0001405086-18-000261.txt : 20181114
0001405086-18-000261.hdr.sgml : 20181114
20181114103141
ACCESSION NUMBER: 0001405086-18-000261
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180930
FILED AS OF DATE: 20181114
DATE AS OF CHANGE: 20181114
EFFECTIVENESS DATE: 20181114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT, L.L.C.
CENTRAL INDEX KEY: 0001085393
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10569
FILM NUMBER: 181181202
BUSINESS ADDRESS:
STREET 1: 645 MADISON AVENUE
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-521-9500
MAIL ADDRESS:
STREET 1: 645 MADISON AVENUE
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: Basswood Capital Management LLC
DATE OF NAME CHANGE: 20130814
FORMER COMPANY:
FORMER CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 19990428
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001085393
XXXXXXXX
09-30-2018
09-30-2018
BASSWOOD CAPITAL MANAGEMENT, L.L.C.
645 MADISON AVENUE
10TH FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-10569
Y
Messrs. Bennett Lindenbaum and Matthew Lindenbaum, as Principals of Basswood Capital Management, L.L.C., have investment discretion over the investment portfolios reported herein.
MATTHEW LINDENBAUM
MANAGING MEMBER
212-521-9500
/S/MATTHEW LINDENBAUM
NEW YORK
NY
11-14-2018
0
134
2187099
false
INFORMATION TABLE
2
basswood-table-q3-2018.xml
AERCAP HOLDINGS NV
SHS
N00985106
42275
734967
SH
SOLE
734967
0
0
AIR LEASE CORP
CL A
00912X302
50271
1095700
SH
SOLE
1095700
0
0
ALLY FINL INC
COM
02005N100
179072
6770190
SH
SOLE
6770190
0
0
AMERICAN RIVER BANKSHARES
COM
029326105
10274
670650
SH
SOLE
670650
0
0
APPLE INC
COM
037833100
3453
15296
SH
SOLE
15296
0
0
BANK AMER CORP
COM
060505104
34269
1163234
SH
SOLE
1163234
0
0
BANK COMM HLDGS
COM
06424J103
9086
744765
SH
SOLE
744765
0
0
BANK NEW YORK MELLON CORP
COM
064058100
8154
159912
SH
SOLE
159912
0
0
BANK OF THE ST JAMES FINL GP
COM
470299108
6700
423771
SH
SOLE
423771
0
0
BANNER CORP
COM NEW
06652V208
1079
17349
SH
SOLE
17349
0
0
BELDEN INC
COM
077454106
3943
55222
SH
SOLE
55222
0
0
BLACK KNIGHT INC
COM
09215C105
5323
102472
SH
SOLE
102472
0
0
BOFI HLDG INC
COM
05566U108
16538
480899
SH
SOLE
480899
0
0
BRIDGE BANCORP INC
COM
108035106
78445
2362794
SH
SOLE
2362794
0
0
BRIDGEWATER BANCSHARES INC
COM ACCD INV
108621103
13362
1026277
SH
SOLE
1026277
0
0
CAMDEN NATL CORP
COM
133034108
14129
325260
SH
SOLE
325260
0
0
CANNAE HLDGS INC
COM
13765N107
2333
111383
SH
SOLE
111383
0
0
CAPITAL ONE FINL CORP
COM
14040H105
8280
87221
SH
SOLE
87221
0
0
CAROLINA FINL CORP NEW
COM
143873107
1765
46787
SH
SOLE
46787
0
0
CENTRAL VALLEY CMNTY BANCORP
COM
155685100
6466
299233
SH
SOLE
299233
0
0
CENTURY CMNTYS INC
COM
156504300
22168
844505
SH
SOLE
844505
0
0
CHEMUNG FINL CORP
COM
164024101
10174
239789
SH
SOLE
239789
0
0
CIT GROUP INC
COM NEW
125581801
19725
382189
SH
SOLE
382189
0
0
CITIGROUP INC.
