0001085146-20-002266.txt : 20200814 0001085146-20-002266.hdr.sgml : 20200814 20200814121503 ACCESSION NUMBER: 0001085146-20-002266 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200814 DATE AS OF CHANGE: 20200814 EFFECTIVENESS DATE: 20200814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Jefferies Group LLC CENTRAL INDEX KEY: 0001084580 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 954719745 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10917 FILM NUMBER: 201103262 BUSINESS ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 12TH FLOOR - LEGAL DEPT. CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-709-6409 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 12TH FLOOR - LEGAL DEPT. CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: JEFFERIES GROUP INC /DE/ DATE OF NAME CHANGE: 19990429 FORMER COMPANY: FORMER CONFORMED NAME: JEF HOLDING CO INC DATE OF NAME CHANGE: 19990419 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001084580 XXXXXXXX 06-30-2020 06-30-2020 false Jefferies Group LLC

520 MADISON AVENUE 12TH FLOOR - LEGAL DEPT. NEW YORK NY 10022

13F HOLDINGS REPORT 028-10917 N Roland Kelly 310-914-1373 /s/ Roland Kelly Los Angeles CA 08-13-2020 4 1157 7441664 false 1 0001265287 028-13184 JEFFERIES LLC 2 0001697634 028-17885 Leucadia Investment Management Ltd 4 0001492224 028-13965 Jefferies Investment Advisers, LLC 5 0001681904 028-17499 Jefferies Financial Products, LLC INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 10X GENOMICS INC CL A COM 88025U109 893 10000 SH Call DFND 1 10000 0 0 10X GENOMICS INC CL A COM 88025U109 60 667 SH DFND 1 667 0 0 2U INC COM 90214J101 3545 93400 SH Call DFND 1 93400 0 0 2U INC COM 90214J101 964 25400 SH DFND 1 25400 0 0 2U INC COM 90214J101 11 300 SH Put DFND 1 300 0 0 3M CO COM 88579Y101 3120 20000 SH Put DFND 1 20000 0 0 3M CO COM 88579Y101 3900 25000 SH Call DFND 1 25000 0 0 3M CO COM 88579Y101 657 4214 SH DFND 1 4 4214 0 0 8X8 INC NEW NOTE 0.500% 2/0 282914AB6 109 121000 PRN DFND 1 121000 0 0 ABBVIE INC COM 00287Y109 147 1500 SH Put DFND 1 1500 0 0 ABBVIE INC COM 00287Y109 1934 19700 SH Call DFND 1 19700 0 0 ABBVIE INC COM 00287Y109 1632 16623 SH DFND 4 5 16623 0 0 ACCELERON PHARMA INC COM 00434H108 214 2250 SH DFND 5 2250 0 0 ACCELERON PHARMA INC COM 00434H108 1429 15000 SH Call DFND 1 15000 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 3190 14855 SH DFND 1 4 14855 0 0 ACTIVISION BLIZZARD INC COM 00507V109 4431 58386 SH DFND 1 4 58386 0 0 ADOBE INC COM 00724F101 3299 7579 SH DFND 1 4 7579 0 0 AERIE PHARMACEUTICALS INC COM 00771V108 369 25000 SH DFND 1 25000 0 0 AEROJET ROCKETDYNE HLDGS INC NOTE 2.250%12/1 007800AB1 75 46000 PRN DFND 1 46000 0 0 AES CORP COM 00130H105 2802 193405 SH DFND 1 4 193405 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 610 6901 SH DFND 1 6901 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 2209 25000 SH Put DFND 1 25000 0 0 AKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 00971TAJ0 10831 8700000 PRN DFND 1 4 8700000 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 19715 91399 SH DFND 1 5 91399 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 154657 717000 SH Put DFND 5 717000 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 108 500 SH Call DFND 5 500 0 0 ALLAKOS INC COM 01671P100 1114 15500 SH Call DFND 1 15500 0 0 ALLAKOS INC COM 01671P100 2070 28800 SH Put DFND 1 28800 0 0 ALLAKOS INC COM 01671P100 212 2952 SH DFND 1 2952 0 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 2006 13544 SH DFND 1 13544 0 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 8887 60000 SH Put DFND 1 60000 0 0 ALPHABET INC CAP STK CL C 02079K107 650 460 SH DFND 4 5 460 0 0 ALPHABET INC CAP STK CL A 02079K305 4046 2853 SH DFND 1 4 2853 0 0 ALPS ETF TR ALERIAN MLP 00162Q452 253 10249 SH DFND 4 10249 0 0 ALTERYX INC COM CL A 02156B103 12474 75934 SH DFND 5 75934 0 0 ALTERYX INC COM CL A 02156B103 37456 228000 SH Call DFND 1 228000 0 0 ALTERYX INC COM CL A 02156B103 2185 13300 SH Put DFND 1 13300 0 0 ALTICE USA INC CL A 02156K103 7672 340351 SH DFND 1 4 340351 0 0 ALUSSA ENERGY ACQUISITION CO SHS CL A G0232J101 959 97363 SH DFND 1 97363 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 44 3400 SH Call DFND 1 3400 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 122 9362 SH DFND 1 9362 0 0 AMERICAN AIRLS GROUP INC NOTE 6.500% 7/0 02376RAF9 16297 17257000 PRN DFND 1 17257000 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 3984 304800 SH Put DFND 1 304800 0 0 AMERICAN HOMES 4 RENT CL A 02665T306 307 11418 SH DFND 1 5 11418 0 0 AMERICAN TOWER CORP NEW COM 03027X100 2715 10500 SH DFND 1 10500 0 0 ANGI HOMESERVICES INC COM CL A 00183L102 3543 291600 SH Call DFND 1 291600 0 0 ANGI HOMESERVICES INC COM CL A 00183L102 365 30000 SH DFND 1 30000 0 0 ANGI HOMESERVICES INC COM CL A 00183L102 608 50000 SH Put DFND 1 50000 0 0 AON PLC SHS CL A G0403H108 2735 14200 SH DFND 1 14200 0 0 APELLIS PHARMACEUTICALS INC COM 03753U106 2318 70976 SH DFND 1 70976 0 0 APEX TECHNOLOGY ACQUISITION *W EXP 09/18/202 03768F110 60 35000 SH DFND 1 35000 0 0 API GROUP CORP COM STK 00187Y100 7637 628586 SH DFND 2 4 628586 0 0 ARES CAPITAL CORP COM 04010L103 1390 96226 SH DFND 1 4 96226 0 0 ARES CAPITAL CORP NOTE 4.625% 3/0 04010LAW3 10 10000 PRN DFND 4 10000 0 0 ARES CAPITAL CORP NOTE 3.750% 2/0 04010LAT0 14 14000 PRN DFND 4 14000 0 0 ARGENX SE SPONSORED ADR 04016X101 8266 36700 SH Call DFND 1 36700 0 0 ARGENX SE SPONSORED ADR 04016X101 5406 24000 SH DFND 5 24000 0 0 ARGO GROUP INTL HLDGS LTD COM G0464B107 27364 785648 SH DFND 5 785648 0 0 ASML HOLDING N V N Y REGISTRY SHS N07059210 267 725 SH DFND 4 725 0 0 ASSURANT INC COM 04621X108 1673 16200 SH DFND 5 16200 0 0 AT&T INC COM 00206R102 4817 159356 SH DFND 1 4 159356 0 0 ATLANTICA SUSTAINABLE INFR P SHS G0751N103 6345 218052 SH DFND 4 218052 0 0 ATLASSIAN CORP PLC CL A G06242104 1424 7900 SH DFND 1 7900 0 0 AVAYA HLDGS CORP COM 05351X101 618 50000 SH Call DFND 1 50000 0 0 AVAYA HLDGS CORP COM 05351X101 132 10675 SH DFND 1 5 10675 0 0 AVAYA HLDGS CORP NOTE 2.250% 6/1 05351XAB7 11489 13903000 PRN DFND 1 13903000 0 0 AVID TECHNOLOGY INC COM 05367P100 101 13930 SH DFND 5 13930 0 0 AXALTA COATING SYS LTD COM G0750C108 1423 63104 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0 0 BRUKER CORP COM 116794108 1510 37115 SH DFND 1 5 37115 0 0 BUNGE LIMITED COM G16962105 214 5200 SH Put DFND 1 5200 0 0 BUNGE LIMITED COM G16962105 265 6435 SH DFND 1 6435 0 0 BUNGE LIMITED COM G16962105 206 5000 SH Call DFND 1 5000 0 0 CAESARS ENTMT CORP COM 127686103 967 79700 SH Call DFND 1 79700 0 0 CAESARS ENTMT CORP COM 127686103 5516 454700 SH Put DFND 1 454700 0 0 CALIFORNIA WTR SVC GROUP COM 130788102 965 20240 SH DFND 1 20240 0 0 CALLAWAY GOLF CO COM 131193104 1313 75000 