0001405086-14-000223.txt : 20140708
0001405086-14-000223.hdr.sgml : 20140708
20140708135817
ACCESSION NUMBER: 0001405086-14-000223
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140708
DATE AS OF CHANGE: 20140708
EFFECTIVENESS DATE: 20140708
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT, L.L.C.
CENTRAL INDEX KEY: 0001085393
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10569
FILM NUMBER: 14964990
BUSINESS ADDRESS:
STREET 1: 645 MADISON AVENUE
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-521-9500
MAIL ADDRESS:
STREET 1: 645 MADISON AVENUE
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: Basswood Capital Management LLC
DATE OF NAME CHANGE: 20130814
FORMER COMPANY:
FORMER CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 19990428
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001085393
XXXXXXXX
06-30-2014
06-30-2014
BASSWOOD CAPITAL MANAGEMENT, L.L.C.
645 MADISON AVENUE
10TH FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-10569
Y
Messrs. Bennett Lindenbaum and Matthew Lindenbaum, as Principals of Basswood Capital Management, L.L.C., have investment discretion over the investment portfolios reported herein.
MATTHEW LINDENBAUM
MANAGING MEMBER
212-521-9500
/S/MATTHEW LINDENBAUM
NEW YORK
NY
07-07-2014
0
167
1945916
false
INFORMATION TABLE
2
basswood6-30.xml
1ST CENTURY BANCSHARES INC
COM
31943X102
1225
161673
SH
SOLE
161673
0
0
AMERICAN RIVER BANKSHARES
COM
029326105
2877
329134
SH
SOLE
329134
0
0
ANIXTER INTL INC
COM
035290105
27948
279289
SH
SOLE
279289
0
0
ARMSTRONG WORLD INDS INC NEW
COM
04247X102
4352
75775
SH
SOLE
75775
0
0
ASTORIA FINL CORP
COM
046265104
15793
1174223
SH
SOLE
1174223
0
0
ATLANTIC COAST FINL CORP
COM
048426100
6222
1532404
SH
SOLE
1532404
0
0
BANK MUTUAL CORP NEW
COM
063750103
6309
1087733
SH
SOLE
1087733
0
0
BANK OF AMERICA CORP
COM
060505104
34990
2276533
SH
SOLE
2276533
0
0
BANK OF MARIN BANCORP
COM
063425102
4553
99862
SH
SOLE
99862
0
0
BANK NEW YORK MELLON CORP
COM
064058100
35262
940831
SH
SOLE
940831
0
0
BANKFINANCIAL CORP
COM
06643P104
14324
1283506
SH
SOLE
1283506
0
0
BANNER CORP
COM NEW
06652V208
1421
35845
SH
SOLE
35845
0
0
BEACON ROOFING SUPPLY INC
COM
073685109
11725
354004
SH
SOLE
354004
0
0
BELDEN INC
COM
077454106
47916
613054
SH
SOLE
613054
0
0
BLACKROCK INC
COM
09247X101
2235
6994
SH
SOLE
6994
0
0
BOK FINL CORP
COM NEW
05561Q201
7651
114881
SH
SOLE
114881
0
0
BRIDGE BANCORP INC
COM
108035106
14389
599804
SH
SOLE
599804
0
0
BRIDGE CAP HLDGS
COM
108030107
14913
616004
SH
SOLE
616004
0
0
BUILDERS FIRSTSOURCE INC
COM
12008R107
2630
351624
SH
SOLE
351624
0
0
CAMDEN NATL CORP
COM
133034108
6646
171469
SH
SOLE
171469
0
0
CAPITAL CITY BK GROUP INC
COM
139674105
11995
825551
SH
SOLE
825551
0
0
CARDINAL FINL CORP
COM
14149F109
35713
1934641
SH
SOLE
1934641
0
0
CARLISLE COS INC
COM
142339100
29266
337866
SH
SOLE
337866
0
0
CARNIVAL CORP.
