0001405086-20-000035.txt : 20200214
0001405086-20-000035.hdr.sgml : 20200214
20200214120737
ACCESSION NUMBER: 0001405086-20-000035
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200214
DATE AS OF CHANGE: 20200214
EFFECTIVENESS DATE: 20200214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT, L.L.C.
CENTRAL INDEX KEY: 0001085393
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10569
FILM NUMBER: 20616560
BUSINESS ADDRESS:
STREET 1: 645 MADISON AVENUE
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-521-9500
MAIL ADDRESS:
STREET 1: 645 MADISON AVENUE
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: Basswood Capital Management LLC
DATE OF NAME CHANGE: 20130814
FORMER COMPANY:
FORMER CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 19990428
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001085393
XXXXXXXX
12-31-2019
12-31-2019
BASSWOOD CAPITAL MANAGEMENT, L.L.C.
645 MADISON AVENUE
10TH FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-10569
Y
Messrs. Bennett Lindenbaum and Matthew Lindenbaum, as Principals of Basswood Capital Management, L.L.C., have investment discretion over the investment portfolios reported herein.
MATTHEW LINDENBAUM
MANAGING MEMBER
212-521-9500
/S/MATTHEW LINDENBAUM
NEW YORK
NY
02-14-2020
0
108
1433786
false
INFORMATION TABLE
2
basswood-table-q4-2019.xml
AERCAP HOLDINGS NV
SHS
N00985106
54001
878491
SH
SOLE
878491
0
0
AIR LEASE CORP
CL A
00912X302
38277
805501
SH
SOLE
805501
0
0
ALLY FINL INC
COM
02005N100
40788
1334680
SH
SOLE
1334680
0
0
AMERICAN RIVER BANKSHARES
COM
029326105
7589
510340
SH
SOLE
510340
0
0
AMERIPRISE FINL INC
COM
03076C106
3940
23650
SH
SOLE
23650
0
0
APPLE INC
COM
037833100
4492
15296
SH
SOLE
15296
0
0
AXOS FINL INC
COM
05465C100
14562
480899
SH
SOLE
480899
0
0
BANK AMER CORP
COM
060505104
40969
1163234
SH
SOLE
1163234
0
0
BANK OF THE ST JAMES FINL GP
COM
470299108
6370
417155
SH
SOLE
417155
0
0
BANNER CORP
COM NEW
06652V208
982
17349
SH
SOLE
17349
0
0
BLACK KNIGHT INC
COM
09215C105
6607
102472
SH
SOLE
102472
0
0
BLACKROCK INC
COM
09247X101
9066
18034
SH
SOLE
18034
0
0
BRIDGE BANCORP INC
COM
108035106
66874
1994451
SH
SOLE
1994451
0
0
CAMDEN NATL CORP
COM
133034108
11409
247699
SH
SOLE
247699
0
0
CAPITAL ONE FINL CORP
COM
14040H105
51016
495732
SH
SOLE
495732
0
0
CAROLINA FINL CORP NEW
COM
143873107
2023
46787
SH
SOLE
46787
0
0
CENTURY CMNTYS INC
COM
156504300
30145
1102208
SH
SOLE
1102208
0
0
CHEMUNG FINL CORP
COM
164024101
6059
142553
SH
SOLE
142553
0
0
CITIGROUP INC
COM NEW
172967424
21849
273489
SH
SOLE
273489
0
0
CITIZENS FINL GROUP INC
COM
174610105
18736
461353
SH
SOLE
461353
0
0
COASTAL FINL CORP WA
COM NEW
19046P209
1335
81066
SH
SOLE
81066
0
0
COLUMBIA FINL INC
COM
197641103
12
680
SH
SOLE
680
0
0
COMERICA INC
COM
200340107
6455
89972
SH
SOLE
89972
0
0
