0001405086-15-000298.txt : 20151116
0001405086-15-000298.hdr.sgml : 20151116
20151116111143
ACCESSION NUMBER: 0001405086-15-000298
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150930
FILED AS OF DATE: 20151116
DATE AS OF CHANGE: 20151116
EFFECTIVENESS DATE: 20151116
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT, L.L.C.
CENTRAL INDEX KEY: 0001085393
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10569
FILM NUMBER: 151232533
BUSINESS ADDRESS:
STREET 1: 645 MADISON AVENUE
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-521-9500
MAIL ADDRESS:
STREET 1: 645 MADISON AVENUE
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: Basswood Capital Management LLC
DATE OF NAME CHANGE: 20130814
FORMER COMPANY:
FORMER CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 19990428
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001085393
XXXXXXXX
09-30-2015
09-30-2015
BASSWOOD CAPITAL MANAGEMENT, L.L.C.
645 MADISON AVENUE
10TH FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-10569
Y
Messrs. Bennett Lindenbaum and Matthew Lindenbaum, as Principals of Basswood Capital Management, L.L.C., have investment discretion over the investment portfolios reported herein.
MATTHEW LINDENBAUM
MANAGING MEMBER
212-521-9500
/S/MATTHEW LINDENBAUM
NEW YORK
NY
11-16-2015
0
175
2028223
false
INFORMATION TABLE
2
basswood-9-30-2015table.xml
1ST CENTURY BANCSHARES INC
COM
31943X102
3325
420925
SH
SOLE
0
420925
0
0
AMERIPRISE FINL
COM
03076C106
3071
28138
SH
SOLE
0
28138
0
0
AMERIS BANCORP
COM
03076K108
144
5000
SH
SOLE
0
5000
0
0
ANCHOR BANCORP WIS INC DEL
COM
03283P106
18213
427629
SH
SOLE
0
427629
0
0
ANIXTER INTERNATIONAL INC
COM
35290105
18604
321984
SH
SOLE
0
321984
0
0
ASTORIA FINL CORP
COM
46265104
150573
9352357
SH
SOLE
0
9352357
0
0
BANK OF AMER CORP
COM
60505104
33412
2144517
SH
SOLE
0
2144517
0
0
BANK OF MARIN BANCORP
COM
63425102
12739
265448
SH
SOLE
0
265448
0
0
BANK OF NEW YORK MELLON CORP
COM
64058100
6261
159912
SH
SOLE
0
159912
0
0
BANKFINL CORP
COM
06643P104
25360
2040256
SH
SOLE
0
2040256
0
0
BEACON ROOFING SUPPLY INC
COM
73685109
11502
354004
SH
SOLE
0
354004
0
0
BELDEN INC
COM
77454106
30767
658971
SH
SOLE
0
658971
0
0
BLACKROCK INC
COM
09247X101
3920
13179
SH
SOLE
0
13179
0
0
BREITBURN ENERGY PARTNERS LP
COM UT LTD PTN
106776107
122
59865
SH
SOLE
0
59865
0
0
BRIDGE BANCORP INC
COM
108035106
47351
1772772
SH
SOLE
0
1772772
0
0
BRYN MAWR BK CORP
COM
117665109
11415
367411
SH
SOLE
0
367411
0
0
BUILDERS FIRSTSOURCE INC
COM
12008R107
3718
293220
SH
SOLE
0
293220
0
0
CAPITAL CITY BANK GROUP INC
COM
139674105
1121
75165
SH
SOLE
0
75165
0
0
CARDINAL FINL CORP
COM
14149F109
20783
903232
SH
SOLE
0
903232
0
0
