0001405086-19-000253.txt : 20190814
0001405086-19-000253.hdr.sgml : 20190814
20190814092545
ACCESSION NUMBER: 0001405086-19-000253
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190630
FILED AS OF DATE: 20190814
DATE AS OF CHANGE: 20190814
EFFECTIVENESS DATE: 20190814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT, L.L.C.
CENTRAL INDEX KEY: 0001085393
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10569
FILM NUMBER: 191023272
BUSINESS ADDRESS:
STREET 1: 645 MADISON AVENUE
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-521-9500
MAIL ADDRESS:
STREET 1: 645 MADISON AVENUE
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: Basswood Capital Management LLC
DATE OF NAME CHANGE: 20130814
FORMER COMPANY:
FORMER CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 19990428
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001085393
XXXXXXXX
06-30-2019
06-30-2019
BASSWOOD CAPITAL MANAGEMENT, L.L.C.
645 MADISON AVENUE
10TH FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-10569
Y
Messrs. Bennett Lindenbaum and Matthew Lindenbaum, as Principals of Basswood Capital Management, L.L.C., have investment discretion over the investment portfolios reported herein.
MATTHEW LINDENBAUM
MANAGING MEMBER
212-521-9500
/S/MATTHEW LINDENBAUM
NEW YORK
NY
08-14-2019
0
131
1609939
false
INFORMATION TABLE
2
basswood-table-q2-2019.xml
AERCAP HOLDINGS NV
SHS
N00985106
38026
731126
SH
SOLE
731126
0
0
AIR LEASE CORP
CL A
00912X302
50891
1231035
SH
SOLE
1231035
0
0
ALLY FINL INC
COM
02005N100
30891
996819
SH
SOLE
996819
0
0
AMERICAN RIVER BANKSHARES
COM
029326105
8368
682581
SH
SOLE
682581
0
0
APPLE INC
COM
037833100
3027
15296
SH
SOLE
15296
0
0
AXOS FINL INC
COM
05465C100
13104
480899
SH
SOLE
480899
0
0
BANK AMER CORP
COM
060505104
33734
1163234
SH
SOLE
1163234
0
0
BANK OF THE ST JAMES FINL GP
COM
470299108
6147
416496
SH
SOLE
416496
0
0
BANNER CORP
COM NEW
06652V208
939
17349
SH
SOLE
17349
0
0
BLACK KNIGHT INC
COM
09215C105
6164
102472
SH
SOLE
102472
0
0
BLACKROCK INC
COM
09247X101
4897
10434
SH
SOLE
10434
0
0
BRIDGE BANCORP INC
COM
108035106
64599
2192774
SH
SOLE
2192774
0
0
BROOKLINE BANCORP INC DEL
COM
11373M107
1153
74949
SH
SOLE
74949
0
0
CAMDEN NATL CORP
COM
133034108
14920
325260
SH
SOLE
325260
0
0
CANNAE HLDGS INC
COM
13765N107
3228
111383
SH
SOLE
111383
0
0
CAPITAL ONE FINL CORP
COM
14040H105
51447
566977
SH
SOLE
566977
0
0
CAROLINA FINL CORP NEW
COM
143873107
1642
46787
SH
SOLE
46787
0
0
CENTERSTATE BK CORP
COM
15201P109
2185
94878
SH
SOLE
94878
0
0
CENTURY CMNTYS INC
COM
156504300
29344
1104002
SH
SOLE
1104002
0
0
CHEMUNG FINL CORP
COM
164024101
6523
134930
SH
SOLE
134930
0
0
CITIGROUP INC
COM NEW
172967424
24691
352572
SH
SOLE
352572
0
0
CITIZENS FINL GROUP INC
COM
174610105
54413
1538843
SH
SOLE
1538843
0
0
CODORUS VY BANCORP INC
COM
192025104
4955
215428
SH
SOLE
215428
0
0
COLUMBIA FINL INC
COM
197641103
10
680
SH
SOLE
680
0
0
COMERICA INC
COM
200340107
16538
227672
SH
SOLE
227672
0
0
CONNECTONE BANCORP INC NEW
COM
20786W107
3613
159433
SH
SOLE
159433
0
0
COUSINS PPTYS INC
COM
222795106
133
3665
SH
SOLE
3665
0
0
COVENANT TRANSN GROUP INC
CL A
22284P105
1184
80515
SH
SOLE
80515
0
0
CUSTOMERS BANCORP INC
COM
23204G100
4946
235545
SH
SOLE
235545
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
2327
41002
SH
SOLE
41002
0
0
DISCOVER FINL SVCS
COM
254709108
