0001405086-12-000019.txt : 20120213
0001405086-12-000019.hdr.sgml : 20120213
20120213164734
ACCESSION NUMBER: 0001405086-12-000019
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20120213
DATE AS OF CHANGE: 20120213
EFFECTIVENESS DATE: 20120213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT LLC
CENTRAL INDEX KEY: 0001085393
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10569
FILM NUMBER: 12599824
BUSINESS ADDRESS:
STREET 1: 645 MADISON AVENUE
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2125219500
MAIL ADDRESS:
STREET 1: 645 MADISON AVENUE
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR/A
1
f9302011amend.txt
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2011
Check here if Amendment [x]; Amendment Number: 1
This Amendment (Check only one):
[ ] is a restatement.
[ x ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Basswood Capital Management, L.L.C.
Address: 645 Madison Avenue
10th Floor
New York, New York 10022
Form 13F File Number: 028-10569
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Matthew Lindenbaum
Title: Managing Member
Phone: (212) 521-9500
Signature, Place, and Date of Signing:
/s/Matthew Lindenbaum New York, New York February 13, 2012
[Signature] [City, State] [Date]
Report Type (Check only one.):
[ X ] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager: None
FORM 13F SUMMARY PAGE
REPORT SUMMARY
Number of Other Included Managers: 2*
Form 13F Information Table Entry Total: 3
Form 13F Information Table Value Total: $5,077 (thousands)
List of Other Included Managers:
No. 1
Form 13F File Number 028-10570
Name: Basswood Partners, L.L.C.
No. 2
Form 13F File Number 028-10565
Name: Basswood Opportunity Partners, L.P.
* Messrs. Bennett Lindenbaum and Matthew Lindenbaum, as Principals of Basswood
Partners, L.L.C. and Basswood Capital Management, L.L.C., have investment
discretion over the investment portfolios reported herein.
PAGE>
FORM 13F INFORMATION TABLE
Name of Title of CUSIP Value SH/Prn SH/ Put/ Invt Other Voting Authority
Issuer Class (x1,000) Amount Prn Call Discrtn Managers Sole Shared None
PALMETTO BANCSHARES COM 697062107 $603 66,130 SH DEFINED 1 0 66,130 0
PALMETTO BANCSHARES COM 697062107 $2,305 252,566 SH DEFINED 1,2 0 252,566 0
PALMETTO BANCSHARES COM 697062107 $2,169 237,648 SH DEFINED 0 237,648 0