0001405086-20-000142.txt : 20200515
0001405086-20-000142.hdr.sgml : 20200515
20200515093012
ACCESSION NUMBER: 0001405086-20-000142
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200331
FILED AS OF DATE: 20200515
DATE AS OF CHANGE: 20200515
EFFECTIVENESS DATE: 20200515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT, L.L.C.
CENTRAL INDEX KEY: 0001085393
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10569
FILM NUMBER: 20881231
BUSINESS ADDRESS:
STREET 1: 645 MADISON AVENUE
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-521-9500
MAIL ADDRESS:
STREET 1: 645 MADISON AVENUE
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: Basswood Capital Management LLC
DATE OF NAME CHANGE: 20130814
FORMER COMPANY:
FORMER CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 19990428
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001085393
XXXXXXXX
03-31-2020
03-31-2020
BASSWOOD CAPITAL MANAGEMENT, L.L.C.
645 MADISON AVENUE
10TH FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-10569
Y
Messrs. Bennett Lindenbaum and Matthew Lindenbaum, as Principals of Basswood Capital Management, L.L.C., have investment discretion over the investment portfolios reported herein.
MATTHEW LINDENBAUM
MANAGING MEMBER
212-521-9500
/S/MATTHEW LINDENBAUM
NEW YORK
NY
05-15-2020
0
99
856440
false
INFORMATION TABLE
2
basswood-table-q1-2020.xml
AERCAP HOLDINGS NV
SHS
N00985106
28785
1263070
SH
SOLE
1263070
0
0
AIR LEASE CORP
CL A
00912X302
12306
555805
SH
SOLE
555805
0
0
ALLY FINL INC
COM
02005N100
21517
1491099
SH
SOLE
1491099
0
0
AMERICAN EXPRESS CO
COM
025816109
3270
38193
SH
SOLE
38193
0
0
AMERICAN RIVER BANKSHARES
COM
029326105
4167
483464
SH
SOLE
483464
0
0
AMERIPRISE FINL INC
COM
03076C106
9646
94122
SH
SOLE
94122
0
0
APPLE INC
COM
037833100
3890
15296
SH
SOLE
15296
0
0
AXOS FINL INC
COM
05465C100
20524
1132069
SH
SOLE
1132069
0
0
BANK OF THE ST JAMES FINL GP
COM
470299108
3673
419824
SH
SOLE
419824
0
0
BANNER CORP
COM NEW
06652V208
573
17349
SH
SOLE
17349
0
0
BK OF AMERICA CORP
COM
060505104
39253
1848918
SH
SOLE
1848918
0
0
BLACK KNIGHT INC
COM
09215C105
5949
102471
SH
SOLE
102471
0
0
BLACKROCK INC
COM
09247X101
7719
17545
SH
SOLE
17545
0
0
BRIDGE BANCORP INC
COM
108035106
42203
1994463
SH
SOLE
1994463
0
0
CAMDEN NATL CORP
COM
133034108
7790
247699
SH
SOLE
247699
0
0
CAPITAL ONE FINL CORP
COM
14040H105
25926
514192
SH
SOLE
514192
0
0
CAROLINA FINL CORP NEW
COM
143873107
1210
46786
SH
SOLE
46786
0
0
CENTURY CMNTYS INC
COM
156504300
11624
801109
SH
SOLE
801109
0
0
CHEMUNG FINL CORP
COM
164024101
5442
165010
SH
SOLE
165010
0
0
CITIGROUP INC
COM NEW
172967424
2262
