0001405086-15-000221.txt : 20150814
0001405086-15-000221.hdr.sgml : 20150814
20150814100830
ACCESSION NUMBER: 0001405086-15-000221
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150630
FILED AS OF DATE: 20150814
DATE AS OF CHANGE: 20150814
EFFECTIVENESS DATE: 20150814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT, L.L.C.
CENTRAL INDEX KEY: 0001085393
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10569
FILM NUMBER: 151053142
BUSINESS ADDRESS:
STREET 1: 645 MADISON AVENUE
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-521-9500
MAIL ADDRESS:
STREET 1: 645 MADISON AVENUE
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: Basswood Capital Management LLC
DATE OF NAME CHANGE: 20130814
FORMER COMPANY:
FORMER CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 19990428
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001085393
XXXXXXXX
06-30-2015
06-30-2015
BASSWOOD CAPITAL MANAGEMENT, L.L.C.
645 MADISON AVENUE
10TH FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-10569
Y
Messrs. Bennett Lindenbaum and Matthew Lindenbaum, as Principals of Basswood Capital Management, L.L.C., have investment discretion over the investment portfolios reported herein.
MATTHEW LINDENBAUM
MANAGING MEMBER
212-521-9500
/S/MATTHEW LINDENBAUM
NEW YORK
NY
08-14-2015
0
176
2134929
false
INFORMATION TABLE
2
basswood6-30-2015table.xml
1ST CENTURY BANCSHARES, INC.
COM
31943X102
2278
325387
SH
SOLE
0
325387
0
0
AMERIS BANCORP
COM
03076K108
126
5000
SH
SOLE
0
5000
0
0
ANCHOR BANCORP WISCONSIN
COM
03283P106
16516
434848
SH
SOLE
0
434848
0
0
ANIXTER INTERNATIONAL INC
COM
35290105
20074
308120
SH
SOLE
0
308120
0
0
ASTORIA FINANCIAL CORP.
COM
46265104
68077
4936715
SH
SOLE
0
4936715
0
0
ATLANTIC COAST FINANCIAL CORP.
COM
48426100
5788
1300686
SH
SOLE
0
1300686
0
0
BANCFIRST CORP
COM
05945F103
5828
89042
SH
SOLE
0
89042
0
0
BANK OF AMERICA CORP.
COM
60505104
40531
2381384
SH
SOLE
0
2381384
0
0
BANK OF MARIN BANCORP
COM
63425102
10965
215556
SH
SOLE
0
215556
0
0
BANK OF NEW YORK
COM
64058100
6712
159912
SH
SOLE
0
159912
0
0
BANKFINANCIAL CORP
COM
06643P104
24005
2037783
SH
SOLE
0
2037783
0
0
BEACON ROOFING SUPPLY INC.
COM
73685109
11760
354004
SH
SOLE
0
354004
0
0
BELDEN INC.
COM
77454106
49798
613054
SH
SOLE
0
613054
0
0
BLACKROCK INC.
COM
09247X101
990
2860
SH
SOLE
0
2860
0
0
BREITBURN ENERGY PARTNERS L.P.
COM UT LTD PTN
106776107
285
59865
SH
SOLE
0
59865
0
0
BRIDGE BANCORP, INC.
COM
108035106
47316
1772780
SH
SOLE
0
1772780
0
0
BRIDGE CAPITAL HOLDINGS
COM
108030107
3771
126558
SH
SOLE
0
126558
0
0
BUILDERS FIRSTSOURCE, INC.
COM
12008R107
5074
395201
SH
SOLE
0
395201
0
0
CAPITAL CITY BANK GROUP, INC.
COM
139674105
826
54065
SH
SOLE
0
54065
0
0
CARDINAL FINANCIAL CORP
COM
14149F109
27792
1275466
SH
SOLE
0
1275466
0
0
CARLISLE COS INC.
COM
142339100
33827
337866
SH
SOLE
0
337866
0
0
CAROLINA BK HLDGS INC GREENS
COM
143785103
3518
290354
SH
SOLE
0
290354
0
0
CASCADE BANCORP
COM NEW
147154207
15670
3025005
SH
SOLE
0
3025005
0
0
CENTERSTATE BANKS, INC.
COM
15201P109
58393
4322169
SH
SOLE
0
4322169
0
0
CENTRAL VALLEY COMMUNITY BANCORP
COM
155685100
8490
717654
SH
SOLE
0
717654
0
0
CENTURY COMMUNITIES INC.