SH Call DFND 1 75000 0 0 CANADIAN NAT RES LTD COM 136385101 7384 426033 SH DFND 1 4 426033 0 0 CANADIAN PAC RY LTD COM 13645T100 244 954 SH DFND 4 954 0 0 CANADIAN SOLAR INC COM 136635109 3914 203136 SH DFND 1 4 203136 0 0 CANNAE HLDGS INC COM 13765N107 11069 269327 SH DFND 2 4 269327 0 0 CAPRI HOLDINGS LIMITED SHS G1890L107 4378 280075 SH DFND 1 5 280075 0 0 CAPRI HOLDINGS LIMITED SHS G1890L107 0 528100 SH Put DFND 1 528100 0 0 CAPRI HOLDINGS LIMITED SHS G1890L107 0 323400 SH Call DFND 1 323400 0 0 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50125 SH DFND 1 50125 0 0 DHT HOLDINGS INC SHS NEW Y2065G121 18 3527 SH DFND 4 3527 0 0 DHT HOLDINGS INC SHS NEW Y2065G121 1283 250000 SH Call DFND 1 250000 0 0 DIAMONDPEAK HLDGS COR COM CL A 25280H100 1011 98130 SH DFND 1 98130 0 0 DIEBOLD NXDF INC COM 253651103 716 118100 SH Put DFND 1 118100 0 0 DIEBOLD NXDF INC COM 253651103 2 325 SH DFND 1 325 0 0 DIEBOLD NXDF INC COM 253651103 325 53700 SH Call DFND 1 53700 0 0 DIGITAL RLTY TR INC COM 253868103 568 4000 SH Put DFND 1 4000 0 0 DIGITAL RLTY TR INC COM 253868103 56 394 SH DFND 4 394 0 0 DISCOVERY INC COM SER C 25470F302 5109 265267 SH DFND 2 4 5 265267 0 0 DISH NETWORK CORPORATION CL A 25470M109 1777 51500 SH Put DFND 1 51500 0 0 DISH NETWORK CORPORATION CL A 25470M109 4925 142700 SH Call DFND 1 142700 0 0 DISH NETWORK CORPORATION NOTE 3.375% 8/1 25470MAB5 705 762000 PRN DFND 1 4 762000 0 0 DISH NETWORK CORPORATION CL A 25470M109 4127 119587 SH DFND 1 5 119587 0 0 DISH NETWORK CORPORATION NOTE 2.375% 3/1 25470MAD1 3525 3900000 PRN 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COM 278642103 10385 198000 SH DFND 5 198000 0 0 EBAY INC. COM 278642103 12588 240000 SH Call DFND 1 240000 0 0 ECOLAB INC COM 278865100 3183 16000 SH Put DFND 1 16000 0 0 EDISON INTL COM 281020107 10073 185479 SH DFND 1 4 185479 0 0 ELANCO ANIMAL HEALTH INC COM 28414H103 397 18495 SH DFND 1 18495 0 0 ELDORADO RESORTS INC COM 28470R102 4246 106000 SH Call DFND 1 106000 0 0 ELDORADO RESORTS INC COM 28470R102 1943 48500 SH Put DFND 1 48500 0 0 ELECTRONIC ARTS INC COM 285512109 1647 12473 SH DFND 1 4 12473 0 0 ELECTRONIC ARTS INC COM 285512109 2747 20800 SH Call DFND 1 20800 0 0 ELECTRONIC ARTS INC COM 285512109 18487 140000 SH Put DFND 1 140000 0 0 ENANTA PHARMACEUTICALS INC COM 29251M106 301 6000 SH DFND 1 6000 0 0 ENBRIDGE INC COM 29250N105 338 11115 SH DFND 1 4 11115 0 0 ENDO INTL PLC SHS G30401106 560 163200 SH Put DFND 1 163200 0 0 ENDO INTL PLC SHS G30401106 165 48124 SH DFND 1 48124 0 0 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 507 94102 SH DFND 1 4 94102 0 0 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 4328 607800 SH Put DFND 1 607800 0 0 ENPHASE ENERGY INC COM 29355A107 4676 98288 SH DFND 4 98288 0 0 ENSCO JERSEY FIN LTD NOTE 3.000% 1/3 29359WAB1 1579 11275000 PRN DFND 1 11275000 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 133 45595 SH DFND 1 4 45595 0 0 EOG RES INC COM 26875P101 4661 92000 SH DFND 1 5 92000 0 0 EOG RES INC COM 26875P101 3698 73000 SH Put DFND 1 73000 0 0 EPIZYME INC COM 29428V104 310 19300 SH Put DFND 1 19300 0 0 EPIZYME INC COM 29428V104 525 32682 SH DFND 1 32682 0 0 EQUIFAX INC COM 294429105 6033 35100 SH Put DFND 1 35100 0 0 EQUIFAX INC COM 294429105 2114 12300 SH Call DFND 1 12300 0 0 EQUIFAX INC COM 294429105 13714 79791 SH DFND 1 79791 0 0 EQUINIX INC COM 29444U700 1545 2200 SH DFND 5 2200 0 0 EQUINIX INC COM 29444U700 1896 2700 SH Call DFND 1 2700 0 0 EQUITRANS MIDSTREAM CORP COM 294600101 313 37663 SH DFND 1 4 37663 0 0 ESSENTIAL UTILS INC UNIT 04/30/2022 29670G201 1994 35273 SH DFND 4 35273 0 0 ETSY INC COM 29786A106 1041 9800 SH Call DFND 1 9800 0 0 ETSY INC COM 29786A106 63 596 SH DFND 1 596 0 0 EURONAV NV ANTWERPEN SHS B38564108 493 60516 SH DFND 1 60516 0 0 EURONAV NV ANTWERPEN SHS B38564108 1337 164100 SH Put DFND 1 164100 0 0 EURONET WORLDWIDE INC NOTE 0.750% 3/1 298736AL3 12 12000 PRN DFND 4 12000 0 0 EVERBRIDGE INC COM 29978A104 808 5840 SH DFND 1 5 5840 0 0 EVERGY INC COM 30034W106 631 10644 SH DFND 1 4 10644 0 0 EVERI HLDGS INC COM 30034T103 2 390 SH DFND 1 390 0 0 EVERI HLDGS INC COM 30034T103 325 62900 SH Call DFND 1 62900 0 0 EVOLUS INC COM 30052C107 186 35000 SH DFND 5 35000 0 0 EXACT SCIENCES CORP COM 30063P105 435 5000 SH Put DFND 1 5000 0 0 EXACT SCIENCES CORP NOTE 0.375% 3/1 30063PAB1 4179 4006000 PRN DFND 1 4 4006000 0 0 EXACT SCIENCES CORP COM 30063P105 9787 112572 SH DFND 1 4 112572 0 0 EXACT SCIENCES CORP NOTE 0.375% 3/0 30063PAC9 5951 6191000 PRN DFND 1 6191000 0 0 EXPERIENCE INVT CORP COM CL A 30217C109 1498 150300 SH DFND 1 150300 0 0 EXTENDED STAY AMER INC UNIT 99/99/9999B 30224P200 361 32222 SH DFND 1 5 32222 0 0 EXTENDED STAY AMER INC UNIT 99/99/9999B 30224P200 448 40000 SH Call DFND 1 40000 0 0 EXXON MOBIL CORP COM 30231G102 12745 285000 SH Put DFND 1 285000 0 0 EXXON MOBIL CORP COM 30231G102 5188 116000 SH Call DFND 1 116000 0 0 EXXON MOBIL CORP COM 30231G102 1614 36083 SH DFND 4 5 36083 0 0 FACEBOOK INC CL A 30303M102 5677 25000 SH Put DFND 1 25000 0 0 FACEBOOK INC CL A 30303M102 4528 19943 SH DFND 1 4 19943 0 0 FACEBOOK INC CL A 30303M102 3134 13800 SH Call DFND 1 13800 0 0 FACTSET RESH SYS INC COM 303075105 558 1700 SH DFND 1 1700 0 0 FALCON MINERALS CORP *W EXP 07/21/202 30607B208 227 2521251 SH DFND 1 2521251 0 0 FAR PT ACQUISITION CORP COM CL A 30734W109 1774 173252 SH DFND 1 173252 0 0 FARO TECHNOLOGIES INC COM 311642102 772 14400 SH DFND 1 14400 0 0 FASTENAL CO COM 311900104 2914 68021 SH DFND 1 4 68021 0 0 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 2251 26418 SH DFND 1 5 26418 0 0 FEDEX CORP COM 31428X106 2103 15000 SH Put DFND 1 15000 0 0 FEDEX CORP COM 31428X106 132 943 SH DFND 1 4 943 0 0 FERRARI N V COM N3167Y103 10862 63649 SH DFND 4 5 63649 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 6119 45631 SH DFND 1 4 45631 0 0 FINSERV ACQUISITION CORP *W EXP 12/31/202 318085115 59 52300 SH DFND 1 52300 0 0 FINTECH ACQUISITION CORP III COM CL A 31811A101 1268 113610 SH DFND 1 113610 0 0 FIREEYE INC NOTE 0.875% 6/0 31816QAF8 3594 3975000 PRN DFND 1 4 3975000 0 0 FIREEYE INC COM 31816Q101 0 29 SH DFND 1 29 0 0 FIREEYE INC COM 31816Q101 487 40000 SH Call DFND 1 40000 0 0 FIREEYE INC NOTE 1.625% 6/0 31816QAD3 918 969000 PRN DFND 1 969000 0 0 FIRST REP BK SAN FRANCISCO C COM 33616C100 253 2383 SH DFND 1 4 2383 0 0 FIRST TR INTER DUR PFD & IN COM 33718W103 1421 66682 SH DFND 4 66682 0 0 FIRSTENERGY CORP COM 337932107 1995 51440 SH DFND 1 4 51440 0 0 FITBIT INC CL A 33812L102 1343 207950 SH DFND 1 207950 0 0 FITBIT INC CL A 33812L102 5368 830900 SH Put DFND 1 830900 0 0 FIVE9 INC COM 338307101 230 2082 SH DFND 1 2082 0 0 FLAHERTY & CRUMRIN PFD & INM COM 338478100 1157 57544 SH DFND 4 57544 0 0 FLAHERTY & CRUMRINE DYN PFD SHS 33848W106 