0001085146-20-003078.txt : 20201124 0001085146-20-003078.hdr.sgml : 20201124 20201124120240 ACCESSION NUMBER: 0001085146-20-003078 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20201124 DATE AS OF CHANGE: 20201124 EFFECTIVENESS DATE: 20201124 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Jefferies Group LLC CENTRAL INDEX KEY: 0001084580 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 954719745 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-10917 FILM NUMBER: 201341556 BUSINESS ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: JEFFERIES LEGAL DEPT. CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-709-6409 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: JEFFERIES LEGAL DEPT. CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: JEFFERIES GROUP INC /DE/ DATE OF NAME CHANGE: 19990429 FORMER COMPANY: FORMER CONFORMED NAME: JEF HOLDING CO INC DATE OF NAME CHANGE: 19990419 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001084580 XXXXXXXX 03-31-2020 03-31-2020 true 1 NEW HOLDINGS Jefferies Group LLC

520 MADISON AVENUE JEFFERIES LEGAL DEPT. NEW YORK NY 10022

13F HOLDINGS REPORT 028-10917 N Leon Bijou 212-336-1165 /s/ Leon Bijou New York NY 11-23-2020 4 186 957878 false 1 0001265287 028-13184 JEFFERIES LLC 2 0001697634 028-17885 Leucadia Investment Management Ltd 4 0001492224 028-13965 Jefferies Investment Advisers, LLC 5 0001681904 028-17499 Jefferies Financial Products, LLC INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABBOTT LABS COM 002824100 865 10900 SH Put DFND 1 4 10900 0 0 ABBOTT LABS COM 002824100 1357 17100 SH Call DFND 4 17100 0 0 ABBOTT LABS COM 002824100 8263 104145 SH DFND 1 4 5 104145 0 0 ABIOMED INC COM 003654100 743 4985 SH DFND 4 5 4985 0 0 ABIOMED INC COM 003654100 60 400 SH Put DFND 1 400 0 0 ABIOMED INC COM 003654100 372 2500 SH Call DFND 1 2500 0 0 ACADIA PHARMACEUTICALS INC COM 004225108 74 1801 SH DFND 1 1801 0 0 ACADIA PHARMACEUTICALS INC COM 004225108 145 3500 SH Put DFND 1 3500 0 0 ACAMAR PARTNERS ACQSITION CO CL A 004285102 1419 142570 SH DFND 1 142570 0 0 ADVANCED MICRO DEVICES INC COM 007903107 8903 186025 SH DFND 1 4 5 186025 0 0 ADVANCED MICRO DEVICES INC COM 007903107 11611 242600 SH Call DFND 1 4 242600 0 0 ADVANCED MICRO DEVICES INC COM 007903107 2192 45800 SH Put DFND 1 4 45800 0 0 AEROJET ROCKETDYNE HLDGS INC COM 007800105 20 469 SH DFND 4 469 0 0 AEROJET ROCKETDYNE HLDGS INC COM 007800105 4314 100000 SH Call DFND 1 100000 0 0 AFLAC INC COM 001055102 352 9706 SH DFND 4 9706 0 0 AFLAC INC COM 001055102 337 9300 SH Call DFND 4 9300 0 0 AFLAC INC COM 001055102 116 3200 SH Put DFND 4 3200 0 0 AGCO CORP COM 001084102 443 9372 SH DFND 4 9372 0 0 AGNICO EAGLE MINES LTD COM 008474108 1969 49108 SH DFND 1 4 49108 0 0 AGNICO EAGLE MINES LTD COM 008474108 1889 47100 SH Put DFND 1 47100 0 0 AIR PRODS & CHEMS INC COM 