PAIRED CTF
143658300
5970
158556
SH
SOLE
158556
0
0
CAROLINA BK HLDGS INC GREENS
COM
143785103
2582
264228
SH
SOLE
264228
0
0
CASCADE BANCORP
COM NEW
147154207
2986
573205
SH
SOLE
573205
0
0
CENTERSTATE BANKS INC
COM
15201P109
9534
851284
SH
SOLE
851284
0
0
CENTRAL PAC FINL CORP
COM NEW
154760409
25680
1293681
SH
SOLE
1293681
0
0
CENTRAL VALLEY CMNTY BANCORP
COM
155685100
6393
488370
SH
SOLE
488370
0
0
CIT GROUP INC
COM NEW
125581801
39704
867664
SH
SOLE
867664
0
0
CITIGROUP INC
COM NEW
172967424
38164
810284
SH
SOLE
810284
0
0
CITY NATL CORP
COM
178566105
44269
584330
SH
SOLE
584330
0
0
COMERICA INC
COM
200340107
4513
89972
SH
SOLE
89972
0
0
COUSINS PPTYS INC
COM
222795106
183
14659
SH
SOLE
14659
0
0
CU BANCORP CALIF
COM
126534106
21087
1105793
SH
SOLE
1105793
0
0
DANA HLDG CORP
COM
235825205
6022
246583
SH
SOLE
246583
0
0
DUKE REALTY CORP
COM NEW
264411505
583
32095
SH
SOLE
32095
0
0
EASTERN VA BANKSHARES INC
COM
277196101
2184
341272
SH
SOLE
341272
0
0
EMCOR GROUP INC
COM
29084Q100
6793
152540
SH
SOLE
152540
0
0
FARMERS CAP BK CORP
COM
309562106
16180
716225
SH
SOLE
716225
0
0
FELCOR LODGING TR INC
COM
31430F101
726
69095
SH
SOLE
69095
0
0
FIDELITY NATIONAL FINANCIAL
CL A
31620R105
10948
334183
SH
SOLE
334183
0
0
FIDELITY NATL INFORMATION SV
COM
31620M106
9507
173670
SH
SOLE
173670
0
0
FIDELITY SOUTHERN CORP NEW
COM
316394105
22645
1743244
SH
SOLE
1743244
0
0
FIFTH THIRD BANCORP
COM
316773100
2667
124899
SH
SOLE
124899
0
0
FIRST AMERN FINL CORP
COM
31847R102
16062
577993
SH
SOLE
577993
0
0
FIRST BANCORP N C
COM
318910106
17291
942279
SH
SOLE
942279
0
0
FIRST CONN BANCORP INC MD
COM
319850103
13017
811014
SH
SOLE
811014
0
0
FIRST HORIZON NATL CORP
COM
320517105
1042
87900
SH
SOLE
87900
0
0
FIRST INDUSTRIAL REALTY TRUS
COM
32054K103
396
21003
SH
SOLE
21003
0
0
FIRST INTERNET BANCORP
COM
320557101
4981
241800
SH
SOLE
241800
0
0
FIRST NBC BK HLDG CO
COM
32115D106
555
16555
SH
SOLE
16555
0
0
FIRST NIAGARA FINL GP INC
COM
33582V108
13810
1580090
SH
SOLE
1580090
0
0
FIRST SEC GROUP INC
COM NEW
336312202
6833
3148715
SH
SOLE
3148715
0
0
FIRST SOUTH BANCORP INC VA
COM
33646W100
2259
282697
SH
SOLE
282697
0
0
GENERAL CABLE CORP DEL NEW
COM
369300108
5182
201965
SH
SOLE
201965
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
14193
84767
SH
SOLE
84767
0
0
GREENHILL & CO INC
COM
395259104
28533
579348
SH
SOLE
579348
0
0
HALLIBURTON CO
COM
406216101
8688
122344
SH
SOLE
122344
0
0
