0001085146-20-002716.txt : 20201102
0001085146-20-002716.hdr.sgml : 20201102
20201102164120
ACCESSION NUMBER: 0001085146-20-002716
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200630
FILED AS OF DATE: 20201102
DATE AS OF CHANGE: 20201102
EFFECTIVENESS DATE: 20201102
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Jefferies Group LLC
CENTRAL INDEX KEY: 0001084580
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 954719745
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1130
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10917
FILM NUMBER: 201280966
BUSINESS ADDRESS:
STREET 1: 520 MADISON AVENUE
STREET 2: JEFFERIES LEGAL DEPT.
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-709-6409
MAIL ADDRESS:
STREET 1: 520 MADISON AVENUE
STREET 2: JEFFERIES LEGAL DEPT.
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: JEFFERIES GROUP INC /DE/
DATE OF NAME CHANGE: 19990429
FORMER COMPANY:
FORMER CONFORMED NAME: JEF HOLDING CO INC
DATE OF NAME CHANGE: 19990419
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
false
false
0001084580
XXXXXXXX
06-30-2020
06-30-2020
true
1
RESTATEMENT
Jefferies Group LLC
520 MADISON AVENUE
JEFFERIES LEGAL DEPT.
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-10917
N
Roland Kelly
Assistant Secretary
310-914-1373
/s/ Roland Kelly
Los Angeles
CA
10-29-2020
4
1236
8488599
false
1
0001265287
028-13184
JEFFERIES LLC
2
0001697634
028-17885
Leucadia Investment Management Ltd
4
0001492224
028-13965
Jefferies Investment Advisers, LLC
5
0001681904
028-17499
Jefferies Financial Products, LLC
INFORMATION TABLE
2
infotable.xml
INFORMATION TABLE
10X GENOMICS INC
CL A COM
88025U109
893
10000
SH
Call
DFND
1
10000
0
0
10X GENOMICS INC
CL A COM
88025U109
60
667
SH
DFND
1
667
0
0
2U INC
COM
90214J101
3545
93400
SH
Call
DFND
1
93400
0
0
2U INC
COM
90214J101
11
300
SH
Put
DFND
1
300
0
0
2U INC
COM
90214J101
964
25400
SH
DFND
1
25400
0
0
3M CO
COM
88579Y101
657
4214
SH
DFND
1 4
4214
0
0
3M CO
COM
88579Y101
3900
25000
SH
Call
DFND
1
25000
0
0
3M CO
COM
88579Y101
3120
20000
SH
Put
DFND
1
20000
0
0
8X8 INC NEW
NOTE 0.500% 2/0
282914AB6
109
121000
PRN
DFND
1
121000
0
0
ABBOTT LABS
COM
002824100
3940
43089
SH
DFND
1 4 5
43089
0
0
ABBOTT LABS
COM
002824100
914
10000
SH
Put
DFND
1
10000
0
0
ABBVIE INC
COM
00287Y109
1934
19700
SH
Call
DFND
1
19700
0
0
ABBVIE INC
COM
00287Y109
147
1500
SH
Put
DFND
1
1500
0
0
ABBVIE INC
COM
00287Y109
1632
16623
SH
DFND
4 5
16623
0
0
ACADIA PHARMACEUTICALS INC
COM
004225108
76
1574
SH
DFND
1
1574
0
0
ACADIA PHARMACEUTICALS INC
COM
004225108
170
3500
SH
Put
DFND
1
3500
0
0
ACAMAR PARTNERS ACQSITION CO
CL A
004285102
2050
200010
SH
DFND
1
200010
0
0
ACCELERON PHARMA INC
COM
00434H108
1429
15000
SH
Call
DFND
1
15000
0
0
ACCELERON PHARMA INC
COM
00434H108
214
2250
SH
DFND
5
2250
0
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
3190
14855
SH
DFND
1 4
14855
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
4429
58357
SH
DFND
1 4
58357
0
0
ADOBE INC
COM
00724F101
3299
7579
SH
DFND
1 4
7579
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
2631
50000
SH
Call
DFND
1
50000
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
2631
50000
SH
Put
DFND
1
50000
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
9796
186200
SH
DFND
1 5
186200
0
0
AERIE PHARMACEUTICALS INC
COM
00771V108
369
25000
SH
DFND
1
25000
0
0
AEROJET ROCKETDYNE HLDGS INC
NOTE 2.250%12/1
007800AB1
75
46000
PRN
DFND
1
46000
0
0
AES CORP
COM
00130H105
2802
193405
SH
DFND
1 4
193405
0
0
AGILENT TECHNOLOGIES INC
COM
00846U101
2209
25000
SH
Put
DFND
1
25000
0
0
AGILENT TECHNOLOGIES INC
COM
00846U101
610
6901
SH
DFND
1
6901
0
0
AGNICO EAGLE MINES LTD
COM
008474108
6406
100000
SH
Call
DFND
1
100000
0
0
AGREE REALTY CORP
COM
008492100
330
5025
SH
DFND
1
5025
0
0
AIR PRODS & CHEMS INC
COM
009158106
8056
33364
SH
DFND
1 4
33364
0
0
AKAMAI TECHNOLOGIES INC
NOTE 0.125% 5/0
00971TAJ0
10831
8700000
PRN
DFND
1 4
8700000
0
0
ALBEMARLE CORP
COM
012653101
1915
24800
SH
Call
DFND
1
24800
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
136
1211
SH
DFND
1
1211
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
3210
28600
SH
Put
DFND
1
28600
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
19715
91399
SH
DFND
1 5
91399
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
154657
717000
SH
Put
DFND
5
717000
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
108
500
SH
Call
DFND
5
500
0
0
ALLAKOS INC
COM
01671P100
2070
28800
SH
Put
DFND
1
28800
0
0
ALLAKOS INC
COM
01671P100
1114
15500
SH
Call
DFND
1
15500
0
0
ALLAKOS INC
COM
01671P100
212
2952
SH
DFND
1
2952
0
0
ALNYLAM PHARMACEUTICALS INC
COM
02043Q107
2006
13544
SH
DFND
1
13544
0
0
ALNYLAM PHARMACEUTICALS INC
COM
02043Q107
8887
60000
SH
Put
DFND
1
60000
0
0
ALPHABET INC
CAP STK CL A
02079K305
4025
2838
SH
DFND
1 4
2838
0
0
ALPHABET INC
CAP STK CL C
02079K107
650
460
SH
DFND
4 5
460
0
0
ALTERYX INC
COM CL A
02156B103
12474
75934
SH
DFND
5
75934
0
0
ALTERYX INC
COM CL A
02156B103
2185
13300
SH
Put
DFND
1
13300
0
0
ALTERYX INC
COM CL A
02156B103
37456
228000
SH
Call
DFND
1
228000
0
0
ALTICE USA INC
CL A
02156K103
7672
340351
SH
DFND
1 4
340351
0
0
ALUSSA ENERGY ACQUISITION CO
SHS CL A
G0232J101
959
97363
SH
DFND
1
97363
0
0
AMARIN CORP PLC
SPONS ADR NEW
023111206
2967
428700
SH
Call
DFND
1
428700
0
0
AMARIN CORP PLC
SPONS ADR NEW
023111206
261
37700
SH
Put
DFND
1
37700
0
0
AMAZON COM INC
COM
023135106
12693
4601
SH
DFND
1 4 5
4601
0
0
AMEREN CORP
COM
023608102
3962
56313
SH
DFND
1 4
56313
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
44
3400
SH
Call
DFND
1
3400
0
0
AMERICAN AIRLS GROUP INC
NOTE 6.500% 7/0
02376RAF9
16297
17257000
PRN
DFND
1
17257000
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
122
9362
SH
DFND
1
9362
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
3984
304800
SH
Put
DFND
1
304800
0
0
AMERICAN AXLE & MFG HLDGS IN
COM
024061103
760
100000
SH
Put
DFND
1
100000
0
0
AMERICAN AXLE & MFG HLDGS IN
COM
024061103
140
18481
SH
DFND
1
18481
0
0
AMERICAN ELEC PWR CO INC
COM
025537101
1952
24512
SH
DFND
1 4
24512
0
0
AMERICAN HOMES 4 RENT
CL A
02665T306
307
11418
SH
DFND
1 5
11418
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
2715
10500
SH
DFND
1
10500
0
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
6961
54107
SH
DFND
1 4
54107
0
0
AMERISOURCEBERGEN CORP
COM
03073E105
21666
215000
SH
Call
DFND
1
215000
0
0
AMERISOURCEBERGEN CORP
COM
03073E105
6101
60544
SH
DFND
1
60544
0
0
AMGEN INC
COM
031162100
1179
5000
SH
Call
DFND
1
5000
0
0
AMGEN INC
COM
031162100
4353
18455
SH
DFND
1 5
18455
0
0
AMGEN INC
COM
031162100
2524
10700
SH
Put
DFND
1
10700
0
0
AMPHENOL CORP NEW
CL A
032095101
3574
37300
SH
DFND
1
37300
0
0
ANALOG DEVICES INC
COM
032654105
2887
23537
SH
DFND
1 4
23537
0
0
ANGI HOMESERVICES INC
COM CL A
00183L102
608
50000
SH
Put
DFND
1
50000
0
0
ANGI HOMESERVICES INC
COM CL A
00183L102
3543
291600
SH
Call
DFND
1
291600
0
0
ANGI HOMESERVICES INC
COM CL A
00183L102
365
30000
SH
DFND
1
30000
0
0
ANIKA THERAPEUTICS INC
COM
035255108
2973
78800
SH
Put
DFND
1
78800
0
0
ANIKA THERAPEUTICS INC
COM
035255108
1910
50615
SH
DFND
1
50615
0
0
ANTHEM INC
COM
036752103
526
2000
SH
Call
DFND
1
2000
0
0
ANTHEM INC
COM
036752103
1725
6561
SH
DFND
1
6561
0
0
AON PLC
SHS CL A
G0403H108
2735
14200
SH
DFND
1
14200
0
0
APELLIS PHARMACEUTICALS INC
COM
03753U106
2318
70976
SH
DFND
1
70976
0
0
APEX TECHNOLOGY ACQUISITION
*W EXP 09/18/202
03768F110
60
35000
SH
DFND
1
35000
0
0
API GROUP CORP
COM STK
00187Y100
7637
628586
SH
DFND
2 4
628586
0
0
APOLLO GLOBAL MGMT INC
COM CL A
03768E105
7987
160000
SH
Put
DFND
1
160000
0
0
APPLE INC
COM
037833100
66781
8304
SH
DFND
4 5
8304
0
0
APPLE INC
COM
037833100
3940
10800
SH
Put
DFND
1
10800
0
0
APPLE INC
COM
037833100
26521
72700
SH
Call
DFND
1
72700
0
0
ARDELYX INC
COM
039697107
519
75000
SH
Put
DFND
1
75000
0
0
ARDELYX INC
COM
039697107
263
38076
SH
DFND
1
38076
0
0
ARES CAPITAL CORP
NOTE 4.625% 3/0
04010LAW3
10
10000
PRN
DFND
4
10000
0
0
ARES CAPITAL CORP
COM
04010L103
1318
91260
SH
DFND
1 4
91260
0
0
ARES CAPITAL CORP
NOTE 3.750% 2/0
04010LAT0
14
14000
PRN
DFND
4
14000
0
0
ARGENX SE
SPONSORED ADR
04016X101
8266
36700
SH
Call
DFND
1
36700
0
0
ARGENX SE
SPONSORED ADR
04016X101
5406
24000
SH
DFND
5
24000
0
0
ARGO GROUP INTL HLDGS LTD
COM
G0464B107
27364
785648
SH
DFND
5
785648
0
0
ARYA SCIENCES ACQUISITION CO
SHS CL A
G3165V109
931
59126
SH
DFND
1
59126
0
0
ASML HOLDING N V
N Y REGISTRY SHS
N07059210
267
725
SH
DFND
4
725
0
0
ASSURANT INC
COM
04621X108
1673
16200
SH
DFND
5
16200
0
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
6
117
SH
DFND
1
117
0
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
4760
90000
SH
Put
DFND
1
90000
0
0
AT&T INC
COM
00206R102
4798
158725
SH
DFND
1 4
158725
0
0
ATLANTICA SUSTAINABLE INFR P
SHS
G0751N103
6345
218052
SH
DFND
4
218052
0
0
ATLASSIAN CORP PLC
CL A
G06242104
1424
7900
SH
DFND
1
7900
0
0
AVAYA HLDGS CORP
NOTE 2.250% 6/1
05351XAB7
11489
13903000
PRN
DFND
1
13903000
0
0
AVAYA HLDGS CORP
COM
05351X101
618
50000
SH
Call
DFND
1
50000
0
0
AVAYA HLDGS CORP
COM
05351X101
132
10675
SH
DFND
1 5
10675
0
0
AVID TECHNOLOGY INC
COM
05367P100
101
13930
SH
DFND
5
13930
0
0
AVIS BUDGET GROUP
COM
053774105
1291
56400
SH
Call
DFND
1
56400
0
0
AVIS BUDGET GROUP
COM
053774105
91049
3977678
SH
DFND
1 5
3977678
0
0
AVIS BUDGET GROUP
COM
053774105
229
10000
SH
Put
DFND
1
10000
0
0
AXALTA COATING SYS LTD
COM
G0750C108
16707
740900
SH
Call
DFND
1
740900
0
0
AXALTA COATING SYS LTD
COM
G0750C108
1423
63104
SH
DFND
1 5
63104
0
0
AXONICS MODULATION TECHNOLOG
COM
05465P101
323
9200
SH
Call
DFND
1
9200
0
0
AXONICS MODULATION TECHNOLOG
COM
05465P101
43
1230
SH
DFND
1
1230
0
0
AZURE PWR GLOBAL LTD
SHS
V0393H103
14318
897124
SH
DFND
4
897124
0
0
BADGER METER INC
COM
056525108
315
5000
SH
DFND
1
5000
0
0
BAKER HUGHES COMPANY
CL A
05722G100
2309
150000
SH
Call
DFND
1
150000
0
0
BANDWIDTH INC
COM CL A
05988J103
472
3716
SH
DFND
1
3716
0
0
BAUSCH HEALTH COS INC
COM
071734107
267
14615
SH
DFND
1
14615
0
0
BAUSCH HEALTH COS INC
COM
071734107
3054
167000
SH
Put
DFND
1
167000
0
0
BAXTER INTL INC
COM
071813109
293
3400
SH
Call
DFND
1
3400
0
0
BAXTER INTL INC
COM
071813109
12
144
SH
DFND
1
144
0
0
BECTON DICKINSON & CO
COM
075887109
742
3100
SH
Put
DFND
1
3100
0
0
BECTON DICKINSON & CO
COM
075887109
534
2231
SH
DFND
1 4
2231
0
0
BED BATH & BEYOND INC
COM
075896100
8552
806800
SH
Call
DFND
1
806800
0
0
BED BATH & BEYOND INC
COM
075896100
4568
430945
SH
DFND
1
430945
0
0
BED BATH & BEYOND INC
COM
075896100
5300
500000
SH
Put
DFND
1
500000
0
0
BENEFYTT TECHNOLOGIES INC
COM CL A
08182C106
205
10000
SH
Call
DFND
1
10000
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
2087
11691
SH
DFND
1 4
11691
0
0
BILIBILI INC
SPONS ADS REP Z
090040106
2826
61000
SH
Call
DFND
1
61000
0
0
BILIBILI INC
SPONS ADS REP Z
090040106
7022
151600
SH
Put
DFND
1
151600
0
0
BILIBILI INC
NOTE 1.375% 4/0
090040AB2
390
208000
PRN
DFND
1 4
208000
0
0
BIO RAD LABS INC
CL A
090572207
1671
3700
SH
DFND
1
3700
0
0
BIOGEN INC
COM
09062X103
1003
3750
SH
DFND
5
3750
0
0
BIOGEN INC
COM
09062X103
2247
8400
SH
Call
DFND
1
8400
0
0
BIOGEN INC
COM
09062X103
1017
3800
SH
Put
DFND
1
3800
0
0
BIOHAVEN PHARMACTL HLDG CO L
COM
G11196105
0
41300
SH
Call
DFND
1
41300
0
0
BIOHAVEN PHARMACTL HLDG CO L
COM
G11196105
871
11916
SH
DFND
1
11916
0
0
BIOHAVEN PHARMACTL HLDG CO L
COM
G11196105
0
28000
SH
Put
DFND
1
28000
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
654
5300
SH
Put
DFND
1
5300
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
3247
26322
SH
DFND
1
26322
0
0
BIOMARIN PHARMACEUTICAL INC
NOTE 0.599% 8/0
09061GAH4
28
23000
PRN
DFND
4
23000
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
1850
15000
SH
Call
DFND
1
15000
0
0
BK OF AMERICA CORP
COM
060505104
2355
99157
SH
DFND
1 4 5
99157
0
0
BK OF AMERICA CORP
COM
060505104
2969
125000
SH
Put
DFND
1
125000
0
0
BLACKROCK CR ALLOCATION INCO
COM
092508100
1299
98406
SH
DFND
4
98406
0
0
BLACKROCK INC
COM
09247X101
2923
5373
SH
DFND
1 4
5373
0
0
BLACKROCK LTD DURATION INC T
COM SHS
09249W101
1781
127867
SH
DFND
4
127867
0
0
BLACKROCK TAX MUNICPAL BD TR
SHS
09248X100
2446
98164
SH
DFND
4
98164
0
0
BLACKSTONE GROUP INC
COM CL A
09260D107
1117
19709
SH
DFND
1 5
19709
0
0
BLACKSTONE GROUP INC
COM CL A
09260D107
4816
85000
SH
Put
DFND
1
85000
0
0
BLACKSTONE MTG TR INC
NOTE 4.750% 3/1
09257WAC4
20
22000
PRN
DFND
4
22000
0
0
BLACKSTONE MTG TR INC
COM CL A
09257W100
99
4100
SH
Call
DFND
1
4100
0
0
BLACKSTONE MTG TR INC
COM CL A
09257W100
760
31552
SH
DFND
1
31552
0
0
BLUEPRINT MEDICINES CORP
COM
09627Y109
1755
22500
SH
Call
DFND
1
22500
0
0
BLUEPRINT MEDICINES CORP
COM
09627Y109
3994
51200
SH
