0001193125-13-166165.txt : 20130423
0001193125-13-166165.hdr.sgml : 20130423
20130423085458
ACCESSION NUMBER: 0001193125-13-166165
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130423
DATE AS OF CHANGE: 20130423
EFFECTIVENESS DATE: 20130423
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SIMMONS L E & ASSOCIATES INC
CENTRAL INDEX KEY: 0001085550
IRS NUMBER: 760563122
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15468
FILM NUMBER: 13775261
BUSINESS ADDRESS:
STREET 1: 600 TRAVIS
STREET 2: STE 6600
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 7132277888
MAIL ADDRESS:
STREET 1: 600 TRAVIS STE 6600
CITY: HOUSTON
STATE: TX
ZIP: 77002
13F-HR
1
d524336d13fhr.txt
13F-HR
================================================================================
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2012
Check here if Amendment [_]; Amendment Number:
----------
This Amendment (Check only one.): [_] is a restatement.
[_] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: L.E. Simmons & Associates Incorporated
Address: 600 Travis Street, Suite 6600
Houston, Texas 77002
Form 13F File Number: 28-
----------
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Anthony F. DeLuca
Title: Managing Director
Phone: (713) 227-7888
Signature, Place, and Date of Signing:
/s/ Anthony F. DeLuca Houston, Texas 4/22/13
----------------------------- ----------------------------- -----------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28-
---------
================================================================================
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: NONE
-----------
Form 13F Information Table Entry Total: 1
-----------
Form 13F Information Table Value Total: 1175332
-----------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column
headings and list entries.]
No. Form 13F File Number Name
28-
--- ---------- -------------------------------
2
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ---- -------- ----
Forum Technologies, Inc. Common 34984V100 1175332 47488161 SH SOLE 0 47488161
3