0001405086-15-000041.txt : 20150213
0001405086-15-000041.hdr.sgml : 20150213
20150213112852
ACCESSION NUMBER: 0001405086-15-000041
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20150213
DATE AS OF CHANGE: 20150213
EFFECTIVENESS DATE: 20150213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT, L.L.C.
CENTRAL INDEX KEY: 0001085393
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10569
FILM NUMBER: 15611127
BUSINESS ADDRESS:
STREET 1: 645 MADISON AVENUE
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-521-9500
MAIL ADDRESS:
STREET 1: 645 MADISON AVENUE
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: Basswood Capital Management LLC
DATE OF NAME CHANGE: 20130814
FORMER COMPANY:
FORMER CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 19990428
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001085393
XXXXXXXX
12-31-2014
12-31-2014
BASSWOOD CAPITAL MANAGEMENT, L.L.C.
645 MADISON AVENUE
10TH FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-10569
Y
Messrs. Bennett Lindenbaum and Matthew Lindenbaum, as Principals of Basswood Capital Management, L.L.C., have investment discretion over the investment portfolios reported herein.
MATTHEW LINDENBAUM
MANAGING MEMBER
212-521-9500
/S/MATTHEW LINDENBAUM
NEW YORK
NY
02-13-2015
0
175
2146223
false
INFORMATION TABLE
2
basswood12-31-14table.xml
1ST CENTURY BANCSHARES INC
COM
31943X102
1699
267543
SH
SOLE
267543
0
0
ACCESS NATL CORP
COM
004337101
2676
158154
SH
SOLE
158154
0
0
AMERICAN RIVER BANKSHARES
COM
029326105
4173
442953
SH
SOLE
442953
0
0
ANCHOR BANCORP WISCONSIN
COM
03283P106
13884
403125
SH
SOLE
403125
0
0
ANIXTER INTERNATIONAL INC
COM
035290105
27045
305733
SH
SOLE
305733
0
0
ASTORIA FINL CORP
COM
046265104
15688
1174223
SH
SOLE
1174223
0
0
ATLANTIC COAST FINL CORP
COM
048426100
6095
1535310
SH
SOLE
1535310
0
0
BANK MUTUAL CORP NEW
COM
063750103
6823
994601
SH
SOLE
994601
0
0
BANK OF AMERICA CORP
COM
060505104
33816
1890193
SH
SOLE
1890193
0
0
BANK OF MARIN BANCORP
COM
063425102
9359
177966
SH
SOLE
177966
0
0
BANK OF NEW YORK MELLON CORP
COM
064058100
6488
159912
SH
SOLE
159912
0
0
BANKFINANCIAL ORP
COM
06643P104
21854
1842649
SH
SOLE
1842649
0
0
BEACON ROOFING SUPPLY INC
COM
073685109
9841
354004
SH
SOLE
354004
0
0
BELDEN INC
COM
077454106
48315
613054
SH
SOLE
613054
0
0
BLACKROCK INC
COM
09247X101
1023
2860
SH
SOLE
2860
0
0
BREITBURN ENERGY PARTNERS LP
COM UT LTD PTN
106776107
419
59865
SH
SOLE
59865
0
0
BRIDGE BANCORP INC
COM
108035106
23587
881745
SH
SOLE
881745
0
0
BRIDGE CAP HLDGS
COM
108030107
13463
601571
SH
SOLE
601571
0
0
BUILDERS FIRSTSOURCE INC
COM
12008R107
3620
526989
SH
SOLE
526989
0
0