1838 75565 SH DFND 4 75565 0 0 FLYING EAGLE ACQUISITION COR COM 34407Y103 1098 100000 SH DFND 1 100000 0 0 FLYING EAGLE ACQUISITION COR *W EXP 02/26/202 34407Y111 202 67356 SH DFND 1 67356 0 0 FOLEY TRASIMENE ACQUISTN COR UNIT 99/99/9999 34431F203 534 50000 SH DFND 1 50000 0 0 FORESCOUT TECHNOLOGIES INC COM 34553D101 299 14100 SH DFND 1 5 14100 0 0 FORESCOUT TECHNOLOGIES INC COM 34553D101 515 24300 SH Call DFND 1 24300 0 0 FORESCOUT TECHNOLOGIES INC COM 34553D101 229 10800 SH Put DFND 1 10800 0 0 FORTIVE CORP COM 34959J108 1712 25303 SH DFND 4 5 25303 0 0 FORUM MERGER II CORP CL A 34986F103 1716 80000 SH DFND 1 80000 0 0 FREEPORT-MCMORAN INC CL B 35671D857 2719 235000 SH Put DFND 1 235000 0 0 FREEPORT-MCMORAN INC CL B 35671D857 615 53149 SH DFND 1 4 53149 0 0 FUSION PHARMACEUTICALS INC COM 36118A100 3071 175800 SH DFND 4 175800 0 0 GALAPAGOS NV SPON ADR 36315X101 6905 35000 SH Call DFND 1 35000 0 0 GALAPAGOS NV SPON ADR 36315X101 402 2039 SH DFND 1 2039 0 0 GAMESTOP CORP NEW CL A 36467W109 2652 611000 SH Call DFND 1 611000 0 0 GAMING & LEISURE PPTYS INC COM 36467J108 4152 120000 SH Call DFND 1 120000 0 0 GAMING & LEISURE PPTYS INC COM 36467J108 858 24798 SH DFND 1 24798 0 0 GAP INC COM 364760108 8266 655000 SH Call DFND 1 655000 0 0 GAP INC COM 364760108 4 287 SH DFND 1 287 0 0 GDS HLDGS LTD NOTE 2.000% 6/0 36165LAB4 44 29000 PRN DFND 1 29000 0 0 GENERAC HLDGS INC COM 368736104 1890 15497 SH DFND 4 15497 0 0 GENERAL DYNAMICS CORP COM 369550108 790 5289 SH DFND 1 5289 0 0 GENERAL DYNAMICS CORP COM 369550108 5500 36800 SH Call DFND 1 36800 0 0 GENERAL ELECTRIC CO COM 369604103 927 135700 SH Put DFND 1 135700 0 0 GENERAL ELECTRIC CO COM 369604103 38 5600 SH Call DFND 1 5600 0 0 GENERAL ELECTRIC CO COM 369604103 529 77445 SH DFND 1 4 5 77445 0 0 GENETRON HLDGS LTD ADS 37186H100 148 12256 SH DFND 1 12256 0 0 GENWORTH FINL INC COM CL A 37247D106 6 2500 SH Call DFND 1 2500 0 0 GENWORTH FINL INC COM CL A 37247D106 93 40200 SH Put DFND 1 40200 0 0 GENWORTH FINL INC COM CL A 37247D106 2024 876156 SH DFND 1 5 876156 0 0 GIGCAPITAL2 INC COM 375036100 2388 235479 SH DFND 1 235479 0 0 GILEAD SCIENCES INC COM 375558103 18778 244061 SH DFND 4 5 244061 0 0 GILEAD SCIENCES INC COM 375558103 26183 340300 SH Put DFND 1 340300 0 0 GILEAD SCIENCES INC COM 375558103 28737 373500 SH Call DFND 1 373500 0 0 GLACIER BANCORP INC NEW COM 37637Q105 1105 31320 SH DFND 1 31320 0 0 GLAUKOS CORP COM 377322102 6992 182000 SH Put DFND 1 182000 0 0 GLAUKOS CORP COM 377322102 1653 43019 SH DFND 1 43019 0 0 GLOBAL BLOOD THERAPEUTICS IN COM 37890U108 5877 93087 SH DFND 1 5 93087 0 0 GLOBAL BLOOD THERAPEUTICS IN COM 37890U108 9564 151500 SH Put DFND 1 151500 0 0 GLOBAL BLOOD THERAPEUTICS IN COM 37890U108 4230 67000 SH Call DFND 1 67000 0 0 GLOBAL EAGLE ENTMT INC NOTE 2.750% 2/1 37951DAB8 130 1000000 PRN DFND 1 1000000 0 0 GLOBAL PMTS INC COM 37940X102 311 1834 SH DFND 4 1834 0 0 GLOBAL SHIP LEASE INC NEW COM CL A Y27183600 58 13787 SH DFND 1 13787 0 0 GOGO INC COM 38046C109 632 200000 SH Put DFND 1 200000 0 0 GOGO INC NOTE 6.000% 5/1 38046CAD1 3569 4995000 PRN DFND 1 4995000 0 0 GOL LINHAS AEREAS INTELIGENT SPON ADR PFD NEW 38045R206 1434 211477 SH DFND 5 211477 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 4150 21000 SH Call DFND 1 21000 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 221 1118 SH DFND 1 4 1118 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 3360 17000 SH Put DFND 1 17000 0 0 GORES METROPOULOS INC COM CL A 382872109 535 50000 SH DFND 1 50000 0 0 GRACE W R & CO DEL NEW COM 38388F108 381 7500 SH DFND 5 7500 0 0 GRACE W R & CO DEL NEW COM 38388F108 1743 34300 SH Call DFND 1 34300 0 0 GRAF INDL CORP *W EXP 12/31/202 384278115 119 52000 SH DFND 1 52000 0 0 GRUBHUB INC COM 400110102 5584 79437 SH DFND 1 2 4 79437 0 0 GSX TECHEDU INC SPONSORED ADS 36257Y109 34 574 SH DFND 5 574 0 0 GSX TECHEDU INC SPONSORED ADS 36257Y109 1200 20000 SH Call DFND 1 20000 0 0 GUARDANT HEALTH INC COM 40131M109 2231 27500 SH DFND 1 27500 0 0 GUESS INC COM 401617105 26 2700 SH Call DFND 1 2700 0 0 GUESS INC COM 401617105 3868 400000 SH Put DFND 1 400000 0 0 GUESS INC NOTE 2.000% 4/1 401617AD7 7641 11309000 PRN DFND 1 4 11309000 0 0 GUESS INC COM 401617105 1 146 SH DFND 1 146 0 0 GW PHARMACEUTICALS PLC ADS 36197T103 28078 228800 SH Put DFND 1 228800 0 0 GW PHARMACEUTICALS PLC ADS 36197T103 6969 56784 SH DFND 1 56784 0 0 GW PHARMACEUTICALS PLC ADS 36197T103 6087 49600 SH Call DFND 1 49600 0 0 GX ACQUISITION CORP COM CL A 36251A107 2040 200000 SH DFND 1 200000 0 0 HALLIBURTON CO COM 406216101 2722 209703 SH DFND 1 209703 0 0 HALLIBURTON CO COM 406216101 1106 85200 SH Call DFND 1 85200 0 0 HALLIBURTON CO COM 406216101 3859 297300 SH Put DFND 1 297300 0 0 HANNON ARMSTRONG SUST INFR C COM 41068X100 3167 111284 SH DFND 1 4 111284 0 0 HARMONIC INC COM 413160102 731 153900 SH DFND 1 153900 0 0 HAWKINS INC COM 420261109 405 9500 SH DFND 1 9500 0 0 HAYMAKER ACQUISITION CORP II COM CL A 42087L101 1381 133392 SH DFND 1 133392 0 0 HAYMAKER ACQUISITION CORP II *W EXP 10/31/202 42087L119 132 84155 SH DFND 1 84155 0 0 HC2 HLDGS INC COM 404139107 11773 3524974 SH DFND 1 3524974 0 0 HCA HEALTHCARE INC COM 40412C101 4125 42500 SH Put DFND 1 42500 0 0 HCA HEALTHCARE INC COM 40412C101 3441 35449 SH DFND 1 4 35449 0 0 HEALTHCARE MERGER CORP COM CL A 42227L102 251 25000 SH DFND 1 25000 0 0 HENNESSY CAP ACQUSTION CORP *W EXP 09/05/202 42589C112 88 80000 SH DFND 1 80000 0 0 HENNESSY CAP ACQUSTION CORP CL A COM 42589C104 1402 130375 SH DFND 1 130375 0 0 HERC HLDGS INC COM 42704L104 169 5500 SH DFND 5 5500 0 0 HERC HLDGS INC COM 42704L104 230 7500 SH Call DFND 1 7500 0 0 HERSHEY CO COM 427866108 1945 15005 SH DFND 1 15005 0 0 HERTZ GLOBAL HLDGS INC COM 42806J106 127 90000 SH Call DFND 1 90000 0 0 HESS CORP COM 42809H107 2962 57172 SH DFND 1 4 57172 0 0 HEXO CORP COM 428304109 129 174300 SH Call DFND 1 174300 0 0 HILTON GRAND VACATIONS INC COM 43283X105 1562 79900 SH Call DFND 1 79900 0 0 HILTON GRAND VACATIONS INC COM 43283X105 715 36570 SH DFND 1 5 36570 0 0 HILTON WORLDWIDE HLDGS INC COM 43300A203 958 13048 SH DFND 1 13048 0 0 HILTON WORLDWIDE HLDGS INC COM 43300A203 6060 82500 SH Put DFND 1 82500 0 0 HOME DEPOT INC COM 437076102 2918 11648 SH DFND 1 5 11648 0 0 HONEYWELL INTL INC COM 438516106 3069 21224 SH DFND 1 4 21224 0 0 HONEYWELL INTL INC COM 438516106 824 5700 SH Call DFND 1 5700 0 0 HONEYWELL INTL INC COM 438516106 2877 19900 SH Put DFND 1 19900 0 0 HORIZON THERAPEUTICS PUB LTD SHS G46188101 3613 65000 SH DFND 5 65000 0 0 HORIZON THERAPEUTICS PUB LTD SHS G46188101 0 110700 SH Call DFND 1 110700 0 0 HORIZON THERAPEUTICS PUB LTD SHS G46188101 0 2000 SH Put DFND 1 2000 0 0 HOWARD HUGHES CORP COM 44267D107 19481 375000 SH DFND 1 375000 0 0 HUMANA INC COM 444859102 12107 31225 SH