009158106 4182 20247 SH DFND 1 4 20247 0 0 AIR PRODS & CHEMS INC COM 009158106 785 3800 SH Call DFND 4 3800 0 0 AIR PRODS & CHEMS INC COM 009158106 1342 6500 SH Put DFND 4 6500 0 0 ALASKA AIR GROUP INC COM 011659109 477 16848 SH DFND 4 16848 0 0 ALBEMARLE CORP COM 012653101 129 2314 SH DFND 4 2314 0 0 ALBEMARLE CORP COM 012653101 1379 24800 SH Call DFND 1 24800 0 0 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 231 1600 SH Put DFND 4 1600 0 0 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 485 3352 SH DFND 4 3352 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 2653 30400 SH Call DFND 4 30400 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 7810 89500 SH Put DFND 1 4 89500 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 1092 12520 SH DFND 4 5 12520 0 0 ALGONQUIN PWR UTILS CORP COM 015857105 256 20300 SH DFND 4 20300 0 0 ALIGN TECHNOLOGY INC COM 016255101 684 3800 SH Put DFND 4 3800 0 0 ALIGN TECHNOLOGY INC COM 016255101 1691 9400 SH Call DFND 4 9400 0 0 ALIGN TECHNOLOGY INC COM 016255101 691 3838 SH DFND 4 3838 0 0 ALLETE INC COM NEW 018522300 1350 21611 SH DFND 4 21611 0 0 ALLSTATE CORP COM 020002101 96 1017 SH DFND 1 4 1017 0 0 ALLSTATE CORP COM 020002101 3634 38400 SH Call DFND 4 38400 0 0 ALLSTATE CORP COM 020002101 2338 24700 SH Put DFND 4 24700 0 0 AMARIN CORP PLC SPONS ADR NEW 023111206 9931 731300 SH Call DFND 1 731300 0 0 AMARIN CORP PLC SPONS ADR NEW 023111206 2442 179822 SH DFND 1 4 179822 0 0 AMARIN CORP PLC SPONS ADR NEW 023111206 1981 145900 SH Put DFND 1 145900 0 0 AMAZON COM INC COM 023135106 22658 11537 SH DFND 1 4 11537 0 0 AMAZON COM INC COM 023135106 4910 2500 SH Call DFND 4 2500 0 0 AMAZON COM INC COM 023135106 2750 1400 SH Put DFND 4 1400 0 0 AMEREN CORP COM 023608102 195 2500 SH Call DFND 4 2500 0 0 AMEREN CORP COM 023608102 3294 42137 SH DFND 4 42137 0 0 AMEREN CORP COM 023608102 305 3900 SH Put DFND 4 3900 0 0 AMERICAN AXLE & MFG HLDGS IN COM 024061103 362 100000 SH Put DFND 1 100000 0 0 AMERICAN AXLE & MFG HLDGS IN COM 024061103 283 78198 SH DFND 1 4 78198 0 0 AMERICAN CAMPUS CMNTYS INC COM 024835100 227 7718 SH DFND 4 7718 0 0 AMERICAN ELEC PWR CO INC COM 025537101 2278 27209 SH DFND 1 4 27209 0 0 AMERICAN ELEC PWR CO INC COM 025537101 3692 44100 SH Call DFND 4 44100 0 0 AMERICAN EXPRESS CO COM 025816109 1323 14655 SH DFND 4 5 14655 0 0 AMERICAN EXPRESS CO COM 025816109 1363 15100 SH Call DFND 4 15100 0 0 AMERICAN EXPRESS CO COM 025816109 2221 24600 SH Put DFND 4 24600 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 2756 107200 SH Put DFND 4 107200 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 1805 70200 SH Call DFND 4 70200 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 2733 106316 SH DFND 4 106316 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 2066 16300 SH Call DFND 4 16300 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 