0001405086-16-000496.txt : 20160516
0001405086-16-000496.hdr.sgml : 20160516
20160516094854
ACCESSION NUMBER: 0001405086-16-000496
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160331
FILED AS OF DATE: 20160516
DATE AS OF CHANGE: 20160516
EFFECTIVENESS DATE: 20160516
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT, L.L.C.
CENTRAL INDEX KEY: 0001085393
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10569
FILM NUMBER: 161651145
BUSINESS ADDRESS:
STREET 1: 645 MADISON AVENUE
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-521-9500
MAIL ADDRESS:
STREET 1: 645 MADISON AVENUE
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: Basswood Capital Management LLC
DATE OF NAME CHANGE: 20130814
FORMER COMPANY:
FORMER CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 19990428
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001085393
XXXXXXXX
03-31-2016
03-31-2016
BASSWOOD CAPITAL MANAGEMENT, L.L.C.
645 MADISON AVENUE
10TH FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-10569
Y
Messrs. Bennett Lindenbaum and Matthew Lindenbaum, as Principals of Basswood Capital Management, L.L.C., have investment discretion over the investment portfolios reported herein.
MATTHEW LINDENBAUM
MANAGING MEMBER
212-521-9500
/S/MATTHEW LINDENBAUM
NEW YORK
NY
05-12-2016
0
173
1846166
false
INFORMATION TABLE
2
basswood-table-rev-3-31-2016.xml
1ST CENTURY BANCSHARES, INC.
COM
31943X102
1055
96127
SH
SOLE
0
96127
0
0
AERCAP HOLDINGS NV
SHS
N00985106
9729
250996
SH
SOLE
0
250996
0
0
AIR LEASE CORP
CL A
00912X302
3803
118394
SH
SOLE
0
118394
0
0
ANCHOR BANCORP WISCONSIN INC DEL
COM
03283P106
5245
116398
SH
SOLE
0
116398
0
0
ANIXTER INTERNATIONAL INC
COM
035290105
14927
286456
SH
SOLE
0
286456
0
0
ASTORIA FINANCIAL CORP.
COM
046265104
27094
1710458
SH
SOLE
0
1710458
0
0
BANCORP NEW JERSEY INC NEW
COM
059915108
509
41767
SH
SOLE
0
41767
0
0
BANK OF AMERICA CORP.
COM
060505104
15792
1168038
SH
SOLE
0
1168038
0
0
BANK OF MARIN BANCORP
COM
063425102
16342
332029
SH
SOLE
0
332029
0
0
BANK OF NEW YORK
COM
064058100
8514
231166
SH
SOLE
0
231166
0
0
BANK OF THE ST JAMES FINL GP
COM
470299108
2464
210450
SH
SOLE
0
210450
0
0
BANKFINANCIAL CORPORATION
COM
06643P104
17300
1463657
SH
SOLE
0
1463657
0
0
BANNER CORPORATION
COM
06652V208
9967
237075
SH
SOLE
0
237075
0
0
BB&T CORPORATION
COM
054937107
13896
417660
SH
SOLE
0
417660
0
0
BEACON ROOFING SUPPLY INC.
COM
073685109
14518
354004
SH
SOLE
0
354004
0
0
BELDEN INC.
COM
077454106
40824
665096
SH
SOLE
0
665096
0
0
BLACKROCK INC.
COM
09247X101
3808
11181
SH
SOLE
0
11181
0
0
BOFI HOLDING, INC.
COM
05566U108
23539
1103062
SH
SOLE
0
1103062
0
0
BREITBURN ENERGY PARTNERS L.P.
COM UT LTD PTN
106776107
20
35689
SH
SOLE
0
35689
0
0
BRIDGE BANCORP, INC.
COM
108035106
50418
1654688
SH
SOLE
0
1654688
0
0
BRYN MAWR BANK CORP
COM
117665109
24731
961183
SH
SOLE
0
961183
0
0
BUILDERS FIRSTSOURCE, INC.
COM
12008R107
3305
293220
SH
SOLE
0
293220
0
0
CAESARSTONE SDOT-YAM LTD
ORD SHS
M20598104
911
26523
SH
SOLE
0
26523
0
0
CAMDEN NATIONAL CORP.
COM
133034108
9107
216840
SH
SOLE
0
216840
0
0
CAPITAL CITY BANK GROUP, INC.
