0001405086-21-000136.txt : 20210517
0001405086-21-000136.hdr.sgml : 20210517
20210517090543
ACCESSION NUMBER: 0001405086-21-000136
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210331
FILED AS OF DATE: 20210517
DATE AS OF CHANGE: 20210517
EFFECTIVENESS DATE: 20210517
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT, L.L.C.
CENTRAL INDEX KEY: 0001085393
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10569
FILM NUMBER: 21927935
BUSINESS ADDRESS:
STREET 1: 645 MADISON AVENUE
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-521-9500
MAIL ADDRESS:
STREET 1: 645 MADISON AVENUE
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: Basswood Capital Management LLC
DATE OF NAME CHANGE: 20130814
FORMER COMPANY:
FORMER CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 19990428
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001085393
XXXXXXXX
03-31-2021
03-31-2021
BASSWOOD CAPITAL MANAGEMENT, L.L.C.
645 MADISON AVENUE
10TH FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-10569
Y
Messrs. Bennett Lindenbaum and Matthew Lindenbaum, as Principals of Basswood Capital Management, L.L.C., have investment discretion over the investment portfolios reported herein.
MATTHEW LINDENBAUM
MANAGING MEMBER
212-521-9500
/S/MATTHEW LINDENBAUM
NEW YORK
NY
05-17-2021
0
133
2214673
false
INFORMATION TABLE
2
basswood-table-q1-2021.xml
AERCAP HOLDINGS NV
SHS
N00985106
125764
2141030
SH
SOLE
2141030
0
0
AIR LEASE CORP
CL A
00912X302
52613
1073736
SH
SOLE
1073736
0
0
ALLY FINL INC
COM
02005N100
38455
850580
SH
SOLE
850580
0
0
AMALGAMATED FINANCIAL CORP
COM
022671101
9572
576959
SH
SOLE
576959
0
0
AMERIPRISE FINL INC
COM
03076C106
16710
71886
SH
SOLE
71886
0
0
AMERIS BANCORP
COM
03076K108
4289
81689
SH
SOLE
81689
0
0
APOLLO STRATEGIC GRWT CPTL I
UNIT 99/99/9999
G0412A110
825
82678
SH
SOLE
82678
0
0
ASSURANT INC
COM
04621X108
8216
57951
SH
SOLE
57951
0
0
ATHENE HOLDING LTD
CL A
G0684D107
4839
96006
SH
SOLE
96006
0
0
ATLAS CREST INVESTMENT CORP
COM CL A
049287105
1582
161773
SH
SOLE
161773
0
0
ATLAS CREST INVESTMENT CORP
*W EXP 02/03/202
049287113
30
35442
SH
SOLE
35442
0
0
AUSTERLITZ ACQUISITION CORP
UNIT 99/99/9999
G0633D117
837
83321
SH
SOLE
83321
0
0
AUSTERLITZ ACQUISITION CORP
UNIT 99/99/9999
G0633U119
840
83727
SH
SOLE
83727
0
0
AXOS FINANCIAL INC
COM
05465C100
8360
177838
SH
SOLE
177838
0
0
BANCORP INC DEL
COM
05969A105
25290
1220581
SH
SOLE
1220581
0
0
BK OF AMERICA CORP
COM
060505104
45005
1163233
SH
SOLE
1163233
0
0
BANK OF THE JAMES FINL GP IN
COM
470299108
5984
408743
SH
SOLE
408743
0
0
BAYCOM CORP
COM
07272M107
3959
219686
SH
SOLE
219686
0
0
BERKSHIRE HILLS BANCORP INC
COM
