0001405086-15-000160.txt : 20150515
0001405086-15-000160.hdr.sgml : 20150515
20150515093756
ACCESSION NUMBER: 0001405086-15-000160
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150331
FILED AS OF DATE: 20150515
DATE AS OF CHANGE: 20150515
EFFECTIVENESS DATE: 20150515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT, L.L.C.
CENTRAL INDEX KEY: 0001085393
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10569
FILM NUMBER: 15865969
BUSINESS ADDRESS:
STREET 1: 645 MADISON AVENUE
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-521-9500
MAIL ADDRESS:
STREET 1: 645 MADISON AVENUE
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: Basswood Capital Management LLC
DATE OF NAME CHANGE: 20130814
FORMER COMPANY:
FORMER CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 19990428
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001085393
XXXXXXXX
03-31-2015
03-31-2015
BASSWOOD CAPITAL MANAGEMENT, L.L.C.
645 MADISON AVENUE
10TH FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-10569
Y
Messrs. Bennett Lindenbaum and Matthew Lindenbaum, as Principals of Basswood Capital Management, L.L.C., have investment discretion over the investment portfolios reported herein.
MATTHEW LINDENBAUM
MANAGING MEMBER
212-521-9500
/S/MATTHEW LINDENBAUM
NEW YORK
NY
05-15-2015
0
173
2103761
false
INFORMATION TABLE
2
basswood13f-3-31-2015.xml
1ST CENTURY BANCSHARES INC
COM
31943X102
1891
276372
SH
SOLE
0
276372
0
0
ACCESS NATL CORP
COM
004337101
2833
151166
SH
SOLE
0
151166
0
0
AMERIS BANCORP
COM
03076K108
132
5000
SH
SOLE
0
5000
0
0
ANCHOR BANCORP WISCONSIN
COM
03283P106
15694
451896
SH
SOLE
0
451896
0
0
ANIXTER INTERNATIONAL INC
COM
035290105
23630
310384
SH
SOLE
0
310384
0
0
ASTORIA FINL CORP
COM
046265104
15206
1174223
SH
SOLE
0
1174223
0
0
ATLANTIC COAST FINL CORP
COM
048426100
6377
1536625
SH
SOLE
0
1536625
0
0
BANK OF AMERICA CORP
COM
060505104
39193
2546630
SH
SOLE
0
2546630
0
0
BANK OF MARIN BANCORP
COM
063425102
8790
172693
SH
SOLE
0
172693
0
0
BANKK OF NEW YORK MELLON CORP
COM
064058100
6435
159912
SH
SOLE
0
159912
0
0
BANKFINANCIAL CORP
COM
06643P104
26317
2002829
SH
SOLE
0
2002829
0
0
BEACON ROOFING SUPPLY INC
COM
073685109
11080
354004
SH
SOLE
0
354004
0
0
BELDEN INC
COM
077454106
57357
613054
SH
SOLE
0
613054
0
0
BLACKROCK INC
COM
09247X101
1046
2860
SH
SOLE
0
2860
0
0
BREITBURN ENERGY PARTNERS LP
COM UT LTD PTN
106776107
328
59865
SH
SOLE
0
59865
0
0
BRIDGE BANCORP INC
COM
108035106
24963
966443
SH
SOLE
0
966443
0
0
BRIDGE CAPITAL HLDGS
