0001405086-18-000100.txt : 20180515
0001405086-18-000100.hdr.sgml : 20180515
20180515103532
ACCESSION NUMBER: 0001405086-18-000100
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180331
FILED AS OF DATE: 20180515
DATE AS OF CHANGE: 20180515
EFFECTIVENESS DATE: 20180515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT, L.L.C.
CENTRAL INDEX KEY: 0001085393
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10569
FILM NUMBER: 18833998
BUSINESS ADDRESS:
STREET 1: 645 MADISON AVENUE
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-521-9500
MAIL ADDRESS:
STREET 1: 645 MADISON AVENUE
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: Basswood Capital Management LLC
DATE OF NAME CHANGE: 20130814
FORMER COMPANY:
FORMER CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 19990428
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001085393
XXXXXXXX
03-31-2018
03-31-2018
BASSWOOD CAPITAL MANAGEMENT, L.L.C.
645 MADISON AVENUE
10TH FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-10569
Y
Messrs. Bennett Lindenbaum and Matthew Lindenbaum, as Principals of Basswood Capital Management, L.L.C., have investment discretion over the investment portfolios reported herein.
MATTHEW LINDENBAUM
MANAGING MEMBER
212-521-9500
/S/MATTHEW LINDENBAUM
NEW YORK
NY
05-15-2018
0
173
2320836
false
INFORMATION TABLE
2
basswood-table-q1-2018.xml
AERCAP HOLDINGS NV
SHS
N00985106
52030
1025830
SH
SOLE
1025830
0
0
AIR LEASE CORP
CL A
00912X302
30830
723363
SH
SOLE
723363
0
0
ALLY FINL INC
COM
02005N100
147129
5419109
SH
SOLE
5419109
0
0
AMERICAN RIVER BANKSHARES
COM
029326105
9662
622933
SH
SOLE
622933
0
0
ANIXTER INTL INC
COM
035290105
137
1806
SH
SOLE
1806
0
0
APPLE INC
COM
037833100
2566
15296
SH
SOLE
15296
0
0
ATLANTIC COAST FINL CORP
COM
048426100
144
13963
SH
SOLE
13963
0
0
AV HOMES INC
COM
00234P102
11944
643885
SH
SOLE
643885
0
0
BANK AMER CORP
COM
060505104
34885
1163234
SH
SOLE
1163234
0
0
BANK COMM HLDGS
COM
06424J103
6847
587693
SH
SOLE
587693
0
0
BANK OF MARIN BANCORP
COM
063425102
7623
110558
SH
SOLE
110558
0
0
BANK NEW YORK MELLON CORP
COM
064058100
8240
159912
SH
SOLE
159912
0
0
BANK OF THE ST JAMES FINL GP
COM
470299108
6130
400927
SH
SOLE
400927
0
0
BANNER CORP
COM NEW
06652V208
2856
51465
SH
SOLE
51465
0
0
BAY BANCORP INC
COM
07203T106
2526
189243
SH
SOLE
189243
0
0
BEACON ROOFING SUPPLY INC
COM
073685109
18787
354004
SH
SOLE
354004
0
0
BELDEN INC
COM
077454106
4702
68208
SH
SOLE
68208
0
0
BLACK KNIGHT INC
COM
09215C105
4826
102472
SH
SOLE
102472
0
0
BLACKHAWK NETWORK HLDGS INC
COM