10575 83453 SH DFND 4 5 83453 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 2053 16200 SH Put DFND 4 16200 0 0 AMERISOURCEBERGEN CORP COM 03073E105 2009 22800 SH Put DFND 4 22800 0 0 AMERISOURCEBERGEN CORP COM 03073E105 1021 11593 SH DFND 4 11593 0 0 AMERISOURCEBERGEN CORP COM 03073E105 247 2800 SH Call DFND 4 2800 0 0 AMETEK INC COM 031100100 391 5300 SH Call DFND 4 5300 0 0 AMETEK INC COM 031100100 332 4500 SH Put DFND 4 4500 0 0 AMETEK INC COM 031100100 170 2308 SH DFND 4 2308 0 0 AMGEN INC COM 031162100 8318 39900 SH DFND 1 4 5 39900 0 0 AMGEN INC COM 031162100 5587 26800 SH Put DFND 4 26800 0 0 AMGEN INC COM 031162100 4753 22800 SH Call DFND 4 22800 0 0 AMN HEALTHCARE SVCS INC COM 001744101 413 7896 SH DFND 1 4 7896 0 0 AMPHENOL CORP NEW CL A 032095101 3041 40100 SH Call DFND 1 4 40100 0 0 AMPHENOL CORP NEW CL A 032095101 523 6900 SH Put DFND 4 6900 0 0 AMPHENOL CORP NEW CL A 032095101 4444 58611 SH DFND 1 4 58611 0 0 ANALOG DEVICES INC COM 032654105 3084 33900 SH Call DFND 4 33900 0 0 ANALOG DEVICES INC COM 032654105 1628 17900 SH Put DFND 4 17900 0 0 ANALOG DEVICES INC COM 032654105 5305 58315 SH DFND 1 4 58315 0 0 ANIKA THERAPEUTICS INC COM 035255108 2568 90000 SH Put DFND 1 90000 0 0 ANIKA THERAPEUTICS INC COM 035255108 1467 51430 SH DFND 1 4 51430 0 0 ANNALY CAPITAL MANAGEMENT IN COM 035710409 256 45114 SH DFND 4 45114 0 0 ANTHEM INC COM 036752103 101 439 SH DFND 4 439 0 0 ANTHEM INC COM 036752103 4127 17900 SH Call DFND 1 4 17900 0 0 ANTHEM INC COM 036752103 3620 15700 SH Put DFND 1 4 15700 0 0 APOLLO GLOBAL MGMT INC COM CL A 03768E105 1418 40000 SH DFND 5 40000 0 0 APOLLO GLOBAL MGMT INC COM CL A 03768E105 6292 177500 SH Put DFND 1 177500 0 0 APPLE INC COM 037833100 16158 63410 SH DFND 1 4 5 63410 0 0 APPLE INC COM 037833100 73589 288800 SH Put DFND 1 4 288800 0 0 APPLE INC COM 037833100 149191 585500 SH Call DFND 1 4 585500 0 0 APPLIED MATLS INC COM 038222105 1673 35378 SH DFND 4 35378 0 0 APPLIED MATLS INC COM 038222105 2176 46000 SH Call DFND 4 46000 0 0 APPLIED MATLS INC COM 038222105 3089 65300 SH Put DFND 4 65300 0 0 APTARGROUP INC COM 038336103 686 6832 SH DFND 1 4 6832 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 290 8100 SH Call DFND 4 8100 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 158 4400 SH Put DFND 4 4400 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 190 5300 SH DFND 1 5300 0 0 ARDELYX INC COM 039697107 232 40242 SH DFND 1 4 40242 0 0 ARDELYX INC COM 039697107 231 40000 SH Put DFND 1 40000 0 0 ARISTA NETWORKS INC COM 040413106 359 1745 SH DFND 4 1745 0 0 ARROW ELECTRS INC COM 042735100 430 8009 SH DFND 4 8009 0 0 ASHLAND GLOBAL HLDGS INC COM 044186104 302 5780 SH DFND 4 5780 0 0 ASSEMBLY BIOSCIENCES INC COM 045396108 1300 85000 SH Call DFND 1 85000 0 0 ASSEMBLY BIOSCIENCES INC COM 045396108 1024 67000 SH DFND 5 67000 0 0 ATMOS