COM
108030107
3304
126558
SH
SOLE
0
126558
0
0
BUILDERS FIRSTSOURCE INC
COM
12008R107
3293
493718
SH
SOLE
0
493718
0
0
CAPITAL CITY BANK GROUP INC
COM
139674105
12043
741136
SH
SOLE
0
741136
0
0
CARDINAL FINL CORP
COM
14149F109
46963
2350524
SH
SOLE
0
2350524
0
0
CARLISLE COS INC
COM
142339100
31297
337866
SH
SOLE
0
337866
0
0
CAROLINA BANK HLDGS INC GREEN
COM
143785103
2590
268422
SH
SOLE
0
268422
0
0
CASCADE BANCORP
COM NEW
147154207
13405
2792625
SH
SOLE
0
2792625
0
0
CENTERSTATE BANKS INC
COM
15201P109
52991
4449298
SH
SOLE
0
4449298
0
0
CENTRAL VALLEY COMMUNITY BANCORP
COM
155685100
8165
743711
SH
SOLE
0
743711
0
0
CENTURY CMNTYS INC
COM
156504300
4540
234868
SH
SOLE
0
234868
0
0
CIT GROUP INC
COM NEW
125581801
4890
108375
SH
SOLE
0
108375
0
0
CITIGROUP INC
COM NEW
172967424
9946
193061
SH
SOLE
0
193061
0
0
CITIZENS FINL GROUP INC
COM
174610105
24875
1030863
SH
SOLE
0
1030863
0
0
CITY NATL CORP
COM
178566105
8585
96372
SH
SOLE
0
96372
0
0
COMERICA INC
COM
200340107
4060
89972
SH
SOLE
0
89972
0
0
COUSINS PROPERTIES INC
COM
222795106
155
14659
SH
SOLE
0
14659
0
0
CU BANCORP CALIF
COM
126534106
26292
1155699
SH
SOLE
0
1155699
0
0
DANA HOLDING CORP
COM
235825205
5603
264804
SH
SOLE
0
264804
0
0
DIAMOND OFFSHORE DRILLING INC
COM
25271C102
417
15580
SH
SOLE
0
15580
0
0
DUKE REALTY CORP
COM NEW
264411505
699
32095
SH
SOLE
0
32095
0
0
EAGLE BANCORP INC MD
COM
268948106
1921
50027
SH
SOLE
0
50027
0
0
EASTERN VA BANKSHARES INC
COM
277196101
3071
490524
SH
SOLE
0
490524
0
0
EMCOR GROUP INC
COM
29084Q100
8919
191930
SH
SOLE
0
191930
0
0
ENERSYS
COM
29275Y102
4382
68210
SH
SOLE
0
68210
0
0
ENSCO PLC
SH CL A
G3157S106
168
7986
SH
SOLE
0
7986
0
0
ENTERPRISE FINL SERVICES CORP
COM
293712105
5672
274561
SH
SOLE
0
274561
0
0
FARMERS CAP BANK CORP
COM
309562106
17011
731648
SH
SOLE
0
731648
0
0
FCB FINL HLDGS INC
COM
30255G103
8171
298540
SH
SOLE
0
298540
0
0
FELCOR LODGING TR INC
COM
31430F101
794
69095
SH
SOLE
0
69095
0
0
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
12285
334183
SH
SOLE
0
334183
0
0
FIDELITY NATL INFORMATION SVCS
COM
31620M106
9997
146883
SH
SOLE
0
146883
0
0
FIFTH THIRD BANCORP
COM
316773100
14465
767366
SH
SOLE
0
767366
0
0
FIRST AMERN FINL CORP
COM
31847R102
25606
717645
SH
SOLE
0
717645
0
0
FIRST BANCORP
COM
318910106
18206
1036770
SH
SOLE
0
1036770
0
0
FIRST CITIZENS BANCSHARES INC
CL A
31946M103
3903
15028
SH
SOLE
0
15028
0
0
FIRST CONN BANCORP INC
COM
319850103
16721
1087897
SH
SOLE
0
1087897
0
0
FIRST INDUSTRIAL REALTY TRUST
COM