COM NEW
172967424
37404
521379
SH
SOLE
521379
0
0
CITIZENS FINL GROUP INC
COM
174610105
61097
1584060
SH
SOLE
1584060
0
0
CODORUS VY BANCORP INC
COM
192025104
10904
349039
SH
SOLE
349039
0
0
COMERICA INC
COM
200340107
14535
161137
SH
SOLE
161137
0
0
COMMUNITY FINL CORP MD
COM
20368X101
8333
249280
SH
SOLE
249280
0
0
COUSINS PPTYS INC
COM
222795106
130
14659
SH
SOLE
14659
0
0
CUSTOMERS BANCORP INC
COM
23204G100
5748
244303
SH
SOLE
244303
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
3202
55370
SH
SOLE
55370
0
0
DNB FINL CORP
COM
233237106
7831
212215
SH
SOLE
212215
0
0
EAGLE BANCORP INC MD
COM
268948106
12122
239570
SH
SOLE
239570
0
0
EAST WEST BANCORP INC
COM
27579R104
2293
37989
SH
SOLE
37989
0
0
ENSCO PLC
SHS CLASS A
G3157S106
67
7986
SH
SOLE
7986
0
0
ENTERPRISE BANCORP INC MASS
COM
293668109
1336
38852
SH
SOLE
38852
0
0
ESQUIRE FINL HLDGS INC
COM
29667J101
3366
134850
SH
SOLE
134850
0
0
FAUQUIER BANKSHARES INC VA
COM
312059108
637
25176
SH
SOLE
25176
0
0
FCB FINL HLDGS INC
CL A
30255G103
4127
87063
SH
SOLE
87063
0
0
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
13150
334183
SH
SOLE
334183
0
0
FIDELITY NATL INFORMATION SV
COM
31620M106
16021
146883
SH
SOLE
146883
0
0
FIFTH THIRD BANCORP
COM
316773100
3882
139052
SH
SOLE
139052
0
0
FIRST AMERN FINL CORP
COM
31847R102
6932
134358
SH
SOLE
134358
0
0
FIRST BANCORP N C
COM
318910106
4994
123266
SH
SOLE
123266
0
0
FIRST BUSEY CORP
COM NEW
319383204
3639
117193
SH
SOLE
117193
0
0
FIRST CTZNS BANCSHARES INC N
CL A
31946M103
6797
15028
SH
SOLE
15028
0
0
FIRST FNDTN INC
COM
32026V104
18246
1168106
SH
SOLE
1168106
0
0
FIRST INTST BANCSYSTEM INC
COM CL A
32055Y201
1812
40453
SH
SOLE
40453
0
0
FIRST LONG IS CORP
COM
320734106
5284
242943
SH
SOLE
242943
0
0
FIRST UTD CORP
COM
33741H107
69
3655
SH
SOLE
3655
0
0
FLAGSTAR BANCORP INC
COM PAR .001
337930705
41544
1320113
SH
SOLE
1320113
0
0
FNB CORP PA
COM
302520101
18078
1421230
SH
SOLE
1421230
0
0
GUARANTY BANCORP DEL
COM NEW
40075T607
4388
147758
SH
SOLE
147758
0
0
HANCOCK WHITNEY CORPORATION
COM
410120109
15965
335744
SH
SOLE
335744
0
0
HERITAGE FINL CORP WASH
COM
42722X106
8164
232259
SH
SOLE
232259
0
0
HILLTOP HOLDINGS INC
COM
432748101
37084
1838596
SH
SOLE
1838596
0
0
HOME BANCSHARES INC
COM
436893200
5639
257494
SH
SOLE
257494
0
0
HONEYWELL INTL INC
COM
438516106
27148
163150
SH
SOLE
163150
0
0
IBERIABANK CORP
COM
450828108
27564
338834
SH
SOLE
338834
0
0
J ALEXANDERS HLDGS INC
COM
46609J106
229
19238
SH
SOLE
19238
0
0