Put
DFND
1
51200
0
0
BLUEPRINT MEDICINES CORP
COM
09627Y109
881
11299
SH
DFND
1
11299
0
0
BOINGO WIRELESS INC
COM
09739C102
533
40000
SH
Call
DFND
1
40000
0
0
BOOKING HOLDINGS INC
COM
09857L108
8675
5448
SH
DFND
1
5448
0
0
BORGWARNER INC
COM
099724106
14178
401657
SH
DFND
1 2 4
401657
0
0
BOSTON BEER INC
CL A
100557107
3596
6700
SH
DFND
5
6700
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
1031
29366
SH
DFND
1 4
29366
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
4800
136700
SH
Call
DFND
1
136700
0
0
BRIDGEBIO PHARMA INC
COM
10806X102
3228
99000
SH
Call
DFND
1
99000
0
0
BRIGHAM MINERALS INC
CL A COM
10918L103
1144
92625
SH
DFND
4
92625
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
67
1135
SH
DFND
4
1135
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
388
6600
SH
Call
DFND
1
6600
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
1129
19200
SH
Put
DFND
1
19200
0
0
BROADCOM INC
COM
11135F101
345
1093
SH
DFND
1 4
1093
0
0
BRUKER CORP
COM
116794108
1510
37115
SH
DFND
1 5
37115
0
0
BUNGE LIMITED
COM
G16962105
206
5000
SH
Call
DFND
1
5000
0
0
BUNGE LIMITED
COM
G16962105
265
6435
SH
DFND
1
6435
0
0
BUNGE LIMITED
COM
G16962105
214
5200
SH
Put
DFND
1
5200
0
0
CAESARS ENTMT CORP
COM
127686103
5516
454700
SH
Put
DFND
1
454700
0
0
CAESARS ENTMT CORP
COM
127686103
967
79700
SH
Call
DFND
1
79700
0
0
CAESARS ENTMT CORP
COM
127686103
4749
391493
SH
DFND
1
391493
0
0
CALIFORNIA WTR SVC GROUP
COM
130788102
965
20240
SH
DFND
1
20240
0
0
CALLAWAY GOLF CO
COM
131193104
1313
75000
SH
Call
DFND
1
75000
0
0
CANADIAN NAT RES LTD
COM
136385101
7384
426033
SH
DFND
1 4
426033
0
0
CANADIAN PAC RY LTD
COM
13645T100
244
954
SH
DFND
4
954
0
0
CANADIAN SOLAR INC
COM
136635109
3914
203136
SH
DFND
1 4
203136
0
0
CANNAE HLDGS INC
COM
13765N107
11069
269327
SH
DFND
2 4
269327
0
0
CAPRI HOLDINGS LIMITED
SHS
G1890L107
0
323400
SH
Call
DFND
1
323400
0
0
CAPRI HOLDINGS LIMITED
SHS
G1890L107
4378
280075
SH
DFND
1 5
280075
0
0
CAPRI HOLDINGS LIMITED
SHS
G1890L107
0
528100
SH
Put
DFND
1
528100
0
0
CARDINAL HEALTH INC
COM
14149Y108
5303
101600
SH
Put
DFND
1
101600
0
0
CARDINAL HEALTH INC
COM
14149Y108
2318
44420
SH
DFND
1
44420
0
0
CARDINAL HEALTH INC
COM
14149Y108
14999
287400
SH
Call
DFND
1
287400
0
0
CARDTRONICS INC
NOTE 1.000%12/0
14161HAG3
21
22000
PRN
DFND
1
22000
0
0
CARNIVAL CORP
UNIT 99/99/9999
143658300
5832
355150
SH
DFND
1 4
355150
0
0
CARNIVAL CORP
UNIT 99/99/9999
143658300
9770
595000
SH
Call
DFND
1
595000
0
0
CARRIER GLOBAL CORPORATION
COM
14448C104
444
20000
SH
Call
DFND
1
20000
0
0
CARRIER GLOBAL CORPORATION
COM
14448C104
967
43500
SH
DFND
1 5
43500
0
0
CARS COM INC
COM
14575E105
403
70000
SH
Put
DFND
1
70000
0
0
CARS COM INC
COM
14575E105
428
74287
SH
DFND
1
74287
0
0
CARVANA CO
CL A
146869102
13799
114800
SH
Call
DFND
1
114800
0
0
CARVANA CO
CL A
146869102
7573
63000
SH
DFND
5
63000
0
0
CASELLA WASTE SYS INC
CL A
147448104
1575
30220
SH
DFND
4
30220
0
0
CASEYS GEN STORES INC
COM
147528103
7570
50628
SH
DFND
1 4
50628
0
0
CASSAVA SCIENCES INC
COM
14817C107
308
100000
SH
DFND
4
100000
0
0
CATERPILLAR INC DEL
COM
149123101
1581
12500
SH
Put
DFND
1
12500
0
0
CATERPILLAR INC DEL
COM
149123101
319
2519
SH
DFND
1 4
2519
0
0
CC NEUBERGER PRINCIPAL HLDNG
COM
G1992Y114
504
50000
SH
DFND
1
50000
0
0
CELANESE CORP DEL
COM
150870103
2479
28710
SH
DFND
1
28710
0
0
CEMEX SAB DE CV
SPON ADR NEW
151290889
76
26400
SH
Put
DFND
1
26400
0
0
CEMEX SAB DE CV
SPON ADR NEW
151290889
58
20130
SH
DFND
1
20130
0
0
CENTENE CORP DEL
COM
15135B101
993
15628
SH
DFND
1 4
15628
0
0
CENTENE CORP DEL
COM
15135B101
4931
77600
SH
Put
DFND
1
77600
0
0
CENTENE CORP DEL
COM
15135B101
3578
56300
SH
Call
DFND
1
56300
0
0
CENTENNIAL RESOURCE DEV INC
CL A
15136A102
1233
1385700
SH
Call
DFND
1
1385700
0
0
CENTENNIAL RESOURCE DEV INC
CL A
15136A102
0
48
SH
DFND
1
48
0
0
CENTERPOINT ENERGY INC
DEP RP PFD CV B
15189T503
1753
49278
SH
DFND
4
49278
0
0
CENTRAL GARDEN & PET CO
CL A NON-VTG
153527205
428
12672
SH
DFND
1
12672
0
0
CF FIN ACQUISITION CORP
COM CL A
12528N107
854
78700
SH
DFND
1
78700
0
0
CHARLES RIV LABS INTL INC
COM
159864107
1725
9892
SH
DFND
1
9892
0
0
CHECK POINT SOFTWARE TECH LT
ORD
M22465104
1083
10078
SH
DFND
4 5
10078
0
0
CHEFS WHSE INC
COM
163086101
340
25063
SH
DFND
1
25063
0
0
CHEFS WHSE INC
COM
163086101
2272
167300
SH
Put
DFND
1
167300
0
0
CHEGG INC
COM
163092109
2690
40000
SH
Put
DFND
1
40000
0
0
CHEGG INC
COM
163092109
1379
20500
SH
Call
DFND
1
20500
0
0
CHEGG INC
NOTE 0.250% 5/1
163092AB5
306
123000
PRN
DFND
1
123000
0
0
CHEGG INC
NOTE 0.125% 3/1
163092AD1
18088
12756000
PRN
DFND
1 4
12756000
0
0
CHEGG INC
COM
163092109
12574
186951
SH
DFND
5
186951
0
0
CHENIERE ENERGY INC
COM NEW
16411R208
550
11373
SH
DFND
1 4
11373
0
0
CHEVRON CORP NEW
COM
166764100
3741
41923
SH
DFND
1 4
41923
0
0
CHEVRON CORP NEW
COM
166764100
4462
50000
SH
Put
DFND
1
50000
0
0
CHINA LIFE INS CO LTD
SPON ADR REP H
16939P106
2208
400000
SH
Call
DFND
1
400000
0
0
CHINA LIFE INS CO LTD
SPON ADR REP H
16939P106
2
390
SH
DFND
1
390
0
0
CHURCH & DWIGHT INC
COM
171340102
2783
36000
SH
DFND
1
36000
0
0
CHURCHILL CAP CORP II
CL A
17143G106
1635
144650
SH
DFND
1
144650
0
0
CHURCHILL CAP CORP II
*W EXP 07/02/202
17143G114
434
150000
SH
DFND
1
150000
0
0
CHURCHILL CAP CORP III
COM
17144C104
1080
100087
SH
DFND
1
100087
0
0
CHURCHILL CAP CORP III
*W EXP 03/01/202
17144C112
99
33150
SH
DFND
1
33150
0
0
CIGNA CORP NEW
COM
125523100
2881
15352
SH
DFND
1 4
15352
0
0
CIGNA CORP NEW
COM
125523100
6080
32400
SH
Put
DFND
1
32400
0
0
CIGNA CORP NEW
COM
125523100
17057
90900
SH
Call
DFND
1
90900
0
0
CIIG MERGER CORP
COM CL A
12559C103
2119
214073
SH
DFND
1
214073
0
0
CIMAREX ENERGY CO
COM
171798101
1730
62925
SH
DFND
1 4
62925
0
0
CINCINNATI FINL CORP
COM
172062101
2256
35235
SH
DFND
1 4
35235
0
0
CINTAS CORP
COM
172908105
2610
9800
SH
DFND
1
9800
0
0
CISCO SYS INC
COM
17275R102
1564
33531
SH
DFND
1 4
33531
0
0
CITIC CAPITAL ACQUISITION CO
COM CL A
G21513109
589
60000
SH
DFND
1
60000
0
0
CITIGROUP INC
COM NEW
172967424
2203
43108
SH
DFND
1 4
43108
0
0
CITIGROUP INC
COM NEW
172967424
1278
25000
SH
Put
DFND
1
25000
0
0
CLEARWAY ENERGY INC
CL A
18539C105
11788
562132
SH
DFND
4
562132
0
0
CLEVELAND CLIFFS INC
COM
185899101
2
390
SH
DFND
1
390
0
0
CLEVELAND CLIFFS INC
COM
185899101
2208
400000
SH
Call
DFND
1
400000
0
0
CLOROX CO DEL
COM
189054109
899
4100
SH
DFND
5
4100
0
0
CLOUDFLARE INC
CL A COM
18915M107
324
9003
SH
DFND
1
9003
0
0
CLOVIS ONCOLOGY INC
COM
189464100
76
11200
SH
Call
DFND
1
11200
0
0
CLOVIS ONCOLOGY INC
COM
189464100
45
6714
SH
DFND
1
6714
0
0
CNX RESOURCES CORPORATION
COM
12653C108
865
100000
SH
Call
DFND
1
100000
0
0
CNX RESOURCES CORPORATION
COM
12653C108
478
55277
SH
DFND
1 5
55277
0
0
COCA COLA CO
COM
191216100
4831
108129
SH
DFND
1 4
108129
0
0
COCA COLA CONSOLIDATED INC
COM
191098102
435
1900
SH
DFND
1
1900
0
0
COCA COLA EUROPEAN PARTNERS
SHS
G25839104
568
15015
SH
DFND
1
15015
0
0
COGENT COMMUNICATIONS HLDGS
COM NEW
19239V302
1656
21400
SH
DFND
5
21400
0
0
COHEN & STEERS LTD DURATION
COM
19248C105
1108
49249
SH
DFND
4
49249
0
0
COHEN & STEERS REIT & PFD &I
COM
19247X100
1163
60809
SH
DFND
4
60809
0
0
COLLIER CREEK HOLDINGS
COM CL A
G22707106
1028
75000
SH
DFND
1
75000
0
0
COLONY STARWOOD HOMES
NOTE 3.500% 1/1
19625XAB8
141
112000
PRN
DFND
1 4
112000
0
0
COMCAST CORP NEW
CL A
20030N101
6439
165189
SH
DFND
1 4
165189
0
0
COMCAST CORP NEW
CL A
20030N101
18987
487100
SH
Put
DFND
1
487100
0
0
COMSTOCK RES INC
COM
205768302
660
150618
SH
DFND
1
150618
0
0
COMSTOCK RES INC
COM
205768302
1883
430000
SH
Put
DFND
1
430000
0
0
CONAGRA BRANDS INC
COM
205887102
179
5100
SH
Call
DFND
1
5100
0
0
CONAGRA BRANDS INC
COM
205887102
11782
335000
SH
Put
DFND
1
335000
0
0
CONMED CORP
NOTE 2.625% 2/0
207410AF8
5314
5071000
PRN
DFND
1 4
5071000
0
0
CONOCOPHILLIPS
COM
20825C104
521
12389
SH
DFND
4 5
12389
0
0
CONOCOPHILLIPS
COM
20825C104
3278
78000
SH
Put
DFND
1
78000
0
0
CONSTELLATION BRANDS INC
CL A
21036P108
7698
44000
SH
Call
DFND
1
44000
0
0
CONSTELLATION BRANDS INC
CL A
21036P108
108
620
SH
DFND
1
620
0
0
CONSTELLATION PHARMCETICLS I
COM
210373106
925
30790
SH
DFND
1
30790
0
0
CONSTELLIUM SE
CL A SHS
F21107101
732
95359
SH
DFND
1
95359
0
0
COPART INC
COM
217204106
6245
75000
SH
DFND
1
75000
0
0
CORCEPT THERAPEUTICS INC
COM
218352102
262
15600
SH
DFND
1
15600
0
0
COSTCO WHSL CORP NEW
COM
22160K105
2852
9405
SH
DFND
1 4
9405
0
0
COTY INC
COM CL A
222070203
149
33258
SH
DFND
1
33258
0
0
COUPA SOFTWARE INC
COM
22266L106
2770
10000
SH
DFND
5
10000
0
0
COUPA SOFTWARE INC
NOTE 0.125% 6/1
22266LAC0
1817
1004000
PRN
DFND
1 4
1004000
0
0
CREDIT ACCEP CORP MICH
COM
225310101
9637
23000
SH
Call
DFND
1
23000
0
0
CREDIT ACCEP CORP MICH
COM
225310101
3771
9000
SH
DFND
5
9000
0
0
CREE INC
COM
225447101
2369
40016
SH
DFND
1
40016
0
0
CRESCENT ACQUISITION CORP
COM CL A
22564L105
1046
100000
SH
DFND
1
100000
0
0
CROWN CASTLE INTL CORP NEW
6.875% CON PFD A
22822V309
1466
987
SH
DFND
4
987
0
0
CROWN HLDGS INC
COM
228368106
11206
172054
SH
DFND
1
172054
0
0
CVS HEALTH CORP
COM
126650100
15443
237700
SH
Call
DFND
1
237700
0
0
CVS HEALTH CORP
COM
126650100
12506
192493
SH
DFND
1 4
192493
0
0
CVS HEALTH CORP
COM
126650100
9875
152000
SH
Put
DFND
1
152000
0
0
CYBERARK SOFTWARE LTD
SHS
M2682V108
2482
25000
SH
DFND
5
25000
0
0
DAKTRONICS INC
COM
234264109
305
70000
SH
DFND
1
70000
0
0
DANAHER CORPORATION
COM
235851102
6258
35388
SH
DFND
1 4
35388
0
0
DAQO NEW ENERGY CORP
SPNSRD ADR NEW
23703Q203
2239
30163
SH
DFND
4
30163
0
0
DARDEN RESTAURANTS INC
COM
237194105
504
6654
SH
DFND
1
6654
0
0
DAVITA INC
COM
23918K108
12924
163300
SH
Call
DFND
1
163300
0
0
DAVITA INC
COM
23918K108
3565
45042
SH
DFND
1 5
45042
0
0
DECIPHERA PHARMACEUTICALS IN
COM
24344T101
1021
17104
SH
DFND
1 5
17104
0
0
DECIPHERA PHARMACEUTICALS IN
COM
24344T101
991
16600
SH
Call
DFND
1
16600
0
0
DEERE & CO
COM
244199105
2153
13700
SH
Put
DFND
1
13700
0
0
DEERE & CO
COM
244199105
116
739
SH
DFND
1 5
739
0
0
DELL TECHNOLOGIES INC
CL C
24703L202
420
7652
SH
DFND
1
7652
0
0
DENBURY RES INC
COM NEW
247916208
29
104400
SH
Put
DFND
1
104400
0
0
DENTSPLY SIRONA INC
COM
24906P109
5384
122200
SH
DFND
5
122200
0
0
DEXCOM INC
NOTE 0.750%12/0
252131AH0
112
45000
PRN
DFND
1 4
45000
0
0
DFP HEALTHCARE ACQUISITNS CO
COM CL A
23343Q100
1513
150593
SH
DFND
1
150593
0
0
DFP HEALTHCARE ACQUISITNS CO
*W EXP 03/31/202
23343Q118
74
50125
SH
DFND
1
50125
0
0
DHT HOLDINGS INC
SHS NEW
Y2065G121
1283
250000
SH
Call
DFND
1
250000
0
0
DHT HOLDINGS INC
SHS NEW
Y2065G121
18
3527
SH
DFND
4
3527
0
0
DIAMONDPEAK HLDGS COR
COM CL A
25280H100
1011
98130
SH
DFND
1
98130
0
0
DIEBOLD NXDF INC
COM
253651103
716
118100
SH
Put
DFND
1
118100
0
0
DIEBOLD NXDF INC
COM
253651103
325
53700
SH
Call
DFND
1
53700
0
0
DIEBOLD NXDF INC
COM
253651103
2
325
SH
DFND
1
325
0
0
DIGITAL RLTY TR INC
COM
253868103
56
394
SH
DFND
4
394
0
0
DIGITAL RLTY TR INC
COM
253868103
568
4000
SH
Put
DFND
1
4000
0
0
DISCOVERY INC
COM SER C
25470F302
5109
265267
SH
DFND
2 4 5
265267
0
0
DISH NETWORK CORPORATION
CL A
25470M109
1777
51500
SH
Put
DFND
1
51500
0
0
DISH NETWORK CORPORATION
CL A
25470M109
4127
119587
SH
DFND
1 5
119587
0
0
DISH NETWORK CORPORATION
NOTE 2.375% 3/1
25470MAD1
3525
3900000
PRN
DFND
1
3900000
0
0
DISH NETWORK CORPORATION
CL A
25470M109
4925
142700
SH
Call
DFND
1
142700
0
0
DISH NETWORK CORPORATION
NOTE 3.375% 8/1
25470MAB5
705
762000
PRN
DFND
1 4
762000
0
0
DISNEY WALT CO
COM DISNEY
254687106
12645
113400
SH
Put
DFND
1
113400
0
0
DISNEY WALT CO
COM DISNEY
254687106
61487
551400
SH
Call
DFND
1
551400
0
0
DISNEY WALT CO
COM DISNEY
254687106
9070
81338
SH
DFND
1 4
81338
0
0
DOCUSIGN INC
NOTE 0.500% 9/1
256163AB2
132
54000
PRN
DFND
1 4
54000
0
0
DOLLAR GEN CORP NEW
COM
256677105
1056
5541
SH
DFND
1 4
5541
0
0
DOMINION ENERGY INC
UNIT 99/99/9999
25746U133
2593
25589
SH
DFND
4
25589
0
0
DORCHESTER MINERALS LP
COM UNIT
25820R105
9258
724381
SH
DFND
5
724381
0
0
DOUBLELINE YIELD OPPORTUNITI
COM
25862D105
1093
62016
SH
DFND
4
62016
0
0
DOVER CORP
COM
260003108
241
2500
SH
Call
DFND
1
2500
0
0
DOVER CORP
COM
260003108
1487
15400
SH
Put
DFND
1
15400
0
0
DOVER CORP
COM
260003108
82
850
SH
DFND
1
850
0
0
DROPBOX INC
CL A
26210C104
708
32500
SH
DFND
1
32500
0
0
DROPBOX INC
CL A
26210C104
433
19900
SH
Call
DFND
1
19900
0
0
DROPBOX INC
CL A
26210C104
2506
115100
SH
Put
DFND
1
115100
0
0
DURECT CORP
COM
266605104
2380
1025653
SH
DFND
5
1025653
0
0
DYNAVAX TECHNOLOGIES CORP
COM NEW
268158201
79
8956
SH
DFND
1
8956
0
0
DYNAVAX TECHNOLOGIES CORP
COM NEW
268158201
444
50000
SH
Put
DFND
1
50000
0
0
E L F BEAUTY INC
COM
26856L103
476
24958
SH
DFND
1
24958
0
0
EAGLE BANCORP INC MD
COM
268948106
1027
31355
SH
DFND
1
31355
0
0
EBAY INC.