09238E104
140
3129
SH
SOLE
3129
0
0
BOFI HLDG INC
COM
05566U108
19491
480899
SH
SOLE
480899
0
0
BRIDGE BANCORP INC
COM
108035106
68345
2037120
SH
SOLE
2037120
0
0
BRIDGEWATER BANCSHARES INC
COM ACCD INV
108621103
4726
361614
SH
SOLE
361614
0
0
BRYN MAWR BK CORP
COM
117665109
11381
258952
SH
SOLE
258952
0
0
BYLINE BANCORP INC
COM
124411109
3077
134180
SH
SOLE
134180
0
0
CAMBRIDGE BANCORP
COM
132152109
12083
138411
SH
SOLE
138411
0
0
CAMDEN NATL CORP
COM
133034108
14474
325260
SH
SOLE
325260
0
0
CANNAE HLDGS INC
COM
13765N107
2101
111383
SH
SOLE
111383
0
0
CAPITAL CITY BK GROUP INC
COM
139674105
948
38283
SH
SOLE
38283
0
0
CAPITAL ONE FINL CORP
COM
14040H105
45442
474242
SH
SOLE
474242
0
0
CARLISLE COS INC
COM
142339100
35277
337866
SH
SOLE
337866
0
0
CAROLINA FINL CORP NEW
COM
143873107
1838
46787
SH
SOLE
46787
0
0
CENTRAL VALLEY CMNTY BANCORP
COM
155685100
8039
410996
SH
SOLE
410996
0
0
CENTURY CMNTYS INC
COM
156504300
20814
694950
SH
SOLE
694950
0
0
CHEMUNG FINL CORP
COM
164024101
9431
202954
SH
SOLE
202954
0
0
CITIGROUP INC
COM NEW
172967424
16591
245792
SH
SOLE
245792
0
0
CITIZENS FINL GROUP INC
COM
174610105
37954
904090
SH
SOLE
904090
0
0
CLIFTON BANCORP INC
COM
186873105
138
8838
SH
SOLE
8838
0
0
CODORUS VY BANCORP INC
COM
192025104
5641
200591
SH
SOLE
200591
0
0
COMERICA INC
COM
200340107
15458
161137
SH
SOLE
161137
0
0
COUSINS PPTYS INC
COM
222795106
127
14659
SH
SOLE
14659
0
0
CSX CORP
COM
126408103
143
2575
SH
SOLE
2575
0
0
DANA INCORPORATED
COM
235825205
4185
162469
SH
SOLE
162469
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
4039
73690
SH
SOLE
73690
0
0
DIME CMNTY BANCSHARES
COM
253922108
14923
811012
SH
SOLE
811012
0
0
DNB FINL CORP
COM
233237106
6206
174076
SH
SOLE
174076
0
0
DST SYS INC DEL
COM
233326107
144
1722
SH
SOLE
1722
0
0
EAGLE BANCORP INC MD
COM
268948106
12368
206657
SH
SOLE
206657
0
0
EAST WEST BANCORP INC
COM
27579R104
2376
37989
SH
SOLE
37989
0
0
EMCOR GROUP INC
COM
29084Q100
12570
161305
SH
SOLE
161305
0
0
ENERSYS
COM
29275Y102
3647
52579
SH
SOLE
52579
0
0
ENSCO PLC
SHS CLASS A
G3157S106
35
7986
SH
SOLE
7986
0
0
ENTERPRISE BANCORP INC MASS
COM
293668109
2849
80743
SH
SOLE
80743
0
0
ESQUIRE FINL HLDGS INC
COM
29667J101
11594
475180
SH
SOLE
475180
0
0
ESSENT GROUP LTD
COM
G3198U102
2952
69369
SH
SOLE
69369
0
0
EXXON MOBIL CORP
COM
30231G102
121
1626
SH
SOLE
1626
0
0
FARMERS CAP BK CORP
COM
309562106
9235
231172
SH
SOLE
231172
0
0
FAUQUIER BANKSHARES INC VA
COM
312059108
504
23996
SH
SOLE
23996
0
0
FCB FINL HLDGS INC
CL A
30255G103
7478
146344
SH
SOLE
146344
0
0
