0001405086-16-000579.txt : 20160815
0001405086-16-000579.hdr.sgml : 20160815
20160815103503
ACCESSION NUMBER: 0001405086-16-000579
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160630
FILED AS OF DATE: 20160815
DATE AS OF CHANGE: 20160815
EFFECTIVENESS DATE: 20160815
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT, L.L.C.
CENTRAL INDEX KEY: 0001085393
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10569
FILM NUMBER: 161830670
BUSINESS ADDRESS:
STREET 1: 645 MADISON AVENUE
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-521-9500
MAIL ADDRESS:
STREET 1: 645 MADISON AVENUE
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: Basswood Capital Management LLC
DATE OF NAME CHANGE: 20130814
FORMER COMPANY:
FORMER CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 19990428
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001085393
XXXXXXXX
06-30-2016
06-30-2016
BASSWOOD CAPITAL MANAGEMENT, L.L.C.
645 MADISON AVENUE
10TH FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-10569
Y
Messrs. Bennett Lindenbaum and Matthew Lindenbaum, as Principals of Basswood Capital Management, L.L.C., have investment discretion over the investment portfolios reported herein.
MATTHEW LINDENBAUM
MANAGING MEMBER
212-521-9500
/S/MATTHEW LINDENBAUM
NEW YORK
NY
08-15-2016
0
157
1727914
false
INFORMATION TABLE
2
basswood6-30-2016.xml
1ST CENTURY BANCSHARES INC.
COM
31943X102
660
58849
SH
SOLE
58849
0
0
AERCAP HLDGS NV
SHS
N00985106
15418
459015
SH
SOLE
459015
0
0
AIR LEASE CORP
CL A
00912X302
12282
458642
SH
SOLE
458642
0
0
AMERIPRISE FINL
COM
03076C106
2601
28947
SH
SOLE
28947
0
0
ANIXTER INTL INC
COM
035290105
15262
286456
SH
SOLE
286456
0
0
ASTORIA FINL CORP
COM
046265104
26221
1710458
SH
SOLE
1710458
0
0
BANCORP NEW JERSEY INC NEW
COM
059915108
196
16786
SH
SOLE
16786
0
0
BANK OF AMERICA CORP
COM
060505104
15500
1168038
SH
SOLE
1168038
0
0
BANK OF MARIN BANCORP
COM
063425102
16566
342477
SH
SOLE
342477
0
0
BANK NEW YORK MELLON CORP
COM
064058100
7682
197734
SH
SOLE
197734
0
0
BANK OF THE ST JAMES FINL GP
COM
470299108
2587
211163
SH
SOLE
211163
0
0
BANKFINL CORP
COM
06643P104
1666
138923
SH
SOLE
138923
0
0
BANNER CORP
COM
06652V208
23886
561501
SH
SOLE
561501
0
0
BEACON ROOFING SUPPLY INC
COM
073685109
16097
354004
SH
SOLE
354004
0
0
BELDEN INC
COM
077454106
40152
665096
SH
SOLE
665096
0
0
BLACKROCK INC
COM
09247X101
3230
9429
SH
SOLE
9429
0
0
BOFI HOLDING INC
COM
05566U108
22892
1292631
SH
SOLE
1292631
0
0
BRIDGE BANCORP INC
COM
108035106
46331
1631374
SH
SOLE
1631374
0
0
BRYN MAWR BANK CORP
COM
117665109
23664
810409
SH
SOLE
810409
0
0
BUILDERS FIRSTSOURCE INC
COM
12008R107
3299
293220
SH
SOLE
293220
0
0
CALATLANTIC GROUP INC
COM
128195104
2937
80005
SH
SOLE
80005
0
0
CAMDEN NATIONAL CORP
COM
133034108
9107
216840
SH
SOLE
216840
0
0
CAPITAL ONE FINL CORP
COM
14040H105
18083
284719
SH
SOLE
284719
0
0
CARLISLE COS INC
COM
142339100
35706
337866
SH
SOLE
337866
0
0
CAROLINA BK HLDGS INC GREEN
