0001405086-21-000033.txt : 20210216
0001405086-21-000033.hdr.sgml : 20210216
20210216091147
ACCESSION NUMBER: 0001405086-21-000033
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210216
DATE AS OF CHANGE: 20210216
EFFECTIVENESS DATE: 20210216
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT, L.L.C.
CENTRAL INDEX KEY: 0001085393
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10569
FILM NUMBER: 21633176
BUSINESS ADDRESS:
STREET 1: 645 MADISON AVENUE
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-521-9500
MAIL ADDRESS:
STREET 1: 645 MADISON AVENUE
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: Basswood Capital Management LLC
DATE OF NAME CHANGE: 20130814
FORMER COMPANY:
FORMER CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 19990428
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001085393
XXXXXXXX
12-31-2020
12-31-2020
BASSWOOD CAPITAL MANAGEMENT, L.L.C.
645 MADISON AVENUE
10TH FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-10569
Y
Messrs. Bennett Lindenbaum and Matthew Lindenbaum, as Principals of Basswood Capital Management, L.L.C., have investment discretion over the investment portfolios reported herein.
MATTHEW LINDENBAUM
MANAGING MEMBER
212-521-9500
/S/MATTHEW LINDENBAUM
NEW YORK
NY
02-16-2021
0
83
1612529
false
INFORMATION TABLE
2
basswood-q4-2020-table.xml
AERCAP HOLDINGS NV
SHS
N00985106
93465
2050563
SH
SOLE
2050563
0
0
AIR LEASE CORP
CL A
00912X302
45069
1014613
SH
SOLE
1014613
0
0
ALLY FINL INC
COM
02005N100
27755
778331
SH
SOLE
778331
0
0
AMERIPRISE FINL INC
COM
03076C106
9710
49967
SH
SOLE
49967
0
0
AMERIS BANCORP
COM
03076K108
3110
81689
SH
SOLE
81689
0
0
ASSURANT INC
COM
04621X108
3110
22833
SH
SOLE
22833
0
0
AXOS FINANCIAL INC
COM
05465C100
6674
177838
SH
SOLE
177838
0
0
BANCORP INC DEL
COM
05969A105
10335
756997
SH
SOLE
756997
0
0
BK OF AMERICA CORP
COM
060505104
56041
1848918
SH
SOLE
1848918
0
0
BANK OF THE JAMES FINL GP IN
COM
470299108
4929
406654
SH
SOLE
406654
0
0
BERKSHIRE HILLS BANCORP INC
COM
084680107
6217
363122
SH
SOLE
363122
0
0
BRIDGE BANCORP INC
COM
108035106
53363
2206905
SH
SOLE
2206905
0
0
CAMDEN NATL CORP
COM
133034108
8863
247699
SH
SOLE
247699
0
0
CAPITAL ONE FINL CORP
COM
14040H105
53985
546131
SH
SOLE
546131
0
0
CENTRAL VY CMNTY BANCORP
COM
155685100
342
22953
SH
SOLE
22953
0
0
CENTURY CMNTYS INC
COM
156504300
34749
793724
SH
SOLE
793724
0
0
CHEMUNG FINL CORP
COM
164024101
2582
76048
SH
SOLE
76048
0
0
CITIGROUP INC
COM NEW
172967424
3311
53695
SH
SOLE
53695
0
0
CITIZENS FINL GROUP INC
COM
174610105
30656
857259
SH
SOLE
857259
0
0
COMERICA INC
COM
200340107
24091
431271
SH
SOLE
431271
0
0
CONNECTONE BANCORP INC
COM
20786W107
3026
152928
SH
SOLE
152928
0
0
DIME CMNTY BANCSHARES INC
COM
253922108
31731
2012138
SH
SOLE
2012138
0
0
DISCOVER FINL SVCS
COM
254709108
14005
154697
SH
SOLE
154697
0
0
EAGLE BANCORP INC MD
COM
268948106
1900
46012
SH
SOLE
46012
0
0
EAST WEST BANCORP INC
COM
27579R104
11413
225060
SH
SOLE
225060
0
0
ESQUIRE FINL HLDGS INC
COM
29667J101
11971
623816
SH
SOLE
623816
0
0
EVERCORE INC
CLASS A
29977A105
10637
97016
SH
SOLE
97016
0
0
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
13063
334183
SH
SOLE
334183
0
0
FIFTH THIRD BANCORP
COM
316773100
2581
93607
SH
SOLE
93607
0
0
FINANCIAL INSTNS INC
COM
317585404
1514
67267
SH
SOLE
67267
0
0
FIRST AMERN FINL CORP
COM
31847R102
1593
30863
SH
SOLE
30863
0
0
FIRST BANCORP N C
COM
318910106
4170
123266