CARLISLE COS INC
COM
142339100
29523
337866
SH
SOLE
0
337866
0
0
CAROLINA BANK HOLDINGS INC
COM
143785103
5502
423527
SH
SOLE
0
423527
0
0
CASCADE BANCORP
COM NEW
147154207
16771
3100035
SH
SOLE
0
3100035
0
0
CENTERSTATE BANKS INC
COM
15201P109
37002
2517166
SH
SOLE
0
2517166
0
0
CENTRAL PACIFIC FINL CORP
COM NEW
154760409
9213
439365
SH
SOLE
0
439365
0
0
CENTRAL VALLEY CMNTY BANCORP
COM
155685100
8681
717468
SH
SOLE
0
717468
0
0
CENTURY CMNTYS INC
COM
156504300
5282
266080
SH
SOLE
0
266080
0
0
CIT GROUP HLDGS INC
COM NEW
125581801
4338
108375
SH
SOLE
0
108375
0
0
CITIGROUP INC
COM
172967424
9578
193061
SH
SOLE
0
193061
0
0
CITIZENS FINL GROUP INC
COM
174610105
45861
1922079
SH
SOLE
0
1922079
0
0
CITY NATIONAL CORP
COM
178566105
8487
96372
SH
SOLE
0
96372
0
0
CMNTY FINL CORP MD
COM
20368X101
10690
454911
SH
SOLE
0
454911
0
0
COMERICA INC
COM
200340107
22598
549826
SH
SOLE
0
549826
0
0
COMMERCE BANCSHARES INC
COM
200525103
9173
201328
SH
SOLE
0
201328
0
0
COUSINS PPTYS INC
COM
222795106
135
14659
SH
SOLE
0
14659
0
0
COVENANT TRANS GROUP INC
COM
22284P105
399
22226
SH
SOLE
0
22226
0
0
CU BANCORP CALIF
COM
126534106
28055
1249104
SH
SOLE
0
1249104
0
0
DANA HOLDING CORP
COM
235825205
4426
278732
SH
SOLE
0
278732
0
0
DIAMOND OFFSHORE DRILLING INC
COM
25271C102
270
15580
SH
SOLE
0
15580
0
0
DUKE REALTY CORP
COM NEW
264411505
611
32095
SH
SOLE
0
32095
0
0
EAGLE BANCORP INC
COM
268948106
2178
47873
SH
SOLE
0
47873
0
0
EASTERN VA BANKSHARES INC
COM
277196101
3382
501023
SH
SOLE
0
501023
0
0
EMCOR GROUP INC
COM
29084Q100
7894
178385
SH
SOLE
0
178385
0
0
ENERSYS
COM
29275Y102
2886
53865
SH
SOLE
0
53865
0
0
ENSCO PLC
SH CL A
G3157S106
112
7986
SH
SOLE
0
7986
0
0
ENTERPRISE FINL SVCS CORP
COM
293712105
570
22632
SH
SOLE
0
22632
0
0
ESSENT GROUP LTD
COM
G3198U102
10893
438335
SH
SOLE
0
438335
0
0
FARMERS CAP BK CORP
COM
309562106
18275
735399
SH
SOLE
0
735399
0
0
FCB FINL HLDGS INC
CL A
30255G103
1755
53788
SH
SOLE
0
53788
0
0
FELCOR LODGING TRUST INC
COM
31430F101
489
69095
SH
SOLE
0
69095
0
0
FIDELITY NATIONAL FINANCIAL
FNFV GROUP COM
31620R402
1305
111383
SH
SOLE
0
111383
0
0
FIDELITY NATIONAL FINL INC
FNF GROUP COM
31620R303
11853
334183
SH
SOLE
0
334183
0
0
FIDELITY NATIONAL INFORMATION SVCS
COM
31620M106
9853
146883
SH
SOLE
0
146883
0
0
FIFTH THIRD BANCORP
COM
316773100
14293
755821
SH
SOLE
0
755821
0
0
FIRST AMERICAN FINL CORP
COM
31847R102
15282
391140
SH
SOLE
0
391140
0
0
FIRST BANCORP
COM
318910106
17507
1029837
SH
SOLE
0
1029837
0
0
FIRST BANCSHARES INC
COM
318916103
6315
361460
SH
SOLE
0
361460
0
0
FIRST CITIZENS BANCSHARES INC
CL A
31946M103
3396
15028
SH
SOLE
0
15028
0
0
FIRST CONN BANCORP INC MD
COM
319850103
15505
961856
SH
SOLE