CAPITAL CITY BK GROUP INC
COM
139674105
11994
771812
SH
SOLE
771812
0
0
CARDINAL FINL CORP
COM
14149F109
45554
2297226
SH
SOLE
2297226
0
0
CARLISLE COS INC
COM
142339100
30489
337866
SH
SOLE
337866
0
0
CAROLINA BK HLDGS INC GREEN
COM
143785103
2631
272514
SH
SOLE
272514
0
0
CASCADE BANCORP
COM NEW
147154207
5029
968982
SH
SOLE
968982
0
0
CENTERSTATE BANKS INC
COM
15201P109
50061
4203240
SH
SOLE
4203240
0
0
CENTRAL PAC FINL CORP
COM
154760409
18862
877296
SH
SOLE
877296
0
0
CENTRAL VALLEY CMNTY BANCORP
COM
155685100
6919
624443
SH
SOLE
624443
0
0
CENTURY CMNTYS INC
COM
156504300
3234
187171
SH
SOLE
187171
0
0
CIT GROUP HLDGS INC
COM
125581801
5184
108375
SH
SOLE
108375
0
0
CIT GROUP INC
COM NEW
172967424
11000
203298
SH
SOLE
203298
0
0
CITY NATL CORP
COM
178566105
44766
553972
SH
SOLE
553972
0
0
COMERICA INC
COM
200340107
4214
89972
SH
SOLE
89972
0
0
COMMUNITY FINL CORP MD
COM
20368X101
7906
393921
SH
SOLE
393921
0
0
COMMUNITYONE BANCORP
COM
20416Q108
229
19973
SH
SOLE
19973
0
0
COUSINS PPTYS INC
COM
222795106
167
14659
SH
SOLE
14659
0
0
CU BANCORP CALIF
COM
126534106
24393
1124603
SH
SOLE
1124603
0
0
DANA HLDG CORP
COM
235825205
5376
247295
SH
SOLE
247295
0
0
DIAMOND OFFSHORE DRILLING INC
COM
25271C102
309
8417
SH
SOLE
8417
0
0
DUKE REALTY CORP
COM NEW
264411505
648
32095
SH
SOLE
32095
0
0
EAGLE BANCORP INC MD
COM
268948106
1777
50027
SH
SOLE
50027
0
0
EASTERN VA BANKSHARES INC
COM
277196101
3180
491528
SH
SOLE
491528
0
0
EMCOR GROUP INC
COM
29084Q100
7912
177828
SH
SOLE
177828
0
0
ENSCO PLC
SHS CL A
G3157S106
239
7986
SH
SOLE
7986
0
0
FARMERS CAP BK CORP
COM
309562106
17248
740566
SH
SOLE
740566
0
0
FCB FINL HLDGS INC
CL A
30255G103
13201
535771
SH
SOLE
535771
0
0
FELCOR LODGING TR INC
COM
31430F101
748
69095
SH
SOLE
69095
0
0
FIDELITY NATIONAL FINANCIAL
FNFV GROUP COM
31620R402
1753
111383
SH
SOLE
111383
0
0
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
11513
334183
SH
SOLE
334183
0
0
FIDELITY NATIONAL INFORMATION SVCS
COM
31620M106
9136
146883
SH
SOLE
146883
0
0
FIFTH THIRD BANCORP
COM
316773100
2545
124899
SH
SOLE
124899
0
0
FIRST AMERN FINL CORP
COM
31847R102
29386
866845
SH
SOLE
866845
0
0
FIRST BANCORP
COM
318910106
20769
1124460
SH
SOLE
1124460
0
0
FIRST BANCSHARES INC MS
COM
318916103
5583
384793
SH
SOLE
384793
0
0
FIRST CONN BANCORP INC MD
COM
319850103
17991
1102410
SH
SOLE
1102410
0
0
FIRST CTZNS BANCSHARES INC
CL A
31946M103
3799
15028
SH
SOLE
15028
0
0
FIRST INDUSTRIAL REALTY TRUST
COM
32054K103
432
21003
SH
SOLE
21003
0
0
FIRST INTERNET BANCORP
COM
320557101
4121
246171
SH
SOLE
246171
0
0
FIRST LONG IS CORP
COM
320734106
24588
866695
SH
SOLE
866695
0
0