DFND 5 31225 0 0 HUMANA INC COM 444859102 27298 70400 SH Call DFND 1 70400 0 0 HUNTSMAN CORP COM 447011107 392 21796 SH DFND 1 21796 0 0 HUYA INC ADS REP SHS A 44852D108 558 29900 SH Put DFND 1 29900 0 0 HUYA INC ADS REP SHS A 44852D108 1102 59000 SH Call DFND 1 59000 0 0 IAA INC COM 449253103 3761 97500 SH Call DFND 1 97500 0 0 IAA INC COM 449253103 291 7540 SH DFND 1 5 7540 0 0 IAC INTERACTIVECORP COM 44919P508 6197 19163 SH DFND 4 19163 0 0 IAC INTERACTIVECORP COM 44919P508 9424 89000 SH Call DFND 2 89000 0 0 IDEXX LABS INC COM 45168D104 2707 8200 SH DFND 5 8200 0 0 IHEARTMEDIA INC COM CL A 45174J509 1131 190786 SH DFND 4 190786 0 0 IHS MARKIT LTD SHS G47567105 0 17000 SH Call DFND 1 17000 0 0 II-VI INC COM 902104108 2057 43569 SH DFND 1 43569 0 0 ILLINOIS TOOL WKS INC COM 452308109 2098 12001 SH DFND 1 5 12001 0 0 ILLUMINA INC NOTE 8/1 452327AK5 1987 1830000 PRN DFND 1 4 1830000 0 0 ILLUMINA INC NOTE 0.500% 6/1 452327AH2 6976 4685000 PRN DFND 1 4 4685000 0 0 ILLUMINA INC COM 452327109 9627 25993 SH DFND 1 5 25993 0 0 IMMUNOMEDICS INC COM 452907108 1949 55000 SH Call DFND 1 55000 0 0 INCYTE CORP COM 45337C102 1071 10300 SH Call DFND 1 10300 0 0 INCYTE CORP COM 45337C102 1705 16400 SH Put DFND 1 16400 0 0 INCYTE CORP COM 45337C102 330 3176 SH DFND 1 3176 0 0 INNOVIVA INC COM 45781M101 2768 198024 SH DFND 1 5 198024 0 0 INPHI CORP COM 45772F107 371 3160 SH DFND 1 3160 0 0 INSPIRE MED SYS INC COM 457730109 131 1500 SH Call DFND 1 1500 0 0 INSPIRE MED SYS INC COM 457730109 104 1200 SH DFND 1 1200 0 0 INSULET CORP NOTE 1.375%11/1 45784PAH4 187 88000 PRN DFND 1 4 88000 0 0 INSURANCE ACQUISITION CORP CL A 457867109 3258 251392 SH DFND 1 2 4 251392 0 0 INSURANCE ACQUISITION CORP *W EXP 03/31/202 457867117 40 10427 SH DFND 1 10427 0 0 INTERCEPT PHARMACEUTICALS IN COM 45845P108 207 4322 SH DFND 1 4322 0 0 INTERCEPT PHARMACEUTICALS IN NOTE 2.000% 5/1 45845PAB4 25 35000 PRN DFND 1 35000 0 0 INTERCEPT PHARMACEUTICALS IN COM 45845P108 1246 26000 SH Put DFND 1 26000 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 208 2273 SH DFND 4 2273 0 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 32807 267900 SH Put DFND 1 267900 0 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 68578 560000 SH Call DFND 1 560000 0 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 18340 149760 SH DFND 1 149760 0 0 INTRA CELLULAR THERAPIES INC COM 46116X101 431 16800 SH Call DFND 1 16800 0 0 INTRA CELLULAR THERAPIES INC COM 46116X101 118 4600 SH Put DFND 1 4600 0 0 INTUIT COM 461202103 2981 10065 SH DFND 1 4 10065 0 0 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 1992 40100 SH DFND 1 40100 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 1672 76855 SH DFND 1 76855 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 2645 121200 SH DFND 1 121200 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 CB 46138J700 2472 115654 SH DFND 1 115654 0 0 INVITATION HOMES INC COM 46187W107 4487 163000 SH DFND 5 163000 0 0 IOVANCE BIOTHERAPEUTICS INC COM 462260100 686 25000 SH Call DFND 1 25000 0 0 IOVANCE BIOTHERAPEUTICS INC COM 462260100 268 9757 SH DFND 1 9757 0 0 IOVANCE BIOTHERAPEUTICS INC COM 462260100 686 25000 SH Put DFND 1 25000 0 0 IQIYI INC SPONSORED ADS 46267X108 53888 2323764 SH DFND 1 5 2323764 0 0 IQIYI INC NOTE 3.750%12/0 46267XAB4 121 113000 PRN DFND 1 4 113000 0 0 IRHYTHM TECHNOLOGIES INC COM 450056106 2897 25000 SH Call DFND 1 25000 0 0 IRHYTHM TECHNOLOGIES INC COM 450056106 1565 13500 SH DFND 5 13500 0 0 IRIDIUM COMMUNICATIONS INC COM 46269C102 46 1808 SH DFND 1 1808 0 0 IRIDIUM COMMUNICATIONS INC COM 46269C102 2432 95600 SH Put DFND 1 95600 0 0 ISHARES INC MSCI ITALY ETF 46434G830 1084 45000 SH Call DFND 1 45000 0 0 ISHARES SILVER TR ISHARES 46428Q109 5972 351100 SH Put DFND 1 351100 0 0 ISHARES SILVER TR ISHARES 46428Q109 1556 91500 SH Call DFND 1 91500 0 0 ISHARES SILVER TR ISHARES 46428Q109 240 14094 SH DFND 1 14094 0 0 ISHARES TR GLOBAL ENERG ETF 464287341 303 15489 SH DFND 4 15489 0 0 ISHARES TR EXPANDED TECH 464287515 4264 15000 SH Put DFND 1 15000 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 110721 773300 SH Call DFND 1 5 773300 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 380143 2655000 SH Put DFND 1 2655000 0 0 ISHARES TR MSCI MIN VOL ETF 46429B697 1006 16595 SH DFND 1 4 16595 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 51483 1287400 SH Call DFND 1 1287400 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 993 25000 SH Put DFND 1 25000 0 0 ISHARES TR NASDAQ BIOTECH 464287556 161349 1180400 SH Put DFND 1 1180400 0 0 ISHARES TR IBOXX INV CP ETF 464287242 327 2430 SH DFND 1 4 2430 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 14761 76902 SH DFND 1 4 76902 0 0 ISHARES TR CORE S&P SCP ETF 464287804 3406 49868 SH DFND 1 4 49868 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 1856 46401 SH DFND 1 5 46401 0 0 ISHARES TR EDGE MSCI USA VL 46432F388 1012 13995 SH DFND 1 13995 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 19995 500000 SH Put DFND 1 500000 0 0 ISHARES TR S&P MC 400VL ETF 464287705 864 6500 SH DFND 1 6500 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 977 24600 SH DFND 1 24600 0 0 ISHARES TR U.S. REAL ES ETF 464287739 2364 30000 SH DFND 5 30000 0 0 ISHARES TR USA QUALITY FCTR 46432F339 284 2961 SH DFND 4 2961 0 0 ISHARES TR IBOXX INV CP ETF 464287242 10585 78700 SH Put DFND 1 78700 0 0 ISHARES TR CORE MSCI EAFE 46432F842 275 4805 SH DFND 4 4805 0 0 ISHARES TR MSCI UK ETF NEW 46435G334 276 10700 SH DFND 4 10700 0 0 ISHARES TR PFD AND INCM SEC 464288687 3928 113407 SH DFND 4 113407 0 0 ISHARES TR CORE S&P MCP ETF 464287507 1181 6643 SH DFND 4 6643 0 0 ISHARES TR EXPANDED TECH 464287515 143 503 SH DFND 4 503 0 0 ISHARES TR U.S. MED DVC ETF 464288810 1562 5900 SH DFND 1 5900 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 179357 1252670 SH DFND 1 4 5 1252670 0 0 ISHARES TR NASDAQ BIOTECH 464287556 84871 620900 SH Call DFND 1 620900 0 0 ISHARES TR NASDAQ BIOTECH 464287556 73425 537162 SH DFND 1 4 5 537162 0 0 ISHARES TR IBOXX HI YD ETF 464288513 2857 35000 SH Put DFND 1 35000 0 0 ISHARES TR RUS MID CAP ETF 464287499 254 4740 SH DFND 4 4740 0 0 ISHARES TR TRANS AVG ETF 464287192 3513 21600 SH DFND 1 21600 0 0 ISHARES TR SHORT TREAS BD 464288679 4394 39683 SH DFND 4 39683 0 0 ISIS PHARMACEUTICALS INC DEL NOTE 1.000%11/1 464337AJ3 3377 3051000 PRN DFND 1 4 3051000 0 0 ISTAR INC COM 45031U101 21747 1765148 SH DFND 1 4 1765148 0 0 ISTAR INC COM 45031U101 15 1200 SH Put DFND 1 1200 0 0 ITRON INC COM 465741106 5958 89935 SH DFND 1 4 89935 0 0 J & J SNACK FOODS CORP COM 466032109 2136 16800 SH DFND 5 16800 0 0 J2 GLOBAL INC NOTE 3.250% 6/1 48123VAC6 8213 7500000 PRN DFND 1 7500000 0 0 JACK IN THE BOX INC COM 466367109 2178 29400 SH Put DFND 1 29400 0 0 JACK