0
961856
0
0
FIRST FNDTN INC
COM
32026V104
7371
323717
SH
SOLE
0
323717
0
0
FIRST INDUSTRIAL REALTY TRUST
COM
32054K103
440
21003
SH
SOLE
0
21003
0
0
FIRST LONG ISL CORP
COM
320734106
25098
928524
SH
SOLE
0
928524
0
0
FIRST NIAGARA FINL GP INC
COM
33582V108
4
387
SH
SOLE
0
387
0
0
FIRST SEC GROUP INC
COM NEW
336312202
6181
2482473
SH
SOLE
0
2482473
0
0
FIRST SOUTH BANCORP INC
COM
33646W100
3652
462270
SH
SOLE
0
462270
0
0
FULTON FINL CORP PA
COM
360271100
3481
287668
SH
SOLE
0
287668
0
0
GENERAL CABLE CORP DEL NEW
COM
369300108
350
29435
SH
SOLE
0
29435
0
0
GUARANTY BANCORP DEL
COM NEW
40075T607
22467
1364099
SH
SOLE
0
1364099
0
0
HALLIBURTON CO
COM
406216101
3967
112234
SH
SOLE
0
112234
0
0
HAMPTON ROADS BANKSHARES INC
COM NEW
409321502
7339
3862416
SH
SOLE
0
3862416
0
0
HANCOCK HOLDING CO
COM
410120109
9499
351170
SH
SOLE
0
351170
0
0
HARLEY DAVIDSON INC
COM
412822108
24936
454214
SH
SOLE
0
454214
0
0
HEIDRICK & STRUGGLES INT'L INC
COM
422819102
2583
132820
SH
SOLE
0
132820
0
0
HERITAGE OAKS BANCORP
COM
42724R107
17218
2163053
SH
SOLE
0
2163053
0
0
HONEYWELL INTL INC
COM
438516106
15449
163150
SH
SOLE
0
163150
0
0
HOULIHAN LOKEY INC
CL A
441593100
12299
564185
SH
SOLE
0
564185
0
0
HUNTINGTON BANCSHARES
COM
446150104
7765
732592
SH
SOLE
0
732592
0
0
INDEPENDENT BANK CORP MICH
COM NEW
453838609
16443
1114031
SH
SOLE
0
1114031
0
0
INDEPENDENT BANK GROUP INC
COM
45384B106
1356
35290
SH
SOLE
0
35290
0
0
INSTALLED BLDG PRODS INC
COM
45780R101
4148
164076
SH
SOLE
0
164076
0
0
J ALEXANDER'S HLDGS INC
COM
46609J106
192
19238
SH
SOLE
0
19238
0
0
JACOBS ENGR GROUP INC
COM
469814107
516
13780
SH
SOLE
0
13780
0
0
JP MORGAN CHASE & CO
COM
46625H100
44692
733012
SH
SOLE
0
733012
0
0
KINDER MORGAN INC
COM
49456B101
159
5729
SH
SOLE
0
5729
0
0
KORN/FERRY INTL
COM NEW
500643200
2619
79201
SH
SOLE
0
79201
0
0
LAKELAND BANCORP INC
COM
511637100
2063
185729
SH
SOLE
0
185729
0
0
LEAR CORP
COM
521865204
8743
80377
SH
SOLE
0
80377
0
0
LINN ENERGY LLC
UNIT LTD LIAB
536020100
179
66496
SH
SOLE
0
66496
0
0
LINNCO LLC
COM SHS LTD INT
535782106
150
55291
SH
SOLE
0
55291
0
0
MACATAWA BANK CORP
COM
554225102
2435
470121
SH
SOLE
0
470121
0
0
MASCO CORP
COM
574599106
4396
174565
SH
SOLE
0
174565
0
0
MB FINL INC NEW
COM
55264U108
4962
152017
SH
SOLE
0
152017
0
0
MBT FINL CORP
COM
578877102
7532
1207106
SH
SOLE
0
1207106
0
0
METLIFE INC
COM
59156R108
17109
362854
SH
SOLE
0
362854
0
0
METRO BANCORP INC PA
COM
59161R101
3707
126134
SH
SOLE
0
126134
0
0
NEW YORK CMNTYBANCORP INC
COM
649445103
1323
73265
SH
SOLE
0
73265
0
0
NEWBRIDGE BANCORP
CL A NO PAR
65080T102
30272
3548840
SH
SOLE
0
3548840
0
0
NORWEGIAN CRUISE LINE HLDGS LTD
SHS
G66721104
3840
67015
SH
SOLE
