0001405086-20-000249.txt : 20200814
0001405086-20-000249.hdr.sgml : 20200814
20200814095429
ACCESSION NUMBER: 0001405086-20-000249
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200630
FILED AS OF DATE: 20200814
DATE AS OF CHANGE: 20200814
EFFECTIVENESS DATE: 20200814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT, L.L.C.
CENTRAL INDEX KEY: 0001085393
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10569
FILM NUMBER: 201101979
BUSINESS ADDRESS:
STREET 1: 645 MADISON AVENUE
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-521-9500
MAIL ADDRESS:
STREET 1: 645 MADISON AVENUE
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: Basswood Capital Management LLC
DATE OF NAME CHANGE: 20130814
FORMER COMPANY:
FORMER CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 19990428
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001085393
XXXXXXXX
06-30-2020
06-30-2020
BASSWOOD CAPITAL MANAGEMENT, L.L.C.
645 MADISON AVENUE
10TH FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-10569
Y
Messrs. Bennett Lindenbaum and Matthew Lindenbaum, as Principals of Basswood Capital Management, L.L.C., have investment discretion over the investment portfolios reported herein.
MATTHEW LINDENBAUM
MANAGING MEMBER
212-521-9500
/S/MATTHEW LINDENBAUM
NEW YORK
NY
08-14-2020
0
81
1041894
false
INFORMATION TABLE
2
basswood-table-q2-2020.xml
AERCAP HOLDINGS NV
SHS
N00985106
37257
1209633
SH
SOLE
1209633
0
0
AIR LEASE CORP
CL A
00912X302
19331
659976
SH
SOLE
659976
0
0
AMERIPRISE FINL INC
COM
03076C106
13428
89494
SH
SOLE
89494
0
0
APPLE INC
COM
037833100
5580
15296
SH
SOLE
15296
0
0
AXOS FINANCIAL INC
COM
05465C100
15638
708245
SH
SOLE
708245
0
0
BK OF AMERICA CORP
COM
060505104
43912
1848918
SH
SOLE
1848918
0
0
BANK OF THE ST JAMES FINL GP
COM
470299108
3918
414743
SH
SOLE
414743
0
0
BARCLAYS PLC
ADR
06738E204
13
2307
SH
SOLE
2307
0
0
BLACK KNIGHT INC
COM
09215C105
7435
102471
SH
SOLE
102471
0
0
BRIDGE BANCORP INC
COM
108035106
45587
1995922
SH
SOLE
1995922
0
0
CAMDEN NATL CORP
COM
133034108
8556
247699
SH
SOLE
247699
0
0
CAPITAL ONE FINL CORP
COM
14040H105
36116
577033
SH
SOLE
577033
0
0
CENTURY CMNTYS INC
COM
156504300
28459
928214
SH
SOLE
928214
0
0
CHEMUNG FINL CORP
COM
164024101
4091
149846
SH
SOLE
149846
0
0
CITIGROUP INC
COM NEW
172967424
2744
53695
SH
SOLE
53695
0
0
CITIZENS FINANCIAL GROUP INC
COM
174610105
14438
572037
SH
SOLE
572037
0
0
COMERICA INC
COM
200340107
14319
375816
SH
SOLE
375816
0
0
CUSTOMERS BANCORP INC
COM
23204G100
1896
157764
SH
SOLE
157764
0
0
DISCOVER FINL SVCS
COM
254709108
19848
396249
SH
SOLE
396249
0
0
EAGLE BANCORP INC MD
COM
268948106
1507
46012
SH
SOLE
46012
0
0
EAST WEST BANCORP INC
COM
27579R104
11789
325296
SH
SOLE
325296
0
0
ESQUIRE FINL HLDGS INC
COM
29667J101
11981
708930
SH
SOLE
708930
0
0
EVERCORE INC
CLASS A
29977A105
19872
337274
SH
SOLE
337274
0
0
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
10246
334183
SH
SOLE
334183
0
0
FIFTH THIRD BANCORP
COM
316773100
1805
93607
SH
SOLE
93607
0
0
FIRST AMERN FINL CORP
COM
31847R102
6452
134358
SH
SOLE
134358
0
0
FIRST BANCORP N C
COM
318910106
3092
123266
SH
SOLE
123266
0
0
FIRST BUSEY CORP
COM NEW
319383204
2186
117192
SH
SOLE
117192
0
0
FIRST CTZNS BANCSHARES INC N
CL A
31946M103
6087
15028
SH
SOLE
15028
0
0
FLAGSTAR BANCORP INC
COM PAR .001
337930705
19004
645735
SH
SOLE
645735
0
0