COM
278642103
12588
240000
SH
Call
DFND
1
240000
0
0
EBAY INC.
COM
278642103
10385
198000
SH
DFND
5
198000
0
0
ECOLAB INC
COM
278865100
3183
16000
SH
Put
DFND
1
16000
0
0
EDISON INTL
COM
281020107
10073
185479
SH
DFND
1 4
185479
0
0
EDWARDS LIFESCIENCES CORP
COM
28176E108
691
10000
SH
DFND
5
10000
0
0
ELANCO ANIMAL HEALTH INC
COM
28414H103
397
18495
SH
DFND
1
18495
0
0
ELDORADO RESORTS INC
COM
28470R102
1476
36849
SH
DFND
1
36849
0
0
ELDORADO RESORTS INC
COM
28470R102
1943
48500
SH
Put
DFND
1
48500
0
0
ELDORADO RESORTS INC
COM
28470R102
4246
106000
SH
Call
DFND
1
106000
0
0
ELECTRONIC ARTS INC
COM
285512109
18487
140000
SH
Put
DFND
1
140000
0
0
ELECTRONIC ARTS INC
COM
285512109
1647
12473
SH
DFND
1 4
12473
0
0
ELECTRONIC ARTS INC
COM
285512109
2747
20800
SH
Call
DFND
1
20800
0
0
ENANTA PHARMACEUTICALS INC
COM
29251M106
301
6000
SH
DFND
1
6000
0
0
ENBRIDGE INC
COM
29250N105
338
11115
SH
DFND
1 4
11115
0
0
ENDO INTL PLC
SHS
G30401106
560
163200
SH
Put
DFND
1
163200
0
0
ENDO INTL PLC
SHS
G30401106
165
48124
SH
DFND
1
48124
0
0
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
507
94102
SH
DFND
1 4
94102
0
0
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
4328
607800
SH
Put
DFND
1
607800
0
0
ENPHASE ENERGY INC
COM
29355A107
4676
98288
SH
DFND
4
98288
0
0
ENSCO JERSEY FIN LTD
NOTE 3.000% 1/3
29359WAB1
1579
11275000
PRN
DFND
1
11275000
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
133
45595
SH
DFND
1 4
45595
0
0
EOG RES INC
COM
26875P101
3698
73000
SH
Put
DFND
1
73000
0
0
EOG RES INC
COM
26875P101
4661
92000
SH
DFND
1 5
92000
0
0
EPIZYME INC
COM
29428V104
310
19300
SH
Put
DFND
1
19300
0
0
EPIZYME INC
COM
29428V104
525
32682
SH
DFND
1
32682
0
0
EQUIFAX INC
COM
294429105
13714
79791
SH
DFND
1
79791
0
0
EQUIFAX INC
COM
294429105
6033
35100
SH
Put
DFND
1
35100
0
0
EQUIFAX INC
COM
294429105
2114
12300
SH
Call
DFND
1
12300
0
0
EQUINIX INC
COM
29444U700
1545
2200
SH
DFND
5
2200
0
0
EQUINIX INC
COM
29444U700
1896
2700
SH
Call
DFND
1
2700
0
0
EQUITRANS MIDSTREAM CORP
COM
294600101
313
37663
SH
DFND
1 4
37663
0
0
ESSENTIAL UTILS INC
UNIT 04/30/2022
29670G201
1886
33358
SH
DFND
4
33358
0
0
ETSY INC
COM
29786A106
63
596
SH
DFND
1
596
0
0
ETSY INC
COM
29786A106
1041
9800
SH
Call
DFND
1
9800
0
0
EURONAV NV ANTWERPEN
SHS
B38564108
1337
164100
SH
Put
DFND
1
164100
0
0
EURONAV NV ANTWERPEN
SHS
B38564108
493
60516
SH
DFND
1
60516
0
0
EURONET WORLDWIDE INC
NOTE 0.750% 3/1
298736AL3
12
12000
PRN
DFND
4
12000
0
0
EVERBRIDGE INC
COM
29978A104
808
5840
SH
DFND
1 5
5840
0
0
EVERGY INC
COM
30034W106
631
10644
SH
DFND
1 4
10644
0
0
EVERI HLDGS INC
COM
30034T103
2
390
SH
DFND
1
390
0
0
EVERI HLDGS INC
COM
30034T103
325
62900
SH
Call
DFND
1
62900
0
0
EVOLUS INC
COM
30052C107
186
35000
SH
DFND
5
35000
0
0
EXACT SCIENCES CORP
COM
30063P105
435
5000
SH
Put
DFND
1
5000
0
0
EXACT SCIENCES CORP
NOTE 0.375% 3/0
30063PAC9
5951
6191000
PRN
DFND
1
6191000
0
0
EXACT SCIENCES CORP
COM
30063P105
9787
112572
SH
DFND
1 4
112572
0
0
EXACT SCIENCES CORP
NOTE 0.375% 3/1
30063PAB1
4179
4006000
PRN
DFND
1 4
4006000
0
0
EXPERIENCE INVT CORP
COM CL A
30217C109
1498
150300
SH
DFND
1
150300
0
0
EXTENDED STAY AMER INC
UNIT 99/99/9999B
30224P200
448
40000
SH
Call
DFND
1
40000
0
0
EXTENDED STAY AMER INC
UNIT 99/99/9999B
30224P200
361
32222
SH
DFND
1 5
32222
0
0
EXXON MOBIL CORP
COM
30231G102
1610
35999
SH
DFND
4 5
35999
0
0
EXXON MOBIL CORP
COM
30231G102
5188
116000
SH
Call
DFND
1
116000
0
0
EXXON MOBIL CORP
COM
30231G102
12745
285000
SH
Put
DFND
1
285000
0
0
FACEBOOK INC
CL A
30303M102
5677
25000
SH
Put
DFND
1
25000
0
0
FACEBOOK INC
CL A
30303M102
4518
19899
SH
DFND
1 4
19899
0
0
FACEBOOK INC
CL A
30303M102
3134
13800
SH
Call
DFND
1
13800
0
0
FACTSET RESH SYS INC
COM
303075105
558
1700
SH
DFND
1
1700
0
0
FALCON MINERALS CORP
*W EXP 07/21/202
30607B208
227
2521251
SH
DFND
1
2521251
0
0
FAR PT ACQUISITION CORP
COM CL A
30734W109
1774
173252
SH
DFND
1
173252
0
0
FARO TECHNOLOGIES INC
COM
311642102
772
14400
SH
DFND
1
14400
0
0
FASTENAL CO
COM
311900104
2914
68021
SH
DFND
1 4
68021
0
0
FEDERAL REALTY INVT TR
SH BEN INT NEW
313747206
2251
26418
SH
DFND
1 5
26418
0
0
FEDEX CORP
COM
31428X106
2103
15000
SH
Put
DFND
1
15000
0
0
FEDEX CORP
COM
31428X106
132
943
SH
DFND
1 4
943
0
0
FERRARI N V
COM
N3167Y103
10862
63649
SH
DFND
4 5
63649
0
0
FIDELITY NATL INFORMATION SV
COM
31620M106
6119
45631
SH
DFND
1 4
45631
0
0
FINSERV ACQUISITION CORP
*W EXP 12/31/202
318085115
59
52300
SH
DFND
1
52300
0
0
FINTECH ACQUISITION CORP III
COM CL A
31811A101
1268
113610
SH
DFND
1
113610
0
0
FIREEYE INC
COM
31816Q101
0
29
SH
DFND
1
29
0
0
FIREEYE INC
COM
31816Q101
487
40000
SH
Call
DFND
1
40000
0
0
FIREEYE INC
NOTE 1.625% 6/0
31816QAD3
918
969000
PRN
DFND
1
969000
0
0
FIREEYE INC
NOTE 0.875% 6/0
31816QAF8
3594
3975000
PRN
DFND
1 4
3975000
0
0
FIRST REP BK SAN FRANCISCO C
COM
33616C100
251
2363
SH
DFND
1 4
2363
0
0
FIRST TR INTER DUR PFD & IN
COM
33718W103
1345
63110
SH
DFND
4
63110
0
0
FIRSTENERGY CORP
COM
337932107
1995
51440
SH
DFND
1 4
51440
0
0
FITBIT INC
CL A
33812L102
1343
207950
SH
DFND
1
207950
0
0
FITBIT INC
CL A
33812L102
5368
830900
SH
Put
DFND
1
830900
0
0
FIVE9 INC
COM
338307101
230
2082
SH
DFND
1
2082
0
0
FLAHERTY & CRUMRIN PFD & INM
COM
338478100
1157
57544
SH
DFND
4
57544
0
0
FLAHERTY & CRUMRINE DYN PFD
SHS
33848W106
1738
71474
SH
DFND
4
71474
0
0
FLYING EAGLE ACQUISITION COR
COM
34407Y103
1098
100000
SH
DFND
1
100000
0
0
FLYING EAGLE ACQUISITION COR
*W EXP 02/26/202
34407Y111
202
67356
SH
DFND
1
67356
0
0
FOLEY TRASIMENE ACQUISTN COR
UNIT 99/99/9999
34431F203
534
50000
SH
DFND
1
50000
0
0
FORESCOUT TECHNOLOGIES INC
COM
34553D101
515
24300
SH
Call
DFND
1
24300
0
0
FORESCOUT TECHNOLOGIES INC
COM
34553D101
229
10800
SH
Put
DFND
1
10800
0
0
FORESCOUT TECHNOLOGIES INC
COM
34553D101
299
14100
SH
DFND
1 5
14100
0
0
FORTIVE CORP
COM
34959J108
1712
25303
SH
DFND
4 5
25303
0
0
FORUM MERGER II CORP
CL A
34986F103
1716
80000
SH
DFND
1
80000
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
2719
235000
SH
Put
DFND
1
235000
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
615
53149
SH
DFND
1 4
53149
0
0
GALAPAGOS NV
SPON ADR
36315X101
6905
35000
SH
Call
DFND
1
35000
0
0
GALAPAGOS NV
SPON ADR
36315X101
402
2039
SH
DFND
1
2039
0
0
GAMESTOP CORP NEW
CL A
36467W109
2652
611000
SH
Call
DFND
1
611000
0
0
GAMING & LEISURE PPTYS INC
COM
36467J108
858
24798
SH
DFND
1
24798
0
0
GAMING & LEISURE PPTYS INC
COM
36467J108
4152
120000
SH
Call
DFND
1
120000
0
0
GAP INC
COM
364760108
4
287
SH
DFND
1
287
0
0
GAP INC
COM
364760108
8266
655000
SH
Call
DFND
1
655000
0
0
GDS HLDGS LTD
NOTE 2.000% 6/0
36165LAB4
44
29000
PRN
DFND
1
29000
0
0
GENERAC HLDGS INC
COM
368736104
1890
15497
SH
DFND
4
15497
0
0
GENERAL DYNAMICS CORP
COM
369550108
790
5289
SH
DFND
1
5289
0
0
GENERAL DYNAMICS CORP
COM
369550108
5500
36800
SH
Call
DFND
1
36800
0
0
GENERAL ELECTRIC CO
COM
369604103
529
77445
SH
DFND
1 4 5
77445
0
0
GENERAL ELECTRIC CO
COM
369604103
38
5600
SH
Call
DFND
1
5600
0
0
GENERAL ELECTRIC CO
COM
369604103
927
135700
SH
Put
DFND
1
135700
0
0
GENETRON HLDGS LTD
ADS
37186H100
148
12256
SH
DFND
1
12256
0
0
GENWORTH FINL INC
COM CL A
37247D106
2024
876156
SH
DFND
1 5
876156
0
0
GENWORTH FINL INC
COM CL A
37247D106
93
40200
SH
Put
DFND
1
40200
0
0
GENWORTH FINL INC
COM CL A
37247D106
6
2500
SH
Call
DFND
1
2500
0
0
GIGCAPITAL2 INC
COM
375036100
2388
235479
SH
DFND
1
235479
0
0
GILEAD SCIENCES INC
COM
375558103
18778
244061
SH
DFND
4 5
244061
0
0
GILEAD SCIENCES INC
COM
375558103
28737
373500
SH
Call
DFND
1
373500
0
0
GILEAD SCIENCES INC
COM
375558103
26183
340300
SH
Put
DFND
1
340300
0
0
GLACIER BANCORP INC NEW
COM
37637Q105
1105
31320
SH
DFND
1
31320
0
0
GLAUKOS CORP
COM
377322102
1653
43019
SH
DFND
1
43019
0
0
GLAUKOS CORP
COM
377322102
6992
182000
SH
Put
DFND
1
182000
0
0
GLOBAL BLOOD THERAPEUTICS IN
COM
37890U108
4230
67000
SH
Call
DFND
1
67000
0
0
GLOBAL BLOOD THERAPEUTICS IN
COM
37890U108
9564
151500
SH
Put
DFND
1
151500
0
0
GLOBAL BLOOD THERAPEUTICS IN
COM
37890U108
5877
93087
SH
DFND
1 5
93087
0
0
GLOBAL EAGLE ENTMT INC
NOTE 2.750% 2/1
37951DAB8
130
1000000
PRN
DFND
1
1000000
0
0
GLOBAL PMTS INC
COM
37940X102
296
1747
SH
DFND
4
1747
0
0
GLOBAL SHIP LEASE INC NEW
COM CL A
Y27183600
58
13787
SH
DFND
1
13787
0
0
GOGO INC
COM
38046C109
632
200000
SH
Put
DFND
1
200000
0
0
GOGO INC
NOTE 6.000% 5/1
38046CAD1
3569
4995000
PRN
DFND
1
4995000
0
0
GOL LINHAS AEREAS INTELIGENT
SPON ADR PFD NEW
38045R206
1434
211477
SH
DFND
5
211477
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
221
1118
SH
DFND
1 4
1118
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
3360
17000
SH
Put
DFND
1
17000
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
4150
21000
SH
Call
DFND
1
21000
0
0
GORDON POINTE ACQUISITION CO
*W EXP 07/30/202
382788115
44
20000
SH
DFND
1
20000
0
0
GORES METROPOULOS INC
COM CL A
382872109
535
50000
SH
DFND
1
50000
0
0
GRACE W R & CO DEL NEW
COM
38388F108
381
7500
SH
DFND
5
7500
0
0
GRACE W R & CO DEL NEW
COM
38388F108
1743
34300
SH
Call
DFND
1
34300
0
0
GRAF INDL CORP
*W EXP 12/31/202
384278115
119
52000
SH
DFND
1
52000
0
0
GRUBHUB INC
COM
400110102
5584
79437
SH
DFND
1 2 4
79437
0
0
GSX TECHEDU INC
SPONSORED ADS
36257Y109
34
574
SH
DFND
5
574
0
0
GSX TECHEDU INC
SPONSORED ADS
36257Y109
1200
20000
SH
Call
DFND
1
20000
0
0
GUARDANT HEALTH INC
COM
40131M109
2231
27500
SH
DFND
1
27500
0
0
GUESS INC
COM
401617105
26
2700
SH
Call
DFND
1
2700
0
0
GUESS INC
COM
401617105
3868
400000
SH
Put
DFND
1
400000
0
0
GUESS INC
COM
401617105
1
146
SH
DFND
1
146
0
0
GUESS INC
NOTE 2.000% 4/1
401617AD7
7641
11309000
PRN
DFND
1 4
11309000
0
0
GW PHARMACEUTICALS PLC
ADS
36197T103
6087
49600
SH
Call
DFND
1
49600
0
0
GW PHARMACEUTICALS PLC
ADS
36197T103
28078
228800
SH
Put
DFND
1
228800
0
0
GW PHARMACEUTICALS PLC
ADS
36197T103
6969
56784
SH
DFND
1
56784
0
0
GX ACQUISITION CORP
COM CL A
36251A107
2040
200000
SH
DFND
1
200000
0
0
HALLIBURTON CO
COM
406216101
1106
85200
SH
Call
DFND
1
85200
0
0
HALLIBURTON CO
COM
406216101
3859
297300
SH
Put
DFND
1
297300
0
0
HALLIBURTON CO
COM
406216101
2722
209703
SH
DFND
1
209703
0
0
HANNON ARMSTRONG SUST INFR C
COM
41068X100
3167
111284
SH
DFND
1 4
111284
0
0
HARMONIC INC
COM
413160102
731
153900
SH
DFND
1
153900
0
0
HAWKINS INC
COM
420261109
405
9500
SH
DFND
1
9500
0
0