32054K103
450
21003
SH
SOLE
0
21003
0
0
FIRST NIAGARA FINL GP INC
COM
33582V108
13321
1506900
SH
SOLE
0
1506900
0
0
FIRST SEC GROUP INC
COM NEW
336312202
7645
3185398
SH
SOLE
0
3185398
0
0
FIRST SOUTH BANCORP INC
COM
33646W100
3334
416734
SH
SOLE
0
416734
0
0
FIDELITY NATIONAL FINANCIAL
FNFV GROUP COM
31620R402
1571
111383
SH
SOLE
0
111383
0
0
FRANKLIN FINL NETWORK INC
COM
35352P104
4200
200000
SH
SOLE
0
200000
0
0
FULTON FINL CORP
COM
360271100
11961
969277
SH
SOLE
0
969277
0
0
GENERAL CABLE CORP DEL NEW
COM
369300108
2114
122702
SH
SOLE
0
122702
0
0
GREENHILL & CO INC
COM
395259104
17646
445054
SH
SOLE
0
445054
0
0
GUARANTY BANCORP
COM
40075T607
16729
986400
SH
SOLE
0
986400
0
0
HALLIBURTON COMPANY
COM
406216101
4925
112234
SH
SOLE
0
112234
0
0
HAMPTON ROADS BANKSHARES INC
COM NEW
409321502
15753
8334761
SH
SOLE
0
8334761
0
0
HANCOCK HOLDING CO
COM
410120109
3476
116400
SH
SOLE
0
116400
0
0
HARLEY-DAVIDSON INC
COM
412822108
27589
454214
SH
SOLE
0
454214
0
0
HEIDRICK & STRUGGLES INTL INC
COM
422819102
3265
132820
SH
SOLE
0
132820
0
0
HERITAGE OAKS BANCORP
COM
42724R107
19634
2362742
SH
SOLE
0
2362742
0
0
HONEYWELL INTERNATIONAL INC
COM
438516106
17018
163150
SH
SOLE
0
163150
0
0
HUDSON VALLEY HOLDING CORP
COM
444172100
50355
1970074
SH
SOLE
0
1970074
0
0
HUNTINGTON BANCSHARES
COM
446150104
2578
233302
SH
SOLE
0
233302
0
0
INDEPENDENT BANK CORP
COM NEW
453838609
14311
1115408
SH
SOLE
0
1115408
0
0
INSTALLED BLDG PRODS INC
COM
45780R101
5494
252470
SH
SOLE
0
252470
0
0
JACOBS ENGR GROUP INC DEL
COM
469814107
622
13780
SH
SOLE
0
13780
0
0
JP MORGAN CHASE & CO
COM
46625H100
44406
733012
SH
SOLE
0
733012
0
0
KORNFERRY INTL
COM new
500643200
2603
79201
SH
SOLE
0
79201
0
0
LAKELAND BANCORP INC
COM
511637100
2136
185729
SH
SOLE
0
185729
0
0
LEAR CORP
COM NEW
521865204
9326
84155
SH
SOLE
0
84155
0
0
LINN ENERGY LLC
COM UNIT LTD LIAB
536020100
735
66496
SH
SOLE
0
66496
0
0
LINNCO LLC
COM SHS LTD INT
535782106
529
55291
SH
SOLE
0
55291
0
0
LNB BANCORP INC
COM
502100100
507
28436
SH
SOLE
0
28436
0
0
MACATAWA BANK CORP
COM
554225102
2515
470121
SH
SOLE
0
470121
0
0
MASCO CORP
COM
574599106
4661
174565
SH
SOLE
0
174565
0
0
MB FINL INC NEW
COM
55264U108
4760
152017
SH
SOLE
0
152017
0
0
MBT FINL CORP
COM
578877102
6917
1232921
SH
SOLE
0
1232921
0
0
METLIFE INC
COM
59156R108
16592
328224
SH
SOLE
0
328224
0
0
METRO BANCORP INC PA
COM
59161R101
38742
1405223
SH
SOLE
0
1405223
0
0
NATL COMMERCE CORP
COM
63546L102
1274
58053
SH
SOLE
0
58053
0
0
NEW YORK CMNTY BANCORP INC.