COM
139674105
2763
189362
SH
SOLE
0
189362
0
0
CARDINAL FINANCIAL CORPORATION
COM
14149F109
20345
999756
SH
SOLE
0
999756
0
0
CARLISLE COS INC.
COM
142339100
33618
337866
SH
SOLE
0
337866
0
0
CAROLINA BK HLDGS INC GREENS
COM
143785103
7042
419146
SH
SOLE
0
419146
0
0
CASCADE BANCORP
COM
147154207
21636
3789117
SH
SOLE
0
3789117
0
0
CENTRAL PACIFIC FINANCIAL CORP.
COM
154760409
14213
652850
SH
SOLE
0
652850
0
0
CENTRAL VALLEY COMMTY BANCORP
COM
155685100
10680
959592
SH
SOLE
0
959592
0
0
CENTURY COMMUNITIES INC.
COM
156504300
6163
361063
SH
SOLE
0
361063
0
0
CITIGROUP INC.
COM
172967424
8060
193061
SH
SOLE
0
193061
0
0
CITIZENS FINANCIAL GROUP INC.
COM
174610105
67444
3219285
SH
SOLE
0
3219285
0
0
COMERICA, INC.
COM
200340107
33475
883944
SH
SOLE
0
883944
0
0
COUSINS PROPERTIES INC.
COM
222795106
152
14659
SH
SOLE
0
14659
0
0
COVENANT TRANSN GROUP INC
COM
22284P105
4413
182441
SH
SOLE
0
182441
0
0
CSX CORP.
COM
126408103
3344
129872
SH
SOLE
0
129872
0
0
CU BANCORP CALIF
COM
126534106
26716
1261995
SH
SOLE
0
1261995
0
0
DIAMOND OFFSHORE DRILLING, INC.
COM
25271C102
183
8417
SH
SOLE
0
8417
0
0
EAGLE BANCORP, INC. MD
COM
268948106
2209
46014
SH
SOLE
0
46014
0
0
EAST WEST BANCORP INC
COM
27579R104
8727
268698
SH
SOLE
0
268698
0
0
EMCOR GROUP INC.
COM
29084Q100
8865
182412
SH
SOLE
0
182412
0
0
ENSCO PLC
SHS CLASS A
G3157S106
83
7986
SH
SOLE
0
7986
0
0
EQUITY BANCSHARES INC
COM CL A
29460X109
3976
189325
SH
SOLE
0
189325
0
0
ESSENT GROUP LTD.
COM
G3198U102
3738
179690
SH
SOLE
0
179690
0
0
FARMERS CAP BK CORP
COM
309562106
19544
739745
SH
SOLE
0
739745
0
0
FCB FINL HLDGS INC
CL A
30255G103
1789
53788
SH
SOLE
0
53788
0
0
FELCOR LODGING TRUST INC
COM
31430F101
561
69095
SH
SOLE
0
69095
0
0
FIDELITY NATIONAL FINANCIAL INC.
FNF GROUP COM
31620R303
11329
334183
SH
SOLE
0
334183
0
0
FIDELITY NATL INFORMATION SV
COM
31620M106
9299
146883
SH
SOLE
0
146883
0
0
FIDELITY SOUTHERN CORP NEW
COM
316394105
3080
192010
SH
SOLE
0
192010
0
0
FIFTH THIRD BANCORP
COM
316773100
5255
314836
SH
SOLE
0
314836
0
0
FINANCIAL INSTITUTIONS, INC
COM
317585404
2276
78277
SH
SOLE
0
78277
0
0
FIRST AMERN FINL CORP
COM
31847R102
24046
630975
SH
SOLE
0
630975
0
0
FIRST BANCORP
COM
318910106
18946
1005099
SH
SOLE
0
1005099
0
0
FIRST CITIZENS BANCSHARES INC.
COM
31946M103
3773
15028
SH
SOLE
0
15028
0
0
FIRST FNDTN INC
COM
32026V104
12569
560367
SH
SOLE
0
560367
0
0
FIRST HORIZON NATIONAL CORP.