HAYMAKER ACQUISITION CORP II
COM CL A
42087L101
1381
133392
SH
DFND
1
133392
0
0
HAYMAKER ACQUISITION CORP II
*W EXP 10/31/202
42087L119
132
84155
SH
DFND
1
84155
0
0
HC2 HLDGS INC
COM
404139107
11773
3524974
SH
DFND
1
3524974
0
0
HCA HEALTHCARE INC
COM
40412C101
3432
35358
SH
DFND
1 4
35358
0
0
HCA HEALTHCARE INC
COM
40412C101
4125
42500
SH
Put
DFND
1
42500
0
0
HEALTHCARE MERGER CORP
COM CL A
42227L102
251
25000
SH
DFND
1
25000
0
0
HENNESSY CAP ACQUSTION CORP
CL A COM
42589C104
1402
130375
SH
DFND
1
130375
0
0
HENNESSY CAP ACQUSTION CORP
*W EXP 09/05/202
42589C112
88
80000
SH
DFND
1
80000
0
0
HERC HLDGS INC
COM
42704L104
169
5500
SH
DFND
5
5500
0
0
HERC HLDGS INC
COM
42704L104
230
7500
SH
Call
DFND
1
7500
0
0
HERSHEY CO
COM
427866108
1945
15005
SH
DFND
1
15005
0
0
HERTZ GLOBAL HLDGS INC
COM
42806J106
127
90000
SH
Call
DFND
1
90000
0
0
HESS CORP
COM
42809H107
2962
57172
SH
DFND
1 4
57172
0
0
HEXO CORP
COM
428304109
129
174300
SH
Call
DFND
1
174300
0
0
HILTON GRAND VACATIONS INC
COM
43283X105
1562
79900
SH
Call
DFND
1
79900
0
0
HILTON GRAND VACATIONS INC
COM
43283X105
715
36570
SH
DFND
1 5
36570
0
0
HILTON WORLDWIDE HLDGS INC
COM
43300A203
958
13048
SH
DFND
1
13048
0
0
HILTON WORLDWIDE HLDGS INC
COM
43300A203
6060
82500
SH
Put
DFND
1
82500
0
0
HOME DEPOT INC
COM
437076102
2918
11648
SH
DFND
1 5
11648
0
0
HONEYWELL INTL INC
COM
438516106
2877
19900
SH
Put
DFND
1
19900
0
0
HONEYWELL INTL INC
COM
438516106
3069
21224
SH
DFND
1 4
21224
0
0
HONEYWELL INTL INC
COM
438516106
824
5700
SH
Call
DFND
1
5700
0
0
HORIZON THERAPEUTICS PUB LTD
SHS
G46188101
0
110700
SH
Call
DFND
1
110700
0
0
HORIZON THERAPEUTICS PUB LTD
SHS
G46188101
0
2000
SH
Put
DFND
1
2000
0
0
HORIZON THERAPEUTICS PUB LTD
SHS
G46188101
3613
65000
SH
DFND
5
65000
0
0
HOWARD HUGHES CORP
COM
44267D107
19481
375000
SH
DFND
1
375000
0
0
HUMANA INC
COM
444859102
12107
31225
SH
DFND
5
31225
0
0
HUMANA INC
COM
444859102
27298
70400
SH
Call
DFND
1
70400
0
0
HUNTSMAN CORP
COM
447011107
392
21796
SH
DFND
1
21796
0
0
HUYA INC
ADS REP SHS A
44852D108
558
29900
SH
Put
DFND
1
29900
0
0
HUYA INC
ADS REP SHS A
44852D108
1102
59000
SH
Call
DFND
1
59000
0
0
IAA INC
COM
449253103
3761
97500
SH
Call
DFND
1
97500
0
0
IAA INC
COM
449253103
291
7540
SH
DFND
1 5
7540
0
0
IAC INTERACTIVECORP
COM
44919P508
6197
19163
SH
DFND
4
19163
0
0
IAC INTERACTIVECORP
COM
44919P508
9424
89000
SH
Call
DFND
2
89000
0
0
IDEXX LABS INC
COM
45168D104
2707
8200
SH
DFND
5
8200
0
0
IHEARTMEDIA INC
COM CL A
45174J509
1131
190786
SH
DFND
4
190786
0
0
IHS MARKIT LTD
SHS
G47567105
0
17000
SH
Call
DFND
1
17000
0
0
II-VI INC
COM
902104108
2057
43569
SH
DFND
1
43569
0
0
ILLINOIS TOOL WKS INC
COM
452308109
2098
12001
SH
DFND
1 5
12001
0
0
ILLUMINA INC
NOTE 0.500% 6/1
452327AH2
6976
4685000
PRN
DFND
1 4
4685000
0
0
ILLUMINA INC
NOTE 8/1
452327AK5
1987
1830000
PRN
DFND
1 4
1830000
0
0
ILLUMINA INC
COM
452327109
9627
25993
SH
DFND
1 5
25993
0
0
IMMUNOMEDICS INC
COM
452907108
1949
55000
SH
Call
DFND
1
55000
0
0
INCYTE CORP
COM
45337C102
330
3176
SH
DFND
1
3176
0
0
INCYTE CORP
COM
45337C102
1705
16400
SH
Put
DFND
1
16400
0
0
INCYTE CORP
COM
45337C102
1071
10300
SH
Call
DFND
1
10300
0
0
INNOVIVA INC
COM
45781M101
2768
198024
SH
DFND
1 5
198024
0
0
INPHI CORP
COM
45772F107
371
3160
SH
DFND
1
3160
0
0
INSPIRE MED SYS INC
COM
457730109
104
1200
SH
DFND
1
1200
0
0
INSPIRE MED SYS INC
COM
457730109
131
1500
SH
Call
DFND
1
1500
0
0
INSULET CORP
NOTE 1.375%11/1
45784PAH4
187
88000
PRN
DFND
1 4
88000
0
0
INSURANCE ACQUISITION CORP
*W EXP 03/31/202
457867117
40
10427
SH
DFND
1
10427
0
0
INSURANCE ACQUISITION CORP
CL A
457867109
3258
251392
SH
DFND
1 2 4
251392
0
0
INTERCEPT PHARMACEUTICALS IN
NOTE 2.000% 5/1
45845PAB4
25
35000
PRN
DFND
1
35000
0
0
INTERCEPT PHARMACEUTICALS IN
COM
45845P108
1246
26000
SH
Put
DFND
1
26000
0
0
INTERCEPT PHARMACEUTICALS IN
COM
45845P108
207
4322
SH
DFND
1
4322
0
0
INTERNATIONAL FLAVORS&FRAGRA
COM
459506101
32807
267900
SH
Put
DFND
1
267900
0
0
INTERNATIONAL FLAVORS&FRAGRA
COM
459506101
18340
149760
SH
DFND
1
149760
0
0
INTERNATIONAL FLAVORS&FRAGRA
COM
459506101
68578
560000
SH
Call
DFND
1
560000
0
0
INTRA CELLULAR THERAPIES INC
COM
46116X101
118
4600
SH
Put
DFND
1
4600
0
0
INTRA CELLULAR THERAPIES INC
COM
46116X101
431
16800
SH
Call
DFND
1
16800
0
0
INTUIT
COM
461202103
2981
10065
SH
DFND
1 4
10065
0
0
INVESCO EXCH TRADED FD TR II
S&P500 LOW VOL
46138E354
1992
40100
SH
DFND
1
40100
0
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2021 CB
46138J700
2472
115654
SH
DFND
1
115654
0
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2022 CB
46138J882
2645
121200
SH
DFND
1
121200
0
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2023 CB
46138J866
1672
76855
SH
DFND
1
76855
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
493361
99257
SH
DFND
1 4 5
99257
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
63386
256000
SH
Call
DFND
1
256000
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
62148
251000
SH
Put
DFND
1
251000
0
0
INVITATION HOMES INC
COM
46187W107
4487
163000
SH
DFND
5
163000
0
0
IOVANCE BIOTHERAPEUTICS INC
COM
462260100
686
25000
SH
Put
DFND
1
25000
0
0
IOVANCE BIOTHERAPEUTICS INC
COM
462260100
268
9757
SH
DFND
1
9757
0
0
IOVANCE BIOTHERAPEUTICS INC
COM
462260100
686
25000
SH
Call
DFND
1
25000
0
0
IQIYI INC
NOTE 3.750%12/0
46267XAB4
121
113000
PRN
DFND
1 4
113000
0
0
IQIYI INC
SPONSORED ADS
46267X108
53888
2323764
SH
DFND
1 5
2323764
0
0
IRHYTHM TECHNOLOGIES INC
COM
450056106
2897
25000
SH
Call
DFND
1
25000
0
0
IRHYTHM TECHNOLOGIES INC
COM
450056106
1565
13500
SH
DFND
5
13500
0
0
IRIDIUM COMMUNICATIONS INC
COM
46269C102
46
1808
SH
DFND
1
1808
0
0
IRIDIUM COMMUNICATIONS INC
COM
46269C102
2432
95600
SH
Put
DFND
1
95600
0
0
ISHARES INC
MSCI ITALY ETF
46434G830
1084
45000
SH
Call
DFND
1
45000
0
0
ISHARES SILVER TR
ISHARES
46428Q109
5972
351100
SH
Put
DFND
1
351100
0
0
ISHARES SILVER TR
ISHARES
46428Q109
240
14094
SH
DFND
1
14094
0
0
ISHARES SILVER TR
ISHARES
46428Q109
1556
91500
SH
Call
DFND
1
91500
0
0
ISHARES TR
U.S. MED DVC ETF
464288810
1562
5900
SH
DFND
1
5900
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
1181
6643
SH
DFND
4
6643
0
0
ISHARES TR
CORE S&P SCP ETF
464287804
3406
49868
SH
DFND
1 4
49868
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
2857
35000
SH
Put
DFND
1
35000
0
0
ISHARES TR
EXPANDED TECH
464287515
143
503
SH
DFND
4
503
0
0
ISHARES TR
MSCI MIN VOL ETF
46429B697
1006
16595
SH
DFND
1 4
16595
0
0
ISHARES TR
USA QUALITY FCTR
46432F339
284
2961
SH
DFND
4
2961
0
0
ISHARES TR
NASDAQ BIOTECH
464287556
161349
1180400
SH
Put
DFND
1
1180400
0
0
ISHARES TR
CORE MSCI EAFE
46432F842
275
4805
SH
DFND
4
4805
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
1856
46401
SH
DFND
1 5
46401
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
380143
2655000
SH
Put
DFND
1
2655000
0
0
ISHARES TR
TRANS AVG ETF
464287192
3513
21600
SH
DFND
1
21600
0
0
ISHARES TR
S&P MC 400VL ETF
464287705
864
6500
SH
DFND
1
6500
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
19995
500000
SH
Put
DFND
1
500000
0
0
ISHARES TR
MSCI UK ETF NEW
46435G334
276
10700
SH
DFND
4
10700
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
993
25000
SH
Put
DFND
1
25000
0
0
ISHARES TR
EXPANDED TECH
464287515
4264
15000
SH
Put
DFND
1
15000
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
977
24600
SH
DFND
1
24600
0
0
ISHARES TR
U.S. REAL ES ETF
464287739
2364
30000
SH
DFND
5
30000
0
0
ISHARES TR
SHORT TREAS BD
464288679
4394
39683
SH
DFND
4
39683
0
0
ISHARES TR
RUS MID CAP ETF
464287499
254
4740
SH
DFND
4
4740
0
0
ISHARES TR
NASDAQ BIOTECH
464287556
84871
620900
SH
Call
DFND
1
620900
0
0
ISHARES TR
GLOBAL ENERG ETF
464287341
303
15489
SH
DFND
4
15489
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
14761
76902
SH
DFND
1 4
76902
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
110721
773300
SH
Call
DFND
1 5
773300
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
179357
1252670
SH
DFND
1 4 5
1252670
0
0
ISHARES TR
NASDAQ BIOTECH
464287556
73425
537162
SH
DFND
1 4 5
537162
0
0
ISHARES TR
PFD AND INCM SEC
464288687
3928
113407
SH
DFND
4
113407
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
327
2430
SH
DFND
1 4
2430
0
0
ISHARES TR
EDGE MSCI USA VL
46432F388
1012
13995
SH
DFND
1
13995
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
10585
78700
SH
Put
DFND
1
78700
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
51483
1287400
SH
Call
DFND
1
1287400
0
0
ISIS PHARMACEUTICALS INC DEL
NOTE 1.000%11/1
464337AJ3
3377
3051000
PRN
DFND
1 4
3051000
0
0
ISTAR INC
COM
45031U101
15
1200
SH
Put
DFND
1
1200
0
0
ISTAR INC
COM
45031U101
21747
1765148
SH
DFND
1 4
1765148
0
0
ITRON INC
COM
465741106
5958
89935
SH
DFND
1 4
89935
0
0
J & J SNACK FOODS CORP
COM
466032109
2136
16800
SH
DFND
5
16800
0
0
J2 GLOBAL INC
NOTE 3.250% 6/1
48123VAC6
8213
7500000
PRN
DFND
1
7500000
0
0
JACK IN THE BOX INC
COM
466367109
8865
119650
SH
DFND
1 5
119650
0
0
JACK IN THE BOX INC
COM
466367109
2178
29400
SH
Put
DFND
1
29400
0
0
JACK IN THE BOX INC
COM
466367109
2904
39200
SH
Call
DFND
1
39200
0
0
JAWS ACQUISITION CORP
UNIT 99/99/9999
G50744120
1061
101698
SH
DFND
1
101698
0
0
JAZZ INVESTMENTS I LTD
NOTE 1.500% 8/1
472145AD3
9813
10655000
PRN
DFND
1
10655000
0
0
JEFFERIES FINL GROUP INC
COM
47233W109
252
16187
SH
DFND
4
16187
0
0
JOHNSON & JOHNSON
COM
478160104
17574
124968
SH
DFND
4 5
124968
0
0
JOHNSON & JOHNSON
COM
478160104
2813
20000
SH
Put
DFND
1
20000
0
0
JOHNSON & JOHNSON
COM
478160104
9141
65000
SH
Call
DFND
1
65000
0
0
JOHNSON CTLS INTL PLC
SHS
G51502105
1038
30400
SH
DFND
1
30400
0
0
JOYY INC
ADS REPSTG COM A
46591M109
1966
22200
SH
DFND
1 5
22200
0
0
JOYY INC
ADS REPSTG COM A
46591M109
4649
52500
SH
Put
DFND
1
52500
0
0
JPMORGAN CHASE & CO
COM
46625H100
5263
55954
SH
DFND
1 4 5
55954
0
0
JPMORGAN CHASE & CO
COM
46625H100
2032
21600
SH
Put
DFND
1
21600
0
0
JPMORGAN CHASE & CO
COM
46625H100
15238
162000
SH
Call
DFND
1
162000
0
0
JUNIPER INDL HLDGS INC
COM CL A
48205G106
1496
150000
SH
DFND
1
150000
0
0
KELLOGG CO
COM
487836108
3708
56131
SH
DFND
1
56131
0
0
KEZAR LIFE SCIENCES INC
COM
49372L100
2592
500400
SH
DFND
1
500400
0
0
KINDER MORGAN INC DEL
COM
49456B101
578
38095
SH
DFND
1 4 5
38095
0
0
KINDER MORGAN INC DEL
COM
49456B101
1138
75000
SH
Call
DFND
1
75000
0
0
KINDER MORGAN INC DEL