CONNECTONE BANCORP INC NEW
COM
20786W107
980
38119
SH
SOLE
38119
0
0
CUSTOMERS BANCORP INC
COM
23204G100
10126
425302
SH
SOLE
425302
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
5329
91132
SH
SOLE
91132
0
0
DISCOVER FINL SVCS
COM
254709108
19568
230699
SH
SOLE
230699
0
0
EAGLE BANCORP INC MD
COM
268948106
2238
46014
SH
SOLE
46014
0
0
EAST WEST BANCORP INC
COM
27579R104
18806
386163
SH
SOLE
386163
0
0
ESQUIRE FINL HLDGS INC
COM
29667J101
9363
359165
SH
SOLE
359165
0
0
EVERCORE INC
CLASS A
29977A105
7575
101320
SH
SOLE
101320
0
0
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
15155
334183
SH
SOLE
334183
0
0
FIFTH THIRD BANCORP
COM
316773100
2877
93607
SH
SOLE
93607
0
0
FIRST AMERN FINL CORP
COM
31847R102
7836
134358
SH
SOLE
134358
0
0
FIRST BANCORP N C
COM
318910106
4920
123266
SH
SOLE
123266
0
0
FIRST BUSEY CORP
COM NEW
319383204
3223
117193
SH
SOLE
117193
0
0
FIRST CTZNS BANCSHARES INC N
CL A
31946M103
7998
15028
SH
SOLE
15028
0
0
FLAGSTAR BANCORP INC
COM PAR .001
337930705
8721
228008
SH
SOLE
228008
0
0
FNB CORP PA
COM
302520101
8015
631123
SH
SOLE
631123
0
0
GARRETT MOTION INC
COM
366505105
163
16315
SH
SOLE
16315
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
1785
7762
SH
SOLE
7762
0
0
HERITAGE FINL CORP WASH
COM
42722X106
6530
230738
SH
SOLE
230738
0
0
HOME BANCSHARES INC
COM
436893200
3274
166539
SH
SOLE
166539
0
0
HONEYWELL INTL INC
COM
438516106
28878
163150
SH
SOLE
163150
0
0
INDEPENDENT BK GROUP INC
COM
45384B106
6659
120114
SH
SOLE
120114
0
0
J ALEXANDERS HLDGS INC
COM
46609J106
184
19238
SH
SOLE
19238
0
0
JPMORGAN CHASE & CO
COM
46625H100
69968
501920
SH
SOLE
501920
0
0
KEYCORP NEW
COM
493267108
5
263
SH
SOLE
263
0
0
KORN FERRY
COM NEW
500643200
1818
42870
SH
SOLE
42870
0
0
LAKELAND BANCORP INC
COM
511637100
4896
281683
SH
SOLE
281683
0
0
LAZARD LTD
SHS A
G54050102
6596
165054
SH
SOLE
165054
0
0
LEAR CORP
COM NEW
521865204
2523
18391
SH
SOLE
18391
0
0
LENNAR CORP
CL A
526057104
29119
521940
SH
SOLE
521940
0
0
LUTHER BURBANK CORP
COM
550550107
1069
92756
SH
SOLE
92756
0
0
M & T BK CORP
COM
55261F104
988
5823
SH
SOLE
5823
0
0
M/I HOMES INC
COM
55305B101
6739
171262
SH
SOLE
171262
0
0
MARLIN BUSINESS SVCS CORP
COM
571157106
15637
711435
SH
SOLE
711435
0
0
MASCO CORP
COM
574599106
8377
174565
SH
SOLE
174565
0
0
MERCHANTS BANCORP IND
COM
58844R108
8061
408973
SH
SOLE
408973
0
0
MERIDIAN BK PAOLI PA
COM
58958P104
10427
516433
SH
SOLE
516433
0
0
METROPOLITAN BK HLDG CORP
COM
591774104
21190
439345
SH
SOLE
439345
0
0
MORGAN STANLEY
COM NEW
617446448
17699
346216
SH
SOLE
346216
0
0
NORTHEAST BK LEWISTON ME
COM
66405S100
7062
321141
SH
SOLE
321141
0
0
NORWEGIAN CRUISE LINE HLDG L
SHS
G66721104
10904
186688
SH
SOLE
186688
0
0
OLD NATL BANCORP IND
COM
680033107
10099
552157
SH
SOLE
552157
0
0
ONEMAIN HLDGS INC
COM
68268W103
79144
1877676
SH