084680107
14667
657141
SH
SOLE
657141
0
0
BRIGHTSPHERE INVT GROUP INC
COM
10948W103
2300
112870
SH
SOLE
112870
0
0
CAMDEN NATL CORP
COM
133034108
11855
247699
SH
SOLE
247699
0
0
CAPITAL ONE FINL CORP
COM
14040H105
34098
268001
SH
SOLE
268001
0
0
CAPSTAR FINL HLDGS INC
COM
14070T102
1813
105099
SH
SOLE
105099
0
0
CARTER BANKSHARES INC
COM NEW
146103106
1208
86517
SH
SOLE
86517
0
0
CBRE ACQUISITION HLDGS INC
COM CL A
12510J106
1665
170786
SH
SOLE
170786
0
0
CENTURY CMNTYS INC
COM
156504300
29012
480975
SH
SOLE
480975
0
0
CF ACQUISITION CORP IV
COM CL A
12520T102
1660
169605
SH
SOLE
169605
0
0
CF ACQUISITION CORP V
*W EXP 01/25/202
12520R114
21
29832
SH
SOLE
29832
0
0
CF ACQUISITION CORP V
CL A
12520R106
1628
166802
SH
SOLE
166802
0
0
CF ACQUISITION CORP VI
UNIT 99/99/9999
12521J202
832
83891
SH
SOLE
83891
0
0
CHEMUNG FINL CORP
COM
164024101
4153
99311
SH
SOLE
99311
0
0
CHURCHILL CAPITAL CORP VI
UNIT 99/99/9999
17143W200
1577
156749
SH
SOLE
156749
0
0
CHURCHILL CAPITAL CORP VII
UNIT 99/99/9999
17144M201
1639
164406
SH
SOLE
164406
0
0
CITIGROUP INC
COM NEW
172967424
3906
53695
SH
SOLE
53695
0
0
CITIZENS FINANCIAL GROUP INC
COM
174610105
80883
1832007
SH
SOLE
1832007
0
0
COMERICA INC
COM
200340107
87323
1217217
SH
SOLE
1217217
0
0
CONCORD ACQUISITION CORP
COM CL A
206071102
1667
170447
SH
SOLE
170447
0
0
CUSTOMERS BANCORP INC
COM
23204G100
21321
670054
SH
SOLE
670054
0
0
DEEP LAKE CAPITAL ACQUSTN CO
CL A SHS
G27029100
798
81463
SH
SOLE
81463
0
0
DIME CMNTY BANCSHARES INC
COM
25432X102
119873
3977218
SH
SOLE
3977218
0
0
DISCOVER FINL SVCS
COM
254709108
14449
152107
SH
SOLE
152107
0
0
EAGLE BANCORP INC MD
COM
268948106
2448
46012
SH
SOLE
46012
0
0
EAST WEST BANCORP INC
COM
27579R104
7428
100645
SH
SOLE
100645
0
0
EJF ACQUISITION CORP
UNIT 03/10/2026
G2955B117
1696
170447
SH
SOLE
170447
0
0
ESQUIRE FINL HLDGS INC
COM
29667J101
17287
757865
SH
SOLE
757865
0
0
EVANS BANCORP INC
COM NEW
29911Q208
57
1690
SH
SOLE
1690
0
0
EVERCORE INC
CLASS A
29977A105
12781
97016
SH
SOLE
97016
0
0
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
13588
334183
SH
SOLE
334183
0
0
FIFTH THIRD BANCORP
COM
316773100
3506
93607
SH
SOLE
93607
0
0
FINTECH ACQUISITION CORP IV
CL A
31810N104
7102
635270
SH
SOLE
635270
0
0
FIRST AMERN FINL CORP
COM
31847R102
1441
25442
SH
SOLE
25442
0
0
FIRST BANCORP N C
COM
318910106
5362
123266
SH
SOLE
123266
0
0
FIRST BUSEY CORP
COM NEW
319383204
3006
117192
SH
SOLE
117192
0
0
FIRST CTZNS BANCSHARES INC N
CL A
31946M103
12560
15028
SH
SOLE
15028
0
0
FIRST WESTN FINL INC
COM
33751L105
2103
84096
SH
SOLE
84096
0
0
FLAGSTAR BANCORP INC
COM PAR .001
337930705
76386
1693603
SH
SOLE
1693603