COM
49456B101
1150
75800
SH
Put
DFND
1
75800
0
0
KIRKLANDS INC
COM
497498105
77
28490
SH
DFND
1
28490
0
0
KRANESHARES TR
CSI CHI INTERNET
500767306
3097
50000
SH
Put
DFND
1
50000
0
0
KRATOS DEFENSE & SEC SOLUTIO
COM NEW
50077B207
1407
90000
SH
Call
DFND
1
90000
0
0
KRATOS DEFENSE & SEC SOLUTIO
COM NEW
50077B207
111
7085
SH
DFND
1
7085
0
0
KRATOS DEFENSE & SEC SOLUTIO
COM NEW
50077B207
156
10000
SH
Put
DFND
1
10000
0
0
LAMAR ADVERTISING CO NEW
CL A
512816109
2673
40036
SH
DFND
1
40036
0
0
LANCASTER COLONY CORP
COM
513847103
3379
21800
SH
DFND
5
21800
0
0
LAS VEGAS SANDS CORP
COM
517834107
231
5063
SH
DFND
1 4
5063
0
0
LENDINGCLUB CORP
COM NEW
52603A208
4470
982467
SH
DFND
1 5
982467
0
0
LENDINGTREE INC NEW
NOTE 0.625% 6/0
52603BAA5
35
23000
PRN
DFND
1
23000
0
0
LEO HOLDINGS CORP
COM CL A
G5463L105
2875
276421
SH
DFND
1
276421
0
0
LGL SYS ACQUISITION CORP
UNIT 10/24/2024
50201G205
3802
370974
SH
DFND
1
370974
0
0
LIBERTY BROADBAND CORP
COM SER C
530307305
19958
161000
SH
DFND
2 4
161000
0
0
LIBERTY BROADBAND CORP
COM SER A
530307107
1405
11500
SH
DFND
2 4
11500
0
0
LIBERTY MEDIA CORP DEL
COM A SIRIUSXM
531229409
822
23826
SH
DFND
2
23826
0
0
LIBERTY MEDIA CORP DEL
COM C SIRIUSXM
531229607
20254
587923
SH
DFND
2 4
587923
0
0
LIGAND PHARMACEUTICALS INC
NOTE 0.750% 5/1
53220KAF5
1405
1604000
PRN
DFND
1
1604000
0
0
LILLY ELI & CO
COM
532457108
4925
30000
SH
Call
DFND
1
30000
0
0
LILLY ELI & CO
COM
532457108
1796
10942
SH
DFND
4 5
10942
0
0
LILLY ELI & CO
COM
532457108
1642
10000
SH
Put
DFND
1
10000
0
0
LIQUIDIA TECHNOLOGIES INC
COM
53635D202
0
1000000
SH
DFND
4
1000000
0
0
LIVE NATION ENTERTAINMENT IN
NOTE 2.500% 3/1
538034AQ2
15
15000
PRN
DFND
4
15000
0
0
LIVE OAK ACQUISITION CORP
UNIT 99/99/9999
53804F202
25050
2499999
SH
DFND
1
2499999
0
0
LIVEPERSON INC
NOTE 0.750% 3/0
538146AB7
83
73000
PRN
DFND
1
73000
0
0
LKQ CORP
COM
501889208
6132
234056
SH
DFND
1 5
234056
0
0
LKQ CORP
COM
501889208
6550
250000
SH
Call
DFND
1
250000
0
0
LOCKHEED MARTIN CORP
COM
539830109
2481
6800
SH
DFND
1
6800
0
0
LOGMEIN INC
COM
54142L109
246
2900
SH
DFND
1
2900
0
0
LONGVIEW ACQUISITION CORP
UNIT 99/99/9999
543195200
253
25000
SH
DFND
1
25000
0
0
LOWES COS INC
COM
548661107
13512
100000
SH
Put
DFND
1
100000
0
0
LOWES COS INC
COM
548661107
13512
100000
SH
Call
DFND
1
100000
0
0
LOWES COS INC
COM
548661107
84
623
SH
DFND
1 4
623
0
0
LULULEMON ATHLETICA INC
COM
550021109
339
1085
SH
DFND
4
1085
0
0
LUMENTUM HLDGS INC
NOTE 0.250% 3/1
55024UAB5
15
10000
PRN
DFND
1 4
10000
0
0
LUMOS PHARMA INC
COM
55028X109
1990
120651
SH
DFND
5
120651
0
0
LYFT INC
CL A COM
55087P104
644
19500
SH
DFND
1
19500
0
0
LYFT INC
CL A COM
55087P104
868
26300
SH
Call
DFND
1
26300
0
0
LYFT INC
CL A COM
55087P104
2251
68200
SH
Put
DFND
1
68200
0
0
MACROGENICS INC
COM
556099109
405
14500
SH
Put
DFND
1
14500
0
0
MACROGENICS INC
COM
556099109
55
1961
SH
DFND
1
1961
0
0
MACYS INC
COM
55616P104
1796
261000
SH
Call
DFND
1
261000
0
0
MADISON SQUARE GRDN ENTERTNM
CL A
55826T102
1500
20000
SH
DFND
1
20000
0
0
MADISON SQUARE GRDN SPRT COR
CL A
55825T103
16349
111300
SH
Put
DFND
1
111300
0
0
MADRIGAL PHARMACEUTICALS INC
COM
558868105
566
5000
SH
Put
DFND
1
5000
0
0
MADRIGAL PHARMACEUTICALS INC
COM
558868105
566
5000
SH
DFND
5
5000
0
0
MARATHON OIL CORP
COM
565849106
3611
590000
SH
Put
DFND
1
590000
0
0
MARATHON OIL CORP
COM
565849106
612
100000
SH
Call
DFND
1
100000
0
0
MARATHON OIL CORP
COM
565849106
2050
334935
SH
DFND
1 4
334935
0
0
MARATHON PETE CORP
COM
56585A102
3588
96000
SH
Put
DFND
1
96000
0
0
MARATHON PETE CORP
COM
56585A102
58459
1563900
SH
Call
DFND
1
1563900
0
0
MARATHON PETE CORP
COM
56585A102
12686
339377
SH
DFND
1 4 5
339377
0
0
MARINUS PHARMACEUTICALS INC
COM
56854Q101
5158
2030792
SH
DFND
5
2030792
0
0
MARRIOTT INTL INC NEW
CL A
571903202
386
4500
SH
Call
DFND
1
4500
0
0
MARRIOTT INTL INC NEW
CL A
571903202
63
730
SH
DFND
1
730
0
0
MARRIOTT INTL INC NEW
CL A
571903202
386
4500
SH
Put
DFND
1
4500
0
0
MARRIOTT VACTINS WORLDWID CO
NOTE 1.500% 9/1
57164YAB3
20
22000
PRN
DFND
4
22000
0
0
MARTIN MARIETTA MATLS INC
COM
573284106
1715
8300
SH
Put
DFND
1
8300
0
0
MARTIN MARIETTA MATLS INC
COM
573284106
1715
8300
SH
Call
DFND
1
8300
0
0
MASIMO CORP
COM
574795100
3762
16500
SH
DFND
5
16500
0
0
MASIMO CORP
COM
574795100
9576
42000
SH
Call
DFND
1
42000
0
0
MATCH GROUP INC
COM
57665R106
52460
502400
SH
Put
DFND
1 2
502400
0
0
MATCH GROUP INC
COM
57665R106
0
70100
SH
Put
DFND
2
70100
0
0
MATCH GROUP INC
COM
57665R106
1295
12100
SH
DFND
1
12100
0
0
MATCH GROUP INC
COM
57665R106
10694
99900
SH
Call
DFND
1
99900
0
0
MCDONALDS CORP
COM
580135101
3253
17635
SH
DFND
1 4
17635
0
0
MCKESSON CORP
COM
58155Q103
388
2529
SH
DFND
1
2529
0
0
MEDTRONIC PLC
SHS
G5960L103
2944
32100
SH
Call
DFND
1
32100
0
0
MEDTRONIC PLC
SHS
G5960L103
1840
20069
SH
DFND
1 4
20069
0
0
MEDTRONIC PLC
SHS
G5960L103
4282
46700
SH
Put
DFND
1
46700
0
0
MERCADOLIBRE INC
COM
58733R102
1268
1286
SH
DFND
4 5
1286
0
0
MERCADOLIBRE INC
NOTE 2.000% 8/1
58733RAD4
353
154000
PRN
DFND
1 4
154000
0
0
MERCK & CO. INC
COM
58933Y105
1864
24100
SH
Put
DFND
1
24100
0
0
MERCK & CO. INC
COM
58933Y105
1547
20000
SH
Call
DFND
1
20000
0
0
MERCK & CO. INC
COM
58933Y105
1523
19700
SH
DFND
4 5
19700
0
0
MEREO BIOPHARMA GROUP PLC
ADS
589492107
275
90000
SH
DFND
1
90000
0
0
MERITOR INC
COM
59001K100
3960
200000
SH
Call
DFND
1
200000
0
0
MERITOR INC
COM
59001K100
3960
200000
SH
Put
DFND
1
200000
0
0
MERITOR INC
NOTE 3.250%10/1
59001KAF7
8133
8089000
PRN
DFND
1 4
8089000
0
0
MERSANA THERAPEUTICS INC
COM
59045L106
529
22600
SH
Call
DFND
1
22600
0
0
MESA LABS INC
NOTE 1.375% 8/1
59064RAA7
9977
10080000
PRN
DFND
1
10080000
0
0
MESA LABS INC
COM
59064R109
846
3900
SH
DFND
1
3900
0
0
MESOBLAST LTD
SPONS ADR
590717104
1025
90000
SH
DFND
1
90000
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
672
40000
SH
Call
DFND
1
40000
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
1680
100000
SH
Put
DFND
1
100000
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
1557
92701
SH
DFND
1 5
92701
0
0
MICROCHIP TECHNOLOGY INC.
NOTE 1.625% 2/1
595017AF1
1721
1165000
PRN
DFND
1 4
1165000
0
0
MICRON TECHNOLOGY INC
COM
595112103
16100
312500
SH
Put
DFND
1
312500
0
0
MICRON TECHNOLOGY INC
COM
595112103
7460
144800
SH
Call
DFND
1
144800
0
0
MICROSOFT CORP
COM
594918104
7130
35035
SH
DFND
1 4 5
35035
0
0
MICROSOFT CORP
COM
594918104
2544
12500
SH
Call
DFND
1
12500
0
0
MILLENDO THERAPEUTICS INC
COM
60040X103
4
2200
SH
Call
DFND
1
2200
0
0
MILLENDO THERAPEUTICS INC
COM
60040X103
12
7006
SH
DFND
1
7006
0
0
MILLENDO THERAPEUTICS INC
COM
60040X103
12
7000
SH
Put
DFND
1
7000
0
0
MIMECAST LTD
ORD SHS
G14838109
967
23200
SH
DFND
1
23200
0
0
MIRATI THERAPEUTICS INC
COM
60468T105
285
2500
SH
Call
DFND
1
2500
0
0
MIRATI THERAPEUTICS INC
COM
60468T105
16132
141300
SH
Put
DFND
1
141300
0
0
MIRATI THERAPEUTICS INC
COM
60468T105
9923
86913
SH
DFND
1
86913
0
0
MODERNA INC
COM
60770K107
2132
33200
SH
Call
DFND
1
33200
0
0
MODERNA INC
COM
60770K107
1669
26000
SH
Put
DFND
1
26000
0
0
MOMO INC
ADR
60879B107
1206
69000
SH
Call
DFND
1
69000
0
0
MOMO INC
ADR
60879B107
1521
87000
SH
DFND
1
87000
0
0
MOMO INC
ADR
60879B107
3963
226700
SH
Put
DFND
1
226700
0
0
MONGODB INC
NOTE 0.750% 6/1
60937PAB2
169
51000
PRN
DFND
1
51000
0
0
MONOCLE ACQUISITION CORP
COM
609754106
282
27385
SH
DFND
1
27385
0
0
MONOCLE ACQUISITION CORP
*W EXP 12/06/202
609754114
17
25533
SH
DFND
1
25533
0
0
MONSTER BEVERAGE CORP NEW
COM
61174X109
1022
14750
SH
DFND
5
14750
0
0
MORGAN STANLEY
COM NEW
617446448
80
1649
SH
DFND
1
1649
0
0
MORGAN STANLEY
COM NEW
617446448
362
7500
SH
Put
DFND
1
7500
0
0
MOSAIC CO NEW
COM
61945C103
52
4138
SH
DFND
1 5
4138
0
0
MOSAIC CO NEW
COM
61945C103
1251
100000
SH
Call
DFND
1
100000
0
0
MOTOROLA SOLUTIONS INC
COM NEW
620076307
281
2005
SH
DFND
1 4
2005
0
0
MR COOPER GROUP INC
COM
62482R107
2015
162005
SH
DFND
1
162005
0
0
MSCI INC
COM
55354G100
521
1560
SH
DFND
1 4
1560
0
0
MYLAN NV
SHS EURO
N59465109
27283
1696759
SH
DFND
1 4 5
1696759
0
0
MYLAN NV
SHS EURO
N59465109
12827
797700
SH
Put
DFND
1
797700
0
0
MYLAN NV
SHS EURO
N59465109
14322
890700
SH
Call
DFND
1
890700
0
0
MYOKARDIA INC
COM
62857M105
646
6684
SH
DFND
1
6684
0
0
MYOKARDIA INC
COM
62857M105
1266
13100
SH
Call
DFND
1
13100
0
0
MYOKARDIA INC
COM
62857M105
599
6200
SH
Put
DFND
1
6200
0
0
NABORS INDUSTRIES LTD
SHS
G6359F137
0
108500
SH
Put
DFND
1
108500
0
0
NABORS INDUSTRIES LTD
SHS
G6359F137
371
10015
SH
DFND
1
10015
0
0
NANOSTRING TECHNOLOGIES INC
COM
63009R109
640
21822
SH
DFND
1
21822
0
0
NAVISTAR INTL CORP NEW
COM
63934E108
516
18300
SH
Call
DFND
1
18300
0
0
NETFIN ACQUISITION CORP
*W EXP 08/01/202
G6455A115
49
29758
SH
DFND
1
29758
0
0
NETFIN ACQUISITION CORP
SHS CL A
G6455A107
2579
239869
SH
DFND
1
239869
0
0
NETGEAR INC
COM
64111Q104
551
21280
SH
DFND
1
21280
0
0
NEUROCRINE BIOSCIENCES INC
COM
64125C109
10980
90000
SH
Put
DFND
1
90000
0
0
NEUROCRINE BIOSCIENCES INC
COM
64125C109
4917
40300
SH
Call
DFND
1
40300
0
0
NEUROCRINE BIOSCIENCES INC
NOTE 2.250% 5/1
64125CAD1
8822
5293000
PRN
DFND
1 4
5293000
0
0
NEUROCRINE BIOSCIENCES INC
COM
64125C109
885
7250
SH
DFND
5
7250
0
0
NEVRO CORP
COM
64157F103
7168
60000
SH
Put
DFND
1
60000
0
0
NEVRO CORP
COM
64157F103
10155
85000
SH
Call
DFND
1
85000
0
0
NEVRO CORP
COM
64157F103
1325
11092
SH
DFND
1
11092
0
0
NEVRO CORP
NOTE 2.750% 4/0
64157FAC7
134
99000
PRN
DFND
1
99000
0
0
NEW PROVIDENCE ACQUISITION
COM CL A
64822P106
504
50000
SH
DFND
1
50000
0
0
NEW RELIC INC
NOTE 0.500% 5/0
64829BAB6
69
71000
PRN
DFND
4
71000
0
0
NEWMONT CORP
COM
651639106
3087
50000
SH
Call
DFND
1
50000
0
0
NEWMONT CORP
COM
651639106
2161
35000
SH
Put
DFND
1
35000
0
0
NEWMONT CORP
COM
651639106
13606
220372
SH
DFND
1 4 5
220372
0
0
NEXTERA ENERGY INC
COM
65339F101
11906
49574
SH
DFND
1 4 5
49574
0
0
NIKOLA CORP
*W EXP 06/03/202
654110113
9213
277500
SH
DFND
1
277500
0
0
NIKOLA CORP
COM
654110105
1351
20000
SH
Call
DFND
1
20000
0
0
NIKOLA CORP
COM
654110105
16714
247500
SH
Put
DFND
1
247500
0
0
NORDSTROM INC
COM
655664100
192
12363
SH
DFND
1
12363
0
0
NORDSTROM INC
COM
655664100
511
33000
SH
Call
DFND
1
33000
0
0
NORFOLK SOUTHERN CORP
COM
655844108
21244
121000
SH
Call
DFND
1
121000
0
0
NORFOLK SOUTHERN CORP
COM
655844108
1756
10000
SH
Put
DFND
1
10000
0
0
NORFOLK SOUTHERN CORP
COM
655844108
972
5534
SH
DFND
1 4
