0001405086-17-000116.txt : 20170515
0001405086-17-000116.hdr.sgml : 20170515
20170515125334
ACCESSION NUMBER: 0001405086-17-000116
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170331
FILED AS OF DATE: 20170515
DATE AS OF CHANGE: 20170515
EFFECTIVENESS DATE: 20170515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT, L.L.C.
CENTRAL INDEX KEY: 0001085393
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10569
FILM NUMBER: 17842787
BUSINESS ADDRESS:
STREET 1: 645 MADISON AVENUE
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-521-9500
MAIL ADDRESS:
STREET 1: 645 MADISON AVENUE
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: Basswood Capital Management LLC
DATE OF NAME CHANGE: 20130814
FORMER COMPANY:
FORMER CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 19990428
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001085393
XXXXXXXX
03-31-2017
03-31-2017
BASSWOOD CAPITAL MANAGEMENT, L.L.C.
645 MADISON AVENUE
10TH FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-10569
Y
Messrs. Bennett Lindenbaum and Matthew Lindenbaum, as Principals of Basswood Capital Management, L.L.C., have investment discretion over the investment portfolios reported herein.
MATTHEW LINDENBAUM
MANAGING MEMBER
212-521-9500
/S/MATTHEW LINDENBAUM
NEW YORK
NY
05-15-2017
0
142
1965829
false
INFORMATION TABLE
2
basswood-table-3-31-2017.xml
AERCAP HOLDINGS NV
SHS
N00985106
27356
595082
SH
SOLE
595082
0
0
AIR LEASE CORP
CL A
00912X302
28847
744434
SH
SOLE
744434
0
0
ALLY FINL INC
COM
02005N100
21569
1060943
SH
SOLE
1060943
0
0
AMERICAN RIVER BANKSHARES
COM
029326105
6376
430255
SH
SOLE
430255
0
0
APPLE INC
COM
037833100
2197
15296
SH
SOLE
15296
0
0
ASTORIA FINL CORP
COM
046265104
41593
2027935
SH
SOLE
2027935
0
0
BANC OF CALIFORNIA INC
COM
05990K106
41873
2022857
SH
SOLE
2022857
0
0
BANCORP NEW JERSEY INC NEW
COM
059915108
3216
210871
SH
SOLE
210871
0
0
BANK AMER CORP
COM
060505104
39987
1695076
SH
SOLE
1695076
0
0
BANK OF MARIN BANCORP
COM
063425102
19100
296813
SH
SOLE
296813
0
0
BANK NEW YORK MELLON CORP
COM
064058100
7553
159912
SH
SOLE
159912
0
0
BANK OF THE ST JAMES FINL GP
COM
470299108
4277
292450
SH
SOLE
292450
0
0
BANNER CORP
COM NEW
06652V208
2864
51465
SH
SOLE
51465
0
0
BAY BANCORP INC
COM
07203T106
2819
359126
SH
SOLE
359126
0
0
BEACON ROOFING SUPPLY INC
COM
073685109
17403
354004
SH
SOLE
354004
0
0
BELDEN INC
COM
077454106
49133
710111
SH
SOLE
710111
0
0
BLACKROCK INC
COM
09247X101
3123
8144
SH
SOLE
8144
0
0
BOFI HLDG INC
COM
05566U108
24895
952751
SH
SOLE
952751
0
0
BRIDGE BANCORP INC
COM
108035106
84328
2409369
SH
SOLE
2409369
0
0
BRYN MAWR BK CORP
COM
117665109
27485
695812
SH
SOLE
695812
0
0
CALATLANTIC GROUP INC
COM
128195104
7218
192746
SH