IN THE BOX INC COM 466367109 2904 39200 SH Call DFND 1 39200 0 0 JACK IN THE BOX INC COM 466367109 8865 119650 SH DFND 1 5 119650 0 0 JAWS ACQUISITION CORP UNIT 99/99/9999 G50744120 1061 101698 SH DFND 1 101698 0 0 JAZZ INVESTMENTS I LTD NOTE 1.500% 8/1 472145AD3 9813 10655000 PRN DFND 1 10655000 0 0 JEFFERIES FINL GROUP INC COM 47233W109 252 16187 SH DFND 4 16187 0 0 JOHNSON & JOHNSON COM 478160104 2813 20000 SH Put DFND 1 20000 0 0 JOHNSON & JOHNSON COM 478160104 9141 65000 SH Call DFND 1 65000 0 0 JOHNSON & JOHNSON COM 478160104 17574 124968 SH DFND 4 5 124968 0 0 JOHNSON CTLS INTL PLC SHS G51502105 1038 30400 SH DFND 1 30400 0 0 JOYY INC ADS REPSTG COM A 46591M109 4649 52500 SH Put DFND 1 52500 0 0 JOYY INC ADS REPSTG COM A 46591M109 1966 22200 SH DFND 1 5 22200 0 0 JPMORGAN CHASE & CO COM 46625H100 15238 162000 SH Call DFND 1 162000 0 0 JPMORGAN CHASE & CO COM 46625H100 2032 21600 SH Put DFND 1 21600 0 0 JPMORGAN CHASE & CO COM 46625H100 5271 56036 SH DFND 1 4 5 56036 0 0 JUNIPER INDL HLDGS INC COM CL A 48205G106 1496 150000 SH DFND 1 150000 0 0 KELLOGG CO COM 487836108 3708 56131 SH DFND 1 56131 0 0 KEZAR LIFE SCIENCES INC COM 49372L100 2592 500400 SH DFND 1 500400 0 0 KINDER MORGAN INC DEL COM 49456B101 1138 75000 SH Call DFND 1 75000 0 0 KINDER MORGAN INC DEL COM 49456B101 1150 75800 SH Put DFND 1 75800 0 0 KINDER MORGAN INC DEL COM 49456B101 578 38095 SH DFND 1 4 5 38095 0 0 KIRKLANDS INC COM 497498105 77 28490 SH DFND 1 28490 0 0 KRANESHARES TR CSI CHI INTERNET 500767306 3097 50000 SH Put DFND 1 50000 0 0 KRATOS DEFENSE & SEC SOLUTIO COM NEW 50077B207 111 7085 SH DFND 1 7085 0 0 KRATOS DEFENSE & SEC SOLUTIO COM NEW 50077B207 156 10000 SH Put DFND 1 10000 0 0 KRATOS DEFENSE & SEC SOLUTIO COM NEW 50077B207 1407 90000 SH Call DFND 1 90000 0 0 LAMAR ADVERTISING CO NEW CL A 512816109 2673 40036 SH DFND 1 40036 0 0 LANCASTER COLONY CORP COM 513847103 3379 21800 SH DFND 5 21800 0 0 LAS VEGAS SANDS CORP COM 517834107 231 5063 SH DFND 1 4 5063 0 0 LENDINGCLUB CORP COM NEW 52603A208 4470 982467 SH DFND 1 5 982467 0 0 LGL SYS ACQUISITION CORP UNIT 10/24/2024 50201G205 3802 370974 SH DFND 1 370974 0 0 LIBERTY BROADBAND CORP COM SER C 530307305 19958 161000 SH DFND 2 4 161000 0 0 LIBERTY BROADBAND CORP COM SER A 530307107 1405 11500 SH DFND 2 4 11500 0 0 LIBERTY MEDIA CORP DEL COM A SIRIUSXM 531229409 822 23826 SH DFND 2 23826 0 0 LIBERTY MEDIA CORP DEL COM C SIRIUSXM 531229607 20254 587923 SH DFND 2 4 587923 0 0 LIGAND PHARMACEUTICALS INC NOTE 0.750% 5/1 53220KAF5 1405 1604000 PRN DFND 1 1604000 0 0 LILLY ELI & CO COM 532457108 1796 10942 SH DFND 4 5 10942 0 0 LILLY ELI & CO COM 532457108 1642 10000 SH Put DFND 1 10000 0 0 LILLY ELI & CO COM 532457108 4925 30000 SH Call DFND 1 30000 0 0 LIQUIDIA TECHNOLOGIES INC COM 53635D202 15788 1875000 SH DFND 4 1875000 0 0 LIVE NATION ENTERTAINMENT IN NOTE 2.500% 3/1 538034AQ2 15 15000 PRN DFND 4 15000 0 0 LIVE OAK ACQUISITION CORP UNIT 99/99/9999 53804F202 25050 2499999 SH DFND 1 2499999 0 0 LIVEPERSON INC NOTE 0.750% 3/0 538146AB7 83 73000 PRN DFND 1 73000 0 0 LKQ CORP COM 501889208 6550 250000 SH Call DFND 1 250000 0 0 LKQ CORP COM 501889208 6132 234056 SH DFND 1 5 234056 0 0 LOCKHEED MARTIN CORP COM 539830109 2481 6800 SH DFND 1 6800 0 0 LOGMEIN INC COM 54142L109 246 2900 SH DFND 1 2900 0 0 LONGVIEW ACQUISITION CORP UNIT 99/99/9999 543195200 253 25000 SH DFND 1 25000 0 0 LOWES COS INC COM 548661107 13512 100000 SH Call DFND 1 100000 0 0 LOWES COS INC COM 548661107 13512 100000 SH Put DFND 1 100000 0 0 LOWES COS INC COM 548661107 84 623 SH DFND 1 4 623 0 0 LULULEMON ATHLETICA INC COM 550021109 339 1085 SH DFND 4 1085 0 0 LUMENTUM HLDGS INC NOTE 0.250% 3/1 55024UAB5 15 10000 PRN DFND 1 4 10000 0 0 LUMOS PHARMA INC COM 55028X109 1990 120651 SH DFND 5 120651 0 0 LYFT INC CL A COM 55087P104 644 19500 SH DFND 1 19500 0 0 LYFT INC CL A COM 55087P104 868 26300 SH Call DFND 1 26300 0 0 LYFT INC CL A COM 55087P104 2251 68200 SH Put DFND 1 68200 0 0 MACROGENICS INC COM 556099109 55 1961 SH DFND 1 1961 0 0 MACROGENICS INC COM 556099109 405 14500 SH Put DFND 1 14500 0 0 MACYS INC COM 55616P104 1796 261000 SH Call DFND 1 261000 0 0 MADISON SQUARE GRDN ENTERTNM CL A 55826T102 1500 20000 SH DFND 1 20000 0 0 MADISON SQUARE GRDN SPRT COR CL A 55825T103 16349 111300 SH Put DFND 1 111300 0 0 MADRIGAL PHARMACEUTICALS INC COM 558868105 566 5000 SH DFND 5 5000 0 0 MADRIGAL PHARMACEUTICALS INC COM 558868105 566 5000 SH Put DFND 1 5000 0 0 MARATHON OIL CORP COM 565849106 612 100000 SH Call DFND 1 100000 0 0 MARATHON OIL CORP COM 565849106 3611 590000 SH Put DFND 1 590000 0 0 MARATHON OIL CORP COM 565849106 2050 334935 SH DFND 1 4 334935 0 0 MARATHON PETE CORP COM 56585A102 58459 1563900 SH Call DFND 1 1563900 0 0 MARATHON PETE CORP COM 56585A102 12686 339377 SH DFND 1 4 5 339377 0 0 MARATHON PETE CORP COM 56585A102 3588 96000 SH Put DFND 1 96000 0 0 MARINUS PHARMACEUTICALS INC COM 56854Q101 5158 2030792 SH DFND 5 2030792 0 0 MARRIOTT INTL INC NEW CL A 571903202 386 4500 SH Put DFND 1 4500 0 0 MARRIOTT INTL INC NEW CL A 571903202 386 4500 SH Call DFND 1 4500 0 0 MARRIOTT INTL INC NEW CL A 571903202 63 730 SH DFND 1 730 0 0 MARRIOTT VACTINS WORLDWID CO NOTE 1.500% 9/1 57164YAB3 20 22000 PRN DFND 4 22000 0 0 MARTIN MARIETTA MATLS INC COM 573284106 1715 8300 SH Put DFND 1 8300 0 0 MARTIN MARIETTA MATLS INC COM 573284106 1715 8300 SH Call DFND 1 8300 0 0 MASIMO CORP COM 574795100 3762 16500 SH DFND 5 16500 0 0 MASIMO CORP COM 574795100 9576 42000 SH Call DFND 1 42000 0 0 MATCH GROUP INC COM 57665R106 52460 502400 SH Put DFND 1 2 502400 0 0 MATCH GROUP INC COM 57665R106 10694 99900 SH Call DFND 1 99900 0 0 MCDONALDS CORP COM 580135101 3253 17635 SH DFND 1 4 17635 0 0 MCKESSON CORP COM 58155Q103 388 2529 SH DFND 1 2529 0 0 MEDTRONIC PLC SHS G5960L103 1852 20195 SH DFND 1 4 20195 0 0 MEDTRONIC PLC SHS G5960L103 2944 32100 SH Call DFND 1 32100 0 0 MEDTRONIC PLC SHS G5960L103 4282 46700 SH Put DFND 1 46700 0 0 MERCADOLIBRE INC COM 58733R102 1268 1286 SH DFND 4 5 1286 0 0 MERCADOLIBRE INC NOTE 2.000% 8/1 58733RAD4 353 154000 PRN DFND 1 4 154000 0 0 MERCK & CO. INC COM 58933Y105 1547 20000 SH Call DFND 1 20000 0 0 MERCK & CO. INC COM 58933Y105 1864 24100 SH Put DFND 1 24100 0 0 MERCK & CO. INC COM 58933Y105 1523 19700 SH DFND 4 5 19700 0 0 MEREO BIOPHARMA GROUP PLC ADS 589492107 275 90000 SH DFND 1 90000 0 0 MERITOR INC COM 59001K100 3960 200000 SH Call DFND 1 200000 0 0 MERITOR INC COM 59001K100 3960 200000 SH Put DFND 1 200000 0 0 MERITOR INC NOTE 3.250%10/1 59001KAF7 8133 8089000 PRN DFND 1 4 8089000 0 0 MERSANA THERAPEUTICS INC COM 59045L106 529 22600 SH Call DFND 1 22600 0 0 MESA LABS INC COM 59064R109 846 3900 SH DFND 1 3900 0 0 MESA LABS INC NOTE 1.375% 8/1 59064RAA7 9977 10080000 PRN DFND 1 10080000 0 0 MESOBLAST