5534
0
0
NORTHERN OIL & GAS INC NEV
COM
665531109
234
279000
SH
DFND
1
279000
0
0
NORTHERN OIL & GAS INC NEV
COM
665531109
419
500000
SH
Put
DFND
1
500000
0
0
NORTHWEST NAT HLDG CO
COM
66765N105
323
5789
SH
DFND
1
5789
0
0
NORTONLIFELOCK INC
COM
668771108
962
48506
SH
DFND
1 4
48506
0
0
NORTONLIFELOCK INC
COM
668771108
2727
137500
SH
Call
DFND
1
137500
0
0
NORWEGIAN CRUISE LINE HLDG L
SHS
G66721104
1643
100000
SH
Put
DFND
1
100000
0
0
NORWEGIAN CRUISE LINE HLDG L
SHS
G66721104
657
40000
SH
Call
DFND
1
40000
0
0
NORWEGIAN CRUISE LINE HLDG L
SHS
G66721104
45
2712
SH
DFND
1
2712
0
0
NOVAGOLD RES INC
COM NEW
66987E206
5132
558993
SH
DFND
4
558993
0
0
NOVAVAX INC
NOTE 3.750% 2/0
670002AB0
11187
11644000
PRN
DFND
1
11644000
0
0
NOVAVAX INC
COM NEW
670002401
2315
27775
SH
DFND
1
27775
0
0
NOVAVAX INC
COM NEW
670002401
27506
330000
SH
Put
DFND
1
330000
0
0
NOVAVAX INC
COM NEW
670002401
834
10000
SH
Call
DFND
1
10000
0
0
NOVOCURE LTD
ORD SHS
G6674U108
2076
35000
SH
DFND
5
35000
0
0
NUANCE COMMUNICATIONS INC
DBCV 1.000%12/1
67020YAK6
588
500000
PRN
DFND
1
500000
0
0
NUANCE COMMUNICATIONS INC
COM
67020Y100
911
36000
SH
Call
DFND
1
36000
0
0
NUANCE COMMUNICATIONS INC
NOTE 1.250% 4/0
67020YAN0
2097
1500000
PRN
DFND
1
1500000
0
0
NUVASIVE INC
COM
670704105
2126
38200
SH
DFND
5
38200
0
0
NUVASIVE INC
COM
670704105
2043
36700
SH
Call
DFND
1
36700
0
0
NVENT ELECTRIC PLC
SHS
G6700G107
0
961700
SH
Call
DFND
1
961700
0
0
NVIDIA CORPORATION
COM
67066G104
378
995
SH
DFND
4 5
995
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
1996
17500
SH
Put
DFND
1
17500
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
981
8600
SH
Call
DFND
1
8600
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
8602
75434
SH
DFND
1 4
75434
0
0
OASIS PETROLEUM INC
NOTE 2.625% 9/1
674215AJ7
156
891000
PRN
DFND
1
891000
0
0
OCCIDENTAL PETE CORP
COM
674599105
2505
136864
SH
DFND
1 4
136864
0
0
OCCIDENTAL PETE CORP
COM
674599105
805
44000
SH
Put
DFND
1
44000
0
0
O-I GLASS INC
COM
67098H104
6300
701517
SH
DFND
1 4
701517
0
0
OKTA INC
NOTE 0.250% 2/1
679295AB1
238
57000
PRN
DFND
1
57000
0
0
OKTA INC
CL A
679295105
3084
15400
SH
Put
DFND
1
15400
0
0
OKTA INC
CL A
679295105
901
4500
SH
Call
DFND
1
4500
0
0
OMEROS CORP
NOTE 6.250%11/1
682143AE2
4111
3975000
PRN
DFND
1
3975000
0
0
ON SEMICONDUCTOR CORP
NOTE 1.625%10/1
682189AP0
22
18000
PRN
DFND
4
18000
0
0
ON SEMICONDUCTOR CORP
COM
682189105
5674
286295
SH
DFND
1
286295
0
0
ONEOK INC NEW
COM
682680103
987
29700
SH
Call
DFND
1
29700
0
0
ONEOK INC NEW
COM
682680103
15
462
SH
DFND
1 4
462
0
0
OREILLY AUTOMOTIVE INC
COM
67103H107
7295
17300
SH
DFND
1
17300
0
0
ORGENESIS INC
COM NEW
68619K204
90
14838
SH
DFND
1
14838
0
0
OSPREY TECHNLGY AQUISTION CO
COM CL A
68839R104
955
95106
SH
DFND
1
95106
0
0
OSPREY TECHNLGY AQUISTION CO
*W EXP 10/30/202
68839R120
79
74997
SH
DFND
1
74997
0
0
OTIS WORLDWIDE CORP
COM
68902V107
10070
177093
SH
DFND
2 4
177093
0
0
OUTFRONT MEDIA INC
COM
69007J106
382
26963
SH
DFND
1 5
26963
0
0
OWENS & MINOR INC NEW
COM
690732102
152
20000
SH
Call
DFND
1
20000
0
0
OWENS & MINOR INC NEW
COM
690732102
2
241
SH
DFND
1
241
0
0
PACIRA BIOSCIENCES
COM
695127100
661
12600
SH
Call
DFND
1
12600
0
0
PACIRA BIOSCIENCES
COM
695127100
367
7000
SH
DFND
5
7000
0
0
PAE INC
*W EXP 09/11/202
69290Y117
137
56984
SH
DFND
1
56984
0
0
PALO ALTO NETWORKS INC
COM
697435105
1791
7800
SH
Put
DFND
5
7800
0
0
PALO ALTO NETWORKS INC
COM
697435105
3562
15510
SH
DFND
4 5
15510
0
0
PALO ALTO NETWORKS INC
NOTE 0.750% 7/0
697435AD7
9526
8836000
PRN
DFND
1 4
8836000
0
0
PANGAEA LOGISTICS SOLUTION L
SHS
G6891L105
216
85868
SH
DFND
1
85868
0
0
PARETEUM CORP
COM NEW
69946T207
689
1111439
SH
DFND
1
1111439
0
0
PARSLEY ENERGY INC
CL A
701877102
8436
789841
SH
DFND
1
789841
0
0
PARSLEY ENERGY INC
CL A
701877102
10742
1005800
SH
Put
DFND
1
1005800
0
0
PARTY CITY HOLDCO INC
COM
702149105
75
50000
SH
DFND
1
50000
0
0
PAYPAL HLDGS INC
COM
70450Y103
275
1578
SH
DFND
1 4 5
1578
0
0
PELOTON INTERACTIVE INC
CL A COM
70614W100
742
12845
SH
DFND
1
12845
0
0
PEMBINA PIPELINE CORP
COM
706327103
253
10110
SH
DFND
1 4
10110
0
0
PENN NATL GAMING INC
COM
707569109
3
100
SH
Call
DFND
1
100
0
0
PENN NATL GAMING INC
COM
707569109
277
9081
SH
DFND
1
9081
0
0
PENN NATL GAMING INC
COM
707569109
1787
58500
SH
Put
DFND
1
58500
0
0
PENUMBRA INC
COM
70975L107
894
5000
SH
Call
DFND
1
5000
0
0
PENUMBRA INC
COM
70975L107
91
511
SH
DFND
1
511
0
0
PEPSICO INC
COM
713448108
370
2800
SH
Call
DFND
1
2800
0
0
PEPSICO INC
COM
713448108
3161
23897
SH
DFND
1 4 5
23897
0
0
PERDOCEO ED CORP
COM
71363P106
1680
105450
SH
Put
DFND
4
105450
0
0
PERFICIENT INC
COM
71375U101
1004
28047
SH
DFND
1 5
28047
0
0
PERFORMANCE FOOD GROUP CO
COM
71377A103
1987
68175
SH
DFND
5
68175
0
0
PETMED EXPRESS INC
COM
716382106
2777
77914
SH
DFND
1 5
77914
0
0
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
382
46226
SH
DFND
1 5
46226
0
0
PFIZER INC
COM
717081103
4918
150400
SH
Put
DFND
1
150400
0
0
PFIZER INC
COM
717081103
5176
158300
SH
Call
DFND
1
158300
0
0
PFIZER INC
COM
717081103
3982
121768
SH
DFND
1 4
121768
0
0
PG&E CORP
COM
69331C108
1434
161658
SH
DFND
1
161658
0
0
PG&E CORP
COM
69331C108
15692
1769100
SH
Call
DFND
1
1769100
0
0
PG&E CORP
COM
69331C108
23280
2624600
SH
Put
DFND
1
2624600
0
0
PINDUODUO INC
SPONSORED ADS
722304102
3004
35000
SH
Put
DFND
1
35000
0
0
PINTEREST INC
CL A
72352L106
2439
110000
SH
Call
DFND
1
110000
0
0
PINTEREST INC
CL A
72352L106
11812
532800
SH
Put
DFND
1
532800
0
0
PINTEREST INC
CL A
72352L106
8591
387500
SH
DFND
1
387500
0
0
PIONEER NAT RES CO
COM
723787107
29310
300000
SH
Put
DFND
1
300000
0
0
PIONEER NAT RES CO
COM
723787107
11375
116426
SH
DFND
1 4
116426
0
0
PIVOTAL INVT CORP II
COM CL A
72582K100
3045
300000
SH
DFND
1
300000
0
0
PIVOTAL INVT CORP II
*W EXP 06/01/202
72582K118
39
49999
SH
DFND
1
49999
0
0
PLAINS GP HLDGS L P
LTD PARTNR INT A
72651A207
1425
160090
SH
DFND
1 4
160090
0
0
PLANET FITNESS INC
CL A
72703H101
8480
140000
SH
Call
DFND
1
140000
0
0
PLANET FITNESS INC
CL A
72703H101
153
2525
SH
DFND
1 5
2525
0
0
PLANTRONICS INC NEW
COM
727493108
641
43645
SH
DFND
1
43645
0
0
PLANTRONICS INC NEW
COM
727493108
1097
74700
SH
Put
DFND
1
74700
0
0
PLUG POWER INC
COM NEW
72919P202
808
98462
SH
DFND
1 5
98462
0
0
PLUG POWER INC
COM NEW
72919P202
3
400
SH
Put
DFND
1
400
0
0
PLURALSIGHT INC
NOTE 0.375% 3/0
72941BAB2
933
1053000
PRN
DFND
1 4
1053000
0
0
PORTOLA PHARMACEUTICALS INC
COM
737010108
9
504
SH
DFND
1
504
0
0
PORTOLA PHARMACEUTICALS INC
COM
737010108
455
25300
SH
Put
DFND
1
25300
0
0
POST HLDGS INC
COM
737446104
6572
75000
SH
Put
DFND
1
75000
0
0
POST HLDGS INC
COM
737446104
6572
75000
SH
Call
DFND
1
75000
0
0
POST HLDGS INC
COM
737446104
3483
39750
SH
DFND
5
39750
0
0
PPD INC
COM
69355F102
665
24795
SH
DFND
1 4
24795
0
0
PRIMO WATER CORPORATION
COM
74167P108
550
40000
SH
Put
DFND
1
40000
0
0
PRIMO WATER CORPORATION
COM
74167P108
550
40000
SH
Call
DFND
1
40000
0
0
PRIMO WATER CORPORATION
COM
74167P108
551
40061
SH
DFND
1
40061
0
0
PROCTER AND GAMBLE CO
COM
742718109
263
2200
SH
Call
DFND
1
2200
0
0
PROCTER AND GAMBLE CO
COM
742718109
718
6002
SH
DFND
4 5
6002
0
0
PROSHARES TR
SHRT HGH YIELD
74347R131
1393
66617
SH
DFND
4
66617
0
0
PROSHARES TR
SHORT S&P 500 NE
74347B425
651
29099
SH
DFND
4
29099
0
0
PROTO LABS INC
COM
743713109
304
2700
SH
DFND
1
2700
0
0
PUMA BIOTECHNOLOGY INC
COM
74587V107
443
42500
SH
Put
DFND
1
42500
0
0
PUMA BIOTECHNOLOGY INC
COM
74587V107
442
42385
SH
DFND
1
42385
0
0
PURE STORAGE INC
NOTE 0.125% 4/1
74624MAB8
3187
3241000
PRN
DFND
1 4
3241000
0
0
Q2 HLDGS INC
NOTE 0.750% 6/0
74736LAD1
7172
6279000
PRN
DFND
1 4
6279000
0
0
Q2 HLDGS INC
NOTE 0.750% 2/1
74736LAB5
133
85000
PRN
DFND
1
85000
0
0
QIAGEN NV
SHS NEW
N72482123
3265
75800
SH
DFND
75800
0
0
QUALCOMM INC
COM
747525103
668
7323
SH
DFND
1
7323
0
0
QUALCOMM INC
COM
747525103
5582
61200
SH
Call
DFND
1
61200
0
0
QUALCOMM INC
COM
747525103
9650
105800
SH
Put
DFND
1
105800
0
0
QUALYS INC
COM
74758T303
603
5800
SH
DFND
1
5800
0
0
QUIDEL CORP
COM
74838J101
7316
32700
SH
DFND
5
32700
0
0
RADIUS HEALTH INC
COM NEW
750469207
1572
115300
SH
Put
DFND
1
115300
0
0
RADIUS HEALTH INC
COM NEW
750469207
1567
114988
SH
DFND
1
114988
0
0
RANGE RES CORP
COM
75281A109
228
40552
SH
DFND
1
40552
0
0
RAPID7 INC
COM
753422104
1216
23839
SH
DFND
1
23839
0
0
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
1392
22588
SH
DFND
1 4
22588
0
0
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
616
10000
SH
Put
DFND
1
10000
0
0
REALPAGE INC
NOTE 1.500% 5/1
75606NAC3
168
155000
PRN
DFND
1 4
155000
0
0
REGENERON PHARMACEUTICALS
COM
75886F107
4233
6787
SH
DFND
1 4 5
6787
0
0
REGENERON PHARMACEUTICALS
COM
75886F107
6237
10000
SH
Put
DFND
1
10000
0
0
RENEWABLE ENERGY GROUP INC
COM NEW
75972A301
2923
117971
SH
DFND
4
117971
0
0
REPLIGEN CORP
NOTE 0.375% 7/1
759916AB5
829
657000
PRN
DFND
1 4
657000
0
0
RESMED INC
COM
761152107
2788
14521
SH
DFND
4 5
14521
0
0
RESTAURANT BRANDS INTL INC
COM
76131D103
333
6098
SH
DFND
1 5
6098
0
0
RETROPHIN INC
COM
761299106
510
25000
SH
DFND
1
25000
0
0
RH
NOTE 6/1
74967XAA1
14
10000
PRN
DFND
1 4
10000
0
0
RINGCENTRAL INC
CL A
76680R206
3923
13763
SH
DFND
1 5
13763
0
0
RMG ACQUISITION CORP
CL A
749641106
1711
167225
SH
DFND
1
167225
0
0
ROLLINS INC
COM
775711104
538
12682
SH
DFND
1 5
12682
0
0
ROYAL CARIBBEAN CRUISES LTD
COM
V7780T103
44
878
SH
DFND
1 4
878
0
0
ROYAL CARIBBEAN CRUISES LTD
COM
V7780T103
2515
50000
SH
Put
DFND
1
50000
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
1682
51450
SH
DFND
4
51450
0
0
RYMAN HOSPITALITY PPTYS INC
COM
78377T107
346
10000
SH
Call
DFND
1
10000
0
0
RYMAN HOSPITALITY PPTYS INC
COM
78377T107
7
190
SH
DFND
1 4
190
0
0
S&P GLOBAL INC
COM
78409V104
3394
10300
SH
DFND
1
10300
0
0
SAFEHOLD INC
COM
78645L100
17874
310912
SH
DFND
1 4
310912
0
0
SAGE THERAPEUTICS INC
COM
78667J108
1455
35000
SH
DFND
1
35000
0
0
SAILPOINT TECHNLGIES HLDGS I
COM
78781P105
1730
65374
SH
DFND
1 5
65374
0
0
SALESFORCE COM INC
COM
79466L302
9389
50118
SH
DFND
1 4 5
50118
0
0
SAREPTA THERAPEUTICS INC
COM
803607100
1535
9572
SH
DFND
1
9572
0
0
SAREPTA THERAPEUTICS INC
COM
803607100
2389
14900
SH
Put
DFND
1
14900
0
0
SCHLUMBERGER LTD
COM
806857108
5370
292000
SH
Call
DFND
1
292000
0
0
SCHLUMBERGER LTD
COM
806857108
1490
81000
SH
Put
DFND
1
81000
0
0