SOLE
192746
0
0
CAMDEN NATL CORP
COM
133034108
14324
325260
SH
SOLE
325260
0
0
CAPITAL CITY BK GROUP INC
COM
139674105
2188
102313
SH
SOLE
102313
0
0
CAPITAL ONE FINL CORP
COM
14040H105
23081
266342
SH
SOLE
266342
0
0
CARLISLE COS INC
COM
142339100
35952
337866
SH
SOLE
337866
0
0
CASCADE BANCORP
COM NEW
147154207
2426
314674
SH
SOLE
314674
0
0
CENTURY CMNTYS INC
COM
156504300
9009
354684
SH
SOLE
354684
0
0
CHEMUNG FINL CORP
COM
164024101
935
23661
SH
SOLE
23661
0
0
CITIGROUP INC
COM NEW
172967424
11549
193061
SH
SOLE
193061
0
0
CITIZENS FINL GROUP INC
COM
174610105
35229
1019643
SH
SOLE
1019643
0
0
COASTWAY BANCORP INC
COM
190632109
1020
57906
SH
SOLE
57906
0
0
COMERICA INC
COM
200340107
20106
293172
SH
SOLE
293172
0
0
COUSINS PPTYS INC
COM
222795106
121
14659
SH
SOLE
14659
0
0
CU BANCORP CALIF
COM
126534106
15333
386715
SH
SOLE
386715
0
0
DANA INCORPORATED
COM
235825205
4953
256515
SH
SOLE
256515
0
0
DELPHI AUTOMOTIVE PLC
SHS
G27823106
3988
49545
SH
SOLE
49545
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
4503
97968
SH
SOLE
97968
0
0
DIAMOND OFFSHORE DRILLING IN
COM
25271C102
141
8417
SH
SOLE
8417
0
0
DNB FINL CORP
COM
233237106
318
9367
SH
SOLE
9367
0
0
EAGLE BANCORP INC MD
COM
268948106
2747
46014
SH
SOLE
46014
0
0
EAST WEST BANCORP INC
COM
27579R104
16285
315545
SH
SOLE
315545
0
0
EMCOR GROUP INC
COM
29084Q100
10154
161305
SH
SOLE
161305
0
0
ENSCO PLC
SHS CLASS A
G3157S106
71
7986
SH
SOLE
7986
0
0
ESSENT GROUP LTD
COM
G3198U102
2509
69369
SH
SOLE
69369
0
0
FARMERS CAP BK CORP
COM
309562106
5885
145669
SH
SOLE
145669
0
0
FAUQUIER BANKSHARES INC VA
COM
312059108
387
21313
SH
SOLE
21313
0
0
FCB FINL HLDGS INC
CL A
30255G103
2665
53788
SH
SOLE
53788
0
0
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
13013
334183
SH
SOLE
334183
0
0
FIDELITY NATL INFORMATION SV
COM
31620M106
11695
146883
SH
SOLE
146883
0
0
FIFTH THIRD BANCORP
COM
316773100
28465
1120665
SH
SOLE
1120665
0
0
FIRST AMERN FINL CORP
COM
31847R102
36405
926798
SH
SOLE
926798
0
0
FIRST BANCORP N C
COM
318910106
3610
123266
SH
SOLE
123266
0
0
FIRST BUSEY CORP
COM NEW
319383204
3445
117193
SH
SOLE
117193
0
0
FIRST CTZNS BANCSHARES INC N
CL A
31946M103
5040
15028
SH
SOLE
15028
0
0
FIRST FNDTN INC
COM
32026V104
21398
1379639
SH
SOLE
1379639
0
0
FIRST INDUSTRIAL REALTY TRUS
COM
32054K103
559
21003
SH
SOLE
21003
0
0
FIRST SOUTH BANCORP INC VA
COM
33646W100
4183
344835
SH
SOLE
344835
0
0
FLAGSTAR BANCORP INC
COM PAR .001
337930705
21470
761617
SH
SOLE
761617
0
0
FNB CORP PA
COM
302520101
9385
631123
SH
SOLE
631123
0
0
FIDELITY NATIONAL FINANCIAL
FNFV GROUP COM
31620R402
1476
111383
SH
SOLE
111383
0
0
GUARANTY BANCORP DEL
COM NEW
40075T607
20487
841344
SH
SOLE
841344
0
0
HARLEY DAVIDSON INC
COM