COM
143785103
2575
147291
SH
SOLE
147291
0
0
CASCADE BANCORP
COM
147154207
20641
3725805
SH
SOLE
3725805
0
0
CENTRAL VALLEY CMNTY BANCORP
COM
155685100
10178
726971
SH
SOLE
726971
0
0
CENTURY CMNTYS INC
COM
156504300
6125
353250
SH
SOLE
353250
0
0
CITIGROUP INC
COM NEW
172967424
8184
193061
SH
SOLE
193061
0
0
CITIZENS FINL GROUP INC
COM
174610105
54997
2752615
SH
SOLE
2752615
0
0
COMERICA INC
COM
200340107
20601
500868
SH
SOLE
500868
0
0
COUSINS PPTYS INC
COM
222795106
152
14659
SH
SOLE
14659
0
0
COVENANT TRANSN GROUP INC
CL A
22284P105
4022
222602
SH
SOLE
222602
0
0
CSX CORP
COM
126408103
3859
147964
SH
SOLE
147964
0
0
CU BANCORP CALIF
COM
126534106
20780
914218
SH
SOLE
914218
0
0
DIAMOND OFFSHORE DRILLING INC
COM
25271C102
205
8417
SH
SOLE
8417
0
0
EAGLE BANCORP INC MD
COM
268948106
2214
46014
SH
SOLE
46014
0
0
EAST WEST BANCORP INC
COM
27579R104
4157
121617
SH
SOLE
121617
0
0
EMCOR GROUP INC
COM
29084Q100
8571
173990
SH
SOLE
173990
0
0
ENSCO PLC
SH CL A
G3157S106
78
7986
SH
SOLE
7986
0
0
EQUITY BANCSHARES INC
COM CL A
29460X109
5737
259106
SH
SOLE
259106
0
0
ESSENT GROUP LTD
COM
G3198U102
3375
154733
SH
SOLE
154733
0
0
FARMERS CAP BK CORP
COM
309562106
19136
699659
SH
SOLE
699659
0
0
FCB FINL HLDGS INC
CL A
30255G103
1829
53788
SH
SOLE
53788
0
0
FELCOR LODGING TRUST INC
COM
31430F101
430
69095
SH
SOLE
69095
0
0
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
12532
334183
SH
SOLE
334183
0
0
FIDELITY NATIONAL INFORMATION SVCS
COM
31620M106
10822
146883
SH
SOLE
146883
0
0
FIDELITY SOUTHERN CORP NEW
COM
316394105
3009
192010
SH
SOLE
192010
0
0
FIFTH THIRD BANCORP
COM
316773100
29522
1678327
SH
SOLE
1678327
0
0
FIRST AMERICAN FINL CORP
COM
31847R102
25133
624890
SH
SOLE
624890
0
0
FIRST BANCORP NC
COM
318910106
1385
78755
SH
SOLE
78755
0
0
FIRST BUSEY CORP
COM NEW
319383204
2507
117193
SH
SOLE
117193
0
0
FIRST CITIZENS BANCSHARES INC
CL A
31946M103
3891
15028
SH
SOLE
15028
0
0
FIRST FOUNDATION INC
COM
32026V104
11750
546510
SH
SOLE
546510
0
0
FIRST INDUSTRIAL REALTY TRUST
COM
32054K103
584
21003
SH
SOLE
21003
0
0
FIRST NIAGARA FINL GP INC
COM
33582V108
4
387
SH
SOLE
387
0
0
FIRST SOUTH BANCORP INC
COM
33646W100
3535
378484
SH
SOLE
378484
0
0
FNB CORP PA
COM
302520101
3753
299316
SH
SOLE
299316
0
0
FIDELITY NATIONAL FINL
FNFV GROUP COM
31620R402
1278
111383
SH
SOLE
111383
0
0
GUARANTY BANCORP DEL
COM NEW
40075T607
23065
1381110
SH
SOLE
1381110
0
0
HALLIBURTON CO
COM
406216101
5083
112234
SH
SOLE
112234
0
0
HARLEY DAVIDSON INC
COM
412822108
20576
454214
SH
SOLE
454214
0
0
HERITAGE FINL CORP WASH
COM
42722X106
804
45717
SH
SOLE
45717
0
0
HERITAGE OAKS BANCORP
COM
42724R107
16448
2071562
SH
SOLE
2071562
0
0
HONEYWELL INTL INC
COM
438516106
18978
163150
SH
SOLE
163150
0
0
HORIZON BANCORP IND
COM
440407104
3600
143215
SH
SOLE
143215
0
0
HOULIHAN LOKEY INC
CL A
441593100
3031
135508
SH
SOLE
135508
0
0
HUNTINGTON BANCSHARES
COM
446150104
22860
2557055
SH
SOLE
2557055
0
0