COM
320517105
10941
835174
SH
SOLE
0
835174
0
0
FIRST INDUSTRIAL REALTY TRUST
COM
32054K103
478
21003
SH
SOLE
0
21003
0
0
FIRST NIAGARA FINL GP INC
COM
33582V108
4
387
SH
SOLE
0
387
0
0
FIRST SOUTH BANCORP INC
COM
33646W100
3813
462159
SH
SOLE
0
462159
0
0
FNB CORPORATION
COM
302520101
3894
299316
SH
SOLE
0
299316
0
0
FIDELITY NATIONAL FINANCIAL
FNFV GROUP COM
31620R402
1209
111383
SH
SOLE
0
111383
0
0
GUARANTY BANCORP DEL
COM NEW
40075T607
23072
1492370
SH
SOLE
0
1492370
0
0
HALLIBURTON COMPANY
COM
406216101
4009
112234
SH
SOLE
0
112234
0
0
HAMPTON ROADS BANKSHARES, INC.
COM NEW
409321502
3538
1998741
SH
SOLE
0
1998741
0
0
HARLEY-DAVIDSON INC
COM
412822108
23315
454214
SH
SOLE
0
454214
0
0
HERITAGE OAKS BANCORP
COM
42724R107
17089
2193664
SH
SOLE
0
2193664
0
0
HONEYWELL INTL INC
COM
438516106
18281
163150
SH
SOLE
0
163150
0
0
HORIZON BANCORP
COM
440407104
4032
163092
SH
SOLE
0
163092
0
0
HOULIHAN LOKEY INC.
CL A
441593100
2819
113221
SH
SOLE
0
113221
0
0
HUNTINGTON BANCSHARES
COM
446150104
23997
2515410
SH
SOLE
0
2515410
0
0
INDEPENDENT BANK CORP MICH
COM NEW
453838609
14875
1022340
SH
SOLE
0
1022340
0
0
INSTALLED BLDG PRODS INC
COM
45780R101
4366
164076
SH
SOLE
0
164076
0
0
J. ALEXANDER'S HOLDINGS, INC.
COM
46609J106
203
19238
SH
SOLE
0
19238
0
0
JACOBS ENGR GROUP INC DEL
COM
469814107
600
13780
SH
SOLE
0
13780
0
0
JP MORGAN CHASE & CO.
COM
46625H100
43409
733012
SH
SOLE
0
733012
0
0
KEYCORP
COM
493267108
22422
2030956
SH
SOLE
0
2030956
0
0
KINDER MORGAN INC. DEL
COM
49456B101
2253
126163
SH
SOLE
0
126163
0
0
KORN/FERRY INTERNATIONAL
COM
500643200
1713
60558
SH
SOLE
0
60558
0
0
LAKE SUNAPEE BANK GROUP
COM
510866106
2084
149049
SH
SOLE
0
149049
0
0
LAKELAND BANCORP, INC.
COM
511637100
2013
198295
SH
SOLE
0
198295
0
0
LEAR CORP.
COM NEW
521865204
8936
80377
SH
SOLE
0
80377
0
0
LINN ENERGY LLC
UNIT LTD LIAB
536020100
14
39726
SH
SOLE
0
39726
0
0
LINNCO LLC
COM SHS LTD INT
535782106
12
32996
SH
SOLE
0
32996
0
0
M&T BANK CORP
COM
55261F104
8735
78690
SH
SOLE
0
78690
0
0
MACATAWA BANK CORP
COM
554225102
2938
470121
SH
SOLE
0
470121
0
0
MASCO CORP.
COM
574599106
5490
174565
SH
SOLE
0
174565
0
0
MB FINANCIAL, INC. NEW
COM
55264U108
4933
152017
SH
SOLE
0
152017
0
0
MBT FINL CORP
COM
578877102
8919
1108006
SH
SOLE
0
1108006
0
0
METHODE ELECTRONICS INC
COM
591520200
1364
46635
SH
SOLE
0
46635
0
0
METLIFE INC
COM
59156R108
3526
80239
SH
SOLE
0
80239
0
0
NEW YORK CMNTY BANCORP INC
COM
649445103
1165
73265
SH
SOLE
0
73265
0
0
NORWEGIAN CRUISE LINE HLDG
SHS
G66721104
9016
163068
SH
SOLE
0
163068
0
0
OLD LINE BANCSHARES, INC.
COM
67984M100
7141
396055
SH
SOLE
0
396055
0
0
OLD NATIONAL BANCORP
COM
680033107
3753
307896
SH
SOLE
0
307896
0
0
OLD SECOND BANCORP INC ILL
COM
680277100
10224
1425983
SH
SOLE
0
1425983
0
0
ONEMAIN HOLDINGS INC.