412822108
27480
454214
SH
SOLE
454214
0
0
HERITAGE OAKS BANCORP
COM
42724R107
6725
503770
SH
SOLE
503770
0
0
HOMESTREET INC
COM
43785V102
11066
395918
SH
SOLE
395918
0
0
HONEYWELL INTL INC
COM
438516106
20373
163150
SH
SOLE
163150
0
0
HUNTINGTON BANCSHARES INC
COM
446150104
19673
1469226
SH
SOLE
1469226
0
0
INDEPENDENT BANK CORP MICH
COM NEW
453838609
18386
888219
SH
SOLE
888219
0
0
INSTALLED BLDG PRODS INC
COM
45780R101
8655
164076
SH
SOLE
164076
0
0
J ALEXANDERS HLDGS INC
COM
46609J106
193
19238
SH
SOLE
19238
0
0
JPMORGAN CHASE & CO
COM
46625H100
64388
733012
SH
SOLE
733012
0
0
KEYCORP NEW
COM
493267108
15630
879086
SH
SOLE
879086
0
0
KINDER MORGAN INC DEL
COM
49456B101
2743
126163
SH
SOLE
126163
0
0
KORN FERRY INTL
COM NEW
500643200
1917
60869
SH
SOLE
60869
0
0
LAKELAND BANCORP INC
COM
511637100
3640
185729
SH
SOLE
185729
0
0
LEAR CORP
COM NEW
521865204
14831
104750
SH
SOLE
104750
0
0
LENNAR CORP
CL A
526057104
6489
126755
SH
SOLE
126755
0
0
LIVE OAK BANCSHARES INC
COM
53803X105
541
25000
SH
SOLE
25000
0
0
M & T BK CORP
COM
55261F104
901
5823
SH
SOLE
5823
0
0
MARLIN BUSINESS SVCS CORP
COM
571157106
13126
509751
SH
SOLE
509751
0
0
MASCO CORP
COM
574599106
5933
174565
SH
SOLE
174565
0
0
MB FINANCIAL INC NEW
COM
55264U108
6509
152017
SH
SOLE
152017
0
0
MBT FINL CORP
COM
578877102
2391
210701
SH
SOLE
210701
0
0
NORWEGIAN CRUISE LINE HLDGS
SHS
G66721104
9022
177835
SH
SOLE
177835
0
0
OLD LINE BANCSHARES INC
COM
67984M100
6379
223972
SH
SOLE
223972
0
0
OLD NATL BANCORP IND
COM
680033107
9580
552157
SH
SOLE
552157
0
0
OLD POINT FINL CORP
COM
680194107
323
10700
SH
SOLE
10700
0
0
ONEMAIN HLDGS INC
COM
68268W103
24717
994635
SH
SOLE
994635
0
0
ORRSTOWN FINL SVCS INC
COM
687380105
14017
627162
SH
SOLE
627162
0
0
OWENS CORNING NEW
COM
690742101
23140
377054
SH
SOLE
377054
0
0
PACIFIC PREMIER BANCORP
COM
69478X105
9678
251040
SH
SOLE
251040
0
0
PACWEST BANCORP DEL
COM
695263103
25270
474459
SH
SOLE
474459
0
0
PEAPACK-GLADSTONE FINL CORP
COM
704699107
30089
1016863
SH
SOLE
1016863
0
0
PENNYMAC FINL SVCS INC
CL A
70932B101
21292
1248786
SH
SOLE
1248786
0
0
PNC FINL SVCS GROUP INC
COM
693475105
18231
151620
SH
SOLE
151620
0
0
POPULAR INC
COM NEW
733174700
2172
53325
SH
SOLE
53325
0
0
PREFERRED BK LOS ANGELES CA
COM NEW
740367404
8976
167283
SH
SOLE
167283
0
0
PREMIER FINL BANCORP INC
COM
74050M105
5115
243201
SH
SOLE
243201
0
0
PRIVATEBANCORP INC
COM
742962103
6496
109421
SH
SOLE
109421
0
0
PROVIDENT BANCORP INC
COM
74383X109
5572
265947
SH
SOLE
265947
0
0
PULTE GROUP INC
COM
745867101
6363
270185
SH
SOLE
270185
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
1073
45219
SH
Put
SOLE
45219
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
620
26122
SH
Put
SOLE
26122
