0001405086-14-000301.txt : 20141114
0001405086-14-000301.hdr.sgml : 20141114
20141114101248
ACCESSION NUMBER: 0001405086-14-000301
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141114
DATE AS OF CHANGE: 20141114
EFFECTIVENESS DATE: 20141114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT, L.L.C.
CENTRAL INDEX KEY: 0001085393
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10569
FILM NUMBER: 141221154
BUSINESS ADDRESS:
STREET 1: 645 MADISON AVENUE
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-521-9500
MAIL ADDRESS:
STREET 1: 645 MADISON AVENUE
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: Basswood Capital Management LLC
DATE OF NAME CHANGE: 20130814
FORMER COMPANY:
FORMER CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 19990428
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001085393
XXXXXXXX
09-30-2014
09-30-2014
BASSWOOD CAPITAL MANAGEMENT, L.L.C.
645 MADISON AVENUE
10TH FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-10569
Y
Messrs. Bennett Lindenbaum and Matthew Lindenbaum, as Principals of Basswood Capital Management, L.L.C., have investment discretion over the investment portfolios reported herein.
MATTHEW LINDENBAUM
MANAGING MEMBER
212-521-9500
/S/MATTHEW LINDENBAUM
NEW YORK
NY
11-14-2014
0
173
1954228
false
INFORMATION TABLE
2
basswood9-30-2014.xml
1ST CENTURY BANCSHARES INC
COM
31943X102
1486
201751
SH
SOLE
0
201751
0
0
ACCESS NATIONAL CORP
COM
004337101
1453
89513
SH
SOLE
0
89513
0
0
AMERICAN RIVER BANKSHARES
COM
029326105
3218
351670
SH
SOLE
0
351670
0
0
ANIXTER INTERNATIONAL INC
COM
035290105
25837
304537
SH
SOLE
0
304537
0
0
ARMSTRONG WORLD INDS INC NEW
COM
04247X102
1965
35081
SH
SOLE
0
35081
0
0
ASTORIA FINANCIAL CORP
COM
046265104
14549
1174223
SH
SOLE
0
1174223
0
0
ATLANTIC COAST FINANCIAL CORP
COM
048426100
6252
1532310
SH
SOLE
0
1532310
0
0
BANK MUTUAL CORP NEW
COM
063750103
6787
1058808
SH
SOLE
0
1058808
0
0
BANK OF AMER CORP
COM
060505104
34158
2003386
SH
SOLE
0
2003386
0
0
BANK OF MARIN BANCORP
COM
063425102
8786
191465
SH
SOLE
0
191465
0
0
BANK OF NEW YORK
COM
064058100
14498
374342
SH
SOLE
0
374342
0
0
BANKFINANCIAL CORP
COM
06643P104
18403
1772954
SH
SOLE
0
1772954
0
0
BANNER CORP
COM NEW
06652V208
3210
83439
SH
SOLE
0
83439
0
0
BEACON ROOFING SUPPLY INC
COM
073685109
9020
354004
SH
SOLE
0
354004
0
0
BELDEN INC
COM
077454106
39248
613054
SH
SOLE
0
613054
0
0
BLACKROCK INC
COM
09247X101
2296
6994
SH
SOLE
0
6994
0
0
BRIDGE BANCORP INC
COM
108035106
19396
820144
SH
SOLE
0
820144
0
0
BRIDGE CAPITAL HOLDINGS
COM
108030107
15527
682808
SH
SOLE
0
682808
0
0
BUILDERS FIRSTSOURCE INC
COM
12008R107
2679
491489
SH
SOLE
0
491489
0
0
CAMDEN NATIONAL CORP
COM
133034108
6630
189422
SH
SOLE
0