SH
SOLE
123266
0
0
FIRST BUSEY CORP
COM NEW
319383204
2525
117192
SH
SOLE
117192
0
0
FIRST CTZNS BANCSHARES INC N
CL A
31946M103
8630
15028
SH
SOLE
15028
0
0
FLAGSTAR BANCORP INC
COM PAR .001
337930705
58187
1427548
SH
SOLE
1427548
0
0
F N B CORP
COM
302520101
16370
1723108
SH
SOLE
1723108
0
0
GORES HLDGS IV INC
COM CL A
382865103
7311
556842
SH
SOLE
556842
0
0
GREAT WESTN BANCORP INC
COM
391416104
11054
528911
SH
SOLE
528911
0
0
GUILD HLDGS CO
CL A
40172N107
16629
981669
SH
SOLE
981669
0
0
HERITAGE FINL CORP WASH
COM
42722X106
5397
230737
SH
SOLE
230737
0
0
HOME BANCSHARES INC
COM
436893200
3244
166538
SH
SOLE
166538
0
0
HONEYWELL INTL INC
COM
438516106
34702
163150
SH
SOLE
163150
0
0
J ALEXANDERS HLDGS INC
COM
46609J106
140
19238
SH
SOLE
19238
0
0
JPMORGAN CHASE & CO
COM
46625H100
65124
512504
SH
SOLE
512504
0
0
KB HOME
COM
48666K109
16678
497553
SH
SOLE
497553
0
0
KEYCORP
COM
493267108
3760
229101
SH
SOLE
229101
0
0
SPDR SER TR
S&P REGL BKG
78464A698
244
4695
SH
Put
SOLE
4695
0
0
LAKELAND BANCORP INC
COM
511637100
3577
281681
SH
SOLE
281681
0
0
LAZARD LTD
SHS A
G54050102
15418
364480
SH
SOLE
364480
0
0
LENNAR CORP
CL A
526057104
38118
500036
SH
SOLE
500036
0
0
M & T BK CORP
COM
55261F104
3980
31267
SH
SOLE
31267
0
0
M/I HOMES INC
COM
55305B101
38251
863640
SH
SOLE
863640
0
0
MARLIN BUSINESS SVCS CORP
COM
571157106
11643
951223
SH
SOLE
951223
0
0
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
264
628
SH
Put
SOLE
628
0
0
MERCHANTS BANCORP IND
COM
58844R108
14819
536334
SH
SOLE
536334
0
0
METROPOLITAN BK HLDG CORP
COM
591774104
13423
370088
SH
SOLE
370088
0
0
MORGAN STANLEY
COM NEW
617446448
25305
369259
SH
SOLE
369259
0
0
NORTHEAST BK LEWISTON ME
COM
66405S100
14205
630769
SH
SOLE
630769
0
0
OLD NATL BANCORP IND
COM
680033107
8282
500119
SH
SOLE
500119
0
0
ONEMAIN HLDGS INC
COM
68268W103
108777
2258657
SH
SOLE
2258657
0
0
PACWEST BANCORP DEL
COM
695263103
41221
1622884
SH
SOLE
1622884
0
0
PARKE BANCORP INC
COM
700885106
3299
211476
SH
SOLE
211476
0
0
PENNYMAC FINL SVCS INC NEW
COM
70932M107
101059
1540057
SH
SOLE
1540057
0
0
PEOPLES UNITED FINANCIAL INC
COM
712704105
1464
113228
SH
SOLE
113228
0
0
PINNACLE FINL PARTNERS INC
COM
72346Q104
6320
98134
SH
SOLE
98134
0
0
PREFERRED BK LOS ANGELES CA
COM NEW
740367404
4789
94883
SH
SOLE
94883
0
0
RBB BANCORP
COM
74930B105
2373
154318
SH
SOLE
154318
0
0
REGIONAL MGMT CORP
COM
75902K106
42481
1422674
SH
SOLE
1422674
0
0
SANDY SPRING BANCORP INC
COM
800363103
667
20707
SH
SOLE
20707
0
0
SIGNATURE BK NEW YORK N Y
COM
82669G104
44997
332598
SH
SOLE
332598
0
0
SOUTH ST CORP
COM
840441109
3828
52944
SH
SOLE
52944
0
0
STERLING BANCORP DEL
COM
85917A100
33834
1881746
SH
SOLE
1881746
0
0
SYNOVUS FINL CORP
COM NEW
87161C501
1603
49535
SH
SOLE
49535
0
0
TAYLOR MORRISON HOME CORP
COM
87724P106
40474
1577925
SH
SOLE
1577925
0
0
TIMBERLAND BANCORP INC
COM
887098101
559
23051
SH
SOLE
23051
0
0
TOLL BROTHERS INC
COM
889478103
21789
501253
SH
SOLE
501253
0
0
TRICO BANCSHARES
COM
896095106
4868
137981
SH
SOLE
137981
0
0
UNITED BANKSHARES INC WEST V
COM
909907107
7179
221569
SH
SOLE
221569
0
0
US BANCORP DEL
COM NEW
902973304
53675
1152063
SH
SOLE
1152063
0
0
WELLS FARGO CO NEW
COM
949746101
47437
1571806
SH
SOLE
1571806
0
0
WESBANCO INC
COM
950810101
1763
58859
SH
SOLE
58859
0
0
WESTERN ALLIANCE BANCORP
COM
957638109
7452
124305
SH
SOLE
124305
0
0
ZIONS BANCORPORATION N A
COM
989701107
7380
169898
SH
SOLE
169898
0
0