11634
149948
SH
SOLE
149948
0
0
EAGLE BANCORP INC MD
COM
268948106
2491
46014
SH
SOLE
46014
0
0
EAST WEST BANCORP INC
COM
27579R104
23700
506734
SH
SOLE
506734
0
0
ENSCO PLC
SHS CLASS A
G3157S106
17
1996
SH
SOLE
1996
0
0
ESQUIRE FINL HLDGS INC
COM
29667J101
4179
166158
SH
SOLE
166158
0
0
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
13468
334183
SH
SOLE
334183
0
0
FIDELITY NATL INFORMATION SV
COM
31620M106
18020
146883
SH
SOLE
146883
0
0
FIFTH THIRD BANCORP
COM
316773100
3880
139052
SH
SOLE
139052
0
0
FIRST AMERN FINL CORP
COM
31847R102
7215
134358
SH
SOLE
134358
0
0
FIRST BANCORP N C
COM
318910106
4489
123266
SH
SOLE
123266
0
0
FIRST BUSEY CORP
COM NEW
319383204
3095
117193
SH
SOLE
117193
0
0
FIRST CTZNS BANCSHARES INC N
CL A
31946M103
6767
15028
SH
SOLE
15028
0
0
FIRST FNDTN INC
COM
32026V104
14556
1082999
SH
SOLE
1082999
0
0
FIRST UTD CORP
COM
33741H107
470
23854
SH
SOLE
23854
0
0
FLAGSTAR BANCORP INC
COM PAR .001
337930705
4036
121797
SH
SOLE
121797
0
0
FNB CORP PA
COM
302520101
8999
764590
SH
SOLE
764590
0
0
GARRETT MOTION INC
COM
366505105
250
16315
SH
SOLE
16315
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
7496
36638
SH
SOLE
36638
0
0
HERITAGE FINL CORP WASH
COM
42722X106
6816
230738
SH
SOLE
230738
0
0
HILLTOP HOLDINGS INC
COM
432748101
3396
159685
SH
SOLE
159685
0
0
HOME BANCSHARES INC
COM
436893200
4535
235454
SH
SOLE
235454
0
0
HONEYWELL INTL INC
COM
438516106
28484
163150
SH
SOLE
163150
0
0
HUNTINGTON BANCSHARES INC
COM
446150104
3277
237128
SH
SOLE
237128
0
0
IBERIABANK CORP
COM
450828108
4133
54492
SH
SOLE
54492
0
0
INDEPENDENT BK GROUP INC
COM
45384B106
3654
66491
SH
SOLE
66491
0
0
INVESTORS BANCORP INC NEW
COM
46146L101
4848
434839
SH
SOLE
434839
0
0
J ALEXANDERS HLDGS INC
COM
46609J106
216
19238
SH
SOLE
19238
0
0
JPMORGAN CHASE & CO
COM
46625H100
81951
733012
SH
SOLE
733012
0
0
KEYCORP NEW
COM
493267108
17899
1008411
SH
SOLE
1008411
0
0
KINDER MORGAN INC DEL
COM
49456B101
2634
126163
SH
SOLE
126163
0
0
KORN FERRY
COM NEW
500643200
1718
42870
SH
SOLE
42870
0
0
LAKELAND BANCORP INC
COM
511637100
4633
294319
SH
SOLE
294319
0
0
LAZARD LTD
SHS A
G54050102
5691
165496
SH
SOLE
165496
0
0
LEAR CORP
COM NEW
521865204
17787
127718
SH
SOLE
127718
0
0
LENNAR CORP
CL A
526057104
28318
584362
SH
SOLE
584362
0
0
M & T BK CORP
COM
55261F104
990
5823
SH
SOLE
5823
0
0
M/I HOMES INC
COM
55305B101
18435
645925
SH
SOLE
645925
0
0
MARLIN BUSINESS SVCS CORP
COM
571157106
16807
674187
SH
SOLE
674187
0
0
MASCO CORP
COM
574599106
6850
174565
SH
SOLE
174565
0
0
MERCHANTS BANCORP IND
COM
58844R108
534
31359
SH
SOLE
31359
0
0
MERIDIAN CORPORATION
COM
58958P104
10093
597243
SH
SOLE
597243
0
0
METROPOLITAN BK HLDG CORP
COM
591774104
12990
295229
SH
SOLE
295229
0
0
MIDSOUTH BANCORP INC
COM
598039105
19453
1641562
SH
SOLE
1641562
0
0
MORGAN STANLEY
COM NEW
617446448
16073
366885
SH
SOLE
366885
0
0
NORTHEAST BK LEWISTON ME
COM
66405S100
3917
142017
SH
SOLE
142017
0
0
NORWEGIAN CRUISE LINE HLDG L
SHS
G66721104
5462
101842
SH
SOLE
101842
0
0
OLD LINE BANCSHARES INC
COM
67984M100
2367
88949
SH
SOLE
88949
0
0
OLD NATL BANCORP IND
COM
680033107
9160
552157
SH
SOLE
552157
0
0
ON DECK CAP INC
COM
682163100
6750
1626546
SH
SOLE
1626546
0
0
ONEMAIN HLDGS INC
COM
68268W103
66926
1979470
SH
SOLE
1979470
0
0
OP BANCORP
COM
67109R109
11284
1041003
SH
SOLE
1041003
0
0
OWENS CORNING NEW
