
392
8058
SH
SOLE
8058
0
0
VIACOM INC NEW
CL B
92553P201
118
1732
SH
SOLE
1732
0
0
VODAFONE GROUP PLC NEW
SPNSR ADR NO PAR
92857W308
38
1162
SH
SOLE
1162
0
0
WAL-MART STORES INC
COM
931142103
33
400
SH
SOLE
400
0
0
WASTE MGMT INC DEL
COM
94106L109
136
2500
SH
SOLE
2500
0
0
WAUSAU PAPER CORP
COM
943315101
14
1500
SH
SOLE
1500
0
0
WEATHERFORD INTL PLC ORD SHS
PLC ORD SHS ADDED
G48833100
6
450
SH
SOLE
450
0
0
WELLS FARGO & CO
NEW COM
949746101
113
2077
SH
SOLE
2077
0
0
WELLS FARGO & CO NEW
W EXP 10/28/201
949746119
33
1600
SH
SOLE
1600
0
0
WHITE MTNS INS GROUP LTD
COM
G9618E107
616
900
SH
SOLE
900
0
0
WHITING PETE CORP NEW
COM
966387102
242
7825
SH
SOLE
7825
0
0
WHOLE FOODS MKT INC
COM
966837106
42
811
SH
SOLE
811
0
0
WILEY JOHN & SONS INC
CL B
968223305
134
2200
SH
SOLE
2200
0
0
WINDSTREAM HLDGS INC
COM
97382A101
0
51
SH
SOLE
51
0
0
WISDOMTREE INVTS INC
COM
97717P104
41
1890
SH
SOLE
1890
0
0
WP GLIMCHER IN
COM ADDED
92939N102
1
85
SH
SOLE
85
0
0
XEROX CORP
COM
984121103
869
67656
SH
SOLE
67656
0
0
XYLEM INC
COM
98419M100
35
1000
SH
SOLE
1000
0
0
YAMANA GOLD INC
COM
98462Y100
115
32000
SH
SOLE
32000
0
0
ZIMMER HLDGS INC
COM
98956P102
35
300
SH
SOLE
300
0
0
ZIONS BANCORPORATION
W EXP 11/14/201
989701131
456
217006
SH
SOLE
217006
0
0
ZIOPHARM ONCOLOGY INC
COM
98973P101
98
9100
SH
SOLE
9100
0
0