INDEPENDENT BANK CORP
COM
453838609
14834
1022340
SH
SOLE
1022340
0
0
INSTALLED BUILDING PRODS INC
COM
45780R101
5954
164076
SH
SOLE
164076
0
0
J ALEXANDERS HLDGS INC
COM
46609J106
191
19238
SH
SOLE
19238
0
0
JACOBS ENGR GROUP INC DEL
COM
469814107
686
13780
SH
SOLE
13780
0
0
JPMORGAN CHASE & CO
COM
46625H100
45549
733012
SH
SOLE
733012
0
0
KEYCORP
COM
493267108
26746
2420441
SH
SOLE
2420441
0
0
KINDER MORGAN INC
COM
49456B101
2362
126163
SH
SOLE
126163
0
0
KORNFERRY INTL
COM NEW
500643200
651
31468
SH
SOLE
31468
0
0
LAKELAND BANCORP INC
COM
511637100
4524
397571
SH
SOLE
397571
0
0
LEAR CORP
COM
521865204
8179
80377
SH
SOLE
80377
0
0
MASCO CORP
COM
574599106
5401
174565
SH
SOLE
174565
0
0
MB FINL INC NEW
COM
55264U108
5515
152017
SH
SOLE
152017
0
0
MBT FINL CORP
COM
578877102
7074
884262
SH
SOLE
884262
0
0
METLIFE INC
COM
59156R108
3196
80239
SH
SOLE
80239
0
0
NEW YORK COMNTY BANCORP INC
COM
649445103
1098
73265
SH
SOLE
73265
0
0
NORWEGIAN CRUISE LINE HLDGS LTD
SHS
G66721104
6840
171696
SH
SOLE
171696
0
0
OCEANFIRST FINL CORP
COM
675234108
2756
151661
SH
SOLE
151661
0
0
OLD LINE BANCSHARES INC
COM
67984M100
5692
316241
SH
SOLE
316241
0
0
OLD NATIONAL BANCORP
COM
680033107
8493
677806
SH
SOLE
677806
0
0
OLD SECOND BANCORP INC ILL
COM
680277100
9657
1413919
SH
SOLE
1413919
0
0
ONEMAIN HLDGS INC
COM
68268W103
16378
717701
SH
SOLE
717701
0
0
OPUS BANK IRVINE CALF
COM
684000102
27018
799340
SH
SOLE
799340
0
0
ORRSTOWN FINL SVCS INC
COM
687380105
9036
500629
SH
SOLE
500629
0
0
OWENS CORNING INC
COM
690742101
19426
377054
SH
SOLE
377054
0
0
PACIFIC CONTINENTAL CORP
COM
69412V108
16796
1069104
SH
SOLE
1069104
0
0
PACIFIC PREMIER BANCORP INC
COM
69478X105
6025
251040
SH
SOLE
251040
0
0
PACWEST BANCORP DEL
COM
695263103
18874
474459
SH
SOLE
474459
0
0
PEAPACK GLADSTONE FINL CORP
COM
704699107
18572
1003348
SH
SOLE
1003348
0
0
PENNYMAC FINL SVCS INC
CL A
70932B101
3229
258499
SH
SOLE
258499
0
0
PEOPLE'S UTAH BANCORP
COM
712706209
2344
141200
SH
SOLE
141200
0
0
PNC FINL SVCS GROUP INC
COM
693475105
22134
271947
SH
SOLE
271947
0
0
POPULAR INC
COM
733174700
1562
53325
SH
SOLE
53325
0
0
PREFERRED BANK/LOS ANGELES
COM NEW
740367404
18493
640451
SH
SOLE
640451
0
0
PREMIER FINL BANCORP INC
COM
74050M105
2797
165984
SH
SOLE
165984
0
0
PRIVATEBANCORP INC
COM
742962103
4818
109421
SH
SOLE
109421
0
0
PROVIDENT BANCORP INC
COM
74383X109
2706
175513
SH
SOLE
175513
0
0
PULTE GROUP INC
COM
745867101
2700
138516
SH
SOLE
138516
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
136
648
SH
Put
SOLE
648
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
48
230
SH
Put
SOLE
230
0
0
SELECT SECTOR SPDR TR
SBI INTL-FINL
81369Y605
892
39018
SH
Put
SOLE
39018
0
0
SELECT SECTOR SPDR TR
SBI INTL-FINL
81369Y605
3
128
SH
Put
SOLE
128
0
0
REGIONAL MGMT CORP
COM
75902K106
14842
1012448
SH
SOLE
1012448
0
0
REGIONS FINL CORP NEW
COM
7591EP100
101633
11942752
SH
SOLE
11942752
0
0
REPUBLIC FIRST BANCORP INC
COM
760416107
10010
2322442
