0001235468-20-000114.txt : 20200522
0001235468-20-000114.hdr.sgml : 20200522
20200522160314
ACCESSION NUMBER: 0001235468-20-000114
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200521
FILED AS OF DATE: 20200522
DATE AS OF CHANGE: 20200522
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ELLIS GEORGE H
CENTRAL INDEX KEY: 0001085715
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51813
FILM NUMBER: 20905772
MAIL ADDRESS:
STREET 1: 2911 TURTLE CREEK BOULEVARD
STREET 2: SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75219
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LIQUIDITY SERVICES INC
CENTRAL INDEX KEY: 0001235468
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 522209244
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 6931 ARLINGTON ROAD
STREET 2: SUITE 200
CITY: BETHESDA
STATE: MD
ZIP: 20814
BUSINESS PHONE: 2024676868
MAIL ADDRESS:
STREET 1: 6931 ARLINGTON ROAD
STREET 2: SUITE 200
CITY: BETHESDA
STATE: MD
ZIP: 20814
4
1
wf-form4_159017777641605.xml
FORM 4
X0306
4
2020-05-21
0
0001235468
LIQUIDITY SERVICES INC
LQDT
0001085715
ELLIS GEORGE H
C/O LIQUIDITY SERVICES, INC.
6931 ARLINGTON ROAD, SUITE 200
BETHESDA
MD
20814
1
0
0
0
Common Stock
2020-05-21
4
J
0
8000
5.31
D
29694
D
Common Stock
1160
I
I.R.A.
Employee Stock Option
42.31
2022-02-01
Common Stock
5328.0
5328
D
Employee Stock Option
40.11
2023-02-01
Common Stock
5954.0
5954
D
Employee Stock Option
21.53
2024-02-01
Common Stock
13144.0
13144
D
Employee Stock Option
9.84
2025-02-01
Common Stock
19050.0
19050
D
Employee Stock Option
6.29
2026-02-01
Common Stock
44192.0
44192
D
Employee Stock Option
9.75
2027-02-01
Common Stock
10684.0
10684
D
Employee Stock Grant
2020-02-01
Common Stock
11176.0
0
D
Common Stock
2021-02-01
Common Stock
18797.0
18797
D
Represents the vesting of restricted stock.
George H. Ellis Individual Retirement Account with Northern Trust Company as Trustee.
These options became fully vested on February 1, 2013.
These options became fully vested on February 1, 2015.
These options became fully vested on February 1, 2016.
These options became fully vested on February 1, 2017.
These options became fully vested on February 1, 2018.
Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.
These restricted shares have a one-year vesting period such that 100% of this restricted stock grant will vest on February 1, 2020.
These restricted shares have a one-year vesting period such that 100% of this restricted stock grant will vest on February 1, 2021.
/s/ Mark A. Shaffer, by power of attorney
2020-05-22