LTD SPONS ADR 590717104 1025 90000 SH DFND 1 90000 0 0 MGM RESORTS INTERNATIONAL COM 552953101 1680 100000 SH Put DFND 1 100000 0 0 MGM RESORTS INTERNATIONAL COM 552953101 672 40000 SH Call DFND 1 40000 0 0 MGM RESORTS INTERNATIONAL COM 552953101 1557 92701 SH DFND 1 5 92701 0 0 MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1 595017AF1 1721 1165000 PRN DFND 1 4 1165000 0 0 MICRON TECHNOLOGY INC COM 595112103 16100 312500 SH Put DFND 1 312500 0 0 MICRON TECHNOLOGY INC COM 595112103 7460 144800 SH Call DFND 1 144800 0 0 MICROSOFT CORP COM 594918104 7130 35035 SH DFND 1 4 5 35035 0 0 MICROSOFT CORP COM 594918104 2544 12500 SH Call DFND 1 12500 0 0 MILLENDO THERAPEUTICS INC COM 60040X103 12 7000 SH Put DFND 1 7000 0 0 MILLENDO THERAPEUTICS INC COM 60040X103 12 7006 SH DFND 1 7006 0 0 MILLENDO THERAPEUTICS INC COM 60040X103 4 2200 SH Call DFND 1 2200 0 0 MIMECAST LTD ORD SHS G14838109 967 23200 SH DFND 1 23200 0 0 MIRATI THERAPEUTICS INC COM 60468T105 16132 141300 SH Put DFND 1 141300 0 0 MIRATI THERAPEUTICS INC COM 60468T105 285 2500 SH Call DFND 1 2500 0 0 MIRATI THERAPEUTICS INC COM 60468T105 9923 86913 SH DFND 1 86913 0 0 MODERNA INC COM 60770K107 2132 33200 SH Call DFND 1 33200 0 0 MODERNA INC COM 60770K107 1669 26000 SH Put DFND 1 26000 0 0 MOMO INC ADR 60879B107 1521 87000 SH DFND 1 87000 0 0 MOMO INC ADR 60879B107 3963 226700 SH Put DFND 1 226700 0 0 MOMO INC ADR 60879B107 1206 69000 SH Call DFND 1 69000 0 0 MONGODB INC NOTE 0.750% 6/1 60937PAB2 169 51000 PRN DFND 1 51000 0 0 MONOCLE ACQUISITION CORP *W EXP 12/06/202 609754114 17 25533 SH DFND 1 25533 0 0 MONOCLE ACQUISITION CORP COM 609754106 282 27385 SH DFND 1 27385 0 0 MONSTER BEVERAGE CORP NEW COM 61174X109 1022 14750 SH DFND 5 14750 0 0 MORGAN STANLEY COM NEW 617446448 80 1649 SH DFND 1 1649 0 0 MORGAN STANLEY COM NEW 617446448 362 7500 SH Put DFND 1 7500 0 0 MOSAIC CO NEW COM 61945C103 1251 100000 SH Call DFND 1 100000 0 0 MOSAIC CO NEW COM 61945C103 52 4138 SH DFND 1 5 4138 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 281 2005 SH DFND 1 4 2005 0 0 MR COOPER GROUP INC COM 62482R107 2015 162005 SH DFND 1 162005 0 0 MSCI INC COM 55354G100 521 1560 SH DFND 1 4 1560 0 0 MYLAN NV SHS EURO N59465109 14322 890700 SH Call DFND 1 890700 0 0 MYLAN NV SHS EURO N59465109 12827 797700 SH Put DFND 1 797700 0 0 MYLAN NV SHS EURO N59465109 27284 1696796 SH DFND 1 4 5 1696796 0 0 MYOKARDIA INC COM 62857M105 599 6200 SH Put DFND 1 6200 0 0 MYOKARDIA INC COM 62857M105 646 6684 SH DFND 1 6684 0 0 MYOKARDIA INC COM 62857M105 1266 13100 SH Call DFND 1 13100 0 0 NABORS INDUSTRIES LTD SHS G6359F137 371 10015 SH DFND 1 10015 0 0 NABORS INDUSTRIES LTD SHS G6359F137 0 108500 SH Put DFND 1 108500 0 0 NANOSTRING TECHNOLOGIES INC COM 63009R109 640 21822 SH DFND 1 21822 0 0 NETFIN ACQUISITION CORP SHS CL A G6455A107 2579 239869 SH DFND 1 239869 0 0 NETFIN ACQUISITION CORP *W EXP 08/01/202 G6455A115 49 29758 SH DFND 1 29758 0 0 NETGEAR INC COM 64111Q104 551 21280 SH DFND 1 21280 0 0 NEUROCRINE BIOSCIENCES INC NOTE 2.250% 5/1 64125CAD1 8822 5293000 PRN DFND 1 4 5293000 0 0 NEUROCRINE BIOSCIENCES INC COM 64125C109 10980 90000 SH Put DFND 1 90000 0 0 NEUROCRINE BIOSCIENCES INC COM 64125C109 885 7250 SH DFND 5 7250 0 0 NEUROCRINE BIOSCIENCES INC COM 64125C109 4917 40300 SH Call DFND 1 40300 0 0 NEVRO CORP NOTE 2.750% 4/0 64157FAC7 134 99000 PRN DFND 1 99000 0 0 NEVRO CORP COM 64157F103 7168 60000 SH Put DFND 1 60000 0 0 NEVRO CORP COM 64157F103 1325 11092 SH DFND 1 11092 0 0 NEVRO CORP COM 64157F103 10155 85000 SH Call DFND 1 85000 0 0 NEW PROVIDENCE ACQUISITION COM CL A 64822P106 504 50000 SH DFND 1 50000 0 0 NEW RELIC INC NOTE 0.500% 5/0 64829BAB6 69 71000 PRN DFND 4 71000 0 0 NEWMONT CORP COM 651639106 3087 50000 SH Call DFND 1 50000 0 0 NEWMONT CORP COM 651639106 2161 35000 SH Put DFND 1 35000 0 0 NEWMONT CORP COM 651639106 13606 220372 SH DFND 1 4 5 220372 0 0 NEXTERA ENERGY INC COM 65339F101 11906 49574 SH DFND 1 4 5 49574 0 0 NIKOLA CORP COM 654110105 1351 20000 SH Call DFND 1 20000 0 0 NIKOLA CORP COM 654110105 16714 247500 SH Put DFND 1 247500 0 0 NIKOLA CORP *W EXP 06/03/202 654110113 9213 277500 SH DFND 1 277500 0 0 NORDSTROM INC COM 655664100 192 12363 SH DFND 1 12363 0 0 NORDSTROM INC COM 655664100 511 33000 SH Call DFND 1 33000 0 0 NORFOLK SOUTHERN CORP COM 655844108 21244 121000 SH Call DFND 1 121000 0 0 NORFOLK SOUTHERN CORP COM 655844108 1756 10000 SH Put DFND 1 10000 0 0 NORFOLK SOUTHERN CORP COM 655844108 972 5534 SH DFND 1 4 5534 0 0 NORTHERN OIL & GAS INC NEV COM 665531109 419 500000 SH Put DFND 1 500000 0 0 NORTHERN OIL & GAS INC NEV COM 665531109 234 279000 SH DFND 1 279000 0 0 NORTHWEST NAT HLDG CO COM 66765N105 323 5789 SH DFND 1 5789 0 0 NORTONLIFELOCK INC COM 668771108 962 48506 SH DFND 1 4 48506 0 0 NORTONLIFELOCK INC COM 668771108 2727 137500 SH Call DFND 1 137500 0 0 NORWEGIAN CRUISE LINE HLDG L SHS G66721104 45 2712 SH DFND 1 2712 0 0 NORWEGIAN CRUISE LINE HLDG L SHS G66721104 657 40000 SH Call DFND 1 40000 0 0 NORWEGIAN CRUISE LINE HLDG L SHS G66721104 1643 100000 SH Put DFND 1 100000 0 0 NOVAVAX INC NOTE 3.750% 2/0 670002AB0 11187 11644000 PRN DFND 1 11644000 0 0 NOVAVAX INC COM NEW 670002401 2315 27775 SH DFND 1 27775 0 0 NOVAVAX INC COM NEW 670002401 834 10000 SH Call DFND 1 10000 0 0 NOVAVAX INC COM NEW 670002401 27506 330000 SH Put DFND 1 330000 0 0 NOVOCURE LTD ORD SHS G6674U108 2076 35000 SH DFND 5 35000 0 0 NUANCE COMMUNICATIONS INC DBCV 1.000%12/1 67020YAK6 588 500000 PRN DFND 1 500000 0 0 NUANCE COMMUNICATIONS INC NOTE 1.250% 4/0 67020YAN0 2097 1500000 PRN DFND 1 1500000 0 0 NUANCE COMMUNICATIONS INC COM 67020Y100 911 36000 SH Call DFND 1 36000 0 0 NUVASIVE INC COM 670704105 2043 36700 SH Call DFND 1 36700 0 0 NUVASIVE INC COM 670704105 2126 38200 SH DFND 5 38200 0 0 NVENT ELECTRIC PLC SHS G6700G107 0 961700 SH Call DFND 1 961700 0 0 NVIDIA CORPORATION COM 67066G104 382 1005 SH DFND 4 5 1005 0 0 NXP SEMICONDUCTORS N V COM N6596X109 1996 17500 SH Put DFND 1 17500 0 0 NXP SEMICONDUCTORS N V COM N6596X109 981 8600 SH Call DFND 1 8600 0 0 NXP SEMICONDUCTORS N V COM N6596X109 8602 75434 SH DFND 1 4 75434 0 0 OASIS PETROLEUM INC NOTE 2.625% 9/1 674215AJ7 156 891000 PRN DFND 1 891000 0 0 OCCIDENTAL PETE CORP COM 674599105 2505 136864 SH DFND 1 4 136864 0 0 OCCIDENTAL PETE CORP COM 674599105 805 44000 SH Put DFND 1 44000 0 0 O-I GLASS INC COM 67098H104 6300 701517 SH DFND 1 4 701517 0 0 OKTA INC CL A 679295105 3084 15400 SH Put DFND 1 15400 0 0 OKTA INC CL A 679295105 901 4500 SH Call DFND 1 4500 0 0 OKTA INC NOTE 0.250% 2/1 679295AB1 238 57000 PRN DFND 1 57000 0 0 ON SEMICONDUCTOR CORP NOTE 1.625%10/1 682189AP0 22 18000 PRN DFND 4 18000 0 0 ON SEMICONDUCTOR CORP COM 682189105 5674 286295 SH DFND 1 286295 0 0 ONEOK INC NEW COM 682680103 15 462 SH DFND 