SH
SOLE
2322442
0
0
RIVERVIEW BANCORP INC
COM
769397100
5615
1187070
SH
SOLE
1187070
0
0
ROYAL BK CDA MONTREAL QUE
COM
780087102
1918
32456
SH
SOLE
32456
0
0
RYDER SYSTEM INC
COM
783549108
6132
100291
SH
SOLE
100291
0
0
SEACOAST BK CORP FLA
COM NEW
811707801
38748
2385972
SH
SOLE
2385972
0
0
SHORE BANCSHARES INC
COM
825107105
6625
563800
SH
SOLE
563800
0
0
SIERRA BANCORP
COM
82620P102
243
14530
SH
SOLE
14530
0
0
SIGNATURE BK NEW YORK
COM
82669G104
7313
58539
SH
SOLE
58539
0
0
SVB FINL GROUP
COM
78486Q101
42126
442682
SH
SOLE
442682
0
0
SOUTH ST CORP
COM
840441109
2882
42350
SH
SOLE
42350
0
0
SOUTHERN FIRST BANCSHARES INC
COM
842873101
1989
82514
SH
SOLE
82514
0
0
SPX CORP
COM
784635104
476
32072
SH
SOLE
32072
0
0
SPX FLOW INC
COM
78469X107
836
32072
SH
SOLE
32072
0
0
STATE STREET CORP
COM
857477103
3741
69388
SH
SOLE
69388
0
0
STERLING BANCORP DEL
COM
85917A100
15506
987653
SH
SOLE
987653
0
0
STEWART INFORMATION SERVICES
COM
860372101
36307
876765
SH
SOLE
876765
0
0
SUFFOLK BANCORP
COM
864739107
2886
92163
SH
SOLE
92163
0
0
SUNSHINE BANCORP INC
COM
86777J108
1635
115453
SH
SOLE
115453
0
0
SUNTRUST BANKS
COM
867914103
1631
39695
SH
SOLE
39695
0
0
SUSSEX BANCORP
COM
869245100
1461
109386
SH
SOLE
109386
0
0
SWIFT TRANSN CO
CL A
87074U101
4600
298501
SH
SOLE
298501
0
0
SYNOVUS FINL CORP
COM NEW
87161C501
8450
291486
SH
SOLE
291486
0
0
TCF FINL CORP
COM
872275102
1291
102042
SH
SOLE
102042
0
0
TEREX CORP NEW
COM
880779103
3157
155437
SH
SOLE
155437
0
0
TEXAS CAPITAL BANCSHARES INC
COM
88224Q107
10165
217381
SH
SOLE
217381
0
0
COMMUNITY FINL CORP MD
COM
20368X101
10133
457658
SH
SOLE
457658
0
0
FIRST LONG ISLAND CORP
COM
320734106
27611
963072
SH
SOLE
963072
0
0
TIMBERLAND BANCORP INC
COM
887098101
3841
256045
SH
SOLE
256045
0
0
TOLL BROTHERS INC
COM
889478103
3602
133850
SH
SOLE
133850
0
0
TOPBUILD CORP
COM
89055F103
702
19396
SH
SOLE
19396
0
0
TRI POINTE GROUP INC
COM
87265H109
2482
209952
SH
SOLE
209952
0
0
TRICO BANCSHARES
COM
896095106
3808
137982
SH
SOLE
137982
0
0
TRIUMPH BANCORP INC
COM
89679E300
13296
830997
SH
SOLE
830997
0
0
UNITED BANKSHARES INC WEST V
COM
909907107
6758
180165
SH
SOLE
180165
0
0
US BANCORP DEL
COM NEW
902973304
50634
1255493
SH
SOLE
1255493
0
0
VALLEY NATIONAL BANCORP
COM
919794107
2976
326307
SH
SOLE
326307
0
0
VERITEX HLDGS INC
COM
923451108
15527
969236
SH
SOLE
969236
0
0
WASHINGTONFIRST BANKSHARES INC
COM
940730104
9964
461087
SH
SOLE
461087
0
0
WCI CMNTYS INC
COM PAR $0.01
92923C807
3181
188234
SH
SOLE
188234
0
0
WELLS FARGO & CO
COM
949746101
65968
1393786
SH
SOLE
1393786
0
0
WESCO INTL INC
COM
95082P105
17585
341529
SH
SOLE
341529
0
0
WESTERN ALLIANCE BANCORP
COM
957638109
2458
75297
SH
SOLE
75297
0
0
WILLIS TOWERS WATSON PLC PUB LTD
SHS
G96629103
725
5832
SH
SOLE
5832
0
0
WINTRUST FINL CORP
COM
97650W108
4147
81319
SH
SOLE
81319
0
0
YADKIN FINL CORP
COM
984305102
3854
153614
SH
SOLE
153614
0
0
ZIONS BANCORP
COM
989701107
3038
120892
SH
SOLE
120892
0
0