COM
156504300
4929
244865
SH
SOLE
0
244865
0
0
CIT GROUP HOLDINGS, INC.
COM NEW
125581801
5038
108375
SH
SOLE
0
108375
0
0
CITIGROUP INC.
COM NEW
172967424
10665
193061
SH
SOLE
0
193061
0
0
CITIZENS FINANCIAL GROUP INC.
COM
174610105
13372
489632
SH
SOLE
0
489632
0
0
CITY NATIONAL CORP.
COM
178566105
8711
96372
SH
SOLE
0
96372
0
0
COMERICA, INC.
COM
200340107
4617
89972
SH
SOLE
0
89972
0
0
COUSINS PROPERTIES INC.
COM
222795106
152
14659
SH
SOLE
0
14659
0
0
CU BANCORP CALIF
COM
126534106
26084
1177096
SH
SOLE
0
1177096
0
0
CUMMINS INC.
COM
231021106
1918
14619
SH
SOLE
0
14619
0
0
DANA HOLDING CORP
COM
235825205
5331
259020
SH
SOLE
0
259020
0
0
DIAMOND OFFSHORE DRILLING, INC.
COM
25271C102
402
15580
SH
SOLE
0
15580
0
0
DUKE REALTY CORP.
COM NEW
264411505
596
32095
SH
SOLE
0
32095
0
0
EAGLE BANCORP, INC.
COM
268948106
2199
50027
SH
SOLE
0
50027
0
0
EASTERN VIRGINIA BANKSHARES, INC.
COM
277196101
3046
482789
SH
SOLE
0
482789
0
0
EMCOR GROUP INC.
COM
29084Q100
8906
186444
SH
SOLE
0
186444
0
0
ENERSYS
COM
29275Y102
2759
39253
SH
SOLE
0
39253
0
0
ENSCO PLC
SHS CLASS A
G3157S106
178
7986
SH
SOLE
0
7986
0
0
ENTERPRISE FINANCIAL SERVICES CORP.
COM
293712105
11596
509270
SH
SOLE
0
509270
0
0
ESSENT GROUP LTD.
COM
G3198U102
4596
168035
SH
SOLE
0
168035
0
0
FARMERS CAPITAL BANK CORP
COM
309562106
20104
707123
SH
SOLE
0
707123
0
0
FCB FINANCIAL HOLDINGS INC.
CL A
30255G103
1710
53788
SH
SOLE
0
53788
0
0
FELCOR LODGING TRUST INC
COM
31430F101
683
69095
SH
SOLE
0
69095
0
0
FIDELITY NATIONAL FINANCIAL INC.
FNF GROUP COM
31620R303
12361
334183
SH
SOLE
0
334183
0
0
FIDELITY NATIONAL INFORMATION SVCS.
COM
31620M106
9077
146883
SH
SOLE
0
146883
0
0
FIDELITY SOUTHERN CORP
COM
316394105
2970
170300
SH
SOLE
0
170300
0
0
FIFTH THIRD BANCORP
COM
316773100
11439
549446
SH
SOLE
0
549446
0
0
FIRST AMERN FINL CORP
COM
31847R102
16438
441766
SH
SOLE
0
441766
0
0
FIRST BANCORP
COM
318910106
17085
1024299
SH
SOLE
0
1024299
0
0
FIRST CITIZENS BANCSHARES INC.
CL A
31946M103
3953
15028
SH
SOLE
0
15028
0
0
FIRST CONNECTICUT BANCORP INC.
COM
319850103
17062
1075131
SH
SOLE
0
1075131
0
0
FIRST INDUSTRIAL REALTY TRUST
COM
32054K103
393
21003
SH
SOLE
0
21003
0
0
FIRST NIAGARA FINL GP INC
COM
33582V108
8895
942243
SH
SOLE
0
942243
0
0
FIRST SECURITY GROUP INC.
COM NEW
336312202
6997
2855833
SH
SOLE
0
2855833
0
0
FIRST SOUTH BANCORP INC
COM
33646W100
3537
447676
SH
SOLE
0
447676
0
0
FIDELITY NATIONAL FINANCIAL
FNFV GROUP COM
31620R402
1713
111383
SH
SOLE
0
111383
0
0
FRANKLIN FINANCIAL NETWORK INC.
COM
35352P104
4214
183701
SH
SOLE
0
183701
0
0
FULTON FINANCIAL CORP
COM
360271100
1857
142168
SH
SOLE
0
142168
0
0
GENERAL CABLE CORP DEL NEW
COM
369300108
2281
115633
SH
SOLE
0
115633
0
0
GREENHILL & CO., INC.