COM
649445103
1226
73265
SH
SOLE
0
73265
0
0
NEWBRIDGE BANCORP
CL A NO PAR
65080T102
30668
3438139
SH
SOLE
0
3438139
0
0
NORCRAFT COS INC
COM
65557Y105
2001
78255
SH
SOLE
0
78255
0
0
NORWEGIAN CRUISE LINE HLDGS LTD
SHS
G66721104
5755
106553
SH
SOLE
0
106553
0
0
OCEANFIRST FINL CORP
COM
675234108
5663
327922
SH
SOLE
0
327922
0
0
OLD LINE BANCSHARES INC
COM
67984M100
4996
316232
SH
SOLE
0
316232
0
0
OLD NATL BANCORP IND
COM
680033107
4369
307895
SH
SOLE
0
307895
0
0
OLD SECOND BANCORP INC ILL
COM
680277100
8003
1399072
SH
SOLE
0
1399072
0
0
OPUS BANK IRVINE CALIF
COM
684000102
17436
564622
SH
SOLE
0
564622
0
0
ORRSTOWN FINL SVCS INC
COM
687380105
8429
492937
SH
SOLE
0
492937
0
0
OSHKOSH CORP
COM
688239201
9830
201470
SH
SOLE
0
201470
0
0
OWENS CORNING NEW
COM
690742101
17284
398241
SH
SOLE
0
398241
0
0
PACIFIC CONTINENTAL CORP
COM
69412V108
18533
1401914
SH
SOLE
0
1401914
0
0
PACIFIC MERCANTILE BANCORP
COM
694552100
8230
1143050
SH
SOLE
0
1143050
0
0
PACIFIC PREMIER BANCORP INC
COM
69478X105
21465
1325809
SH
SOLE
0
1325809
0
0
PACWEST BANCORP DEL
COM
695263103
10152
216514
SH
SOLE
0
216514
0
0
PEAPACK GLADSTONE FINL CORP
COM
704699107
10972
507977
SH
SOLE
0
507977
0
0
PENNYMAC FINL SVCS INC
CL A
70932B101
15246
898436
SH
SOLE
0
898436
0
0
PNC FINL SERVICES GROUP INC
COM
693475105
15685
168218
SH
SOLE
0
168218
0
0
POPULAR INC
COM NEW
733174700
1834
53325
SH
SOLE
0
53325
0
0
PREFERRED BK LOS ANGELES CA
COM NEW
740367404
27688
1007936
SH
SOLE
0
1007936
0
0
PREMIER FINL BANCORP INC
COM
74050M105
1736
113995
SH
SOLE
0
113995
0
0
PRIVATEBANCORP INC
COM
742962103
3848
109421
SH
SOLE
0
109421
0
0
PULASKI FINL CORP
COM
745548107
7897
638396
SH
SOLE
0
638396
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
1768
73350
SH
Put
SOLE
0
73350
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
541
2621
SH
Put
SOLE
0
2621
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
68
329
SH
Put
SOLE
0
329
0
0
REGIONAL MGMT CORP NEW
COM
75902K106
16548
1121152
SH
SOLE
0
1121152
0
0
REGIONS FINL CORP NEW
COM
7591EP100
40992
4337748
SH
SOLE
0
4337748
0
0
REMY INTL INC NEW
COM
75971M108
442
19914
SH
SOLE
0
19914
0
0
REPUBLIC BANCORP KY
CL A
760281204
4255
172052
SH
SOLE
0
172052
0
0
REPUBLIC FIRST BANCORP INC
COM
760416107
6127
1687789
SH
SOLE
0
1687789
0
0
RIVERVIEW BANCORP INC
COM
769397100
5263
1169551
SH
SOLE
0
1169551
0
0
RYDER SYSTEM INC
COM
783549108
7027
74051
SH
SOLE
0
74051
0
0
SEACOAST BKG CORP
COM NEW
811707801
22123
1550330
SH
SOLE
0
1550330
0
0
SERVISFIRST BANCSHARES INC
COM
81768T108
21264
644553
SH
SOLE
0
644553
0
0
SHORE BANCSHARES INC
COM
825107105
1813
197477
SH
SOLE
0
197477
0
0
SI FINL GROUP INC MD
COM
78425V104
824
67818
SH
SOLE
0
67818
0
0
SIERRA BANCORP
COM
82620P102
20573
1231896
SH
SOLE
0
1231896
0
0
SVB FINL GROUP
COM
78486Q101
7490
58961
SH
SOLE
0
58961
0
0
SOUTH ST CORP
COM
840441109
2896
42350
SH
SOLE
0
42350
0
0
SOUTHERN FIRST BANCSHARES INC
COM
842873101
3356
197417
SH
SOLE
0