FEDEX CORP
COM
31428X106
129
537
SH
SOLE
537
0
0
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
13374
334183
SH
SOLE
334183
0
0
FIDELITY NATL INFORMATION SV
COM
31620M106
14145
146883
SH
SOLE
146883
0
0
FIDELITY SOUTHERN CORP NEW
COM
316394105
3065
132870
SH
SOLE
132870
0
0
FIFTH THIRD BANCORP
COM
316773100
6363
200400
SH
SOLE
200400
0
0
FINANCIAL INSTNS INC
COM
317585404
11290
381426
SH
SOLE
381426
0
0
FIRST AMERN FINL CORP
COM
31847R102
7884
134358
SH
SOLE
134358
0
0
FIRST BANCORP N C
COM
318910106
4394
123266
SH
SOLE
123266
0
0
FIRST BUSEY CORP
COM NEW
319383204
3483
117193
SH
SOLE
117193
0
0
FIRST CTZNS BANCSHARES INC N
CL A
31946M103
6210
15028
SH
SOLE
15028
0
0
FIRST FNDTN INC
COM
32026V104
38867
2096367
SH
SOLE
2096367
0
0
FIRST INDUSTRIAL REALTY TRUS
COM
32054K103
614
21003
SH
SOLE
21003
0
0
FIRST INTST BANCSYSTEM INC
COM CL A
32055Y201
12571
317854
SH
SOLE
317854
0
0
FIRST SAVINGS FINL GROUP INC
COM
33621E109
905
13024
SH
SOLE
13024
0
0
FIRST UTD CORP
COM
33741H107
4096
213354
SH
SOLE
213354
0
0
FLAGSTAR BANCORP INC
COM PAR .001
337930705
22592
638199
SH
SOLE
638199
0
0
FNB CORP PA
COM
302520101
25985
1932007
SH
SOLE
1932007
0
0
FRANKLIN FINL NETWORK INC
COM
35352P104
6356
194968
SH
SOLE
194968
0
0
GUARANTY BANCORP DEL
COM NEW
40075T607
4189
147758
SH
SOLE
147758
0
0
HANCOCK HLDG CO
COM
410120109
12387
239601
SH
SOLE
239601
0
0
HARLEY DAVIDSON INC
COM
412822108
19477
454214
SH
SOLE
454214
0
0
HERITAGE FINL CORP WASH
COM
42722X106
1906
62272
SH
SOLE
62272
0
0
HOME BANCSHARES INC
COM
436893200
5873
257494
SH
SOLE
257494
0
0
HOMESTREET INC
COM
43785V102
5881
205279
SH
SOLE
205279
0
0
HONEYWELL INTL INC
COM
438516106
23577
163150
SH
SOLE
163150
0
0
HUNTINGTON BANCSHARES INC
COM
446150104
8121
537831
SH
SOLE
537831
0
0
INDEPENDENT BANK CORP MICH
COM NEW
453838609
15155
661802
SH
SOLE
661802
0
0
INSTALLED BLDG PRODS INC
COM
45780R101
9853
164076
SH
SOLE
164076
0
0
ISHARES TR
U.S. REAL ES ETF
464287739
139
1837
SH
SOLE
1837
0
0
J ALEXANDERS HLDGS INC
COM
46609J106
220
19238
SH
SOLE
19238
0
0
JPMORGAN CHASE & CO
COM
46625H100
80609
733012
SH
SOLE
733012
0
0
KEYCORP NEW
COM
493267108
5986
306164
SH
SOLE
306164
0
0
KINDER MORGAN INC DEL
COM
49456B101
1900
126163
SH
SOLE
126163
0
0
KORN FERRY INTL
COM NEW
500643200
2212
42870
SH
SOLE
42870
0
0
LAKELAND BANCORP INC
COM
511637100
3687
185729
SH
SOLE
185729
0
0
LEAR CORP
COM NEW
521865204
23158
124445
SH
SOLE
124445
0
0
LENNAR CORP
CL B
526057302
316
6617
SH
SOLE
6617
0
0
LENNAR CORP
CL A
526057104
34966
593248
SH
SOLE
593248
0
0
LUTHER BURBANK CORP