JPMORGAN CHASE & CO
COM
46625H100
82713
733012
SH
SOLE
733012
0
0
KEYCORP NEW
COM
493267108
17423
875989
SH
SOLE
875989
0
0
KINDER MORGAN INC DEL
COM
49456B101
2237
126163
SH
SOLE
126163
0
0
KORN FERRY INTL
COM NEW
500643200
2111
42870
SH
SOLE
42870
0
0
LAKELAND BANCORP INC
COM
511637100
3352
185729
SH
SOLE
185729
0
0
LEAR CORP
COM NEW
521865204
15523
107056
SH
SOLE
107056
0
0
LENNAR CORP
CL B
526057302
51
1315
SH
SOLE
1315
0
0
LENNAR CORP
CL A
526057104
17367
371961
SH
SOLE
371961
0
0
LIVE OAK BANCSHARES INC
COM
53803X105
31060
1158962
SH
SOLE
1158962
0
0
LUTHER BURBANK CORP
COM
550550107
31508
2895976
SH
SOLE
2895976
0
0
M & T BK CORP
COM
55261F104
958
5823
SH
SOLE
5823
0
0
M/I HOMES INC
COM
55305B101
12690
530280
SH
SOLE
530280
0
0
MARLIN BUSINESS SVCS CORP
COM
571157106
20944
725977
SH
SOLE
725977
0
0
MASCO CORP
COM
574599106
6389
174565
SH
SOLE
174565
0
0
MB FINANCIAL INC NEW
COM
55264U108
7009
152017
SH
SOLE
152017
0
0
MERCHANTS BANCORP IND
COM
58844R108
4464
175593
SH
SOLE
175593
0
0
MERIDIAN CORPORATION
COM
58958P104
10532
612310
SH
SOLE
612310
0
0
METROPOLITAN BK HLDG CORP
COM
591774104
13192
320824
SH
SOLE
320824
0
0
MIDSOUTH BANCORP INC
COM
598039105
25384
1648316
SH
SOLE
1648316
0
0
MORGAN STANLEY
COM NEW
617446448
15536
333616
SH
SOLE
333616
0
0
NORTHEAST BANCORP
COM NEW
663904209
22
1000
SH
SOLE
1000
0
0
NORWEGIAN CRUISE LINE HLDG L
SHS
G66721104
4025
70093
SH
SOLE
70093
0
0
OLD LINE BANCSHARES INC
COM
67984M100
2888
91274
SH
SOLE
91274
0
0
OLD NATL BANCORP IND
COM
680033107
10657
552157
SH
SOLE
552157
0
0
ONEMAIN HLDGS INC
COM
68268W103
87280
2596836
SH
SOLE
2596836
0
0
OP BANCORP
COM
67109R109
14288
1231686
SH
SOLE
1231686
0
0
ORRSTOWN FINL SVCS INC
COM
687380105
2093
87951
SH
SOLE
87951
0
0
OWENS CORNING NEW
COM
690742101
23821
438932
SH
SOLE
438932
0
0
PACIFIC CITY FINANCIAL CORP
COM NEW
69406T408
6985
361169
SH
SOLE
6985
0
0
PACIFIC PREMIER BANCORP
COM
69478X105
15355
412763
SH
SOLE
412763
0
0
PACWEST BANCORP DEL
COM
695263103
25491
534965
SH
SOLE
534965
0
0
PARKE BANCORP INC
COM
700885106
8986
400268
SH
SOLE
400268
0
0
PEAPACK-GLADSTONE FINL CORP
COM
704699107
28897
935482
SH
SOLE
935482
0
0
PENNYMAC FINL SVCS INC
CL A
70932B101
47650
2279892
SH
SOLE
2279892
0
0
PEOPLES UNITED FINANCIAL INC
COM
712704105
3511
205063
SH
SOLE
205063
0
0
PINNACLE FINL PARTNERS INC
COM
72346Q104
27361
454878
SH
SOLE
454878
0
0
PNC FINL SVCS GROUP INC
COM
693475105
4328
31778
SH
SOLE
31778
0
0
POPULAR INC
COM NEW
733174700
1486
28994
SH
SOLE