197417
0
0
SPRINGLEAF HLDGS INC
COM
85172J101
3495
67518
SH
SOLE
0
67518
0
0
SPX CORP
COM
784635104
2723
32072
SH
SOLE
0
32072
0
0
SQUARE 1 FINL INC
CL A
85223W101
11514
430124
SH
SOLE
0
430124
0
0
STATE STREET CORP
COM
857477103
20315
276283
SH
SOLE
0
276283
0
0
STEINER LEISURE LTD
ORD
P8744Y102
3572
75361
SH
SOLE
0
75361
0
0
STERLING BANCORP DEL
COM
85917A100
14693
1095701
SH
SOLE
0
1095701
0
0
STEWART INFORMATION SVCS COR
COM
860372101
12850
316181
SH
SOLE
0
316181
0
0
STOCK BLDG SUPPLY HLDGS INC
COM
86101X104
2004
110954
SH
SOLE
0
110954
0
0
STONEGATE BK FT LAUDERDALE F
COM
861811107
8218
272210
SH
SOLE
0
272210
0
0
STRATEGIC HOTELS & RESORTS
COM
86272T106
926
74501
SH
SOLE
0
74501
0
0
SUFFOLK BANCORP
COM
864739107
27434
1154649
SH
SOLE
0
1154649
0
0
SUNTRUST BANKS
COM
867914103
1631
39695
SH
SOLE
0
39695
0
0
SWIFT TRANSN CO
CL A
87074U101
1283
49321
SH
SOLE
0
49321
0
0
SYNOVUS FINL CORP
COM NEW
87161C501
153431
5477708
SH
SOLE
0
5477708
0
0
TALMER BANCORP INC
COM
87482X101
3750
244868
SH
SOLE
0
244868
0
0
TCF FINL CORP
COM
872275102
25271
1607598
SH
SOLE
0
1607598
0
0
TENNECO INC
COM
880349105
3201
55748
SH
SOLE
0
55748
0
0
TEREX CORP NEW
COM
880779103
4133
155437
SH
SOLE
0
155437
0
0
TEXAS CAPITAL BANCSHARES INC
COM
88224Q107
39327
808359
SH
SOLE
0
808359
0
0
COMMUNITY FINL CORP MD
COM
20368X101
8457
422862
SH
SOLE
0
422862
0
0
FIRST BANCSHARES INC
COM
318916103
6033
371040
SH
SOLE
0
371040
0
0
FIRST LONG ISLAND CORP
COM
320734106
23074
904872
SH
SOLE
0
904872
0
0
TIMBERLAND BANCORP INC
COM
887098101
3138
291189
SH
SOLE
0
291189
0
0
TRANSOCEAN LTD
RES SHS
H8817H100
148
10114
SH
SOLE
0
10114
0
0
TRICO BANCSHARES
COM
896095106
18679
774110
SH
SOLE
0
774110
0
0
TRIUMPH BANCORP INC
COM
89679E300
14895
1090377
SH
SOLE
0
1090377
0
0
TUTOR PERINI CORP
COM
901109108
6211
266017
SH
SOLE
0
266017
0
0
UNION BANKSHARES CORP NEW
COM
90539J109
8783
395465
SH
SOLE
0
395465
0
0
UNITED BANKSHARES INC WEST V
COM
909907107
6771
180165
SH
SOLE
0
180165
0
0
UNITED RENTALS INC
COM
911363109
4090
44867
SH
SOLE
0
44867
0
0
US BANCORP
COM NEW
902973304
50311
1152064
SH
SOLE
0
1152064
0
0
VALLEY NATL BANCORP
COM
919794107
3080
326307
SH
SOLE
0
326307
0
0
VERITEX HLDGS INC
COM
923451108
11839
847457
SH
SOLE
0
847457
0
0
WASHINGTONFIRST BANKSHARES INC
COM
940730104
7914
465833
SH
SOLE
0
465833
0
0
WCI CMNTYS INC
COM PAR $0.01
92923C807
3641
152034
SH
SOLE
0
152034
0
0
WEINGARTEN RLTY INVS
SH BEN INT
948741103
785
21830
SH
SOLE
0
21830
0
0
WELLS FARGO & CO NEW
COM
949746101
66148
1215959
SH
SOLE
0
1215959
0
0
WESCO INTERNATIONAL INC
COM
95082P105
25148
359818
SH
SOLE
0
359818
0
0
WILLIAM LYON HOMES
CL A NEW
552074700
4131
160011
SH
SOLE
0
160011
0
0
WILLIS GROUP HLDGS PUBLIC
COM
G96666105
4177
86692
SH
SOLE
0
86692
0
0
WINTRUST FINL CORP
COM
97650W108
15613
327452
SH
SOLE
0
327452
0
0
XENITH BANKSHARES INC
COM
98410X105
2250
369984
SH
SOLE
0
369984
0
0
YADKIN FINL CORP
COM
984305102
9987
491961
SH
SOLE
0
491961
0
0