COM
550550107
18881
1572070
SH
SOLE
1572070
0
0
M & T BK CORP
COM
55261F104
1074
5823
SH
SOLE
5823
0
0
M/I HOMES INC
COM
55305B101
15713
493329
SH
SOLE
493329
0
0
MARLIN BUSINESS SVCS CORP
COM
571157106
18057
636916
SH
SOLE
636916
0
0
MASCO CORP
COM
574599106
7059
174565
SH
SOLE
174565
0
0
MB FINANCIAL INC NEW
COM
55264U108
6154
152017
SH
SOLE
152017
0
0
MBT FINL CORP
COM
578877102
1903
177018
SH
SOLE
177018
0
0
MERCHANTS BANCORP IND
COM
58844R108
30443
1415970
SH
SOLE
1415970
0
0
MERIDIAN BK PAOLI PA
COM
58958P104
10590
599501
SH
SOLE
599501
0
0
MERITAGE HOMES CORP
COM
59001A102
126
2795
SH
SOLE
2795
0
0
METROPOLITAN BK HLDG CORP
COM
591774104
25483
605153
SH
SOLE
605153
0
0
MIDSOUTH BANCORP INC
COM
598039105
20747
1640077
SH
SOLE
1640077
0
0
MIDWESTONE FINL GROUP INC NE
COM
598511103
5623
168906
SH
SOLE
168906
0
0
MORGAN STANLEY
COM NEW
617446448
136
2518
SH
SOLE
2518
0
0
NCR CORP NEW
COM
62886E108
3960
125642
SH
SOLE
125642
0
0
NORWEGIAN CRUISE LINE HLDGS
SHS
G66721104
14615
275914
SH
SOLE
275914
0
0
OLD LINE BANCSHARES INC
COM
67984M100
459
13911
SH
SOLE
13911
0
0
OLD NATL BANCORP IND
COM
680033107
9331
552157
SH
SOLE
552157
0
0
OLD POINT FINL CORP
COM
680194107
263
9965
SH
SOLE
9965
0
0
ONEMAIN HLDGS INC
COM
68268W103
86480
2888446
SH
SOLE
2888446
0
0
OP BANCORP
COM
67109R109
3690
296402
SH
SOLE
296402
0
0
ORRSTOWN FINL SVCS INC
COM
687380105
10262
424940
SH
SOLE
424940
0
0
OWENS CORNING NEW
COM
690742101
30315
377054
SH
SOLE
377054
0
0
PACIFIC PREMIER BANCORP
COM
69478X105
16593
412763
SH
SOLE
412763
0
0
PACWEST BANCORP DEL
COM
695263103
26497
534965
SH
SOLE
534965
0
0
PARKE BANCORP INC
COM
700885106
146
7000
SH
SOLE
7000
0
0
PEAPACK-GLADSTONE FINL CORP
COM
704699107
29459
882284
SH
SOLE
882284
0
0
PENNYMAC FINL SVCS INC
CL A
70932B101
43305
1911938
SH
SOLE
1911938
0
0
PEOPLES UNITED FINANCIAL INC
COM
712704105
3826
205063
SH
SOLE
205063
0
0
PNC FINL SVCS GROUP INC
COM
693475105
4806
31778
SH
SOLE
31778
0
0
POPULAR INC
COM NEW
733174700
2219
53325
SH
SOLE
53325
0
0
PREFERRED BK LOS ANGELES CA
COM NEW
740367404
12978
202148
SH
SOLE
202148
0
0
PREMIER FINL BANCORP INC
COM
74050M105
6393
343545
SH
SOLE
343545
0
0
PROVIDENT BANCORP INC
COM
74383X109
5407
203647
SH
SOLE
203647
0
0
PULTE GROUP INC
COM
745867101
5273
178806
SH
SOLE
178806
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
637
23098
SH
Put
SOLE
23098
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
443
16051
SH
Put
SOLE
16051
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
28
108
SH
Put
SOLE
108