1 4 462 0 0 ONEOK INC NEW COM 682680103 987 29700 SH Call DFND 1 29700 0 0 OREILLY AUTOMOTIVE INC COM 67103H107 7295 17300 SH DFND 1 17300 0 0 ORGENESIS INC COM NEW 68619K204 90 14838 SH DFND 1 14838 0 0 OSPREY TECHNLGY AQUISTION CO *W EXP 10/30/202 68839R120 79 74997 SH DFND 1 74997 0 0 OSPREY TECHNLGY AQUISTION CO COM CL A 68839R104 955 95106 SH DFND 1 95106 0 0 OTIS WORLDWIDE CORP COM 68902V107 10070 177093 SH DFND 2 4 177093 0 0 OUTFRONT MEDIA INC COM 69007J106 382 26963 SH DFND 1 5 26963 0 0 OWENS & MINOR INC NEW COM 690732102 2 241 SH DFND 1 241 0 0 OWENS & MINOR INC NEW COM 690732102 152 20000 SH Call DFND 1 20000 0 0 PACIRA BIOSCIENCES COM 695127100 367 7000 SH DFND 5 7000 0 0 PACIRA BIOSCIENCES COM 695127100 661 12600 SH Call DFND 1 12600 0 0 PAE INC *W EXP 09/11/202 69290Y117 137 56984 SH DFND 1 56984 0 0 PALO ALTO NETWORKS INC COM 697435105 1791 7800 SH Put DFND 5 7800 0 0 PALO ALTO NETWORKS INC COM 697435105 3562 15510 SH DFND 4 5 15510 0 0 PALO ALTO NETWORKS INC NOTE 0.750% 7/0 697435AD7 9526 8836000 PRN DFND 1 4 8836000 0 0 PANGAEA LOGISTICS SOLUTION L SHS G6891L105 216 85868 SH DFND 1 85868 0 0 PARETEUM CORP COM NEW 69946T207 689 1111439 SH DFND 1 1111439 0 0 PARSLEY ENERGY INC CL A 701877102 10742 1005800 SH Put DFND 1 1005800 0 0 PARSLEY ENERGY INC CL A 701877102 8436 789841 SH DFND 1 789841 0 0 PARTY CITY HOLDCO INC COM 702149105 75 50000 SH DFND 1 50000 0 0 PAYPAL HLDGS INC COM 70450Y103 298 1710 SH DFND 1 4 5 1710 0 0 PELOTON INTERACTIVE INC CL A COM 70614W100 742 12845 SH DFND 1 12845 0 0 PEMBINA PIPELINE CORP COM 706327103 253 10110 SH DFND 1 4 10110 0 0 PENN NATL GAMING INC COM 707569109 3 100 SH Call DFND 1 100 0 0 PENN NATL GAMING INC COM 707569109 277 9081 SH DFND 1 9081 0 0 PENN NATL GAMING INC COM 707569109 1787 58500 SH Put DFND 1 58500 0 0 PENUMBRA INC COM 70975L107 894 5000 SH Call DFND 1 5000 0 0 PENUMBRA INC COM 70975L107 91 511 SH DFND 1 511 0 0 PEPSICO INC COM 713448108 370 2800 SH Call DFND 1 2800 0 0 PEPSICO INC COM 713448108 3161 23897 SH DFND 1 4 5 23897 0 0 PERDOCEO ED CORP COM 71363P106 1680 105450 SH Put DFND 4 105450 0 0 PERFICIENT INC COM 71375U101 1004 28047 SH DFND 1 5 28047 0 0 PERFORMANCE FOOD GROUP CO COM 71377A103 1987 68175 SH DFND 5 68175 0 0 PETMED EXPRESS INC COM 716382106 2777 77914 SH DFND 1 5 77914 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 382 46226 SH DFND 1 5 46226 0 0 PFIZER INC COM 717081103 3982 121768 SH DFND 1 4 121768 0 0 PFIZER INC COM 717081103 4918 150400 SH Put DFND 1 150400 0 0 PFIZER INC COM 717081103 5176 158300 SH Call DFND 1 158300 0 0 PG&E CORP COM 69331C108 23280 2624600 SH Put DFND 1 2624600 0 0 PG&E CORP COM 69331C108 15692 1769100 SH Call DFND 1 1769100 0 0 PG&E CORP COM 69331C108 1434 161658 SH DFND 1 161658 0 0 PINDUODUO INC SPONSORED ADS 722304102 3004 35000 SH Put DFND 1 35000 0 0 PINTEREST INC CL A 72352L106 8591 387500 SH DFND 1 387500 0 0 PINTEREST INC CL A 72352L106 11812 532800 SH Put DFND 1 532800 0 0 PINTEREST INC CL A 72352L106 2439 110000 SH Call DFND 1 110000 0 0 PIONEER NAT RES CO COM 723787107 29310 300000 SH Put DFND 1 300000 0 0 PIONEER NAT RES CO COM 723787107 11375 116426 SH DFND 1 4 116426 0 0 PIVOTAL INVT CORP II COM CL A 72582K100 3045 300000 SH DFND 1 300000 0 0 PIVOTAL INVT CORP II *W EXP 06/01/202 72582K118 39 49999 SH DFND 1 49999 0 0 PLAINS GP HLDGS L P LTD PARTNR INT A 72651A207 1425 160090 SH DFND 1 4 160090 0 0 PLANET FITNESS INC CL A 72703H101 8480 140000 SH Call DFND 1 140000 0 0 PLANET FITNESS INC CL A 72703H101 153 2525 SH DFND 1 5 2525 0 0 PLANTRONICS INC NEW COM 727493108 641 43645 SH DFND 1 43645 0 0 PLANTRONICS INC NEW COM 727493108 1097 74700 SH Put DFND 1 74700 0 0 PLUG POWER INC COM NEW 72919P202 3 400 SH Put DFND 1 400 0 0 PLUG POWER INC COM NEW 72919P202 808 98462 SH DFND 1 5 98462 0 0 PLURALSIGHT INC NOTE 0.375% 3/0 72941BAB2 933 1053000 PRN DFND 1 4 1053000 0 0 PORTOLA PHARMACEUTICALS INC COM 737010108 455 25300 SH Put DFND 1 25300 0 0 PORTOLA PHARMACEUTICALS INC COM 737010108 9 504 SH DFND 1 504 0 0 POST HLDGS INC COM 737446104 3483 39750 SH DFND 5 39750 0 0 POST HLDGS INC COM 737446104 6572 75000 SH Call DFND 1 75000 0 0 POST HLDGS INC COM 737446104 6572 75000 SH Put DFND 1 75000 0 0 PPD INC COM 69355F102 665 24795 SH DFND 1 4 24795 0 0 PRIMO WATER CORPORATION COM 74167P108 551 40061 SH DFND 1 40061 0 0 PRIMO WATER CORPORATION COM 74167P108 550 40000 SH Put DFND 1 40000 0 0 PRIMO WATER CORPORATION COM 74167P108 550 40000 SH Call DFND 1 40000 0 0 PROCTER AND GAMBLE CO COM 742718109 263 2200 SH Call DFND 1 2200 0 0 PROCTER AND GAMBLE CO COM 742718109 718 6002 SH DFND 4 5 6002 0 0 PROSHARES TR SHORT S&P 500 NE 74347B425 655 29299 SH DFND 4 29299 0 0 PROSHARES TR PSHS SHORT DOW30 74347B235 202 4232 SH DFND 4 4232 0 0 PROSHARES TR SHRT HGH YIELD 74347R131 1473 70423 SH DFND 4 70423 0 0 PROTO LABS INC COM 743713109 304 2700 SH DFND 1 2700 0 0 PUMA BIOTECHNOLOGY INC COM 74587V107 443 42500 SH Put DFND 1 42500 0 0 PUMA BIOTECHNOLOGY INC COM 74587V107 442 42385 SH DFND 1 42385 0 0 PURE STORAGE INC NOTE 0.125% 4/1 74624MAB8 3187 3241000 PRN DFND 1 4 3241000 0 0 Q2 HLDGS INC NOTE 0.750% 6/0 74736LAD1 7172 6279000 PRN DFND 1 4 6279000 0 0 Q2 HLDGS INC NOTE 0.750% 2/1 74736LAB5 133 85000 PRN DFND 1 85000 0 0 QIAGEN NV SHS NEW N72482123 3265 75800 SH SOLE 75800 0 0 QUALCOMM INC COM 747525103 668 7323 SH DFND 1 7323 0 0 QUALCOMM INC COM 747525103 9650 105800 SH Put DFND 1 105800 0 0 QUALCOMM INC COM 747525103 5582 61200 SH Call DFND 1 61200 0 0 QUALYS INC COM 74758T303 603 5800 SH DFND 1 5800 0 0 QUIDEL CORP COM 74838J101 7316 32700 SH DFND 5 32700 0 0 RADIUS HEALTH INC COM NEW 750469207 1567 114988 SH DFND 1 114988 0 0 RADIUS HEALTH INC COM NEW 750469207 1572 115300 SH Put DFND 1 115300 0 0 RANGE RES CORP COM 75281A109 228 40552 SH DFND 1 40552 0 0 RAPID7 INC COM 753422104 1216 23839 SH DFND 1 23839 0 0 REALPAGE INC NOTE 1.500% 5/1 75606NAC3 168 155000 PRN DFND 1 4 155000 0 0 REGENERON PHARMACEUTICALS COM 75886F107 6237 10000 SH Put DFND 1 10000 0 0 REGENERON PHARMACEUTICALS COM 75886F107 4233 6787 SH DFND 1 4 5 6787 0 0 RENEWABLE ENERGY GROUP INC COM NEW 75972A301 2923 117971 SH DFND 4 117971 0 0 REPLIGEN CORP NOTE 0.375% 7/1 759916AB5 829 657000 PRN DFND 1 4 657000 0 0 RESMED INC COM 761152107 2788 14521 SH DFND 4 5 14521 0 0 RESTAURANT BRANDS INTL INC COM 76131D103 333 6098 SH DFND 1 5 6098 0 0 RETROPHIN INC COM 761299106 510 25000 SH DFND 1 25000 0 0 RH NOTE 6/1 74967XAA1 14 10000 PRN DFND 1 4 10000 0 0 RINGCENTRAL INC CL A 76680R206 3923 13763 SH DFND 1 5 13763 0 0 RMG ACQUISITION CORP CL A 749641106 1711 167225 SH DFND 1 167225 0 0 ROLLINS INC COM 775711104 538 12682 SH DFND 1 5 12682 0 0 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 2515 50000 SH Put DFND 1 50000 0 0 