0
0
F N B CORP
COM
302520101
11614
914480
SH
SOLE
914480
0
0
FORTRESS CAPITAL ACQUISITION
SHS CL A
G36427105
1628
165995
SH
SOLE
165995
0
0
FORTRESS VALUE ACQUIS CORP I
COM CL A
34964G107
820
82999
SH
SOLE
82999
0
0
FTAC ATHENA ACQUISITION CORP
UNIT 99/99/9999
G37283127
821
82126
SH
SOLE
82126
0
0
G SQUARED ASCEND I INC
UNIT 99/99/9999
G4204R125
821
82126
SH
SOLE
82126
0
0
GORES HOLDINGS VII INC
UNIT 02/12/2028
38286T200
826
82917
SH
SOLE
82917
0
0
GORES HLDGS VIII INC
UNIT 02/01/2028
382863207
813
81347
SH
SOLE
81347
0
0
GREAT WESTERN BANCORP INC
COM
391416104
6081
200752
SH
SOLE
200752
0
0
GUILD HLDGS CO
CL A
40172N107
14320
1008478
SH
SOLE
1008478
0
0
HERITAGE FINL CORP WASH
COM
42722X106
6516
230737
SH
SOLE
230737
0
0
HOME BANCSHARES INC
COM
436893200
4505
166538
SH
SOLE
166538
0
0
HOME PT CAPITAL INCORPORATED
COM
43734L106
13221
1421621
SH
SOLE
1421621
0
0
HONEYWELL INTL INC
COM
438516106
35415
163150
SH
SOLE
163150
0
0
INVESCO LTD
SHS
G491BT108
8356
331308
SH
SOLE
331308
0
0
J ALEXANDERS HLDGS INC
COM
46609J106
185
19238
SH
SOLE
19238
0
0
JAWS MUSTANG ACQUISITION COR
SHS CL A
G50737108
702
71058
SH
SOLE
71058
0
0
JAWS MUSTANG ACQUISITION COR
UNIT 99/99/9999
G50737116
141
13902
SH
SOLE
13902
0
0
JAWS MUSTANG ACQUISITION COR
*W EXP 01/30/202
G50737124
18
15253
SH
SOLE
15253
0
0
JOFF FINTECH ACQUISITION COR
COM CL A
46592C100
811
82919
SH
SOLE
82919
0
0
JOFF FINTECH ACQUISITION COR
*W EXP 02/04/202
46592C118
21
25538
SH
SOLE
25538
0
0
JPMORGAN CHASE & CO
COM
46625H100
74745
491000
SH
SOLE
491000
0
0
KB HOME
COM
48666K109
16986
365061
SH
SOLE
365061
0
0
KEYCORP
COM
493267108
4572
228839
SH
SOLE
228839
0
0
SPDR SER TR
S&P REGL BKG
78464A698
724
10903
SH
Put
SOLE
10903
0
0
LAKELAND BANCORP INC
COM
511637100
4910
281681
SH
SOLE
281681
0
0
LAZARD GROWTH ACQUISITION CO
UNIT 99/99/9999
G54035129
833
83321
SH
SOLE
83321
0
0
LAZARD LTD
SHS A
G54050102
24793
569823
SH
SOLE
569823
0
0
LENDINGCLUB CORP
COM NEW
52603A208
10634
643698
SH
SOLE
643698
0
0
LENNAR CORP
CL A
526057104
40694
401994
SH
SOLE
401994
0
0
LIVE OAK ACQUISITION CORP II
COM CL A
53804W106
819
81968
SH
SOLE
81968
0
0
LIVE OAK ACQUISITION CORP II
*W EXP 12/07/202
53804W114
0
1
SH
SOLE
1
0
0
LOANDEPOT INC
COM CL A
53946R106
1679
84179
SH
SOLE
84179
0
0
M & T BK CORP
COM
55261F104
4740
31267
SH
SOLE
31267
0
0
M/I HOMES INC
COM
55305B101
39979
676809
SH
SOLE
676809
0
0
MARLIN BUSINESS SVCS CORP
COM
571157106
16158
1184612
SH
SOLE
1184612
0
0
MERCHANTS BANCORP IND
COM
58844R108
23787
567174
SH
SOLE
567174
0
0
MERITAGE HOMES CORP
COM
59001A102
30103
327492
SH
SOLE
327492
0
0
METROPOLITAN BK HLDG CORP
COM
591774104
28684
569570
SH