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
184
699
SH
Put
SOLE
699
0
0
QCR HOLDINGS INC
COM
74727A104
2491
55550
SH
SOLE
55550
0
0
RBB BANCORP
COM
74930B105
2724
103294
SH
SOLE
103294
0
0
REGIONAL MGMT CORP
COM
75902K106
48142
1511995
SH
SOLE
1511995
0
0
REGIONS FINL CORP NEW
COM
7591EP100
47603
2562079
SH
SOLE
2562079
0
0
REPUBLIC FIRST BANCORP INC
COM
760416107
4010
460937
SH
SOLE
460937
0
0
REV GROUP INC
COM
749527107
1604
77256
SH
SOLE
77256
0
0
S&P GLOBAL INC
COM
78409V104
152
793
SH
SOLE
793
0
0
SANDY SPRING BANCORP INC
COM
800363103
33722
870013
SH
SOLE
870013
0
0
SEACOAST BKG CORP FLA
COM NEW
811707801
23237
877868
SH
SOLE
877868
0
0
SHORE BANCSHARES INC
COM
825107105
9770
518035
SH
SOLE
518035
0
0
SIGNATURE BK NEW YORK N Y
COM
82669G104
1978
13935
SH
SOLE
13935
0
0
SVB FINL GROUP
COM
78486Q101
8140
33917
SH
SOLE
33917
0
0
SOUTH ST CORP
COM
840441109
4516
52946
SH
SOLE
52946
0
0
SOUTHERN FIRST BANCSHARES IN
COM
842873101
5756
129353
SH
SOLE
129353
0
0
STATE STR CORP
COM
857477103
4475
44868
SH
SOLE
44868
0
0
STERLING BANCORP DEL
COM
85917A100
49073
2176197
SH
SOLE
2176197
0
0
STERLING BANCORP INC
COM
85917W102
33335
2467405
SH
SOLE
2467405
0
0
STEWARDSHIP FINL CORP
COM
860326107
5097
463409
SH
SOLE
463409
0
0
STEWART INFORMATION SVCS COR
COM
860372101
6516
148300
SH
SOLE
148300
0
0
SUSSEX BANCORP
COM
869245100
13696
450531
SH
SOLE
450531
0
0
SYNOVUS FINL CORP
COM NEW
87161C501
14557
291486
SH
SOLE
291486
0
0
TAYLOR MORRISON HOME CORP
CL A
87724P106
14728
632643
SH
SOLE
632643
0
0
COMMUNITY FINL CORP MD
COM
20368X101
15298
411009
SH
SOLE
411009
0
0
FIRST BANCSHARES INC MS
COM
318916103
1557
48283
SH
SOLE
48283
0
0
FIRST LONG IS CORP
COM
320734106
36731
1338105
SH
SOLE
1338105
0
0
TOLL BROTHERS INC
COM
889478103
4501
104068
SH
SOLE
104068
0
0
TRICO BANCSHARES
COM
896095106
5136
137982
SH
SOLE
137982
0
0
UNITED BANKSHARES INC WEST V
COM
909907107
6351
180165
SH
SOLE
180165
0
0
US BANCORP DEL
COM NEW
902973304
71276
1411397
SH
SOLE
1411397
0
0
VALLEY NATL BANCORP
COM
919794107
1130
90722
SH
SOLE
90722
0
0
VERITEX HLDGS INC
COM
923451108
16833
608350
SH
SOLE
608350
0
0
WALMART INC
COM
931142103
120
1353
SH
SOLE
1353
0
0
WASTE MGMT INC DEL
COM
94106L109
137
1630
SH
SOLE
1630
0
0
WELLS FARGO CO NEW
COM
949746101
96360
1838577
SH
SOLE
1838577
0
0
WESTERN ALLIANCE BANCORP
COM
957638109
4376
75297
SH
SOLE
75297
0
0
LYON WILLIAM HOMES
CL A NEW
552074700
587
21356
SH
SOLE
21356
0
0
WINTRUST FINL CORP
COM
97650W108
3985
46316
SH
SOLE
46316
0
0
ZIONS BANCORPORATION
COM
989701107
18894
358324
SH
SOLE
358324
0
0