FIRST NIAGARA FINL GP INC
COM
33582V108
25077
2974751
SH
SOLE
2974751
0
0
FIRST SEC GROUP INC
COM NEW
336312202
7399
3274042
SH
SOLE
3274042
0
0
FIRST SOUTH BANCORP INC VA
COM
33646W100
3170
398286
SH
SOLE
398286
0
0
FULTON FINL CORP PA
COM
360271100
16183
1309323
SH
SOLE
1309323
0
0
GENERAL CABLE CORP DEL NEW
COM
369300108
1414
94899
SH
SOLE
94899
0
0
GREENHILL & CO INC
COM
395259104
23335
535212
SH
SOLE
535212
0
0
GUARANTY BANCORP DEL
COM NEW
40075T607
10871
752842
SH
SOLE
752842
0
0
HALLIBURTON CO
COM
406216101
4414
112234
SH
SOLE
112234
0
0
HAMPTON ROADS BANKSHARES INC
COM NEW
409321502
14002
8334761
SH
SOLE
8334761
0
0
HANCOCK HLDG CO
COM
410120109
3690
120197
SH
SOLE
120197
0
0
HARLEY-DAVIDSON INC
COM
412822108
29937
454214
SH
SOLE
454214
0
0
HEIDRICK & STRUGGLES INT'L INC
COM
422819102
3062
132820
SH
SOLE
132820
0
0
HERITAGE COMMERCE CORP
COM
426927109
1966
222661
SH
SOLE
222661
0
0
HERITAGE OAKS BANCORP
COM
42724R107
20316
2421451
SH
SOLE
2421451
0
0
HOMESTREET INC
COM
43785V102
13263
761810
SH
SOLE
761810
0
0
HONEYWELL INTERNATIONAL INC
COM
438516106
16302
163150
SH
SOLE
163150
0
0
HUDSON VALLEY HLDG CORP
COM
444172100
53507
1970074
SH
SOLE
1970074
0
0
HUNTINGTON BANCSHARES
COM
446150104
18006
1711555
SH
SOLE
1711555
0
0
INDEPENDENT BANK CORP MASS
COM
453838609
14556
1115408
SH
SOLE
1115408
0
0
INSTALLED BLDG PRODS INC
COM
45780R101
3797
213068
SH
SOLE
213068
0
0
INTERNATIONAL BANCSHARES COR
COM
459044103
19481
734016
SH
SOLE
734016
0
0
JACOBS ENGR GROUP INC DEL
COM
469814107
616
13780
SH
SOLE
13780
0
0
JP MORGAN CHASE & CO
COM
46625H100
45872
733012
SH
SOLE
733012
0
0
KORN FERRY INTL
COM
500643200
2278
79201
SH
SOLE
79201
0
0
LAKELAND BANCORP INC
COM
511637100
2173
185729
SH
SOLE
185729
0
0
LEAR CORP
COM
521865204
7530
76779
SH
SOLE
76779
0
0
LINN ENERGY LLC
COM
536020100
674
66496
SH
SOLE
66496
0
0
LINNCO LLC
COM SHS LTD INT
535782106
573
55291
SH
SOLE
55291
0
0
LNB BANCORP INC
COM
502100100
513
28436
SH
SOLE
28436
0
0
LYON WILLIAM HOMES
CL A NEW
552074700
3113
153592
SH
SOLE
153592
0
0
MACATAWA BK CORP
COM
554225102
2686
493776
SH
SOLE
493776
0
0
MASCO CORP
COM
574599106
4399
174565
SH
SOLE
174565
0
0
MB FINL INC NEW
COM
55264U108
4995
152017
SH
SOLE
152017
0
0
MBT FINL CORP
COM
578877102
5654
1133109
SH
SOLE
1133109
0
0
METLIFE INC
COM
59156R108
4340
80239
SH
SOLE
80239
0
0
METRO BANCORP INC PA
COM
59161R101
36438
1405806
SH
SOLE
1405806
0
0
MOHAWK INDS INC
COM
608190104
30093
193700
SH
SOLE
193700
0
0
NEW YORK CMNTY BANCORP INC
COM
649445103
1172
73265
SH
SOLE
73265
0
0
NEWBRIDGE BANCORP
CL A NO PAR
65080T102
29305
3364506
SH
SOLE
3364506
0
0
NORCRAFT COS INC
COM
65557Y105
2431
125937
