0001140361-14-005430.txt : 20140207 0001140361-14-005430.hdr.sgml : 20140207 20140207205037 ACCESSION NUMBER: 0001140361-14-005430 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140206 FILED AS OF DATE: 20140207 DATE AS OF CHANGE: 20140207 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RESPONSYS INC CENTRAL INDEX KEY: 0001084817 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1100 GRUNDY LANE STREET 2: 3RD FLOOR CITY: SAN BRUNO STATE: CA ZIP: 94066 BUSINESS PHONE: 650-745-1700 MAIL ADDRESS: STREET 1: 1100 GRUNDY LANE STREET 2: 3RD FLOOR CITY: SAN BRUNO STATE: CA ZIP: 94066 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CASACUBERTA ANTONIO CENTRAL INDEX KEY: 0001517208 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35125 FILM NUMBER: 14585962 MAIL ADDRESS: STREET 1: C/O RESPONSYS, INC. STREET 2: 900 CHERRY AVENUE, 5TH FLOOR CITY: SAN BRUNO STATE: CA ZIP: 94066 4 1 doc1.xml FORM 4 X0306 4 2014-02-06 1 0001084817 RESPONSYS INC MKTG 0001517208 CASACUBERTA ANTONIO C/O RESPONSYS, INC. 1100 GRUNDY LANE, 3RD FLOOR SAN BRUNO CA 94066 0 1 0 0 Chief Product Officer Common Stock 2014-02-06 4 U 0 1000 27 D 0 D Performance Stock Units 2014-02-06 4 A 0 100000 0 A Common Stock 100000 100000 D Performance Stock Units 2014-02-06 4 D 0 100000 D Common Stock 100000 0 D Employee Stock Option (right to buy) 1.96 2014-02-06 4 D 0 310000 D 2017-08-19 Common Stock 310000 0 D Employee Stock Option (right to buy) 2.60 2014-02-06 4 D 0 275000 D 2019-07-22 Common Stock 275000 0 D Employee Stock Option (right to buy) 15.23 2014-02-06 4 D 0 225000 D 2021-08-15 Common Stock 225000 0 D Disposed of pursuant to the closing on February 6, 2014 of a cash tender offer by Raptor Oak Acquisition Corporation, a Delaware corporation ("Purchaser"), which is a wholly-owned subsidiary of OC Acquisition LLC, a Delaware limited liability company ("Parent"), which is a wholly-owned subsidiary of Oracle Corporation, a Delaware Corporation ("Oracle"). Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. Disposed of pursuant to the Agreement and Plan of Merger, dated as of December 20, 2013 ("Merger Agreement"), by and among the Issuer, Purchaser, Parent, and Oracle ("Merger"). The performance stock unit award, which was granted on February 15, 2013, was assumed by Oracle in the Merger and converted in accordance with the exchange ratio as set forth in the Merger Agreement. This option, which is 100% vested and immediately exercisable, was assumed by Oracle in the Merger and converted in accordance with the exchange ratio as set forth in the Merger Agreement. This option, which vests in four equal annual installments commencing September 24, 2011, was assumed by Oracle in the Merger and converted in accordance with the exchange ratio as set forth in the Merger Agreement. This option, which vests as to 20% of the total number of shares on March 12, 2013, and thereafter will vest as to 1/60th of the total number of shares on each monthly anniversary until 100% vested, was assumed by Oracle in the Merger and converted in accordance with the exchange ratio as set forth in the Merger Agreement. /s/ Antonio Casacuberta by Julian K. Ong, Attorney-in-Fact 2014-02-07