189422
0
0
CAPITAL CITY BANK GROUP INC
COM
139674105
11563
853956
SH
SOLE
0
853956
0
0
CARDINAL FINANCIAL CORP
COM
14149F109
37026
2169084
SH
SOLE
0
2169084
0
0
CARLISLE COS INC
COM
142339100
27158
337866
SH
SOLE
0
337866
0
0
CARNIVAL CORP
PAIRED CTF
143658300
6263
155906
SH
SOLE
0
155906
0
0
CAROLINA BK HLDGS INC GREENS
COM
143785103
2698
272514
SH
SOLE
0
272514
0
0
CASCADE BANCORP
COM NEW
147154207
2194
434492
SH
SOLE
0
434492
0
0
CENTERSTATE BANKS INC
COM
15201P109
31477
3041266
SH
SOLE
0
3041266
0
0
CENTRAL PACIFIC FINANCIAL CORP
COM
154760409
19954
1112872
SH
SOLE
0
1112872
0
0
CENTRAL VALLEY COMMUNITY BANCORP
COM
155685100
4682
407830
SH
SOLE
0
407830
0
0
CENTURY CMNTYS INC
COM
156504300
2354
135678
SH
SOLE
0
135678
0
0
CIT GROUP HOLDINGS INC
COM NEW
125581801
4981
108375
SH
SOLE
0
108375
0
0
CITIGROUP INC (C)
COM NEW
172967424
39917
770298
SH
SOLE
0
770298
0
0
CITIZENS FINANCIAL GROUP INC
COM
174610105
7517
320979
SH
SOLE
0
320979
0
0
CITY NATIONAL CORP
COM
178566105
39860
526756
SH
SOLE
0
526756
0
0
COMERICA INC
COM
200340107
4486
89972
SH
SOLE
0
89972
0
0
COMMUNITY FINL CORP MD
COM
20368X101
8219
396463
SH
SOLE
0
396463
0
0
COUSINS PORPERTIES INC
COM
222795106
175
14659
SH
SOLE
0
14659
0
0
CU BANCORP CALIF
COM
126534106
20795
1106132
SH
SOLE
0
1106132
0
0
DANA HOLDING CORP
COM
235825205
4798
250265
SH
SOLE
0
250265
0
0
DUKE REALTY CORP
COM NEW
264411505
551
32095
SH
SOLE
0
32095
0
0
EASTERN VA BANKSHARES INC
COM
277196101
2914
468469
SH
SOLE
0
468469
0
0
EMCOR GROUP INC
COM
29084Q100
6714
168013
SH
SOLE
0
168013
0
0
FARMERS CAP BK CORP
COM
309562106
16558
734935
SH
SOLE
0
734935
0
0
FCB FINL HLDGS INC
CL A
30255G103
6711
295818
SH
SOLE
0
295818
0
0
FELCOR LODGING TRUST INC
COM
31430F101
647
69095
SH
SOLE
0
69095
0
0
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
9270
334183
SH
SOLE
0
334183
0
0
FIDELITY NATIONAL FINANCIAL
FNFV GROUP COM
31620R402
1533
111383
SH
SOLE
0
111383
0
0
FIDELITY NATIONAL INFORMATION SVCS
COM
31620M106
9778
173670
SH
SOLE
0
173670
0
0
FIDELITY SOUTHERN CORP
COM
316394105
17489
1276535
SH
SOLE
0
1276535
0
0
FIFTH THIRD BANCORP
COM
316773100
2500
124899
SH
SOLE
0
124899
0
0
FIRST AMERICAN CORP
COM
31847R102
23574
869261
SH
SOLE
0
869261
0
0
FIRST BANCORP
COM
318910106
18063
1127555
SH
SOLE
0
1127555
0
0
FIRST BANCSHARES INC MS
COM
318916103
5556
384471
SH
SOLE
0
384471
0
0
FIRST CONN BANCORP INC MD
COM
319850103
15028
1036411
SH
SOLE
0
1036411
0
0
FIRST HORIZON NATIONAL CORP
COM
320517105
1079
87900
SH
SOLE
0
87900
0
0
FIRST INDUSTRIAL REALTY TRUST
COM
32054K103
355
21003
SH
SOLE
0
21003
0
0
FIRST INTERNET BANCORP
COM
320557101
4038
250521
SH
SOLE
0
250521
0
0
FIRST LONG ISLAND CORP
COM
320734106
19660
570675
SH
SOLE
0