SH
SOLE
125937
0
0
NORWEGIAN CRUISE LINE HLDGS LTD
SHS
G66721104
4075
87150
SH
SOLE
87150
0
0
OCEANFIRST FINL CORP
COM
675234108
5903
344422
SH
SOLE
344422
0
0
OLD LINE BANCSHARES INC
COM
67984M100
4072
257377
SH
SOLE
257377
0
0
OLD NATL BANCORP IND
COM
680033107
4581
307895
SH
SOLE
307895
0
0
OLD SECOND BANCORP INC ILL
COM
680277100
7672
1428604
SH
SOLE
1428604
0
0
ORRSTOWN FINL SVCS INC
COM
687380105
8830
519383
SH
SOLE
519383
0
0
OSHKOSH CORP
COM
688239201
9742
200255
SH
SOLE
200255
0
0
OWENS CORNING INC NEW
COM
690742101
14169
395669
SH
SOLE
395669
0
0
PACIFIC CONTINENTAL CORP
COM
69412V108
14276
1006778
SH
SOLE
1006778
0
0
PACIFIC MERCANTILE BANCORP
COM
694552100
8371
1189070
SH
SOLE
1189070
0
0
PACIFIC PREMIER BANCORP
COM
69478X105
22072
1273602
SH
SOLE
1273602
0
0
PACWEST BANCORP DEL
COM
695263103
9843
216514
SH
SOLE
216514
0
0
PEAPACK GLADSTONE FINL CORP
COM
704699107
4869
262332
SH
SOLE
262332
0
0
PENNYMAC FINL SVCS INC
CL A
70932B101
15737
909637
SH
SOLE
909637
0
0
PNC FINL SVCS GROUP INC
COM
693475105
18982
208064
SH
SOLE
208064
0
0
POPULAR INC
COM NEW
733174700
1816
53325
SH
SOLE
53325
0
0
PREFERRED BK/LOS ANGELES CA
COM NEW
740367404
28491
1021552
SH
SOLE
1021552
0
0
PREMIER FINL BANCORP INC
COM
74050M105
62
3995
SH
SOLE
3995
0
0
PRIVATEBANCORP INC
COM
742962103
3655
109421
SH
SOLE
109421
0
0
PULASKI FINL CORP
COM
745548107
8539
692524
SH
SOLE
692524
0
0
REGIONAL MGMT CORP
COM
75902K106
15725
994601
SH
SOLE
994601
0
0
REGIONS FINL CORP NEW
COM
7591EP100
35672
3378067
SH
SOLE
3378067
0
0
REPUBLIC BANCORP KY
CL A
760281204
4467
180709
SH
SOLE
180709
0
0
REPUBLIC FIRST BANCORP INC
COM
760416107
5661
1509649
SH
SOLE
1509649
0
0
RIVERVIEW BANCORP INC
COM
769397100
5400
1205408
SH
SOLE
1205408
0
0
ROWAN COMPANIES PLC
SHS CL A
G7665A101
1244
53362
SH
SOLE
53362
0
0
RYDER SYS INC
COM
783549108
6876
74051
SH
SOLE
74051
0
0
SEACOAST BKG CORP FLA
COM NEW
811707801
21872
1590703
SH
SOLE
1590703
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
505
20427
SH
Put
SOLE
20427
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
1299
52525
SH
Put
SOLE
52525
0
0
SERVISFIRST BANCSHARES INC
COM
81768T108
18107
549525
SH
SOLE
549525
0
0
SHORE BANCSHARES INC
COM
825107105
1839
196910
SH
SOLE
196910
0
0
SIERRA BANCORP
COM
82620P102
22142
1260955
SH
SOLE
1260955
0
0
SOUTH ST CORP
COM
840441109
2841
42350
SH
SOLE
42350
0
0
SOUTHERN FIRST BANCSHARES INC
COM
842873101
3046
178940
SH
SOLE
178940
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
106
517
SH
Put
SOLE
517
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
630
3064
SH
Put
SOLE
3064
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
