0001193125-13-166165.txt : 20130423 0001193125-13-166165.hdr.sgml : 20130423 20130423085458 ACCESSION NUMBER: 0001193125-13-166165 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130423 DATE AS OF CHANGE: 20130423 EFFECTIVENESS DATE: 20130423 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIMMONS L E & ASSOCIATES INC CENTRAL INDEX KEY: 0001085550 IRS NUMBER: 760563122 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15468 FILM NUMBER: 13775261 BUSINESS ADDRESS: STREET 1: 600 TRAVIS STREET 2: STE 6600 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7132277888 MAIL ADDRESS: STREET 1: 600 TRAVIS STE 6600 CITY: HOUSTON STATE: TX ZIP: 77002 13F-HR 1 d524336d13fhr.txt 13F-HR ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 Check here if Amendment [_]; Amendment Number: ---------- This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: L.E. Simmons & Associates Incorporated Address: 600 Travis Street, Suite 6600 Houston, Texas 77002 Form 13F File Number: 28- ---------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Anthony F. DeLuca Title: Managing Director Phone: (713) 227-7888 Signature, Place, and Date of Signing: /s/ Anthony F. DeLuca Houston, Texas 4/22/13 ----------------------------- ----------------------------- ----------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- --------- ================================================================================ FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: NONE ----------- Form 13F Information Table Entry Total: 1 ----------- Form 13F Information Table Value Total: 1175332 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 28- --- ---------- ------------------------------- 2 FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE ------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ---- -------- ---- Forum Technologies, Inc. Common 34984V100 1175332 47488161 SH SOLE 0 47488161
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