144 1 metro144.htm METRO BANCORP, INC. FORM 144 metro144.htm
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
 Washington, D.C. 20549
 
FORM 144
 
NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
 
ATTENTION: Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker

 


1(a) NAME OF ISSUER (Please type or print)

Metro Bancorp, Inc.

 
1(b) IRS IDENT. NO. |(c) SEC FILE NO.
 
25-1834776
000-50961
   
       
1(d) ADDRESS OF ISSUER
 
STREET
   
         
3801 Paxton Street, P.O. Box 4999
 
 
 
       
1(d)
CITY
STATE
ZIP CODE
 
         
Harrisburg
 
PA
17111
 
1(e) TELEPHONE
 
   
       
      AREA CODE           
              717
NUMBER
412-6301
             
   
 


2(a) NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD
 
Michael A. Serluco


2(b) IRS IDENT. NO. (c) RELATIONSHIP TO ISSUER
 

      Director
       
       
2(d)
ADDRESS
          STREET
 
       
 
104     Cumberland Road
 
  
       
2(d)  
           CITY       
          STATE           ZIP CODE
 
           Lemoyne
PA
17043

INSTRUCTION: The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the SEC File Number.

   
SEC USE
         
3(a)
(b)
ONLY
(c)
(d)
(e)
(f)
(g)
Title of the
Name and Address of
Broker-
Number of
Aggregate
Number of Shares
Approximate
Name of Each
               
Class of
Each Broker Through
Dealer
Shares or
Market
or Other Units
Date of Sale
Securities
Securities
Whome the Securities
File
Other Units
Value
Outstanding
(See instr. 3(f))
Exchange
               
to be Sold
are to be Offered
Number
to be Sold
(See instr.
(See instr. 3(e))
(MO. DAY YR.)
(See instr. 3(g))
 
or Each Market
 
(See instr.
3(d))
     
 
Maker who is
 
3(c))
       
 
Aquiring the
           
 
Securities
           

 
 
Common
National Financial Svcs
     
Aug 13, 2010 thru
 
Stock
PO Box 770002
46,650
$592,922
13,576,386
Aug 27, 2010
NASDAQ
 
Cincinnati, OH 45277-0074
 
as of
     
     
7/30/2010
     
             

 




 
 

 
 
INSTRUCTIONS:
 
1.(a) Name of issuer
(b) Issuer's I.R.S. Identification Number
(c) Issuer'S S.E.C. file number, if any
(d) Issuer's address, including zip code
(e) Issuer's telephone number, including area code
 
2.(a) Name of person for whose account the securities are to be sold
(b) Such person's I.R.S. identification number, if such person is an entity
(c) Such person's relationship to the issuer (e.g., officer, director, 10% stockholder, or member of immediate family of any of the foregoing)
(d) Such person's address, including zip code
 
3.(a) Title of the class of securities to be sold
(b) Name and address of each broker through whom the securities are intended to be sold
(c) Number of shares or other units to be sold (if debt securities, give the aggregate face amount)
(d) Aggregate market value of the securities to be sold as of a specified date within 10 days prior to the filing of this notice
(e) Number of shares or other units of the class outstanding, or if debit securities the face amount thereof outstanding, as shown by the most recent report or statement published by the issuer
(f) Approximate date on which the securities are to be sold
(g) Name of each securities exchange, if any, on which the securities are intended to be sold
 
 
 

 
 

 

TABLE I - SECURITIES TO BE SOLD
 
Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

     
Name of Person
     
     
from Whom Acquired
     
Title of
Date You
Nature of
(If gift, also give date
Amount of
Date of
 
the Class
Acquired
Acquisition Transaction
donor acquired)
Securities Acquired
Payment
Nature of Payment
 
             
Common
1/11/2002
Exercise of Director
Metro Bancorp, Inc.
3,567 – as
1/11/2002
Cash
Stock
 
Stock Options
 
Adjusted for stock
   
       
Dividends & Splits
   
             
Common
1/9/2003
Exercise of Director
Metro Bancorp, Inc.
3,581 – as
1/9/2003
Cash
Stock
 
Stock Options
 
Adjusted for stock
   
       
Dividends & Splits
   
             
Common
1/12/2004
Exercise of Director
Metro Bancorp, Inc.
3,591 – as
1/12/2004
Cash
Stock
 
Stock Options
 
Adjusted for stock
   
       
Dividends & Splits
   
             
Common
1/7/2005
Exercise of Director
Metro Bancorp, Inc.
3,591 – as
1/7/2005
Cash
Stock
 
Stock Options
 
Adjusted for stock
   
       
Dividends & Splits
   
             
Common
2/1/2005
Exercise of Director
Metro Bancorp, Inc.
21,546 – as
2/1/2005
Cash
Stock
 
Stock Options
 
Adjusted for stock
   
       
Dividends & Splits
   
             
Common
4/22/2005
Exercise of Director
Metro Bancorp, Inc.
10,773 – as
4/22/2005
Cash
Stock
 
Stock Options
 
Adjusted for stock
   
       
Dividends & Splits
   

 

 
INSTRUCTIONS:
 
1. If the securities were purchased and full payment therefore was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.
 
2. If within two years after the acquisition of the securities the person for whose account they are to be sold had any short positions, put or other option to dispose of securities referred to in paragraph (d)(3) of Rule 144, furnish full information with respect thereto.
 
TABLE II - SECURITIES SOLD DURING THE PAST 3 MONTHS
 
Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

     
Amount of
Gross
Name and Address of Seller
Title of Securities Sold
Date of Sale
Securities
Proceeds
 
none
       

 
REMARKS:
 
INSTRUCTIONS:
 
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to sales by all persons whose sales are required by paragraph
 
(e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
 
ATTENTION:
 
The person for whose account the securities to which this notice relates are to sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which have not been publicly disclosed.

8/12/2010
 
/s/ Michael A. Serluco
___________________________________
 
________________________________________
(DATE OF NOTICE)
 
(SIGNATURE)

 
 

 
 
The notice shall be signed by the person for whose account the securities are to be sold. At least one copy of the notice shall be manually signed.
 
Any copies not manually signed shall bear typed or printed signatures.
 
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.