HAMPTON ROADS BANKSHARES INC
COM NEW
409321502
14419
8334761
SH
SOLE
8334761
0
0
HARLEY DAVIDSON INC
COM
412822108
31727
454214
SH
SOLE
454214
0
0
HEIDRICK & STRUGGLES INTL IN
COM
422819102
4446
240330
SH
SOLE
240330
0
0
HERITAGE COMMERCE CORP
COM
426927109
1882
230332
SH
SOLE
230332
0
0
HERITAGE OAKS BANCORP
COM
42724R107
12952
1697447
SH
SOLE
1697447
0
0
HOME BANCORP INC
COM
43689E107
4226
191903
SH
SOLE
191903
0
0
HOMESTREET INC
COM
43785V102
20153
1097069
SH
SOLE
1097069
0
0
HONEYWELL INTL INC
COM
438516106
15165
163150
SH
SOLE
163150
0
0
HUDSON VALLEY HOLDING CORP
COM
444172100
35560
1970074
SH
SOLE
1970074
0
0
HUNTINGTON BANCSHARES INC
COM
446150104
18492
1938355
SH
SOLE
1938355
0
0
INDEPENDENT BANK CORP MICH
COM NEW
453838609
5134
398929
SH
SOLE
398929
0
0
INSTALLED BLDG PRODS INC
COM
45780R101
5670
462884
SH
SOLE
462884
0
0
INTERNATIONAL BANCSHARES COR
COM
459044103
27362
1013399
SH
SOLE
1013399
0
0
JACOBS ENGR GROUP INC DEL
COM
469814107
734
13780
SH
SOLE
13780
0
0
JPMORGAN CHASE & CO
COM
46625H100
42236
733012
SH
SOLE
733012
0
0
KORN FERRY INTL
COM NEW
500643200
2326
79201
SH
SOLE
79201
0
0
LAKELAND BANCORP INC
COM
511637100
2006
185729
SH
SOLE
185729
0
0
LEAR CORP
COM NEW
521865204
6126
68588
SH
SOLE
68588
0
0
LENNAR CORP
CL A
526057104
2744
65365
SH
SOLE
65365
0
0
LNB BANCORP INC
COM
502100100
5045
414173
SH
SOLE
414173
0
0
MACATAWA BK CORP
COM
554225102
1391
274262
SH
SOLE
274262
0
0
MASCO CORP
COM
574599106
3875
174565
SH
SOLE
174565
0
0
MBT FINL CORP
COM
578877102
4630
846395
SH
SOLE
846395
0
0
MERCANTILE BANK CORP
COM
587376104
476
20826
SH
SOLE
20826
0
0
METLIFE INC
COM
59156R108
4458
80239
SH
SOLE
80239
0
0
METRO BANCORP INC PA
COM
59161R101
32077
1387406
SH
SOLE
1387406
0
0
MOHAWK INDS INC
COM
608190104
26796
193700
SH
SOLE
193700
0
0
MORGAN STANLEY
COM NEW
617446448
8055
249140
SH
SOLE
249140
0
0
NCI BUILDING SYS INC
COM NEW
628852204
2818
145043
SH
SOLE
145043
0
0
NEW YORK CMNTY BANCORP INC
COM
649445103
1171
73265
SH
SOLE
73265
0
0
NEWBRIDGE BANCORP
CL A NO PAR
65080T102
21156
2624808
SH
SOLE
2624808
0
0
NORCRAFT COS INC
COM
65557Y105
1079
75424
SH
SOLE
75424
0
0
NORTH VALLEY BANCORP
COM NEW
66304M204
13022
597604
SH
SOLE
597604
0
0
NORWEGIAN CRUISE LINE HLDGS
SHS
G66721104
3681
116132
SH
SOLE
116132
0
0
OCEANFIRST FINL CORP
COM
675234108
6432
388377
SH
SOLE
388377
0
0
OLD LINE BANCSHARES INC
COM
67984M100
214
13557
SH
SOLE
13557
0
0
OLD SECOND BANCORP INC ILL
COM
680277100