SOLE
569570
0
0
MORGAN STANLEY
COM NEW
617446448
28677
369259
SH
SOLE
369259
0
0
MOTIVE CAPITAL CORP
SHS CL A
G6293A103
1638
167128
SH
SOLE
167128
0
0
NORTHEAST BK LEWISTON ME
COM
66405S100
16729
633921
SH
SOLE
633921
0
0
OLD NATL BANCORP IND
COM
680033107
9672
500119
SH
SOLE
500119
0
0
ONEMAIN HLDGS INC
COM
68268W103
141671
2637213
SH
SOLE
2637213
0
0
GREAT WESTN NATL BK PORTLAND
COM
695263103
41162
1078947
SH
SOLE
1078947
0
0
PARKE BANCORP INC
COM
700885106
7042
352275
SH
SOLE
352275
0
0
PCB BANCORP
COM
69320M109
11180
745335
SH
SOLE
745335
0
0
PENNYMAC FINL SVCS INC NEW
COM
70932M107
128721
1924948
SH
SOLE
1924948
0
0
PEOPLES UNITED FINANCIAL INC
COM
712704105
2027
113228
SH
SOLE
113228
0
0
PINNACLE FINL PARTNERS INC
COM
72346Q104
8701
98134
SH
SOLE
98134
0
0
PULTE GROUP INC
COM
745867101
10344
197261
SH
SOLE
197261
0
0
RBB BANCORP
COM
74930B105
8676
428034
SH
SOLE
428034
0
0
REGIONAL MGMT CORP
COM
75902K106
49310
1422674
SH
SOLE
1422674
0
0
ROCKET COS INC
COM CL A
77311W101
46
1985
SH
Call
SOLE
1985
0
0
ROCKET COS INC
COM CL A
77311W101
2004
86812
SH
SOLE
86812
0
0
SANDY SPRING BANCORP INC
COM
800363103
899
20707
SH
SOLE
20707
0
0
SHORE BANCSHARES INC
COM
825107105
4147
243662
SH
SOLE
243662
0
0
SIERRA BANCORP
COM
82620P102
1522
56778
SH
SOLE
56778
0
0
SIGNATURE BK NEW YORK N Y
COM
82669G104
29422
130130
SH
SOLE
130130
0
0
SOUTH PLAINS FINANCIAL INC
COM
83946P107
1832
80630
SH
SOLE
80630
0
0
SOUTH ST CORP
COM
840441109
4157
52944
SH
SOLE
52944
0
0
SPIRIT OF TEX BANCSHARES INC
COM
84861D103
2252
100956
SH
SOLE
100956
0
0
STERLING BANCORP DEL
COM
85917A100
47221
2051322
SH
SOLE
2051322
0
0
SYNOVUS FINL CORP
COM NEW
87161C501
2266
49535
SH
SOLE
49535
0
0
TAYLOR MORRISON HOME CORP
COM
87724P106
37035
1202044
SH
SOLE
1202044
0
0
TIMBERLAND BANCORP INC
COM
887098101
3295
118473
SH
SOLE
118473
0
0
TOLL BROTHERS INC
COM
889478103
18969
334376
SH
SOLE
334376
0
0
TREBIA ACQUISITION CORP
COM CL A
G9027T109
1608
161468
SH
SOLE
161468
0
0
TRICO BANCSHARES
COM
896095106
6536
137981
SH
SOLE
137981
0
0
UNITED BANKSHARES INC WEST V
COM
909907107
8990
233034
SH
SOLE
233034
0
0
US BANCORP DEL
COM NEW
902973304
63721
1152063
SH
SOLE
1152063
0
0
UWM HOLDINGS CORPORATION
COM CL A
91823B109
1991
251029
SH
SOLE
251029
0
0
VOYA FINANCIAL INC
COM
929089100
3459
54347
SH
SOLE
54347
0
0
WELLS FARGO CO NEW
COM
949746101
101563
2599501
SH
SOLE
2599501
0
0
WESBANCO INC
COM
950810101
2122
58859
SH
SOLE
58859
0
0
WESTERN ALLIANCE BANCORP
COM
957638109
11739
124305
SH
SOLE
124305
0
0
YUCAIPA ACQUISITION CORP
COM
G9879L105
1127
114427
SH
SOLE
114427
0
0
ZIONS BANCORPORATION N A
COM
989701107
456
8301
SH
SOLE
8301
0
0