96
465
SH
Put
SOLE
465
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
372
1810
SH
Put
SOLE
1810
0
0
SPRINGLEAF HLDGS INC
COM
85172J101
1228
33938
SH
SOLE
33938
0
0
SPX CORP
COM
784635104
3279
38165
SH
SOLE
38165
0
0
SQUARE 1 FINL INC
COM
85223W101
54668
2213275
SH
SOLE
2213275
0
0
STATE STR CORP
COM
857477103
28723
365896
SH
SOLE
365896
0
0
STEINER LEISURE LTD
ORD
P8744Y102
3391
73379
SH
SOLE
73379
0
0
STERLING BANCORP DEL
COM
85917A100
10447
726525
SH
SOLE
726525
0
0
STEWART INFORMATION SVCS
COM
860372101
9866
266366
SH
SOLE
266366
0
0
STOCK BLDG SUPPLY HLDGS INC
COM
86101X104
2821
184122
SH
SOLE
184122
0
0
STONEGATE BK FT LAUDERDALE F
COM
861811107
8201
276887
SH
SOLE
276887
0
0
STRATEGIC HOTELS & RESORTS I
COM
86272T106
986
74501
SH
SOLE
74501
0
0
SUFFOLK BANCORP
COM
864739107
26222
1154649
SH
SOLE
1154649
0
0
SUNTRUST BKS
COM
867914103
1663
39695
SH
SOLE
39695
0
0
SVB FINANCIAL GROUP
COM
78486Q101
5737
49431
SH
SOLE
49431
0
0
SWIFT TRANSN CO
CL A
87074U101
1412
49321
SH
SOLE
49321
0
0
SYNOVUS FINL CORP
COM NEW
87161C501
145984
5388853
SH
SOLE
5388853
0
0
TALMER BANCORP INC
COM
87482X101
3970
282730
SH
SOLE
282730
0
0
TCF FINL CORP
COM
872275102
19887
1251572
SH
SOLE
1251572
0
0
TENNECO INC
COM
880349105
2760
48754
SH
SOLE
48754
0
0
TEREX CORP NEW
COM
880779103
4334
155437
SH
SOLE
155437
0
0
TEXAS CAPITAL BANCSHARES INC
COM
88224Q107
21791
401090
SH
SOLE
401090
0
0
TIMBERLAND BANCORP INC
COM
887098101
2081
196294
SH
SOLE
196294
0
0
TRICO BANCSHARES
COM
896095106
13772
557575
SH
SOLE
557575
0
0
TRIUMPH BANCORP INC
COM
89679E300
12004
885892
SH
SOLE
885892
0
0
TUTOR PERINI CORP
COM
901109108
5343
221982
SH
SOLE
221982
0
0
UNITED BANKSHARES INC west v
COM
909907107
6747
180165
SH
SOLE
180165
0
0
US BANCORP DEL
COM NEW
902973304
51785
1152064
SH
SOLE
1152064
0
0
VALLEY NATL BANCORP
COM
919794107
3168
326306
SH
SOLE
326306
0
0
VERITEX HLDGS INC
COM
923451108
8770
618929
SH
SOLE
618929
0
0
WASHINGTONFIRST BANKSHARES I
COM
940730104
3318
221177
SH
SOLE
221177
0
0
WASHINGTONFIRST BANKSHARES I
COM
940730104
3637
240405
SH
SOLE
240405
0
0
WCI CMNTYS INC
COM PAR $0.01
92923C807
3641
185957
SH
SOLE
185957
0
0
WEINGARTEN RLTY INVS
SH BEN INT
948741103
762
21830
SH
SOLE
21830
0
0
WELLS FARGO & CO NEW
COM
949746101
66659
1215959
SH
SOLE
1215959
0
0
WESCO INTERNATIONAL INC
COM
95082P105
27098
355565
SH
SOLE
355565
0
0
WILLIS GROUP HLDGS PUBLIC
SHS
G96666105
11389
254156
SH
SOLE
254156
0
0
WINTRUST FINL CORP
COM
97650W108
20540
439267
SH
SOLE
439267
0
0
XENITH BANKSHARES INC
COM
98410X105
2421
378267
SH
SOLE
378267
0
0
YADKIN FINL CORP
COM
984305102
8704
442959
SH
SOLE
442959
0
0