SCHLUMBERGER LTD
COM
806857108
6766
367938
SH
DFND
1 4 5
367938
0
0
SCHWAB CHARLES CORP
COM
808513105
2024
60000
SH
Put
DFND
1
60000
0
0
SCHWAB CHARLES CORP
COM
808513105
5386
159621
SH
DFND
1 4 5
159621
0
0
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
443
8553
SH
DFND
4
8553
0
0
SCIENTIFIC GAMES CORP
COM
80874P109
2654
171690
SH
DFND
1
171690
0
0
SCIPLAY CORP
CL A
809087109
3662
246925
SH
DFND
1
246925
0
0
SCORPIO BULKERS INC
COM
Y7546A130
1260
82328
SH
DFND
4
82328
0
0
SCORPIO TANKERS INC
SHS
Y7542C130
19930
1555805
SH
DFND
4
1555805
0
0
SCVX CORP
UNIT 99/99/9999
G79448109
2050
197885
SH
DFND
1
197885
0
0
SEA LTD
SPONSORED ADS
81141R100
2735
25500
SH
Put
DFND
1
25500
0
0
SEA LTD
SPONSORED ADS
81141R100
15121
141000
SH
DFND
1 5
141000
0
0
SEA LTD
SPONSORED ADS
81141R100
1587
14800
SH
Call
DFND
1
14800
0
0
SEACOR HOLDINGS INC
NOTE 2.500%12/1
811904AM3
39
39000
PRN
DFND
1
39000
0
0
SEATTLE GENETICS INC
COM
812578102
2549
15000
SH
DFND
5
15000
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
5571
55675
SH
DFND
4 5
55675
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
14203
613800
SH
Call
DFND
1
613800
0
0
SELECT SECTOR SPDR TR
SBI MATERIALS
81369Y100
16905
300000
SH
Call
DFND
1
300000
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
21883
945700
SH
Put
DFND
1
945700
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
34474
344500
SH
Put
DFND
1
344500
0
0
SELECT SECTOR SPDR TR
ENERGY
81369Y506
6919
182800
SH
Put
DFND
1
182800
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
3844
68112
SH
DFND
1 4
68112
0
0
SELECT SECTOR SPDR TR
SBI MATERIALS
81369Y100
5072
90000
SH
Put
DFND
1
90000
0
0
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
7852
114300
SH
Put
DFND
1
114300
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
14870
148600
SH
Call
DFND
1
148600
0
0
SELECT SECTOR SPDR TR
SBI MATERIALS
81369Y100
564
10000
SH
DFND
1
10000
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
4232
75000
SH
Put
DFND
1
75000
0
0
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
4809
70000
SH
Call
DFND
1
70000
0
0
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
2209
17300
SH
DFND
1
17300
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
1626
15560
SH
DFND
1 4
15560
0
0
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
4124
60034
SH
DFND
1 4
60034
0
0
SELECT SECTOR SPDR TR
ENERGY
81369Y506
1893
50000
SH
Call
DFND
1
50000
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
301
13026
SH
DFND
4
13026
0
0
SERVICEMASTER GLOBAL HLDGS I
COM
81761R109
603
16900
SH
DFND
1
16900
0
0
SERVICENOW INC
COM
81762P102
2505
6185
SH
DFND
4 5
6185
0
0
SHERWIN WILLIAMS CO
COM
824348106
2302
3983
SH
DFND
4
3983
0
0
SHIFT4 PMTS INC
CL A
82452J109
710
20000
SH
DFND
1
20000
0
0
SHIP FIN INTL LTD
NOTE 4.875% 5/0
824689AG8
6490
7189000
PRN
DFND
1
7189000
0
0
SHOPIFY INC
CL A
82509L107
444
468
SH
DFND
1 4
468
0
0
SILICON LABORATORIES INC
NOTE 1.375% 3/0
826919AB8
736
606000
PRN
DFND
1
606000
0
0
SILVERGATE CAP CORP
CL A
82837P408
2831
202220
SH
DFND
1 4
202220
0
0
SIMPLY GOOD FOODS CO
COM
82900L102
1394
75000
SH
Call
DFND
1
75000
0
0
SIMPLY GOOD FOODS CO
COM
82900L102
38
2067
SH
DFND
1
2067
0
0
SINCLAIR BROADCAST GROUP INC
CL A
829226109
447
24200
SH
Call
DFND
1
24200
0
0
SKYWORKS SOLUTIONS INC
COM
83088M102
5626
44000
SH
DFND
1
44000
0
0
SLACK TECHNOLOGIES INC
COM CL A
83088V102
280
9000
SH
DFND
1
9000
0
0
SMART GLOBAL HLDGS INC
SHS
G8232Y101
1031
37946
SH
DFND
1
37946
0
0
SMARTSHEET INC
COM CL A
83200N103
713
14000
SH
DFND
1
14000
0
0
SNAP INC
CL A
83304A106
17245
734158
SH
DFND
1 4
734158
0
0
SNAP INC
CL A
83304A106
2466
105000
SH
Put
DFND
1
105000
0
0
SOLAREDGE TECHNOLOGIES INC
COM
83417M104
2571
18524
SH
DFND
4
18524
0
0
SONOS INC
COM
83570H108
8618
589044
SH
DFND
4
589044
0
0
SOUTH JERSEY INDS INC
COM
838518108
330
13200
SH
DFND
1
13200
0
0
SOUTH MTN MERGER CORP
COM CL A
838884104
487
47800
SH
DFND
1
47800
0
0
SOUTHERN CO
UNIT 08/01/2022
842587602
965
21908
SH
DFND
4
21908
0
0
SOUTHWEST AIRLS CO
NOTE 1.250% 5/0
844741BG2
1880
1565000
PRN
DFND
1 4
1565000
0
0
SOUTHWEST AIRLS CO
COM
844741108
6883
201376
SH
DFND
1 5
201376
0
0
SPARTAN ENERGY ACQUISITION C
CL A COM STK
846784106
1983
185000
SH
DFND
1
185000
0
0
SPDR DOW JONES INDL AVERAGE
UT SER 1
78467X109
398
1544
SH
DFND
4
1544
0
0
SPDR GOLD TR
GOLD SHS
78463V107
7847
46889
SH
DFND
4
46889
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1003558
3254500
SH
Put
DFND
1 4
3254500
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
283074
918000
SH
Call
DFND
1
918000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
342463
1110595
SH
DFND
1 4 5
1110595
0
0
SPDR SER TR
S&P OILGAS EXP
78468R556
79684
1527100
SH
Put
DFND
1
1527100
0
0
SPDR SER TR
S&P BK ETF
78464A797
2041
64700
SH
DFND
1
64700
0
0
SPDR SER TR
S&P REGL BKG
78464A698
8662
225625
SH
DFND
1 4
225625
0
0
SPDR SER TR
PORTFOLIO SHORT
78464A474
11094
353991
SH
DFND
1
353991
0
0
SPDR SER TR
S&P BIOTECH
78464A870
116305
1038900
SH
Put
DFND
1
1038900
0
0
SPDR SER TR
S&P OILGAS EXP
78468R556
13158
252165
SH
DFND
1
252165
0
0
SPDR SER TR
S&P OILGAS EXP
78468R556
55650
1066500
SH
Call
DFND
1
1066500
0
0
SPDR SER TR
S&P BIOTECH
78464A870
21472
191803
SH
DFND
1
191803
0
0
SPDR SER TR
PORTFLI HIGH YLD
78468R606
2402
98000
SH
DFND
1
98000
0
0
SPDR SER TR
S&P BIOTECH
78464A870
4019
35900
SH
Call
DFND
1
35900
0
0
SPLUNK INC
COM
848637104
18598
93600
SH
Call
DFND
1 5
93600
0
0
SPLUNK INC
NOTE 0.500% 9/1
848637AC8
2619
1812000
PRN
DFND
1 4
1812000
0
0
SPLUNK INC
COM
848637104
14167
71300
SH
Put
DFND
5
71300
0
0
SQUARE INC
CL A
852234103
9700
92432
SH
DFND
1 5
92432
0
0
SQUARE INC
CL A
852234103
2015
19200
SH
Put
DFND
1
19200
0
0
STAAR SURGICAL CO
COM PAR $0.01
852312305
192
3112
SH
DFND
1
3112
0
0
STAAR SURGICAL CO
COM PAR $0.01
852312305
1606
26100
SH
Put
DFND
1
26100
0
0
STANLEY BLACK & DECKER INC
COM
854502101
4516
32400
SH
DFND
5
32400
0
0
STANLEY BLACK & DECKER INC
UNIT 11/15/2022
854502846
1990
22242
SH
DFND
4
22242
0
0
STAR BULK CARRIERS CORP.
SHS PAR
Y8162K204
33688
5104175
SH
DFND
1 4
5104175
0
0
STARBUCKS CORP
COM
855244109
5519
75000
SH
Put
DFND
1
75000
0
0
STARBUCKS CORP
COM
855244109
4523
61458
SH
DFND
1 4
61458
0
0
STARWOOD PPTY TR INC
NOTE 4.375% 4/0
85571BAH8
12
13000
PRN
DFND
1 4
13000
0
0
STARWOOD PPTY TR INC
COM
85571B105
938
62708
SH
DFND
1
62708
0
0
STARWOOD PPTY TR INC
COM
85571B105
7
500
SH
Call
DFND
1
500
0
0
STEPAN CO
COM
858586100
573
5900
SH
DFND
1
5900
0
0
STITCH FIX INC
COM CL A
860897107
49
1979
SH
DFND
1
1979
0
0
STITCH FIX INC
COM CL A
860897107
6235
250000
SH
Call
DFND
1
250000
0
0
STRYKER CORPORATION
COM
863667101
831
4610
SH
DFND
1
4610
0
0
STRYKER CORPORATION
COM
863667101
1802
10000
SH
Put
DFND
1
10000
0
0
SUN CMNTYS INC
COM
866674104
826
6091
SH
DFND
5
6091
0
0
SUNNOVA ENERGY INTL INC
COM
86745K104
432
25294
SH
DFND
1 4
25294
0
0
SUNRUN INC
COM
86771W105
247
12500
SH
Put
DFND
1
12500
0
0
SUNRUN INC
COM
86771W105
810
41057
SH
DFND
1 4
41057
0
0
SUPERNUS PHARMACEUTICALS INC
NOTE 0.625% 4/0
868459AD0
6879
7749000
PRN
DFND
1 4
7749000
0
0
SWITCH INC
CL A
87105L104
734
41200
SH
Put
DFND
1
41200
0
0
SWITCH INC
CL A
87105L104
739
41471
SH
DFND
1
41471
0
0
SWITCHBACK ENERGY ACQUISTN C
COM CL A
87105M102
2300
228950
SH
DFND
1
228950
0
0
SYNCHRONY FINANCIAL
COM
87165B103
3379
152500
SH
Put
DFND
1
152500
0
0
SYNCHRONY FINANCIAL
COM
87165B103
1496
67500
SH
Call
DFND
1
67500
0
0
SYNCHRONY FINANCIAL
COM
87165B103
2941
132715
SH
DFND
1 5
132715
0
0
SYSCO CORP
COM
871829107
1220
22313
SH
DFND
1
22313
0
0
SYSCO CORP
COM
871829107
8199
150000
SH
Call
DFND
1
150000
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
238
4197
SH
DFND
4
4197
0
0
TAKE-TWO INTERACTIVE SOFTWAR
COM
874054109
1745
12500
SH
DFND
5
12500
0
0
TALOS ENERGY INC
COM
87484T108
4390
477200
SH
Put
DFND
1
477200
0
0
TALOS ENERGY INC
COM
87484T108
470
51098
SH
DFND
1
51098
0
0
TALOS ENERGY INC
COM
87484T108
1150
125000
SH
Call
DFND
1
125000
0
0
TARGA RES CORP
COM
87612G101
553
27576
SH
DFND
4
27576
0
0
TARGET HOSPITALITY CORP
*W EXP 03/15/202
87615L115
3
33063
SH
DFND
1
33063
0
0
TAUBMAN CTRS INC
COM
876664103
378
10000
SH
Put
DFND
1
10000
0
0
TAUBMAN CTRS INC
COM
876664103
1249
33089
SH
DFND
1
33089
0
0
TAUBMAN CTRS INC
COM
876664103
7552
200000
SH
Call
DFND
1
200000
0
0
TC ENERGY CORP
COM
87807B107
659
15377
SH
DFND
1 4
15377
0
0
TECHNIPFMC PLC
COM
G87110105
1870
273393
SH
DFND
1 4
273393
0
0
TECHNIPFMC PLC
COM
G87110105
400
58500
SH
Call
DFND
1
58500
0
0
TECHTARGET INC
COM
87874R100
901
30000
SH
DFND
1
30000
0
0
TELADOC HEALTH INC
NOTE 3.000%12/1
87918AAB1
56
13000
PRN
DFND
1
13000
0
0
TELADOC HEALTH INC
COM
87918A105
333
1745
SH
DFND
1
1745
0
0
TELEDYNE TECHNOLOGIES INC
COM
879360105
3762
12100
SH
DFND
1
12100
0
0
TEMPUR SEALY INTL INC
COM
88023U101
10059
139800
SH
Call
DFND
1
139800
0
0
TEMPUR SEALY INTL INC
COM
88023U101
7376
102520
SH
DFND
1 5
102520
0
0
TEMPUR SEALY INTL INC
COM
88023U101
6296
87500
SH
Put
DFND
1
87500
0
0
TENCENT MUSIC ENTMT GROUP
SPON ADS
88034P109
5419
402627
SH
DFND
1 5
402627
0
0
TENNANT CO
COM
880345103
312
4800
SH
DFND
1
4800
0
0
TERADYNE INC
COM
880770102
903
10680
SH
DFND
1 5
10680
0
0
TESLA INC
NOTE 1.250% 3/0
88160RAC5
30
10000
PRN
DFND
1
10000
0
0
TESLA INC
COM
88160R101
8566
7933
SH
DFND
5
7933
0
0
TESLA INC
COM
88160R101
21596
20000
SH
Call
DFND
5
20000
0
0
TEVA PHARMACEUTICAL INDS LTD
SPONSORED ADS
881624209
1509
122406
SH
DFND
1
122406
0
0
TEVA PHARMACEUTICAL INDS LTD
SPONSORED ADS
881624209
946
76700
SH
Call
DFND
1
76700
0
0
TEVA PHARMACEUTICAL INDS LTD
SPONSORED ADS
881624209
5004
405800
SH
Put
DFND
1
405800
0
0
TEXAS CAP BANCSHARES INC
COM
88224Q107
21094
683312
SH
DFND
5
683312
0
0
TEXAS INSTRS INC
COM
882508104
15556
122520
SH
DFND
1 4 5
122520
0
0
TEXAS INSTRS INC
COM
882508104
432
3400
SH
Call
DFND
1
3400
0
0
TEXAS INSTRS INC
COM
882508104
2857
22500
SH
Put
DFND
1
22500
0
0
THE REALREAL INC
COM
88339P101
234
18313
SH
DFND
1
18313
0
0
THERAVANCE INC
NOTE 2.125% 1/1
88338TAB0
5914
5948000
PRN
DFND
1
5948000
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
1413
3900
SH
Put
DFND
1
3900
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
471
1300
SH
Call
DFND
1
1300
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
3259
8995
SH
DFND
1 5
8995
0
0
THOMSON REUTERS CORP.