570675
0
0
FIRST NBC BANK HOLDING COMPANY
COM
32115D106
542
16555
SH
SOLE
0
16555
0
0
FIRST NIAGARA FINANCIAL
COM
33582V108
30838
3702059
SH
SOLE
0
3702059
0
0
FIRST SEC GROUP INC
COM NEW
336312202
6429
3246929
SH
SOLE
0
3246929
0
0
FIRST SOUTH BANCORP INC
COM
33646W100
2460
303746
SH
SOLE
0
303746
0
0
FULTON FINANCIAL CORP
COM
360271100
14437
1303017
SH
SOLE
0
1303017
0
0
GENERAL CABLE CORP DEL NEW
COM
369300108
2566
170190
SH
SOLE
0
170190
0
0
GREENHILL & CO INC
COM
395259104
26148
562444
SH
SOLE
0
562444
0
0
GUARANTY BANCORP
COM NEW
40075T607
1351
99979
SH
SOLE
0
99979
0
0
HALLIBURTON CO
COM
406216101
7240
112234
SH
SOLE
0
112234
0
0
HAMPTON ROADS BANKSHARES INC
COM NEW
409321502
12752
8334761
SH
SOLE
0
8334761
0
0
HANCOCK HOLDING CO
COM
410120109
14901
464932
SH
SOLE
0
464932
0
0
HARLEY-DAVIDSON INC
COM
412822108
26435
454214
SH
SOLE
0
454214
0
0
HEIDRICK & STRUGGLES INTL IN
COM
422819102
3403
165698
SH
SOLE
0
165698
0
0
HERITAGE COMMERCE CORP
COM
426927109
1899
231268
SH
SOLE
0
231268
0
0
HERITAGE OAKS BANCORP
COM
42724R107
15619
2231286
SH
SOLE
0
2231286
0
0
HOME BANCORP INC
COM
43689E107
4848
213464
SH
SOLE
0
213464
0
0
HOMESTREET INC
COM
43785V102
16751
980168
SH
SOLE
0
980168
0
0
HONEYWELL INTERNATIONAL INC
COM
438516106
15193
163150
SH
SOLE
0
163150
0
0
HUDSON VALLEY HOLDING CORP
COM
444172100
35757
1970074
SH
SOLE
0
1970074
0
0
HUNTINGTON BANCSHARES
COM
446150104
17976
1847451
SH
SOLE
0
1847451
0
0
INDEPENDENT BANK CORP
COM NEW
453838609
12495
1048267
SH
SOLE
0
1048267
0
0
INSTALLED BUILDING PRODUCTS INC
COM
45780R101
4841
344559
SH
SOLE
0
344559
0
0
INTERNATIONAL BANCSHARES
COM
459044103
26206
1062459
SH
SOLE
0
1062459
0
0
JACOBS ENGINEERING GROUP INC
COM
469814107
673
13780
SH
SOLE
0
13780
0
0
JP MORGAN CHASE & CO
COM
46625H100
44157
733012
SH
SOLE
0
733012
0
0
KORN FERRY INTL
COM NEW
500643200
1972
79201
SH
SOLE
0
79201
0
0
LAKELAND BANCORP INC
COM
511637100
1813
185729
SH
SOLE
0
185729
0
0
LEAR CORP
COM NEW
521865204
5377
62230
SH
SOLE
0
62230
0
0
LNB BANCORP INC
COM
502100100
4455
311745
SH
SOLE
0
311745
0
0
MACATAWA BANK CORP
COM
554225102
2429
506088
SH
SOLE
0
506088
0
0
MASCO CORP
COM
574599106
4176
174565
SH
SOLE
0
174565
0
0
MB FINANCIAL INC NEW
COM
55264U108
4208
152017
SH
SOLE
0
152017
0
0
MBT FINANCIAL CORP
COM
578877102
4616
965678
SH
SOLE
0
965678
0
0
METLIFE INC
COM
59156R108
4310
80239
SH
SOLE
0
80239
0
0
METRO BANCORP INC
COM
59161R101
33703
1389806
SH
SOLE
0
1389806
0
0
MOHAWK INDS INC
COM
608190104
26115
193700
SH
SOLE
0
193700
0
0
MORGAN STANLEY
COM NEW
617446448
8613
249140
SH
SOLE
0
249140
0
0
NCI BUILDING SYSTEMS INC
COM NEW
628852204
2814
145043
SH
SOLE
0
145043
0
0
NEW YORK COM BANCORP INC
COM
649445103
1163
73265
SH
SOLE