7100
1428604
SH
SOLE
1428604
0
0
ORRSTOWN FINL SVCS INC
COM
687380105
6974
421666
SH
SOLE
421666
0
0
OSHKOSH CORP
COM
688239201
6747
121504
SH
SOLE
121504
0
0
OWENS CORNING NEW
COM
690742101
15244
394093
SH
SOLE
394093
0
0
PACIFIC CONTINENTAL CORP
COM
69412V108
12582
916360
SH
SOLE
916360
0
0
PACIFIC MERCANTILE BANCORP
COM
694552100
5620
843792
SH
SOLE
843792
0
0
PACIFIC PREMIER BANCORP
COM
69478X105
13022
924218
SH
SOLE
924218
0
0
PACWEST BANCORP DEL
COM
695263103
9347
216514
SH
SOLE
216514
0
0
PALMETTO BANCSHARES INC
COM NEW
697062206
4356
302702
SH
SOLE
302702
0
0
PARK STERLING CORP
COM
70086Y105
6982
1059532
SH
SOLE
1059532
0
0
PEAPACK-GLADSTONE FINL CORP
COM
704699107
3361
158478
SH
SOLE
158478
0
0
PENNYMAC FINL SVCS INC
CL A
70932B101
14900
980937
SH
SOLE
980937
0
0
PLY GEM HLDGS INC
COM
72941W100
2526
250070
SH
SOLE
250070
0
0
POPULAR INC
COM NEW
733174700
1823
53325
SH
SOLE
53325
0
0
PREFERRED BK LOS ANGELES CA
COM NEW
740367404
22071
933631
SH
SOLE
933631
0
0
PREMIER FINL BANCORP INC
COM
74050M105
2669
165979
SH
SOLE
165979
0
0
PRIVATEBANCORP INC
COM
742962103
30486
1049069
SH
SOLE
1049069
0
0
PULASKI FINL CORP
COM
745548107
11568
1014752
SH
SOLE
1014752
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
1091
47994
SH
Put
SOLE
47994
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
1038
45667
SH
Put
SOLE
45667
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
341
1740
SH
Put
SOLE
1740
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
175
896
SH
Put
SOLE
896
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
155
790
SH
Put
SOLE
790
0
0
REGIONAL MGMT CORP
COM
75902K106
4936
319074
SH
SOLE
319074
0
0
REGIONS FINL CORP NEW
COM
7591EP100
25291
2381421
SH
SOLE
2381421
0
0
REPUBLIC BANCORP KY
CL A
760281204
6036
254449
SH
SOLE
254449
0
0
REPUBLIC FIRST BANCORP INC
COM
760416107
7479
1484019
SH
SOLE
1484019
0
0
RIVERVIEW BANCORP INC
COM
769397100
2999
772954
SH
SOLE
772954
0
0
ROWAN COMPANIES PLC
SHS CL A
G7665A101
2216
69417
SH
SOLE
69417
0
0
RYDER SYS INC
COM
783549108
6523
74051
SH
SOLE
74051
0
0
SEACOAST BKG CORP FLA
COM NEW
811707801
10392
956017
SH
SOLE
956017
0
0
SERVISFIRST BANCSHARES INC
COM
81768T108
3938
45562
SH
SOLE
45562
0
0
SHORE BANCSHARES INC
COM
825107105
4004
444375
SH
SOLE
444375
0
0
SIERRA BANCORP
COM
82620P102
19923
1260955
SH
SOLE
1260955
0
0
SOUTHERN FIRST BANCSHARES IN
COM
842873101
359
26659
SH
SOLE
26659
0
0
SPX CORP
COM
784635104
5208