COM
690742101
26512
455534
SH
SOLE
455534
0
0
PACIFIC PREMIER BANCORP
COM
69478X105
12746
412763
SH
SOLE
412763
0
0
PACWEST BANCORP DEL
COM
695263103
20773
534965
SH
SOLE
534965
0
0
PARKE BANCORP INC
COM
700885106
10777
449965
SH
SOLE
449965
0
0
PEAPACK-GLADSTONE FINL CORP
COM
704699107
14183
504372
SH
SOLE
504372
0
0
PENNYMAC FINL SVCS INC
COM
70932M107
17518
789810
SH
SOLE
789810
0
0
PEOPLES UTD FINL INC
COM
712704105
5376
320389
SH
SOLE
320389
0
0
PINNACLE FINL PARTNERS INC
COM
72346Q104
1797
31269
SH
SOLE
31269
0
0
PNC FINL SVCS GROUP INC
COM
693475105
4362
31778
SH
SOLE
31778
0
0
POPULAR INC
COM NEW
733174700
1573
28994
SH
SOLE
28994
0
0
PREFERRED BK LOS ANGELES CA
COM NEW
740367404
7904
167283
SH
SOLE
167283
0
0
PREMIER FINL BANCORP INC
COM
74050M105
3018
201218
SH
SOLE
201218
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
88
300
SH
Put
SOLE
300
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
27
91
SH
Put
SOLE
91
0
0
SPDR SERIES TRUST
S&P REGL BKG
78464A698
129
2406
SH
Put
SOLE
2406
0
0
QCR HOLDINGS INC
COM
74727A104
8398
240847
SH
SOLE
240847
0
0
RBB BANCORP
COM
74930B105
6140
317455
SH
SOLE
317455
0
0
REGIONAL MGMT CORP
COM
75902K106
37736
1431015
SH
SOLE
1431015
0
0
REGIONS FINL CORP NEW
COM
7591EP100
49389
3305806
SH
SOLE
3305806
0
0
REPUBLIC FIRST BANCORP INC
COM
760416107
2263
460937
SH
SOLE
460937
0
0
RESIDEO TECHNOLOGIES INC
COM
76118y104
596
27192
SH
SOLE
27192
0
0
ROYAL BK CDA MONTREAL QUE
COM
780087102
2577
32456
SH
SOLE
32456
0
0
RYDER SYS INC
COM
783549108
8781
150611
SH
SOLE
150611
0
0
SANDY SPRING BANCORP INC
COM
800363103
1152
33015
SH
SOLE
33015
0
0
SEACOAST BKG CORP FLA
COM NEW
811707801
1721
67640
SH
SOLE
67640
0
0
SHORE BANCSHARES INC
COM
825107105
1020
62452
SH
SOLE
62452
0
0
SIGNATURE BK NEW YORK N Y
COM
82669G104
7704
63755
SH
SOLE
63755
0
0
SVB FINL GROUP
COM
78486Q101
7617
33917
SH
SOLE
33917
0
0
SOUTH ST CORP
COM
840441109
3901
52946
SH
SOLE
52946
0
0
SOUTHERN FIRST BANCSHARES IN
COM
842873101
901
23000
SH
SOLE
23000
0
0
SOUTHERN NATL BANCORP OF VA
COM
843395104
3652
238540
SH
SOLE
238540
0
0
STERLING BANCORP DEL
COM
85917A100
37508
1762595
SH
SOLE
1762595
0
0
STERLING BANCORP INC
COM
85917W102
9528
955650
SH
SOLE
955650
0
0
SB ONE BANCORP
COM
78413T103
11368
508617
SH
SOLE
508617
0
0
SYNOVUS FINL CORP
COM NEW
87161C501
29683
848085
SH
SOLE
848085
0
0
TAYLOR MORRISON HOME CORP
COM
87724P106
15104
720625
SH
SOLE
720625
0
0
FIRST LONG IS CORP
COM
320734106
426
21217
SH
SOLE
21217
0
0
TOLL BROTHERS INC
COM
889478103
4680
127787
SH
SOLE
127787
0
0
TRICO BANCSHARES
COM
896095106
5216
137982
SH
SOLE
137982
0
0
UNITED BANKSHARES INC WEST V
COM
909907107
6682
180165
SH
SOLE
180165
0
0
UNITED CONTL HLDGS INC
COM
910047109
1186
13547
SH
SOLE
13547
0
0
US BANCORP DEL
COM NEW
902973304
60368
1152064
SH
SOLE
1152064
0
0
VALLEY NATL BANCORP
COM
919794107
978
90722
SH
SOLE
90722
0
0
VERITEX HLDGS INC
COM
923451108
2362
91008
SH
SOLE
91008
0
0
WELLS FARGO CO NEW
COM
949746101
61173
1292749
SH
SOLE
1292749
0
0
WESBANCO INC
COM
950810101
5913
153389
SH
SOLE
153389
0
0
WESTERN ALLIANCE BANCORP
COM
957638109
12762
285375
SH
SOLE
285375
0
0
LYON WILLIAM HOMES
CL A NEW
552074700
6385
350260
SH
SOLE
350260
0
0
WINTRUST FINL CORP
COM
97650W108
12028
164405
SH
SOLE
164405
0
0
ZIONS BANCORPORATION N A
COM
989701107
9376
203924
SH
SOLE
203924
0
0