53695
SH
SOLE
53695
0
0
CITIZENS FINANCIAL GROUP INC
COM
174610105
11854
630186
SH
SOLE
630186
0
0
COMERICA INC
COM
200340107
2640
89972
SH
SOLE
89972
0
0
CUSTOMERS BANCORP INC
COM
23204G100
8366
765452
SH
SOLE
765452
0
0
D R HORTON INC
COM
23331A109
6240
183528
SH
SOLE
183528
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
2005
70285
SH
SOLE
70285
0
0
DISCOVER FINL SVCS
COM
254709108
15278
428317
SH
SOLE
428317
0
0
EAGLE BANCORP INC MD
COM
268948106
1390
46012
SH
SOLE
46012
0
0
ESQUIRE FINL HLDGS INC
COM
29667J101
6703
445403
SH
SOLE
445403
0
0
EVERCORE INC
CLASS A
29977A105
7950
172601
SH
SOLE
172601
0
0
F N B CORP
COM
302520101
4651
631121
SH
SOLE
631121
0
0
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
8314
334183
SH
SOLE
334183
0
0
FIFTH THIRD BANCORP
COM
316773100
1390
93607
SH
SOLE
93607
0
0
FIRST AMERN FINL CORP
COM
31847R102
5698
134358
SH
SOLE
134358
0
0
FIRST BANCORP N C
COM
318910106
2845
123266
SH
SOLE
123266
0
0
FIRST BUSEY CORP
COM NEW
319383204
2005
117192
SH
SOLE
117192
0
0
FIRST CTZNS BANCSHARES INC N
CL A
31946M103
5002
15028
SH
SOLE
15028
0
0
FLAGSTAR BANCORP INC
COM PAR .001
337930705
8525
429879
SH
SOLE
429879
0
0
FLY LEASING LTD
SPONSORED ADR
34407D109
3766
534909
SH
SOLE
534909
0
0
GARRETT MOTION INC
COM
366505105
47
16315
SH
SOLE
16315
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
1200
7762
SH
SOLE
7762
0
0
HERITAGE FINL CORP WASH
COM
42722X106
4615
230737
SH
SOLE
230737
0
0
HOME BANCSHARES INC
COM
436893200
1997
166538
SH
SOLE
166538
0
0
HONEYWELL INTL INC
COM
438516106
21828
163150
SH
SOLE
163150
0
0
INDEPENDENT BK GROUP INC
COM
45384B106
16274
687248
SH
SOLE
687248
0
0
J ALEXANDERS HLDGS INC
COM
46609J106
74
19238
SH
SOLE
19238
0
0
JPMORGAN CHASE & CO
COM
46625H100
47124
523424
SH
SOLE
523424
0
0
KEYCORP
COM
493267108
5
524
SH
SOLE
524
0
0
KORN FERRY
COM NEW
500643200
1043
42870
SH
SOLE
42870
0
0
LAKELAND BANCORP INC
COM
511637100
3045
281681
SH
SOLE
281681
0
0
LAZARD LTD
SHS A
G54050102
7385
313442
SH
SOLE
313442
0
0
LEAR CORP
COM NEW
521865204
652
8019
SH
SOLE
8019
0
0
LENNAR CORP
CL A
526057104
29831
780911
SH
SOLE
780911
0
0
M & T BK CORP
COM
55261F104
602
5823
SH
SOLE
5823
0
0
M/I HOMES INC
COM
55305B101
13812
835578
SH
SOLE
835578
0
0
MARLIN BUSINESS SVCS CORP
COM
571157106
7947
711435
SH
SOLE
711435
0
0
MASCO CORP
COM
574599106
6035
174565
SH
SOLE
174565
0
0
MERCHANTS BANCORP IND
COM
58844R108
6790
447281
SH
SOLE
447281
0
0
MERIDIAN BK PAOLI PA
COM
58958P104
3867
282674
SH
SOLE
282674
0
0
METROPOLITAN BK HLDG CORP
COM
591774104
10530
391014
SH
SOLE
391014
0
0
MORGAN STANLEY
COM NEW
617446448
20984
617186