0
73265
0
0
NEWBRIDGE BANCORP
CL A NO PAR
65080T102
24122
3178181
SH
SOLE
0
3178181
0
0
NORCRAFT COS INC
COM
65557Y105
2950
184945
SH
SOLE
0
184945
0
0
NORTH VALLEY BANCORP
COM NEW
66304M204
12661
586698
SH
SOLE
0
586698
0
0
NORWEGIAN CRUISE LINE HOLDINGS LTD
SHS
G66721104
4529
125726
SH
SOLE
0
125726
0
0
OCEANFIRST FINANCIAL CORP
COM
675234108
7536
473645
SH
SOLE
0
473645
0
0
OLD LINE BANCSHARES INC
COM
67984M100
2862
184860
SH
SOLE
0
184860
0
0
OLD NATIONAL BANCORP
COM
680033107
3993
307895
SH
SOLE
0
307895
0
0
OLD SECOND BANCORP INC
COM
680277100
6872
1428604
SH
SOLE
0
1428604
0
0
ORRSTOWN FINANCIAL SERVICES INC
COM
687380105
8375
513514
SH
SOLE
0
513514
0
0
OSHKOSH CORP
COM
688239201
7766
175903
SH
SOLE
0
175903
0
0
OWENS CORNING INC
COM
690742101
12322
388110
SH
SOLE
0
388110
0
0
PACIFIC CONTINENTAL CORP
COM
69412V108
11937
928967
SH
SOLE
0
928967
0
0
PACIFIC MERCANTILE BANCORP
COM
694552100
7225
1036590
SH
SOLE
0
1036590
0
0
PACIFIC PREMIER BANCORP INC
COM
69478X105
15941
1134588
SH
SOLE
0
1134588
0
0
PACWEST BANCORP
COM
695263103
8927
216514
SH
SOLE
0
216514
0
0
PALMETTO BANCSHARES INC
COM NEW
697062206
2634
186285
SH
SOLE
0
186285
0
0
PARK STERLING CORP
COM
70086Y105
6987
1053799
SH
SOLE
0
1053799
0
0
PEAPACK-GLADSTONE FINL CORP
COM
704699107
2758
157613
SH
SOLE
0
157613
0
0
PENNYMAC FINANCIAL SERVICE
CL A
70932B101
14171
967296
SH
SOLE
0
967296
0
0
PNC FINANCIAL SERVICES GROUP INC
COM
693475105
18943
221349
SH
SOLE
0
221349
0
0
POPULAR INC
COM NEW
733174700
1570
53325
SH
SOLE
0
53325
0
0
PREFERRED BANK/LOS ANGELES
COM NEW
740367404
23356
1037132
SH
SOLE
0
1037132
0
0
PREMIER FINANCIAL BANCORP INC
COM
74050M105
541
36955
SH
SOLE
0
36955
0
0
PRIVATEBANCORP INC
COM
742962103
3273
109421
SH
SOLE
0
109421
0
0
PULASKI FINANCIAL CORP
COM
745548107
8866
770978
SH
SOLE
0
770978
0
0
REGIONAL MANAGEMENT CORP
COM
75902K106
7838
436630
SH
SOLE
0
436630
0
0
REGIONS FINANCIAL CORP
COM
7591EP100
25904
2580042
SH
SOLE
0
2580042
0
0
REPUBLIC BANCORP INC
CL A
760281204
5960
251603
SH
SOLE
0
251603
0
0
REPUBLIC FIRST BANCORP INC
COM
760416107
5919
1521707
SH
SOLE
0
1521707
0
0
RIVERVIEW BANCORP INC
COM
769397100
3182
797445
SH
SOLE
0
797445
0
0
ROWAN COMPANIES INC
SH CL A
G7665A101
1574
62185
SH
SOLE
0
62185
0
0
RYDER SYSTEM INC (R)
COM
783549108
6662
74051
SH
SOLE
0
74051
0
0
SEACOAST BKG CORP FLA
COM NEW
811707801
16747
1532249
SH
SOLE
0
1532249
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
1730
74659
SH
Put
SOLE
0
74659
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
931
40201
SH
Put
SOLE
0
40201
0
0
SERVISFIRST BANCSHARES INC
COM
81768T108
13957
484611
SH
SOLE
0
484611
0
0
SHORE BANCSHARES INC
COM
825107105
4095
454986
SH
SOLE
0
454986
0
0