COM
395259104
9691
234470
SH
SOLE
0
234470
0
0
GUARANTY BANCORP DEL
COM NEW
40075T607
22136
1340790
SH
SOLE
0
1340790
0
0
HALLIBURTON COMPANY
COM
406216101
4834
112234
SH
SOLE
0
112234
0
0
HAMPTON ROADS BANKSHARES, INC.
COM NEW
409321502
10801
5192998
SH
SOLE
0
5192998
0
0
HANCOCK HOLDING CO
COM
410120109
10563
331021
SH
SOLE
0
331021
0
0
HARLEY-DAVIDSON INC
COM
412822108
25595
454214
SH
SOLE
0
454214
0
0
HEIDRICK & STRUGGLES INT'L, INC.
COM
422819102
3464
132820
SH
SOLE
0
132820
0
0
HERITAGE OAKS BANCORP
COM
42724R107
17078
2170039
SH
SOLE
0
2170039
0
0
HONEYWELL INTERNATIONAL INC.
COM
438516106
16636
163150
SH
SOLE
0
163150
0
0
HUDSON VALLEY HOLDING CORP
COM
444172100
54430
1929455
SH
SOLE
0
1929455
0
0
HUNTINGTON BANCSHARES
COM
446150104
9022
797743
SH
SOLE
0
797743
0
0
INDEPENDENT BANK CORP MICH
COM NEW
453838609
15106
1114031
SH
SOLE
0
1114031
0
0
INSTALLED BUILDING PRODUCTS, INC.
COM
45780R101
4017
164076
SH
SOLE
0
164076
0
0
JACOBS ENGR GROUP INC DEL
COM
469814107
560
13780
SH
SOLE
0
13780
0
0
JP MORGAN CHASE & CO.
COM
46625H100
49669
733012
SH
SOLE
0
733012
0
0
KORN FERRY INTL
COM NEW
500643200
2754
79201
SH
SOLE
0
79201
0
0
LAKELAND BANCORP, INC.
COM
511637100
2208
185729
SH
SOLE
0
185729
0
0
LEAR CORP.
COM NEW
521865204
7242
64511
SH
SOLE
0
64511
0
0
LINN ENERGY LLC
UNIT LTD LIAB
536020100
592
66496
SH
SOLE
0
66496
0
0
LINNCO LLC
COM SHS LTD INT
535782106
522
55291
SH
SOLE
0
55291
0
0
LNB BANCORP, INC.
COM
502100100
526
28436
SH
SOLE
0
28436
0
0
MACATAWA BK CORP
COM
554225102
2492
470121
SH
SOLE
0
470121
0
0
MASCO CORP.
COM
574599106
4656
174565
SH
SOLE
0
174565
0
0
MB FINANCIAL, INC.
COM
55264U108
5235
152017
SH
SOLE
0
152017
0
0
MBT FINANCIAL CORP.
COM
578877102
6772
1179763
SH
SOLE
0
1179763
0
0
METLIFE INC
COM
59156R108
17167
306601
SH
SOLE
0
306601
0
0
METRO BANCORP INC.
COM
59161R101
35187
1346083
SH
SOLE
0
1346083
0
0
NEW YORK COM BANCORP INC
COM
649445103
1347
73265
SH
SOLE
0
73265
0
0
NEWBRIDGE BANCORP.
CL A NO PAR
65080T102
31676
3547173
SH
SOLE
0
3547173
0
0
NORWEGIAN CRUISE LINE HOLDINGS LTD.
SHS
G66721104
5602
99958
SH
SOLE
0
99958
0
0
OCEANFIRST FINANCIAL CORP.
COM
675234108
7271
389845
SH
SOLE
0
389845
0
0
OLD LINE BANCSHARES, INC.
COM
67984M100
5435
342062
SH
SOLE
0
342062
0
0
OLD NATIONAL BANCORP
COM
680033107
4452
307896
SH
SOLE
0
307896
0
0
OLD SECOND BANCORP, INC.
COM
680277100
9152
1386600
SH
SOLE
0
1386600
0
0
OPUS BK IRVINE CALIF
COM
684000102
21275
588034
SH
SOLE
0
588034
0
0
ORRSTOWN FINANCIAL SERVICES, INC.
COM
687380105
8007
494852
SH
SOLE
0
494852
0
0
OSHKOSH CORP.