0
67015
0
0
OCEANFIRST FINL CORP
COM
675234108
8166
474215
SH
SOLE
0
474215
0
0
OLD LINE BANCSHARES INC
COM
67984M100
5810
357302
SH
SOLE
0
357302
0
0
OLD NATIONAL BANCORP IND
COM
680033107
4289
307896
SH
SOLE
0
307896
0
0
OLD SECOND BANCORP INC ILL
COM
680277100
8981
1441521
SH
SOLE
0
1441521
0
0
OPUS BK IRVINE CALIF
COM
684000102
28103
734924
SH
SOLE
0
734924
0
0
ORRSTOWN FINL SVCS INC
COM
687380105
8938
530146
SH
SOLE
0
530146
0
0
OSHKOSH CORP
COM
688239201
9169
252378
SH
SOLE
0
252378
0
0
OWENS CORNING NEW
COM
690742101
15802
377054
SH
SOLE
0
377054
0
0
PACIFIC CONTINENTAL CORP
COM
69412V108
20742
1558352
SH
SOLE
0
1558352
0
0
PACIFIC PREMIER BANCORP INC
COM
69478X105
23267
1145040
SH
SOLE
0
1145040
0
0
PACWEST BANCORP
COM
695263103
9269
216514
SH
SOLE
0
216514
0
0
PEAPACK GLADSTONE FINL CORP
COM
704699107
14235
672408
SH
SOLE
0
672408
0
0
PENNYMAC FINL SERVICE
COM NEW
70932B101
11257
703549
SH
SOLE
0
703549
0
0
PEOPLE'S UTAH BANCORP
COM
712706209
4108
251877
SH
SOLE
0
251877
0
0
PNC FINL SVCS GROUP INC
COM
693475105
14393
161358
SH
SOLE
0
161358
0
0
POPULAR INC
COM
733174700
1612
53325
SH
SOLE
0
53325
0
0
PREFERRED BANK/LOS ANGELES
COM NEW
740367404
24231
766788
SH
SOLE
0
766788
0
0
PREMIER FINL BANCORP INC
COM
74050M105
1551
108926
SH
SOLE
0
108926
0
0
PRIVATEBANCORP INC
COM
742962103
4194
109421
SH
SOLE
0
109421
0
0
PROVIDENT BANCORP INC
COM
74383X109
2433
196406
SH
SOLE
0
196406
0
0
PULASKI FINL CORP
COM
745548107
10530
777150
SH
SOLE
0
777150
0
0
REGIONAL MGMT CORP
COM
75902K106
16836
1086206
SH
SOLE
0
1086206
0
0
REGIONS FINL CORP NEW
COM
7591EP100
44507
4939757
SH
SOLE
0
4939757
0
0
REMY INTL
COM
75971M108
582
19914
SH
SOLE
0
19914
0
0
REPUBLIC FIRST BANCORP INC
COM
760416107
9610
2583259
SH
SOLE
0
2583259
0
0
RIVERVIEW BANCORP INC
COM
769397100
6799
1431461
SH
SOLE
0
1431461
0
0
RYDER SYSTEM INC
COM
783549108
5483
74051
SH
SOLE
0
74051
0
0
SEACOAST BANKING CORP FLA
COM NEW
811707801
26057
1774973
SH
SOLE
0
1774973
0
0
SELECT SECTOR SPDR
SBI INT-FINL
81369Y605
735
32437
SH
Put
SOLE
0
32437
0
0
SELECT SECTOR SPDR
SBI INT-FINL
81369Y605
601
26541
SH
Put
SOLE
0
26541
0
0
SERVISFIRST BANCSHARES INC
COM
81768T108
2802
67460
SH
SOLE
0
67460
0
0
SHORE BANCSHARES INC
COM
825107105
2470
254124
SH
SOLE
0
254124
0
0
SIERRA BANCORP
COM
82620P102
15251
955575
SH
SOLE
0
955575
0
0
SOUTH STATE CORP
COM
840441109
3255
42350
SH
SOLE
0
42350
0
0
SOUTHERN FIRST BANCSHARES INC
COM
842873101
4183
204146
SH
SOLE
0
204146
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
642
3350
SH
Put
SOLE
0
3350
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
59
307
SH
Put
SOLE
0
307
0
0
SPRINGLEAF HLDGS INC
COM
85172J101
1527
34936
SH
SOLE