ENERGY CORP COM 049560105 364 3542 SH DFND 4 3542 0 0 AUTODESK INC COM 052769106 2775 17800 SH Call DFND 4 17800 0 0 AUTODESK INC COM 052769106 7078 45400 SH Put DFND 4 45400 0 0 AUTODESK INC COM 052769106 5191 33293 SH DFND 4 33293 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 400 2900 SH Put DFND 4 2900 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 1282 9300 SH Call DFND 4 9300 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 19 138 SH DFND 4 138 0 0 AUTOZONE INC COM 053332102 2535 2900 SH Call DFND 4 2900 0 0 AVALONBAY CMNTYS INC COM 053484101 2586 17000 SH Put DFND 4 17000 0 0 AVALONBAY CMNTYS INC COM 053484101 973 6400 SH Call DFND 4 6400 0 0 AVALONBAY CMNTYS INC COM 053484101 2405 15813 SH DFND 4 15813 0 0 AVIS BUDGET GROUP COM 053774105 135 10000 SH Put DFND 1 10000 0 0 AVIS BUDGET GROUP COM 053774105 10531 782371 SH DFND 1 5 782371 0 0 AVNET INC COM 053807103 334 13164 SH DFND 4 13164 0 0 BAIDU INC SPON ADR REP A 056752108 5136 51900 SH Put DFND 4 51900 0 0 BAIDU INC SPON ADR REP A 056752108 9400 95000 SH Call DFND 4 95000 0 0 BAIDU INC SPON ADR REP A 056752108 4811 48620 SH DFND 4 5 48620 0 0 BALL CORP COM 058498106 2184 33100 SH Call DFND 4 33100 0 0 BALL CORP COM 058498106 2026 30700 SH Put DFND 4 30700 0 0 BALL CORP COM 058498106 1425 21590 SH DFND 4 21590 0 0 BANK HAWAII CORP COM 062540109 247 4561 SH DFND 4 4561 0 0 BANK NEW YORK MELLON CORP COM 064058100 408 12000 SH Put DFND 4 12000 0 0 BANK NEW YORK MELLON CORP COM 064058100 156 4585 SH DFND 4 4585 0 0 BANK NEW YORK MELLON CORP COM 064058100 1132 33300 SH Call DFND 4 33300 0 0 BARRICK GOLD CORPORATION COM 067901108 4851 251500 SH Put DFND 1 4 251500 0 0 BARRICK GOLD CORPORATION COM 067901108 1655 85800 SH Call DFND 4 85800 0 0 BARRICK GOLD CORPORATION COM 067901108 695 36035 SH DFND 1 4 36035 0 0 BAUSCH HEALTH COS INC COM 071734107 579 37966 SH DFND 1 4 37966 0 0 BAUSCH HEALTH COS INC COM 071734107 2547 167000 SH Put DFND 1 167000 0 0 BAXTER INTL INC COM 071813109 2725 33157 SH DFND 4 5 33157 0 0 BAXTER INTL INC COM 071813109 3477 42300 SH Put DFND 4 42300 0 0 BAXTER INTL INC COM 071813109 978 11900 SH Call DFND 1 4 11900 0 0 BECTON DICKINSON & CO COM 075887109 2162 9700 SH Put DFND 1 4 9700 0 0 BECTON DICKINSON & CO COM 075887109 1226 5500 SH Call DFND 4 5500 0 0 BECTON DICKINSON & CO PFD SHS CONV A 075887208 1595 29713 SH DFND 4 29713 0 0 BECTON DICKINSON & CO COM 075887109 7408 33240 SH DFND 1 4 5 33240 0 0 BED BATH & BEYOND INC COM 075896100 799 190334 SH DFND 1 4 190334 0 0 BED BATH & BEYOND INC COM 075896100 893 212500 SH Put DFND 1 212500 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 72 391 SH DFND 4 391 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 4982 27200 SH Call DFND 4 27200 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 128 700 SH Put DFND 4 700 0 0 BEST BUY INC COM 086516101 