COM NEW
884903709
3297
48500
SH
DFND
1
48500
0
0
THUNDER BRDG ACQUISTION II L
CL A SHS
G8857S116
1622
160566
SH
DFND
1
160566
0
0
TIFFANY & CO NEW
COM
886547108
8536
70002
SH
DFND
2 4
70002
0
0
TJX COS INC NEW
COM
872540109
5173
102309
SH
DFND
1 4 5
102309
0
0
TJX COS INC NEW
COM
872540109
2412
47700
SH
Call
DFND
1
47700
0
0
T-MOBILE US INC
COM
872590104
12008
115300
SH
Put
DFND
1
115300
0
0
T-MOBILE US INC
COM
872590104
10
100
SH
Call
DFND
1
100
0
0
T-MOBILE US INC
RIGHT 07/27/2020
872590112
85
508365
SH
DFND
1 2 4
508365
0
0
T-MOBILE US INC
COM
872590104
871
8365
SH
DFND
1 4
8365
0
0
TORTOISE ACQUISITION CORP
CL A
89154L100
549
20000
SH
DFND
1
20000
0
0
TRANSDIGM GROUP INC
COM
893641100
210
475
SH
DFND
4 5
475
0
0
TRANSDIGM GROUP INC
COM
893641100
4421
10000
SH
Call
DFND
1
10000
0
0
TRANSLATE BIO INC
COM
89374L104
566
31590
SH
DFND
1
31590
0
0
TRANSOCEAN INC
DEB 0.500% 1/3
893830BJ7
7
16000
PRN
DFND
1
16000
0
0
TRANSOCEAN LTD
REG SHS
H8817H100
2242
1225000
SH
Put
DFND
1
1225000
0
0
TRANSOCEAN LTD
REG SHS
H8817H100
1438
785900
SH
Call
DFND
1
785900
0
0
TREBIA ACQUISITION CORP
UNIT 99/99/9999
G9027T125
1045
100000
SH
DFND
1
100000
0
0
TRILOGY METALS INC NEW
COM
89621C105
488
244104
SH
DFND
1
244104
0
0
TRINE ACQUISITION CORP
COM CL A
89628U108
3658
350000
SH
DFND
1
350000
0
0
TRINE ACQUISITION CORP
*W EXP 03/31/202
89628U116
79
50700
SH
DFND
1
50700
0
0
TRIPADVISOR INC
COM
896945201
1574
82800
SH
Put
DFND
1
82800
0
0
TRIPADVISOR INC
COM
896945201
5897
310200
SH
Call
DFND
1
310200
0
0
TRIPADVISOR INC
COM
896945201
285
15000
SH
DFND
1
15000
0
0
TRONOX HOLDINGS PLC
SHS
G9087Q102
147
20397
SH
DFND
1
20397
0
0
TRUECAR INC
COM
89785L107
759
294024
SH
DFND
5
294024
0
0
TTEC HLDGS INC
COM
89854H102
1015
21800
SH
DFND
1
21800
0
0
TWITTER INC
COM
90184L102
7115
238841
SH
DFND
4 5
238841
0
0
TWITTER INC
COM
90184L102
2234
75000
SH
Put
DFND
1
75000
0
0
TWITTER INC
NOTE 0.250% 6/1
90184LAF9
2856
3029000
PRN
DFND
1 4
3029000
0
0
TWITTER INC
COM
90184L102
2011
67500
SH
Call
DFND
1
67500
0
0
TYLER TECHNOLOGIES INC
COM
902252105
4197
12100
SH
DFND
1
12100
0
0
ULTRAGENYX PHARMACEUTICAL IN
COM
90400D108
2418
30910
SH
DFND
1 5
30910
0
0
ULTRAGENYX PHARMACEUTICAL IN
COM
90400D108
391
5000
SH
Call
DFND
1
5000
0
0
UNDER ARMOUR INC
CL C
904311206
326
36900
SH
DFND
1
36900
0
0
UNION PAC CORP
COM
907818108
1049
6205
SH
DFND
1
6205
0
0
UNION PAC CORP
COM
907818108
2587
15300
SH
Call
DFND
1
15300
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
600
5400
SH
Put
DFND
1
5400
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
1973
17750
SH
DFND
1 4 5
17750
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
2268
20400
SH
Call
DFND
1
20400
0
0
UNITED STATES STL CORP NEW
COM
912909108
220
30417
SH
DFND
1
30417
0
0
UNITED STATES STL CORP NEW
COM
912909108
7974
1104400
SH
Put
DFND
1
1104400
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
6101
20685
SH
DFND
1 4 5
20685
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
678
2300
SH
Put
DFND
1
2300
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
8052
27300
SH
Call
DFND
1
27300
0
0
UNIVERSAL DISPLAY CORP
COM
91347P105
1496
10000
SH
DFND
1
10000
0
0
US BANCORP DEL
COM NEW
902973304
568
15436
SH
DFND
1
15436
0
0
VALARIS PLC
SHS CLASS A
G9402V109
0
731300
SH
Call
DFND
1
731300
0
0
VALARIS PLC
SHS CLASS A
G9402V109
0
440000
SH
Put
DFND
1
440000
0
0
VALE S A
SPONSORED ADS
91912E105
6702
650000
SH
Put
DFND
1
650000
0
0
VALE S A
SPONSORED ADS
91912E105
1640
159100
SH
Call
DFND
1
159100
0
0
VALVOLINE INC
COM
92047W101
6828
353229
SH
DFND
1 5
353229
0
0
VALVOLINE INC
COM
92047W101
1649
85300
SH
Call
DFND
1
85300
0
0
VALVOLINE INC
COM
92047W101
1649
85300
SH
Put
DFND
1
85300
0
0
VANECK VECTORS ETF TR
SEMICONDUCTOR ET
92189F676
1345
8800
SH
DFND
1
8800
0
0
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
8187
223200
SH
Call
DFND
1
223200
0
0
VANECK VECTORS ETF TR
OIL SVCS ETF
92189H607
3230
26500
SH
Call
DFND
1
26500
0
0
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
11569
315400
SH
Put
DFND
1
315400
0
0
VANECK VECTORS ETF TR
SEMICONDUCTOR ET
92189F676
3056
20000
SH
Put
DFND
1
20000
0
0
VANECK VECTORS ETF TR
OIL SVCS ETF
92189H607
3171
26020
SH
DFND
1
26020
0
0
VANECK VECTORS ETF TR
OIL SVCS ETF
92189H607
78003
640000
SH
Put
DFND
1
640000
0
0
VANECK VECTORS ETF TR
JR GOLD MINERS E
92189F791
545
11000
SH
DFND
1
11000
0
0
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
5498
149886
SH
DFND
1 4
149886
0
0
VANGUARD ADMIRAL FDS INC
SMLLCP 600 IDX
921932828
12513
100000
SH
DFND
1
100000
0
0
VANGUARD ADMIRAL FDS INC
MIDCP 400 GRTH
921932869
3480
25000
SH
DFND
1
25000
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
11284
39813
SH
DFND
4
39813
0
0
VANGUARD INDEX FDS
LARGE CAP ETF
922908637
383
2676
SH
DFND
4
2676
0
0
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
424
5405
SH
DFND
4
5405
0
0
VANGUARD SCOTTSDALE FDS
VNG RUS1000GRW
92206C680
19732
100000
SH
DFND
1
100000
0
0
VANGUARD SCOTTSDALE FDS
VNG RUS1000IDX
92206C730
10645
75000
SH
DFND
1
75000
0
0
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
375
1948
SH
DFND
4
1948
0
0
VERINT SYS INC
NOTE 1.500% 6/0
92343XAA8
14
14000
PRN
DFND
4
14000
0
0
VERISK ANALYTICS INC
COM
92345Y106
847
4979
SH
DFND
1 4
4979
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
7387
134000
SH
Put
DFND
1
134000
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
1626
29492
SH
DFND
1 4 5
29492
0
0
VERTIV HOLDINGS CO
COM CL A
92537N108
678
50000
SH
DFND
1
50000
0
0
VIACOMCBS INC
CL B
92556H206
4471
191710
SH
DFND
1 5
191710
0
0
VIACOMCBS INC
CL B
92556H206
4797
205700
SH
Put
DFND
1
205700
0
0
VIAVI SOLUTIONS INC
COM
925550105
619
48550
SH
DFND
1
48550
0
0
VIKING THERAPEUTICS INC
COM
92686J106
361
50000
SH
Call
DFND
1
50000
0
0
VIPSHOP HOLDINGS LIMITED
SPONSORED ADS A
92763W103
4711
236638
SH
DFND
5
236638
0
0
VISA INC
COM CL A
92826C839
4285
22179
SH
DFND
1 4
22179
0
0
VISA INC
COM CL A
92826C839
618
3200
SH
Put
DFND
5
3200
0
0
VISTA OUTDOOR INC
COM
928377100
611
42300
SH
Call
DFND
1
42300
0
0
VISTRA ENERGY CORP
*W EXP 02/02/202
92840M128
166
166260
SH
DFND
1
166260
0
0
VMWARE INC
CL A COM
928563402
2555
16500
SH
DFND
1 2 4
16500
0
0
VONAGE HLDGS CORP
NOTE 1.750% 6/0
92886TAJ1
11
12000
PRN
DFND
1 4
12000
0
0
VORNADO RLTY TR
SH BEN INT
929042109
382
10000
SH
Call
DFND
1
10000
0
0
VORNADO RLTY TR
SH BEN INT
929042109
3
73
SH
DFND
1
73
0
0
VOYA FINANCIAL INC
COM
929089100
467
10000
SH
DFND
1
10000
0
0
VOYA FINANCIAL INC
COM
929089100
1866
40000
SH
Put
DFND
1
40000
0
0
VULCAN MATLS CO
COM
929160109
1043
9000
SH
DFND
5
9000
0
0
VULCAN MATLS CO
COM
929160109
2665
23000
SH
Put
DFND
1
23000
0
0
VULCAN MATLS CO
COM
929160109
2665
23000
SH
Call
DFND
1
23000
0
0
WAITR HLDGS INC
COM
930752100
1982
753501
SH
DFND
1
753501
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
3243
76500
SH
DFND
5
76500
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
7363
173700
SH
Put
DFND
1
173700
0
0
WALMART INC
COM
931142103
3362
28068
SH
DFND
1 4 5
28068
0
0
WASTE MGMT INC DEL
COM
94106L109
1974
18635
SH
DFND
1 4
18635
0
0
WAYFAIR INC
NOTE 0.375% 9/0
94419LAB7
81
42000
PRN
DFND
1
42000
0
0
WAYFAIR INC
CL A
94419L101
1976
10000
SH
Call
DFND
1
10000
0
0
WAYFAIR INC
CL A
94419L101
1434
7259
SH
DFND
1 5
7259
0
0
WAYFAIR INC
CL A
94419L101
7904
40000
SH
Put
DFND
1
40000
0
0
WAYFAIR INC
NOTE 1.125%11/0
94419LAD3
4226
2370000
PRN
DFND
1
2370000
0
0
WEIBO CORP
SPONSORED ADR
948596101
336
10000
SH
Put
DFND
1
10000
0
0
WELLS FARGO CO NEW
COM
949746101
717
28000
SH
Put
DFND
1
28000
0
0
WELLS FARGO CO NEW
COM
949746101
724
28282
SH
DFND
1 4 5
28282
0
0
WESCO INTL INC
COM
95082P105
2914
83000
SH
Call
DFND
1 2
83000
0
0
WESCO INTL INC
COM
95082P105
229
6521
SH
DFND
1
6521
0
0
WESTERN ASSET EMERGING MKTS
COM
95766A101
2058
167047
SH
DFND
4
167047
0
0
WESTERN DIGITAL CORP.
COM
958102105
442
10000
SH
Put
DFND
1
10000
0
0
WESTERN DIGITAL CORP.
COM
958102105
433
9800
SH
Call
DFND
1
9800
0
0
WESTERN DIGITAL CORP.
COM
958102105
637
14422
SH
DFND
1 5
14422
0
0
WESTERN DIGITAL CORP.
NOTE 1.500% 2/0
958102AP0
17
18000
PRN
DFND
4
18000
0
0
WESTERN MIDSTREAM PARTNERS L
COM UNIT LP INT
958669103
15160
1510000
SH
Put
DFND
1
1510000
0
0
WEX INC
COM
96208T104
1
6
SH
DFND
1
6
0
0
WEX INC
COM
96208T104
825
5000
SH
Call
DFND
1
5000
0
0
WHEATON PRECIOUS METALS CORP
COM
962879102
9850
223600
SH
Call
DFND
1
223600
0
0
WHEATON PRECIOUS METALS CORP
COM
962879102
4559
103500
SH
DFND
5
103500
0
0
WILLIAMS COS INC
COM
969457100
2258
118700
SH
Call
DFND
1
118700
0
0
WILLIAMS COS INC
COM
969457100
1290
67811
SH
DFND
1 4 5
67811
0
0
WILLIAMS SONOMA INC
COM
969904101
902
11000
SH
Call
DFND
1
11000
0
0
WILLIAMS SONOMA INC
COM
969904101
1925
23472
SH
DFND
1
23472
0
0
WILLSCOT CORP
COM
971375126
386
31400
SH
Put
DFND
1
31400
0
0
WILLSCOT CORP
COM
971375126
41809
3401850
SH
DFND
1
3401850
0
0
WILLSCOT CORP
COM
971375126
973
79200
SH
Call
DFND
1
79200
0
0
WISDOMTREE TR
CLOUD COMPUTNG
97717Y691
729
18700
SH
DFND
4
18700
0
0
WORKDAY INC
CL A
98138H101
4684
25000
SH
DFND
5
25000
0
0
WORKDAY INC
NOTE 0.250%10/0
98138HAF8
2159
1561000
PRN
DFND
1 4
1561000
0
0
WPX ENERGY INC
COM
98212B103
1749
274170
SH
DFND
1 4
274170
0
0
WPX ENERGY INC
COM
98212B103
7401
1160000
SH
Put
DFND
1
1160000
0
0
WRIGHT MED GROUP N V
ORD SHS
N96617118
2675
90000
SH
DFND
1
90000
0
0
WRIGHT MED GROUP N V
ORD SHS
N96617118
11912
400800
SH
Put
DFND
1
400800
0
0
WRIGHT MED GROUP N V
NOTE 2.250%11/1
98236JAB4
817
575000
PRN
DFND
1
575000
0
0
WYNDHAM HOTELS & RESORTS INC
COM
98311A105
4262
100000
SH
Call
DFND
1
100000
0
0
WYNDHAM HOTELS & RESORTS INC
COM
98311A105
1
25
SH
DFND
1
25
0
0
XERIS PHARMACEUTICALS INC
NOTE 5.000% 7/1
98422LAA5
2000
2000000
PRN
DFND
1
2000000
0
0
XERIS PHARMACEUTICALS INC
COM
98422L107
244
91800
SH
DFND
1
91800
0
0
XPO LOGISTICS INC
COM
983793100
46651
603900
SH
Call
DFND
1
603900
0
0
XPO LOGISTICS INC
COM
983793100
10258
132794
SH
DFND
1 5
132794
0
0
XPO LOGISTICS INC
COM
983793100
3090
40000
SH
Put
DFND
1
40000
0
0
XYLEM INC
COM
98419M100
3515
54110
SH
DFND
4
54110
0
0
YOUDAO INC
SPONSORED ADS
98741T104
3025
80678
SH
DFND
5
80678
0
0
YY INC
NOTE 0.750% 6/1
98426TAD8
3170
2895000
PRN
DFND
1
2895000
0
0
YY INC
NOTE 1.375% 6/1
98426TAF3
2380
2149000
PRN
DFND
1
2149000
0
0
ZENDESK INC
COM
98936J101
537
6069
SH
DFND
1
6069
0
0
ZILLOW GROUP INC
CL C CAP STK
98954M200
5111
88718
SH
DFND
1 5
88718
0
0
ZILLOW GROUP INC
CL C CAP STK
98954M200
7933
137700
SH
Put
DFND
1
137700
0
0
ZILLOW GROUP INC
CL C CAP STK
98954M200
11084
192400
SH
Call
DFND
1
192400
0
0
ZILLOW GROUP INC
NOTE 1.500% 7/0
98954MAC5
3977
3775000
PRN
DFND
1 4
3775000
0
0
ZILLOW GROUP INC
CL A
98954M101
4197
73024
SH
DFND
5
73024
0
0
ZILLOW GROUP INC
NOTE 2.750% 5/1
98954MAH4
12
10000
PRN
DFND
4
10000
0
0
ZIMMER BIOMET HOLDINGS INC
COM
98956P102
2597
21758
SH
DFND
1 5
21758
0
0
ZIMMER BIOMET HOLDINGS INC
COM
98956P102
1790
15000
SH
Put
DFND
1
15000
0
0
ZIMMER BIOMET HOLDINGS INC
COM
98956P102
20052
168000
SH
Call
DFND
1
168000
0
0
ZOETIS INC
CL A
98978V103
3255
23757
SH
DFND
1 4
23757
0
0
ZOGENIX INC
COM NEW
98978L204
37
1376
SH
DFND
1
1376
0
0
ZOGENIX INC
COM NEW
98978L204
3384
125300
SH
Put
DFND
1
125300
0
0
ZOGENIX INC
COM NEW
98978L204
5648
209100
SH
Call
DFND
1
209100
0
0
ZOOM VIDEO COMMUNICATIONS IN
CL A
98980L101
3245
12800
SH
DFND
5
12800
0
0
ZSCALER INC
COM
98980G102
881
8050
SH
DFND
1 5
8050
0
0
ZYNGA INC
CL A
98986T108
1747
183100
SH
Put
DFND
1
183100
0
0
ZYNGA INC
NOTE 0.250% 6/0
98986TAB4
2581
2010000
PRN
DFND
1 4
2010000
0
0
ZYNGA INC
CL A
98986T108
975
102200
SH
Call
DFND
1
102200
0
0
ZYNGA INC
CL A
98986T108
14358
1505045
SH
DFND
1 4
1505045
0
0