28994
0
0
PREFERRED BK LOS ANGELES CA
COM NEW
740367404
9786
167283
SH
SOLE
167283
0
0
PREMIER FINL BANCORP INC
COM
74050M105
9989
540255
SH
SOLE
540255
0
0
REGIONAL MGMT CORP
COM
75902K106
44003
1526306
SH
SOLE
1526306
0
0
REGIONS FINL CORP NEW
COM
7591EP100
46872
2554356
SH
SOLE
2554356
0
0
REPUBLIC FIRST BANCORP INC
COM
760416107
3296
460937
SH
SOLE
460937
0
0
ROYAL BK CDA MONTREAL QUE
COM
780087102
2603
32456
SH
SOLE
32456
0
0
RYDER SYS INC
COM
783549108
3523
48211
SH
SOLE
48211
0
0
SANDY SPRING BANCORP INC
COM
800363103
1298
33015
SH
SOLE
33015
0
0
SEACOAST BKG CORP FLA
COM NEW
811707801
1975
67640
SH
SOLE
67640
0
0
SELECT INTERIOR CONCEPTS INC
CL A
816120307
5698
535035
SH
SOLE
5698
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
1015
36809
SH
Put
SOLE
36809
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
1241
44991
SH
Put
SOLE
44991
0
0
SHORE BANCSHARES INC
COM
825107105
8590
482056
SH
SOLE
482056
0
0
SIGNATURE BK NEW YORK N Y
COM
82669G104
46602
405802
SH
SOLE
405802
0
0
SOUTH ST CORP
COM
840441109
4342
52946
SH
SOLE
52946
0
0
SOUTHERN FIRST BANCSHARES IN
COM
842873101
904
23000
SH
SOLE
23000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
77
265
SH
Put
SOLE
265
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
352
1211
SH
Put
SOLE
1211
0
0
STATE STR CORP
COM
857477103
18536
221251
SH
SOLE
221251
0
0
STERLING BANCORP DEL
COM
85917A100
63647
2893046
SH
SOLE
2893046
0
0
STERLING BANCORP INC
COM
85917W102
38650
3417357
SH
SOLE
3417357
0
0
STEWARDSHIP FINL CORP
COM
860326107
6215
586288
SH
SOLE
586288
0
0
STEWART INFORMATION SVCS COR
COM
860372101
4701
104443
SH
SOLE
104443
0
0
SVB FINL GROUP
COM
78486Q101
10542
33917
SH
SOLE
33917
0
0
SYNOVUS FINL CORP
COM NEW
87161C501
13347
291486
SH
SOLE
291486
0
0
TAYLOR MORRISON HOME CORP
CL A
87724P106
13463
746276
SH
SOLE
746276
0
0
TRICO BANCSHARES
COM
896095106
5329
137982
SH
SOLE
137982
0
0
UNITED BANKSHARES INC WEST V
COM
909907107
6549
180165
SH
SOLE
180165
0
0
US BANCORP DEL
COM NEW
902973304
60840
1152064
SH
SOLE
1152064
0
0
VALLEY NATL BANCORP
COM
919794107
1021
90722
SH
SOLE
90722
0
0
VERITEX HLDGS INC
COM
923451108
2572
91008
SH
SOLE
91008
0
0
WELLS FARGO CO NEW
COM
949746101
65795
1251813
SH
SOLE
1251813
0
0
WESBANCO INC
COM
950810101
6838
153389
SH
SOLE
153389
0
0
WESTERN ALLIANCE BANCORP
COM
957638109
4284
75297
SH
SOLE
75297
0
0
WINTRUST FINL CORP
COM
97650W108
10284
121077
SH
SOLE
121077
0
0
ZIONS BANCORPORATION
COM
989701107
39708
791779
SH
SOLE
791779
0
0