538 9000 SH Call DFND 4 9000 0 0 BILIBILI INC SPONS ADS REP Z 090040106 530 23100 SH DFND 1 23100 0 0 BILIBILI INC SPONS ADS REP Z 090040106 2296 100000 SH Put DFND 1 100000 0 0 BK OF AMERICA CORP COM 060505104 4977 225800 SH Put DFND 1 4 225800 0 0 BK OF AMERICA CORP COM 060505104 128 5800 SH Call DFND 4 5800 0 0 BK OF AMERICA CORP 7.25%CNV PFD L 060505682 2522 1949 SH DFND 4 1949 0 0 BK OF AMERICA CORP COM 060505104 14058 637852 SH DFND 1 4 5 637852 0 0 BLACKROCK CR ALLOCATION INCO COM 092508100 845 73536 SH DFND 4 73536 0 0 BLUCORA INC COM 095229100 158 13178 SH DFND 4 13178 0 0 BOEING CO COM 097023105 792 5200 SH Call DFND 4 5200 0 0 BOEING CO COM 097023105 35634 234000 SH Put DFND 1 4 234000 0 0 BOEING CO COM 097023105 32293 212062 SH DFND 1 4 212062 0 0 BOOZ ALLEN HAMILTON HLDG COR CL A 099502106 554 7770 SH DFND 4 7770 0 0 BORGWARNER INC COM 099724106 1989 80932 SH DFND 2 4 80932 0 0 CARS COM INC COM 14575E105 354 75900 SH Put DFND 1 75900 0 0 CARS COM INC COM 14575E105 375 80390 SH DFND 1 4 80390 0 0 CARS COM INC COM 14575E105 93 20000 SH Call DFND 1 20000 0 0 CDK GLOBAL INC COM 12508E101 1924 56335 SH DFND 1 4 5 56335 0 0 CDK GLOBAL INC COM 12508E101 5433 159100 SH Call DFND 1 159100 0 0 CDK GLOBAL INC COM 12508E101 113 3300 SH Put DFND 1 3300 0 0 CNO FINL GROUP INC COM 12621E103 176 13542 SH DFND 4 13542 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 252 1283 SH DFND 4 1283 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 941 4800 SH Call DFND 4 4800 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 510 2600 SH Put DFND 4 2600 0 0 GLOBE LIFE INC COM 37959E102 332 4471 SH DFND 4 4471 0 0 HCI GROUP INC COM 40416E103 470 12000 SH DFND 1 12000 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 33722 175600 SH Call DFND 1 4 175600 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 149926 780700 SH Put DFND 1 4 5 780700 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 67027 348961 SH DFND 1 4 5 348961 0 0 NAVISTAR INTL CORP NEW COM 63934E108 410 25000 SH Call DFND 1 25000 0 0 NAVISTAR INTL CORP NEW COM 63934E108 1254 76500 SH Put DFND 1 76500 0 0 NAVISTAR INTL CORP NEW COM 63934E108 454 27678 SH DFND 1 4 27678 0 0 NCR CORP NEW COM 62886E108 281 15757 SH DFND 4 15757 0 0 NOVAGOLD RES INC COM NEW 66987E206 3389 440119 SH DFND 4 440119 0 0 TARGET CORP COM 87612E106 1459 15200 SH Call DFND 4 15200 0 0 TARGET CORP COM 87612E106 3872 40329 SH DFND 1 4 40329 0 0 TARGET CORP COM 87612E106 4964 51700 SH Put DFND 4 51700 0 0 TRAVELERS COMPANIES INC COM 89417E109 1280 12477 SH DFND 1 4 12477 0 0 TRAVELERS COMPANIES INC COM 89417E109 1662 16200 SH Put DFND 4 16200 0 0 TRAVELERS COMPANIES INC COM 89417E109 2165 21100 SH Call DFND 4 21100 0 0 VALE S A SPONSORED ADS 91912E105 814 101200 SH Call DFND 1 101200 0 0 VALE S A SPONSORED ADS 91912E105 5462 679401 SH DFND 4 5 679401 0 0