0001235468-20-000114.txt : 20200522 0001235468-20-000114.hdr.sgml : 20200522 20200522160314 ACCESSION NUMBER: 0001235468-20-000114 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200521 FILED AS OF DATE: 20200522 DATE AS OF CHANGE: 20200522 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELLIS GEORGE H CENTRAL INDEX KEY: 0001085715 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51813 FILM NUMBER: 20905772 MAIL ADDRESS: STREET 1: 2911 TURTLE CREEK BOULEVARD STREET 2: SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIQUIDITY SERVICES INC CENTRAL INDEX KEY: 0001235468 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 522209244 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 6931 ARLINGTON ROAD STREET 2: SUITE 200 CITY: BETHESDA STATE: MD ZIP: 20814 BUSINESS PHONE: 2024676868 MAIL ADDRESS: STREET 1: 6931 ARLINGTON ROAD STREET 2: SUITE 200 CITY: BETHESDA STATE: MD ZIP: 20814 4 1 wf-form4_159017777641605.xml FORM 4 X0306 4 2020-05-21 0 0001235468 LIQUIDITY SERVICES INC LQDT 0001085715 ELLIS GEORGE H C/O LIQUIDITY SERVICES, INC. 6931 ARLINGTON ROAD, SUITE 200 BETHESDA MD 20814 1 0 0 0 Common Stock 2020-05-21 4 J 0 8000 5.31 D 29694 D Common Stock 1160 I I.R.A. Employee Stock Option 42.31 2022-02-01 Common Stock 5328.0 5328 D Employee Stock Option 40.11 2023-02-01 Common Stock 5954.0 5954 D Employee Stock Option 21.53 2024-02-01 Common Stock 13144.0 13144 D Employee Stock Option 9.84 2025-02-01 Common Stock 19050.0 19050 D Employee Stock Option 6.29 2026-02-01 Common Stock 44192.0 44192 D Employee Stock Option 9.75 2027-02-01 Common Stock 10684.0 10684 D Employee Stock Grant 2020-02-01 Common Stock 11176.0 0 D Common Stock 2021-02-01 Common Stock 18797.0 18797 D Represents the vesting of restricted stock. George H. Ellis Individual Retirement Account with Northern Trust Company as Trustee. These options became fully vested on February 1, 2013. These options became fully vested on February 1, 2015. These options became fully vested on February 1, 2016. These options became fully vested on February 1, 2017. These options became fully vested on February 1, 2018. Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. These restricted shares have a one-year vesting period such that 100% of this restricted stock grant will vest on February 1, 2020. These restricted shares have a one-year vesting period such that 100% of this restricted stock grant will vest on February 1, 2021. /s/ Mark A. Shaffer, by power of attorney 2020-05-22