SH
SOLE
617186
0
0
NORTHEAST BK LEWISTON ME
COM
66405S100
4083
350176
SH
SOLE
350176
0
0
NORWEGIAN CRUISE LINE HLDG L
SHS
G66721104
1519
138610
SH
SOLE
138610
0
0
OLD NATL BANCORP IND
COM
680033107
7283
552155
SH
SOLE
552155
0
0
ONEMAIN HLDGS INC
COM
68268W103
28535
1492422
SH
SOLE
1492422
0
0
OWENS CORNING NEW
COM
690742101
1251
32235
SH
SOLE
32235
0
0
PACWEST BANCORP DEL
COM
695263103
9587
534962
SH
SOLE
534962
0
0
PARKE BANCORP INC
COM
700885106
7300
541117
SH
SOLE
541117
0
0
PEAPACK-GLADSTONE FINL CORP
COM
704699107
2291
127609
SH
SOLE
127609
0
0
PENNYMAC FINL SVCS INC
COM
70932M107
19770
894162
SH
SOLE
894162
0
0
PEOPLES UTD FINL INC
COM
712704105
1251
113228
SH
SOLE
113228
0
0
POPULAR INC
COM NEW
733174700
1015
28994
SH
SOLE
28994
0
0
PREFERRED BK LOS ANGELES CA
COM NEW
740367404
5658
167283
SH
SOLE
167283
0
0
RBB BANCORP
COM
74930B105
758
55214
SH
SOLE
55214
0
0
REGIONAL MGMT CORP
COM
75902K106
19150
1401931
SH
SOLE
1401931
0
0
REGIONS FINANCIAL CORP NEW
COM
7591EP100
8169
910656
SH
SOLE
910656
0
0
RESIDEO TECHNOLOGIES INC
COM
76118Y104
132
27191
SH
SOLE
27191
0
0
RICHMOND MUT BANCORPORATIN I
COM
76525P100
80
7874
SH
SOLE
7874
0
0
ROYAL CARIBBEAN CRUISES LTD
COM
V7780T103
406
12609
SH
SOLE
12609
0
0
SANDY SPRING BANCORP INC
COM
800363103
469
20707
SH
SOLE
20707
0
0
SB ONE BANCORP
COM
78413T103
1606
94458
SH
SOLE
94458
0
0
SIGNATURE BK NEW YORK N Y
COM
82669G104
2977
37030
SH
SOLE
37030
0
0
SOUTH ST CORP
COM
840441109
3109
52944
SH
SOLE
52944
0
0
SPDR SER TR
S&P REGL BKG
78464A698
82
2508
SH
Put
SOLE
2508
0
0
STERLING BANCORP DEL
COM
85917A100
26543
2540030
SH
SOLE
2540030
0
0
SVB FINANCIAL GROUP
COM
78486Q101
5124
33917
SH
SOLE
33917
0
0
SYNOVUS FINL CORP
COM NEW
87161C501
4460
254011
SH
SOLE
254011
0
0
TAYLOR MORRISON HOME CORP
COM
87724P106
12959
1178060
SH
SOLE
1178060
0
0
TCF FINANCIAL CORPORATION NE
COM
872307103
1840
81181
SH
SOLE
81181
0
0
TIMBERLAND BANCORP INC
COM
887098101
303
16579
SH
SOLE
16579
0
0
TOLL BROTHERS INC
COM
889478103
2975
154547
SH
SOLE
154547
0
0
TRICO BANCSHARES
COM
896095106
4115
137981
SH
SOLE
137981
0
0
UNITED BANKSHARES INC WEST V
COM
909907107
4158
180166
SH
SOLE
180166
0
0
US BANCORP DEL
COM NEW
902973304
39689
1152063
SH
SOLE
1152063
0
0
VALLEY NATL BANCORP
COM
919794107
474
64820
SH
SOLE
64820
0
0
VERITEX HLDGS INC
COM
923451108
1271
91008
SH
SOLE
91008
0
0
WELLS FARGO CO NEW
COM
949746101
37759
1315649
SH
SOLE
1315649
0
0
WESBANCO INC
COM
950810101
5289
223159
SH
SOLE
223159
0
0
WESTERN ALLIANCE BANCORP
COM
957638109
9505
310517
SH
SOLE
310517
0
0
ZIONS BANCORPORATION N A
COM
989701107
5457
203924
SH
SOLE
203924
0
0