COM
688239201
8984
211993
SH
SOLE
0
211993
0
0
OWENS CORNING INC.
COM
690742101
16269
394411
SH
SOLE
0
394411
0
0
PACIFIC CONTINENTAL CORP
COM
69412V108
20850
1541048
SH
SOLE
0
1541048
0
0
PACIFIC MERCANTILE BANCORP
COM
694552100
7741
1019921
SH
SOLE
0
1019921
0
0
PACIFIC PREMIER BANCORP, INC.
COM
69478X105
25505
1503834
SH
SOLE
0
1503834
0
0
PACWEST BANCORP
COM
695263103
10124
216514
SH
SOLE
0
216514
0
0
PEAPACK GLADSTONE FINANCIAL CORP.
COM
704699107
14375
646962
SH
SOLE
0
646962
0
0
PENNYMAC FINL SVCS INC
CL A
70932B101
15077
832085
SH
SOLE
0
832085
0
0
PEOPLE'S UTAH BANCORP
COM
712706209
4511
265665
SH
SOLE
0
265665
0
0
PLY GEM HOLDINGS INC.
COM
72941W100
1719
145841
SH
SOLE
0
145841
0
0
PNC FINANCIAL SERVICES GROUP, INC.
COM
693475105
12134
126861
SH
SOLE
0
126861
0
0
POPULAR, INC.
COM NEW
733174700
1539
53325
SH
SOLE
0
53325
0
0
PREFERRED BANK/LOS ANGELES
COM NEW
740367404
27391
911503
SH
SOLE
0
911503
0
0
PREMIER FINANCIAL BANCORP INC.
COM
74050M105
1686
109121
SH
SOLE
0
109121
0
0
PRIVATEBANCORP INC
COM
742962103
4357
109421
SH
SOLE
0
109421
0
0
PULASKI FINANCIAL CORP.
COM
745548107
9714
751858
SH
SOLE
0
751858
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
829
34005
SH
Put
SOLE
0
34005
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
1540
63150
SH
Put
SOLE
0
63150
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
63
307
SH
Put
SOLE
0
307
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
486
2359
SH
Put
SOLE
0
2359
0
0
REGIONAL MGMT CORP
COM
75902K106
19573
1095912
SH
SOLE
0
1095912
0
0
REGIONS FINANCIAL CORP.
COM
7591EP100
48272
4659425
SH
SOLE
0
4659425
0
0
REMY INTERNATIONAL, INC.
COM
75971M108
440
19914
SH
SOLE
0
19914
0
0
REPUBLIC BANCORP KY
CL A
760281204
4422
172052
SH
SOLE
0
172052
0
0
REPUBLIC FIRST BANCORP, INC.
COM
760416107
8466
2439808
SH
SOLE
0
2439808
0
0
RIVERVIEW BANCORP, INC.
COM
769397100
5722
1336808
SH
SOLE
0
1336808
0
0
RYDER SYSTEM INC
COM
783549108
6470
74051
SH
SOLE
0
74051
0
0
SEACOAST BKG CORP FLA
COM NEW
811707801
18940
1198735
SH
SOLE
0
1198735
0
0
SERVISFIRST BANCSHARES INC.
COM
81768T108
2534
67460
SH
SOLE
0
67460
0
0
SHORE BANCSHARES INC
COM
825107105
1532
162477
SH
SOLE
0
162477
0
0
SI FINANCIAL GROUP, INC.
COM
78425V104
508
43629
SH
SOLE
0
43629
0
0
SIERRA BANCORP
COM
82620P102
19917
1150587
SH
SOLE
0
1150587
0
0
SOUTH STATE CORP.
COM
840441109
3218
42350
SH
SOLE
0
42350
0
0
SOUTHCOAST FINANCIAL CORP
COM
84129R100
383
45032
SH
SOLE
0
45032
0
0
SOUTHERN FIRST BANCSHARES INC
COM
842873101
3514
196314
SH
SOLE
0
196314
0
0
SPDR SERIES TRUST
S&P BK ETF
78464A797
717
19762
SH
SOLE
0
19762
0
0
SPRINGLEAF HOLDINGS INC.
COM
85172J101
3100
67518
SH
SOLE
0
67518
0
0
SPX CORP
COM
784635104
4422
61091
SH
SOLE
0
61091
0
0
SQUARE 1 FINANCIAL, INC.
CL A
85223W101
11764
430124
SH
SOLE
0
430124
0
0
STATE STREET CORP.