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
242
1026
SH
Put
SOLE
1026
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
136
578
SH
Put
SOLE
578
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
55
234
SH
Put
SOLE
234
0
0
REGIONAL MGMT CORP
COM
75902K106
22175
1141275
SH
SOLE
1141275
0
0
REGIONS FINL CORP NEW
COM
7591EP100
51389
3536752
SH
SOLE
3536752
0
0
REPUBLIC FIRST BANCORP INC
COM
760416107
22974
2767923
SH
SOLE
2767923
0
0
ROYAL BK CDA MONTREAL QUE
COM
780087102
2366
32456
SH
SOLE
32456
0
0
SEACOAST BKG CORP FLA
COM NEW
811707801
50200
2093398
SH
SOLE
2093398
0
0
SHORE BANCSHARES INC
COM
825107105
5555
332408
SH
SOLE
332408
0
0
SIGNATURE BK NEW YORK N Y
COM
82669G104
28132
189582
SH
SOLE
189582
0
0
SVB FINL GROUP
COM
78486Q101
17851
95925
SH
SOLE
95925
0
0
SOUTH ST CORP
COM
840441109
4731
52946
SH
SOLE
52946
0
0
SOUTHERN FIRST BANCSHARES IN
COM
842873101
751
23000
SH
SOLE
23000
0
0
STATE STR CORP
COM
857477103
5524
69388
SH
SOLE
69388
0
0
STERLING BANCORP DEL
COM
85917A100
12833
541457
SH
SOLE
541457
0
0
STEWART INFORMATION SVCS COR
COM
860372101
6552
148300
SH
SOLE
148300
0
0
STONEGATE BK FT LAUDERDALE F
COM
861811107
6019
127820
SH
SOLE
127820
0
0
SUFFOLK BANCORP
COM
864739107
3724
92163
SH
SOLE
92163
0
0
SUNSHINE BANCORP INC
COM
86777J108
5070
242137
SH
SOLE
242137
0
0
SUSSEX BANCORP
COM
869245100
9444
385465
SH
SOLE
385465
0
0
SWIFT TRANSN CO
CL A
87074U101
3139
152830
SH
SOLE
152830
0
0
SYNOVUS FINL CORP
COM NEW
87161C501
11957
291486
SH
SOLE
291486
0
0
TEXAS CAPITAL BANCSHARES INC
COM
88224Q107
18432
220879
SH
SOLE
220879
0
0
COMMUNITY FINL CORP MD
COM
20368X101
16476
457658
SH
SOLE
457658
0
0
FIRST BANCSHARES INC MS
COM
318916103
2994
105039
SH
SOLE
105039
0
0
FIRST LONG IS CORP
COM
320734106
34563
1277762
SH
SOLE
1277762
0
0
TOLL BROTHERS INC
COM
889478103
6215
172101
SH
SOLE
172101
0
0
TOPBUILD CORP
COM
89055F103
912
19396
SH
SOLE
19396
0
0
TRICO BANCSHARES
COM
896095106
4903
137982
SH
SOLE
137982
0
0
TRIUMPH BANCORP INC
COM
89679E300
21227
822745
SH
SOLE
822745
0
0
UNITED BANKSHARES INC WEST V
COM
909907107
7612
180165
SH
SOLE
180165
0
0
UNITY BANCORP INC
COM
913290102
1067
62942
SH
SOLE
62942
0
0
US BANCORP DEL
COM NEW
902973304
59331
1152064
SH
SOLE
1152064
0
0
VALLEY NATL BANCORP
COM
919794107
3850
326307
SH
SOLE
326307
0
0
VERITEX HLDGS INC
COM
923451108
34866
1239889
SH
SOLE
1239889
0
0
WASHINGTONFIRST BANKSHARES I
COM
940730104
14912
532582
SH
SOLE
532582
0
0
WELLS FARGO & CO NEW
COM
949746101
67680
1215959
SH
SOLE
1215959
0
0
WESTERN ALLIANCE BANCORP
COM
957638109
3696
75297
SH
SOLE
75297
0
0
WINTRUST FINL CORP
COM
97650W108
28211
408141
SH
SOLE
408141
0
0
ZIONS BANCORPORATION
COM
989701107
18626
443488
SH
SOLE
443488
0
0