COM
68268W103
7033
256405
SH
SOLE
0
256405
0
0
OPUS BK IRVINE CALIF
COM
684000102
27389
805551
SH
SOLE
0
805551
0
0
ORRSTOWN FINANCIAL SERVICES, INC.
COM
687380105
8998
519532
SH
SOLE
0
519532
0
0
OWENS CORNING INC.
COM
690742101
17827
377054
SH
SOLE
0
377054
0
0
PACIFIC CONTINENTAL CORP
COM
69412V108
19978
1238580
SH
SOLE
0
1238580
0
0
PACIFIC PREMIER BANCORP, INC.
COM
69478X105
23513
1100270
SH
SOLE
0
1100270
0
0
PACWEST BANCORP
COM
695263103
17626
474459
SH
SOLE
0
474459
0
0
PEAPACK GLADSTONE FINANCIAL CORP.
COM
704699107
7923
468797
SH
SOLE
0
468797
0
0
PENNYMAC FINL SVCS INC
CL A
70932B101
5515
468954
SH
SOLE
0
468954
0
0
PEOPLES BANCORP INC.
COM
709789101
2727
139581
SH
SOLE
0
139581
0
0
PEOPLE'S UTAH BANCORP
COM
712706209
6384
403287
SH
SOLE
0
403287
0
0
PNC FINANCIAL SERVICES GROUP, INC.
COM
693475105
17737
209729
SH
SOLE
0
209729
0
0
POPULAR, INC.
COM NEW
733174700
1526
53325
SH
SOLE
0
53325
0
0
PREFERRED BK LOS ANGELES CA
COM NEW
740367404
21844
722121
SH
SOLE
0
722121
0
0
PREMIER FINANCIAL BANCORP INC.
COM
74050M105
2630
166850
SH
SOLE
0
166850
0
0
PRIVATEBANCORP INC
COM
742962103
4224
109421
SH
SOLE
0
109421
0
0
PROVIDENT BANCORP INC
COM
74383X109
2696
203772
SH
SOLE
0
203772
0
0
PULASKI FINANCIAL CORP.
COM
745548107
2396
148346
SH
SOLE
0
148346
0
0
PULTE HOMES INC.
COM
745867101
4098
219008
SH
SOLE
0
219008
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
3
128
SH
Put
SOLE
0
128
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
2
72
SH
Put
SOLE
0
72
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
20
99
SH
Put
SOLE
0
99
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
134
654
SH
Put
SOLE
0
654
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
8219
39990
SH
Put
SOLE
0
39990
0
0
REGIONAL MANAGEMENT CORP.
COM
75902K106
17611
1029285
SH
SOLE
0
1029285
0
0
REGIONS FINANCIAL CORP. NEW
COM
7591EP100
54933
6997819
SH
SOLE
0
6997819
0
0
REPUBLIC FIRST BANCORP, INC.
COM
760416107
9978
2370113
SH
SOLE
0
2370113
0
0
RIVERVIEW BANCORP, INC.
COM
769397100
6347
1511248
SH
SOLE
0
1511248
0
0
ROYAL BK CDA MONTREAL QUE
COM
780087102
1868
32456
SH
SOLE
0
32456
0
0
RYDER SYSTEM INC
COM
783549108
6497
100291
SH
SOLE
0
100291
0
0
SEACOAST BKG CORP FLA
COM NEW
811707801
37674
2385972
SH
SOLE
0
2385972
0
0
SHORE BANCSHARES INC
COM
825107105
7651
638642
SH
SOLE
0
638642
0
0
SIERRA BANCORP
COM
82620P102
5588
307869
SH
SOLE
0
307869
0
0
SVB FINL GROUP
COM
78486Q101
41008
401840
SH
SOLE
0
401840
0
0
SOUTH ST CORP
COM
840441109
2720
42350
SH
SOLE
0
42350
0
0
SOUTHERN FIRST BANCSHARES INC
COM
842873101
5764
236151
SH
SOLE
0
236151
0
0
SPX CORPORATION
COM
784635104
482
32072
SH
SOLE
0
32072
0
0
SPX FLOW, INC.