COM
857477103
20649
268169
SH
SOLE
0
268169
0
0
STEINER LEISURE LTD.
ORD
P8744Y102
4530
84239
SH
SOLE
0
84239
0
0
STERLING BANCORP
COM
85917A100
15412
1048418
SH
SOLE
0
1048418
0
0
STEWART INFORMATION SERVICES
COM
860372101
27377
687869
SH
SOLE
0
687869
0
0
STOCK BLDG SUPPLY HLDGS INC
COM
86101X104
3616
184980
SH
SOLE
0
184980
0
0
STRATEGIC HOTELS & RESORTS
COM
86272T106
903
74501
SH
SOLE
0
74501
0
0
SUFFOLK BANCORP
COM
864739107
29562
1152056
SH
SOLE
0
1152056
0
0
SUNTRUST BANKS
COM
867914103
1708
39695
SH
SOLE
0
39695
0
0
SWIFT TRANSPORTATION CO.
CL A
87074U101
4883
215410
SH
SOLE
0
215410
0
0
SYNOVUS FINANCIAL CORP.
COM NEW
87161C501
161844
5251279
SH
SOLE
0
5251279
0
0
TCF FINANCIAL CORP.
COM
872275102
12631
760447
SH
SOLE
0
760447
0
0
TENNECO INC.
COM
880349105
1758
30614
SH
SOLE
0
30614
0
0
TEREX CORP NEW
COM
880779103
3614
155437
SH
SOLE
0
155437
0
0
TEXAS CAPITAL BANCSHARES, INC.
COM
88224Q107
45704
734325
SH
SOLE
0
734325
0
0
COMMUNITY FINL CORP MD
COM
20368X101
9614
449165
SH
SOLE
0
449165
0
0
FIRST BANCSHARES INC MS
COM
318916103
5879
353111
SH
SOLE
0
353111
0
0
FIRST LONG IS CORP
COM
320734106
25529
920949
SH
SOLE
0
920949
0
0
TIMBERLAND BANCORP, INC.
COM
887098101
2965
295934
SH
SOLE
0
295934
0
0
TRANSOCEAN LTD.
REG SHS
H8817H100
163
10114
SH
SOLE
0
10114
0
0
TRICO BANCSHARES
COM
896095106
19550
812907
SH
SOLE
0
812907
0
0
TRIUMPH BANCORP INC.
COM
89679E300
14617
1111540
SH
SOLE
0
1111540
0
0
TUTOR PERINI CORP.
COM
901109108
5225
242123
SH
SOLE
0
242123
0
0
UNION BANKSHARES CORP
COM
90539J109
9191
395465
SH
SOLE
0
395465
0
0
UNITED BANKSHARES INC WEST V
COM
909907107
7248
180165
SH
SOLE
0
180165
0
0
UNITED RENTALS INC
COM
911363109
4297
49038
SH
SOLE
0
49038
0
0
US BANCORP DEL
COM NEW
902973304
50000
1152064
SH
SOLE
0
1152064
0
0
VALLEY NATIONAL BANCORP
COM
919794107
3364
326307
SH
SOLE
0
326307
0
0
VERITEX HOLDINGS INC.
COM
923451108
12967
868215
SH
SOLE
0
868215
0
0
WASHINGTONFIRST BANKSHARE INC.
COM
940730104
8182
486756
SH
SOLE
0
486756
0
0
WCI CMNTYS INC
COM PAR $0.01
92923C807
4055
166276
SH
SOLE
0
166276
0
0
WEINGARTEN REALTY INVESTORS
SH BEN INT
948741103
714
21830
SH
SOLE
0
21830
0
0
WELLS FARGO & CO
COM
949746101
68386
1215959
SH
SOLE
0
1215959
0
0
WESCO INTERNATIONAL INC.
COM
95082P105
24282
353757
SH
SOLE
0
353757
0
0
LYON WILLIAM HOMES
CL A NEW
552074700
4231
164819
SH
SOLE
0
164819
0
0
WILLIS GROUP HOLDINGS LTD
SHS
G96666105
3520
75052
SH
SOLE
0
75052
0
0
WINTRUST FINANCIAL CORP
COM
97650W108
3058
57291
SH
SOLE
0
57291
0
0
XENITH BANKSHARES INC.
COM
98410X105
2139
355934
SH
SOLE
0
355934
0
0
YADKIN FINANCIAL CORP
COM
984305102
3308
157884
SH
SOLE
0
157884
0
0