SIERRA BANCORP
COM
82620P102
21134
1260955
SH
SOLE
0
1260955
0
0
SOUTH STATE CORP
COM
840441109
2368
42350
SH
SOLE
0
42350
0
0
SOUTHERN FIRST BANCSHARES INC
COM
842873101
371
26659
SH
SOLE
0
26659
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
156
790
SH
Put
SOLE
0
790
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
602
3057
SH
Put
SOLE
0
3057
0
0
SPX CORP
COM
784635104
4654
49549
SH
SOLE
0
49549
0
0
SQUARE 1 FINANCIAL INC
CL A
85223W101
42664
2219358
SH
SOLE
0
2219358
0
0
STATE STREET CORP
COM
857477103
39681
539067
SH
SOLE
0
539067
0
0
STEINER LEISURE LTD
ORD
P8744Y102
3104
82588
SH
SOLE
0
82588
0
0
STERLING BANCORP
COM
85917A100
9292
726525
SH
SOLE
0
726525
0
0
STEWART INFORMATION SERVICES
COM
860372101
12599
429251
SH
SOLE
0
429251
0
0
STOCK BUILDING SUPPLY HOLDINGS INC
COM
86101X104
3539
225272
SH
SOLE
0
225272
0
0
STONEGATE BK FT LAUDERDALE F
COM
861811107
6540
253982
SH
SOLE
0
253982
0
0
STRATEGIC HOTELS & RESORTS
COM
86272T106
868
74501
SH
SOLE
0
74501
0
0
SUFFOLK BANCORP
COM
864739107
22383
1153149
SH
SOLE
0
1153149
0
0
SUNTRUST BANKS
COM
867914103
3738
98299
SH
SOLE
0
98299
0
0
SWIFT TRANS CO
CL A
87074U101
3563
169807
SH
SOLE
0
169807
0
0
SYNOVUS FINANCIAL CORP
COM NEW
87161C501
92869
3928468
SH
SOLE
0
3928468
0
0
TCF FINANCIAL CORP
COM
872275102
2158
138944
SH
SOLE
0
138944
0
0
TEREX CORP
COM
880779103
5708
179659
SH
SOLE
0
179659
0
0
TEXAS CAPITAL BANCSHARES INC
COM
88224Q107
7208
124967
SH
SOLE
0
124967
0
0
TIMBERLAND BANCORP INC
COM
887098101
2090
198272
SH
SOLE
0
198272
0
0
TITAN MACHY INC
COM
88830R101
577
44413
SH
SOLE
0
44413
0
0
TRICO BANCSHARES
COM
896095106
10852
479768
SH
SOLE
0
479768
0
0
TUTOR PERINI CORP
COM
901109108
3734
141452
SH
SOLE
0
141452
0
0
UNITED BANKSHARES INC WEST V
COM
909907107
5573
180165
SH
SOLE
0
180165
0
0
US BANCORP
COM NEW
902973304
48191
1152064
SH
SOLE
0
1152064
0
0
VALLEY NATIONAL BANCORP
COM
919794107
10593
1093193
SH
SOLE
0
1093193
0
0
WASHINGTONFIRST BANKSHARE INC
COM
940730104
3093
206186
SH
SOLE
0
206186
0
0
WCI CMNTYS INC
COM PAR $001
92923C807
3450
187113
SH
SOLE
0
187113
0
0
WEINGARTEN REALTY INVESTORS
SH BEN INT
948741103
688
21830
SH
SOLE
0
21830
0
0
WELLS FARGO & CO
COM
949746101
63072
1215959
SH
SOLE
0
1215959
0
0
WESCO INTERNATIONAL INC
COM
95082P105
27555
352099
SH
SOLE
0
352099
0
0
WILLIS GROUP HOLDINGS PUBLIC
SHS
G96666105
10999
265678
SH
SOLE
0
265678
0
0
WINTRUST FINANCIAL CORP
COM
97650W108
19726
441596
SH
SOLE
0
441596
0
0
XENITH BANKSHARES INC
COM
98410X105
1535
242475
SH
SOLE
0
242475
0
0
XEROX CORP
COM
984121103
2881
217794
SH
SOLE
0
217794
0
0
YADKIN FINANCIAL CORP
COM
984305102
2576
141850
SH
SOLE
0
141850
0
0
ZIONS BANCORPORATION
COM
989701107
11014
379017
SH
SOLE
0
379017
0
0