48131
SH
SOLE
48131
0
0
SQUARE 1 FINL INC
CL A
85223W101
23148
1235419
SH
SOLE
1235419
0
0
STATE STR CORP
COM
857477103
39716
590483
SH
SOLE
590483
0
0
STEINER LEISURE LTD
ORD
P8744Y102
3522
81357
SH
SOLE
81357
0
0
STERLING BANCORP DEL
COM
85917A100
8718
726525
SH
SOLE
726525
0
0
STEWART INFORMATION SVCS COR
COM
860372101
21479
692654
SH
SOLE
692654
0
0
STOCK BLDG SUPPLY HLDGS INC
COM
86101X104
3722
188666
SH
SOLE
188666
0
0
STRATEGIC HOTELS & RESORTS
COM
86272T106
872
74501
SH
SOLE
74501
0
0
SUFFOLK BANCORP
COM
864739107
23435
1050439
SH
SOLE
1050439
0
0
SUNTRUST BKS INC
COM
867914103
3938
98299
SH
SOLE
98299
0
0
SUSQUEHANNA BANCSHARES INC P
COM
869099101
7958
753615
SH
SOLE
753615
0
0
SYNOVUS FINL CORP
COM
87161C501
93915
3852127
SH
SOLE
3852127
0
0
TAYLOR CAP GROUP INC
COM
876851106
5053
236352
SH
SOLE
236352
0
0
TCF FINL CORP
COM
872275102
7698
470272
SH
SOLE
470272
0
0
TEREX CORP NEW
COM
880779103
6966
169500
SH
SOLE
169500
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
1387
26466
SH
SOLE
26466
0
0
COMMUNITY FINL CORP MD
COM
20368X101
9105
383349
SH
SOLE
383349
0
0
FIRST BANCSHARES INC MS
COM
318916103
5753
405165
SH
SOLE
405165
0
0
FIRST LONG IS CORP
COM
320734106
23872
610838
SH
SOLE
610838
0
0
TIMBERLAND BANCORP INC
COM
887098101
2040
193517
SH
SOLE
193517
0
0
TITAN MACHY INC
COM
88830R101
2237
135898
SH
SOLE
135898
0
0
TRICO BANCSHARES
COM
896095106
10508
454101
SH
SOLE
454101
0
0
TUTOR PERINI CORP
COM
901109108
4531
142756
SH
SOLE
142756
0
0
UNITED BANKSHARES INC WEST V
COM
909907107
5825
180165
SH
SOLE
180165
0
0
US BANCORP DEL
COM NEW
902973304
49907
1152064
SH
SOLE
1152064
0
0
VALLEY NATL BANCORP
COM
919794107
3234
326306
SH
SOLE
326306
0
0
WASHINGTONFIRST BANKSHARES I
COM
940730104
2965
199015
SH
SOLE
199015
0
0
WCI CMNTYS INC
COM PAR $0.01
92923C807
4037
209073
SH
SOLE
209073
0
0
WEINGARTEN RLTY INVS
SH BEN INT
948741103
717
21830
SH
SOLE
21830
0
0
WELLS FARGO & CO NEW
COM
949746101
63911
1215959
SH
SOLE
1215959
0
0
WESCO INTL INC
COM
95082P105
29731
344190
SH
SOLE
344190
0
0
LYON WILLIAM HOMES
CL A
552074700
3093
101598
SH
SOLE
101598
0
0
WILLIS GROUP HOLDINGS PUBLIC
SHS
G96666105
13529
312442
SH
SOLE
312442
0
0
WINTRUST FINL CORP
COM
97650W108
20547
446683
SH
SOLE
446683
0
0
XENITH BANKSHARES INC
COM
98410X105
365
57629
SH
SOLE
57629
0
0
XEROX CORP
COM
984121103
3914
314596
SH
SOLE
314596
0
0
ZIONS BANCORPORATION
COM
989701107
12833
435456
SH
SOLE
435456
0
0