F N B CORP
COM
302520101
4733
631121
SH
SOLE
631121
0
0
HERITAGE FINL CORP WASH
COM
42722X106
4615
230737
SH
SOLE
230737
0
0
HOME BANCSHARES INC
COM
436893200
2561
166538
SH
SOLE
166538
0
0
HONEYWELL INTL INC
COM
438516106
23590
163150
SH
SOLE
163150
0
0
J ALEXANDERS HLDGS INC
COM
46609J106
95
19238
SH
SOLE
19238
0
0
JPMORGAN CHASE & CO
COM
46625H100
49233
523424
SH
SOLE
523424
0
0
KEYCORP
COM
493267108
2790
229101
SH
SOLE
229101
0
0
KORN FERRY
COM NEW
500643200
1317
42870
SH
SOLE
42870
0
0
LAKELAND BANCORP INC
COM
511637100
3220
281681
SH
SOLE
281681
0
0
LAZARD LTD
SHS A
G54050102
12873
449619
SH
SOLE
449619
0
0
LENNAR CORP
CL A
526057104
24941
404761
SH
SOLE
404761
0
0
M & T BK CORP
COM
55261F104
5560
53476
SH
SOLE
53476
0
0
M/I HOMES INC
COM
55305B101
21463
623205
SH
SOLE
623205
0
0
MARLIN BUSINESS SVCS CORP
COM
571157106
6019
711435
SH
SOLE
711435
0
0
MASCO CORP
COM
574599106
8765
174565
SH
SOLE
174565
0
0
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
674
2076
SH
Put
SOLE
2076
0
0
MERCHANTS BANCORP IND
COM
58844R108
8861
479221
SH
SOLE
479221
0
0
MERIDIAN BK PAOLI PA
COM
58958P104
2071
130639
SH
SOLE
130639
0
0
METROPOLITAN BK HLDG CORP
COM
591774104
12663
394718
SH
SOLE
394718
0
0
MORGAN STANLEY
COM NEW
617446448
19210
397732
SH
SOLE
397732
0
0
NORTHEAST BK LEWISTON ME
COM
66405S100
8555
487449
SH
SOLE
487449
0
0
OLD NATL BANCORP IND
COM
680033107
7598
552155
SH
SOLE
552155
0
0
ONEMAIN HLDGS INC
COM
68268W103
57701
2351324
SH
SOLE
2351324
0
0
OWENS CORNING NEW
COM
690742101
1797
32235
SH
SOLE
32235
0
0
PACWEST BANCORP DEL
COM
695263103
22974
1165588
SH
SOLE
1165588
0
0
PARKE BANCORP INC
COM
700885106
7872
580983
SH
SOLE
580983
0
0
PENNYMAC FINL SVCS INC NEW
COM
70932M107
34633
828736
SH
SOLE
828736
0
0
PEOPLES UNITED FINANCIAL INC
COM
712704105
1310
113228
SH
SOLE
113228
0
0
POPULAR INC
COM NEW
733174700
1078
28994
SH
SOLE
28994
0
0
PREFERRED BK LOS ANGELES CA
COM NEW
740367404
7168
167283
SH
SOLE
167283
0
0
PULTE GROUP INC
COM
745867101
4101
120524
SH
SOLE
120524
0
0
REGIONAL MGMT CORP
COM
75902K106
25027
1413139
SH
SOLE
1413139
0
0
RICHMOND MUT BANCORPORATION
COM
76525P100
89
7874
SH
SOLE
7874
0
0
SANDY SPRING BANCORP INC
COM
800363103
513
20707
SH
SOLE
20707
0
0
SCHWAB CHARLES CORP
COM
808513105
5694
168757
SH
SOLE
168757
0
0
SIGNATURE BK NEW YORK N Y
COM
82669G104
20687
193478
SH
SOLE
193478
0
0
SOUTH ST CORP
COM
840441109
2523
52944
SH
SOLE
52944
0
0
STERLING BANCORP DEL
COM
85917A100
38092
3250141
SH
SOLE
3250141
0
0
SVB FINANCIAL GROUP
COM
78486Q101
7310
33917
SH
SOLE
33917
0
0
SYNOVUS FINL CORP
COM NEW
87161C501
7232
352283
SH
SOLE
352283
0
0
TAYLOR MORRISON HOME CORP
COM
87724P106
22330
1157596
SH
SOLE
1157596
0
0
TEXAS CAP BANCSHARES INC
COM
88224Q107
14802
479499
SH
SOLE
479499
0
0
TIMBERLAND BANCORP INC
COM
887098101
128
7014
SH
SOLE
7014
0
0
TOLL BROTHERS INC
COM
889478103
13901
426554
SH
SOLE
426554
0
0
TRICO BANCSHARES
COM
896095106
4202
137981
SH
SOLE
137981
0
0
UNITED BANKSHARES INC WEST V
COM
909907107
6129
221569
SH
SOLE
221569
0
0
US BANCORP DEL
COM NEW
902973304
42419
1152063
SH
SOLE
1152063
0
0
VALLEY NATL BANCORP
COM
919794107
507
64820
SH
SOLE
64820
0
0
WELLS FARGO CO NEW
COM
949746101
33681
1315649
SH
SOLE
1315649
0
0
WESBANCO INC
COM
950810101
4532
223159
SH
SOLE
223159
0
0
WESTERN ALLIANCE BANCORP
COM
957638109
5472
144488
SH
SOLE
144488
0
0