0
34936
0
0
SPX CORP
COM
784635104
382
32072
SH
SOLE
0
32072
0
0
SPX FLOW INC
COM
78469X107
1104
32072
SH
SOLE
0
32072
0
0
SQUARE 1 FINL INC
CL A
85223W101
11043
430124
SH
SOLE
0
430124
0
0
STATE STR CORP
COM
857477103
4664
69388
SH
SOLE
0
69388
0
0
STEINER LEISURE LTD
COM
P8744Y102
3893
61621
SH
SOLE
0
61621
0
0
STERLING BANCORP
COM
85917A100
50792
3415754
SH
SOLE
0
3415754
0
0
STEWART INFORMATION SVCS
COM
860372101
35024
856114
SH
SOLE
0
856114
0
0
STOCK BLDG SUPPLY HLDGS INC
COM
86101X104
1728
98111
SH
SOLE
0
98111
0
0
STRATEGIC HOTELS & RESORTS
COM
86272T106
1027
74501
SH
SOLE
0
74501
0
0
SUFFOLK BANCORP
COM
864739107
31824
1164871
SH
SOLE
0
1164871
0
0
SUNTRUST BANKS
COM
867914103
1518
39695
SH
SOLE
0
39695
0
0
SUSSEX BANCORP
COM
869245100
270
21588
SH
SOLE
0
21588
0
0
SVB FINL GROUP
COM
78486Q101
9770
84563
SH
SOLE
0
84563
0
0
SWIFT TRANS CO
CL A
87074U101
3188
212224
SH
SOLE
0
212224
0
0
SYNOVUS FINL CORP
COM NEW
87161C501
65380
2208783
SH
SOLE
0
2208783
0
0
TCF FINL CORP
COM
872275102
19590
1292188
SH
SOLE
0
1292188
0
0
TEREX CORP
COM
880779103
2789
155437
SH
SOLE
0
155437
0
0
TEXAS CAPITAL BANCSHARES INC
COM
88224Q107
39452
752611
SH
SOLE
0
752611
0
0
TIMBERLAND BANCORP INC
COM
887098101
3318
304729
SH
SOLE
0
304729
0
0
TOPBUILD CORP
COM
89055F103
601
19396
SH
SOLE
0
19396
0
0
TRANSOCEAN LTD
REG SHS
H8817H100
131
10114
SH
SOLE
0
10114
0
0
TRICO BANCSHARES
COM
896095106
19973
812907
SH
SOLE
0
812907
0
0
TRIUMPH BANCORP INC
COM
89679E300
18379
1094003
SH
SOLE
0
1094003
0
0
TUTOR PERINI CORP
COM
901109108
2900
176160
SH
SOLE
0
176160
0
0
UNITED BANKSHARES INC WEST V
COM
909907107
6844
180165
SH
SOLE
0
180165
0
0
UNITED RENTALS INC
COM
911363109
3252
54157
SH
SOLE
0
54157
0
0
UNITY BANCORP INC
COM
913290102
267
27370
SH
SOLE
0
27370
0
0
US BANCORP
COM
902973304
63648
1552005
SH
SOLE
0
1552005
0
0
VALLEY NATIONAL BANCORP
COM
919794107
3211
326307
SH
SOLE
0
326307
0
0
VERITEX HLDGS INC
COM
923451108
13818
884624
SH
SOLE
0
884624
0
0
WASHINGTONFIRST BANKSHARES INC
COM
940730104
9109
494521
SH
SOLE
0
494521
0
0
WCI CMNTYS INC
COM PAR $0.01
92923C807
3496
154506
SH
SOLE
0
154506
0
0
WEINGARTEN REALTY INVESTORS
SH BEN INT
948741103
723
21830
SH
SOLE
0
21830
0
0
WELLS FARGO & CO
COM
949746101
62439
1215959
SH
SOLE
0
1215959
0
0
WESCO INTL INC
COM
95082P105
15871
341529
SH
SOLE
0
341529
0
0
WESTERN ALLIANCE BANCORP
COM
957638109
2790
90855
SH
SOLE
0
90855
0
0
WILLIAM LYON HOMES
CL A NEW
552074700
3986
193515
SH
SOLE
0
193515
0
0
WILLIS GROUP HLDGS PUBLIC
SHS
G96666105
3347
81683
SH
SOLE
0
81683
0
0
WINTRUST FINL CORP
COM
97650W108
2179
40781
SH
SOLE
0
40781
0
0
XENITH BANKSHARES INC
COM
98410X105
2350
367697
SH
SOLE
0
367697
0
0