COM
78469X107
804
32072
SH
SOLE
0
32072
0
0
STATE STREET CORP.
COM
857477103
4061
69388
SH
SOLE
0
69388
0
0
STERLING BANCORP DEL
COM
85917A100
13097
822167
SH
SOLE
0
822167
0
0
STEWART INFORMATION SVCS COR
COM
860372101
36349
1001903
SH
SOLE
0
1001903
0
0
SUFFOLK BANCORP
COM
864739107
29463
1167322
SH
SOLE
0
1167322
0
0
SUNSHINE BANCORP INC.
COM
86777J108
1684
115787
SH
SOLE
0
115787
0
0
SUNTRUST BKS INC
COM
867914103
1432
39695
SH
SOLE
0
39695
0
0
SUSSEX BANCORP
COM
869245100
795
63608
SH
SOLE
0
63608
0
0
SWIFT TRANSPORTATION CO
CL A
87074U101
4509
242009
SH
SOLE
0
242009
0
0
SYNOVUS FINL CORP
COM NEW
87161C501
8427
291486
SH
SOLE
0
291486
0
0
TCF FINANCIAL CORP.
COM
872275102
13255
1081180
SH
SOLE
0
1081180
0
0
TEREX CORP NEW
COM
880779103
3867
155437
SH
SOLE
0
155437
0
0
TEXAS CAPITAL BANCSHARES INC
COM
88224Q107
9532
248357
SH
SOLE
0
248357
0
0
COMMUNITY FINL CORP MD
COM
20368X101
9624
456209
SH
SOLE
0
456209
0
0
FIRST BANCSHARES INC MS
COM
318916103
1723
110236
SH
SOLE
0
110236
0
0
FIRST LONG IS CORP
COM
320734106
27373
960455
SH
SOLE
0
960455
0
0
TIMBERLAND BANCORP, INC.
COM
887098101
3907
309077
SH
SOLE
0
309077
0
0
TOLL BROTHERS INC.
COM
889478103
1819
61644
SH
SOLE
0
61644
0
0
TOPBUILD CORP.
COM
89055F103
577
19396
SH
SOLE
0
19396
0
0
TRI POINTE GROUP, INC.
COM
87265H109
2921
247942
SH
SOLE
0
247942
0
0
TRICO BANCSHARES
COM
896095106
3494
137982
SH
SOLE
0
137982
0
0
TRIUMPH BANCORP INC.
COM
89679E300
11933
753821
SH
SOLE
0
753821
0
0
UNION BANKSHARES CORP NEW
COM
90539J109
8371
339852
SH
SOLE
0
339852
0
0
UNITED BANKSHARES INC WEST V
COM
909907107
6612
180165
SH
SOLE
0
180165
0
0
UNITED RENTALS INC
COM
911363109
1682
27047
SH
SOLE
0
27047
0
0
UNITY BANCORP INC
COM
913290102
7363
647551
SH
SOLE
0
647551
0
0
US BANCORP DEL
COM NEW
902973304
46762
1152064
SH
SOLE
0
1152064
0
0
VALLEY NATIONAL BANCORP
COM
919794107
3113
326307
SH
SOLE
0
326307
0
0
VERITEX HOLDINGS INC.
COM
923451108
13317
916513
SH
SOLE
0
916513
0
0
WASHINGTONFIRST BANKSHARES I
COM
940730104
13240
605969
SH
SOLE
0
605969
0
0
WCI CMNTYS INC
COM PAR $0.01
92923C807
2980
160404
SH
SOLE
0
160404
0
0
WELLS FARGO & CO NEW
COM
949746101
58804
1215959
SH
SOLE
0
1215959
0
0
WESCO INTERNATIONAL INC.
COM
95082P105
18671
341529
SH
SOLE
0
341529
0
0
WESTERN ALLIANCE BANCORP
COM
957638109
2513
75297
SH
SOLE
0
75297
0
0
WILLIS TOWERS WATSON PUB LTD
SHS
G96629103
2827
23822
SH
SOLE
0
23822
0
0
WINTRUST FINL CORP
COM
97650W108
5876
132520
SH
SOLE
0
132520
0
0
YADKIN FINL CORP
COM
984305102
3636
153614
SH
SOLE
0
153614
0
0
ZIONS BANCORPORATION
COM
989701107
22465
927909
SH
SOLE
0
927909
0
0