SOLE
1877676
0
0
OP BANCORP
COM
67109R109
7257
699853
SH
SOLE
699853
0
0
OWENS CORNING NEW
COM
690742101
2334
35843
SH
SOLE
35843
0
0
PACWEST BANCORP DEL
COM
695263103
20473
534965
SH
SOLE
534965
0
0
PARKE BANCORP INC
COM
700885106
11902
468764
SH
SOLE
468764
0
0
PEAPACK-GLADSTONE FINL CORP
COM
704699107
3943
127609
SH
SOLE
127609
0
0
PENNYMAC FINL SVCS INC
COM
70932M107
8300
243841
SH
SOLE
243841
0
0
PEOPLES UTD FINL INC
COM
712704105
1914
113228
SH
SOLE
113228
0
0
PIONEER BANCORP INC
COM
723561106
3597
234967
SH
SOLE
234967
0
0
POPULAR INC
COM NEW
733174700
1703
28994
SH
SOLE
28994
0
0
PREFERRED BK LOS ANGELES CA
COM NEW
740367404
10052
167283
SH
SOLE
167283
0
0
SPDR SERIES TRUST
S&P REGL BKG
78464A698
87
1496
SH
Put
SOLE
1496
0
0
SPDR SERIES TRUST
S&P REGL BKG
78464A698
254
4356
SH
Put
SOLE
4356
0
0
RBB BANCORP
COM
74930B105
6579
310766
SH
SOLE
310766
0
0
REGIONAL MGMT CORP
COM
75902K106
42100
1401931
SH
SOLE
1401931
0
0
REGIONS FINL CORP NEW
COM
7591EP100
15627
910656
SH
SOLE
910656
0
0
RESIDEO TECHNOLOGIES INC
COM
76118y104
324
27192
SH
SOLE
27192
0
0
RICHMOND MUT BANCORPORATIN I
COM
76525P100
126
7874
SH
SOLE
7874
0
0
ROYAL BK CDA MONTREAL QUE
COM
780087102
2244
28336
SH
SOLE
28336
0
0
ROYAL CARIBBEAN CRUISES LTD
COM
V7780T103
1683
12609
SH
SOLE
12609
0
0
SANDY SPRING BANCORP INC
COM
800363103
784
20707
SH
SOLE
20707
0
0
SIGNATURE BK NEW YORK N Y
COM
82669G104
15375
112549
SH
SOLE
112549
0
0
SVB FINL GROUP
COM
78486Q101
8515
33917
SH
SOLE
33917
0
0
SOUTH ST CORP
COM
840441109
4593
52946
SH
SOLE
52946
0
0
SOUTHERN NATL BANCORP OF VA
COM
843395104
7703
471156
SH
SOLE
471156
0
0
STERLING BANCORP DEL
COM
85917A100
53748
2549708
SH
SOLE
2549708
0
0
SB ONE BANCORP
COM
78413T103
10140
406897
SH
SOLE
406897
0
0
SYNOVUS FINL CORP
COM NEW
87161C501
9957
254012
SH
SOLE
254012
0
0
TAYLOR MORRISON HOME CORP
COM
87724P106
27958
1278966
SH
SOLE
1278966
0
0
TEXAS CAPITAL BANCSHARES INC
COM
88224Q107
8533
150306
SH
SOLE
150306
0
0
TIMBERLAND BANCORP INC
COM
887098101
861
28947
SH
SOLE
28947
0
0
TOLL BROTHERS INC
COM
889478103
18736
474203
SH
SOLE
474203
0
0
TRICO BANCSHARES
COM
896095106
5631
137982
SH
SOLE
137982
0
0
UNITED BANKSHARES INC WEST V
COM
909907107
6965
180165
SH
SOLE
180165
0
0
US BANCORP DEL
COM NEW
902973304
68306
1152064
SH
SOLE
1152064
0
0
VALLEY NATL BANCORP
COM
919794107
742
64821
SH
SOLE
64821
0
0
VERITEX HLDGS INC
COM
923451108
2651
91008
SH
SOLE
91008
0
0
WELLS FARGO CO NEW
COM
949746101
69550
1292749
SH
SOLE
1292749
0
0
WESBANCO INC
COM
950810101
8433
223161
SH
SOLE
223161
0
0
WESTERN ALLIANCE BANCORP
COM
957638109
7998
140324
SH
SOLE
140324
0
0
LYON WILLIAM HOMES
CL A NEW
552074700
3078
154034
SH
SOLE
154034
0
0
WINTRUST FINL CORP
COM
97650W108
6362
89732
SH
SOLE
89732
0
0
ZIONS BANCORPORATION N A
COM
989701107
10588
203924
SH
SOLE
203924
0
0