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 44 878 SH DFND 1 4 878 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 1682 51450 SH DFND 4 51450 0 0 RYMAN HOSPITALITY PPTYS INC COM 78377T107 346 10000 SH Call DFND 1 10000 0 0 RYMAN HOSPITALITY PPTYS INC COM 78377T107 7 190 SH DFND 1 4 190 0 0 S&P GLOBAL INC COM 78409V104 3394 10300 SH DFND 1 10300 0 0 SAFEHOLD INC COM 78645L100 17874 310912 SH DFND 1 4 310912 0 0 SAGE THERAPEUTICS INC COM 78667J108 1455 35000 SH DFND 1 35000 0 0 SAILPOINT TECHNLGIES HLDGS I COM 78781P105 1730 65374 SH DFND 1 5 65374 0 0 SALESFORCE COM INC COM 79466L302 9405 50206 SH DFND 1 4 5 50206 0 0 SAREPTA THERAPEUTICS INC COM 803607100 2389 14900 SH Put DFND 1 14900 0 0 SAREPTA THERAPEUTICS INC COM 803607100 1535 9572 SH DFND 1 9572 0 0 SCHLUMBERGER LTD COM 806857108 6766 367938 SH DFND 1 4 5 367938 0 0 SCHLUMBERGER LTD COM 806857108 5370 292000 SH Call DFND 1 292000 0 0 SCHLUMBERGER LTD COM 806857108 1490 81000 SH Put DFND 1 81000 0 0 SCHWAB CHARLES CORP COM 808513105 5386 159621 SH DFND 1 4 5 159621 0 0 SCHWAB CHARLES CORP COM 808513105 2024 60000 SH Put DFND 1 60000 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 443 8553 SH DFND 4 8553 0 0 SCIENTIFIC GAMES CORP COM 80874P109 2654 171690 SH DFND 1 171690 0 0 SCIPLAY CORP CL A 809087109 3662 246925 SH DFND 1 246925 0 0 SCORPIO BULKERS INC COM Y7546A130 1260 82328 SH DFND 4 82328 0 0 SCORPIO TANKERS INC SHS Y7542C130 19930 1555805 SH DFND 4 1555805 0 0 SCVX CORP UNIT 99/99/9999 G79448109 2050 197885 SH DFND 1 197885 0 0 SEA LTD SPONSORED ADS 81141R100 15121 141000 SH DFND 1 5 141000 0 0 SEA LTD SPONSORED ADS 81141R100 2735 25500 SH Put DFND 1 25500 0 0 SEA LTD SPONSORED ADS 81141R100 1587 14800 SH Call DFND 1 14800 0 0 SEACOR HOLDINGS INC NOTE 2.500%12/1 811904AM3 39 39000 PRN DFND 1 39000 0 0 SEATTLE GENETICS INC COM 812578102 2549 15000 SH DFND 5 15000 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 2 53 SH DFND 4 53 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 1893 50000 SH Call DFND 1 50000 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 5072 90000 SH Put DFND 1 90000 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 14203 613800 SH Call DFND 1 613800 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 6919 182800 SH Put DFND 1 182800 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 16905 300000 SH Call DFND 1 300000 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 348 15053 SH DFND 4 15053 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 4809 70000 SH Call DFND 1 70000 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 2209 17300 SH DFND 1 17300 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 7852 114300 SH Put DFND 1 114300 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 564 10000 SH DFND 1 10000 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 14870 148600 SH Call DFND 1 148600 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 5696 56921 SH DFND 4 5 56921 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 3844 68112 SH DFND 1 4 68112 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 4124 60034 SH DFND 1 4 60034 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 34474 344500 SH Put DFND 1 344500 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 21883 945700 SH Put DFND 1 945700 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 4232 75000 SH Put DFND 1 75000 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1626 15560 SH DFND 1 4 15560 0 0 SERVICEMASTER GLOBAL HLDGS I COM 81761R109 603 16900 SH DFND 1 16900 0 0 SERVICENOW INC COM 81762P102 2505 6185 SH DFND 4 5 6185 0 0 SHERWIN WILLIAMS CO COM 824348106 2302 3983 SH DFND 4 3983 0 0 SHIFT4 PMTS INC CL A 82452J109 710 20000 SH DFND 1 20000 0 0 SHIP FIN INTL LTD NOTE 4.875% 5/0 824689AG8 6490 7189000 PRN DFND 1 7189000 0 0 SHOPIFY INC CL A 82509L107 444 468 SH DFND 1 4 468 0 0 SILICON LABORATORIES INC NOTE 1.375% 3/0 826919AB8 736 606000 PRN DFND 1 606000 0 0 SILVERGATE CAP CORP CL A 82837P408 2831 202220 SH DFND 1 4 202220 0 0 SIMPLY GOOD FOODS CO COM 82900L102 1394 75000 SH Call DFND 1 75000 0 0 SIMPLY GOOD FOODS CO COM 82900L102 38 2067 SH DFND 1 2067 0 0 SINCLAIR BROADCAST GROUP INC CL A 829226109 447 24200 SH Call DFND 1 24200 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 5626 44000 SH DFND 1 44000 0 0 SLACK TECHNOLOGIES INC COM CL A 83088V102 280 9000 SH DFND 1 9000 0 0 SMART GLOBAL HLDGS INC SHS G8232Y101 1031 37946 SH DFND 1 37946 0 0 SMARTSHEET INC COM CL A 83200N103 713 14000 SH DFND 1 14000 0 0 SNAP INC CL A 83304A106 17245 734158 SH DFND 1 4 734158 0 0 SNAP INC CL A 83304A106 2466 105000 SH Put DFND 1 105000 0 0 SOLAREDGE TECHNOLOGIES INC COM 83417M104 2571 18524 SH DFND 4 18524 0 0 SONOS INC COM 83570H108 8618 589044 SH DFND 4 589044 0 0 SOUTH JERSEY INDS INC COM 838518108 330 13200 SH DFND 1 13200 0 0 SOUTH MTN MERGER CORP COM CL A 838884104 487 47800 SH DFND 1 47800 0 0 SOUTHERN CO UNIT 08/01/2022 842587602 965 21908 SH DFND 4 21908 0 0 SOUTHWEST AIRLS CO NOTE 1.250% 5/0 844741BG2 1978 1647000 PRN DFND 1 4 1647000 0 0 SOUTHWEST AIRLS CO COM 844741108 6883 201376 SH DFND 1 5 201376 0 0 SPARTAN ENERGY ACQUISITION C CL A COM STK 846784106 1983 185000 SH DFND 1 185000 0 0 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 398 1544 SH DFND 4 1544 0 0 SPDR GOLD TR GOLD SHS 78463V107 7906 47239 SH DFND 4 47239 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 342463 1110595 SH DFND 1 4 5 1110595 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1003558 3254500 SH Put DFND 1 4 3254500 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 283074 918000 SH Call DFND 1 918000 0 0 SPDR SER TR S&P REGL BKG 78464A698 8662 225625 SH DFND 1 4 225625 0 0 SPDR SER TR S&P BIOTECH 78464A870 116305 1038900 SH Put DFND 1 1038900 0 0 SPDR SER TR S&P OILGAS EXP 78468R556 55650 1066500 SH Call DFND 1 1066500 0 0 SPDR SER TR S&P BK ETF 78464A797 2041 64700 SH DFND 1 64700 0 0 SPDR SER TR PORTFLI HIGH YLD 78468R606 2402 98000 SH DFND 1 98000 0 0 SPDR SER TR S&P OILGAS EXP 78468R556 13158 252165 SH DFND 1 252165 0 0 SPDR SER TR S&P OILGAS EXP 78468R556 79684 1527100 SH Put DFND 1 1527100 0 0 SPDR SER TR S&P BIOTECH 78464A870 21472 191803 SH DFND 1 191803 0 0 SPDR SER TR S&P BIOTECH 78464A870 4019 35900 SH Call DFND 1 35900 0 0 SPDR SER TR PORTFOLIO SHORT 78464A474 11094 353991 SH DFND 1 353991 0 0 SPLUNK INC COM 848637104 14167 71300 SH Put DFND 5 71300 0 0 SPLUNK INC COM 848637104 18598 93600 SH Call DFND 1 5 93600 0 0 SPLUNK INC NOTE 0.500% 9/1 848637AC8 2619 1812000 PRN DFND 1 4 1812000 0 0 SQUARE INC CL A 852234103 2015 19200 SH Put DFND 1 19200 0 0 SQUARE INC CL A 852234103 9700 92432 SH DFND 1 5 92432 0 0 STAAR SURGICAL CO COM PAR $0.01 852312305 192 3112 SH DFND 1 3112 0 0 STAAR SURGICAL CO COM PAR $0.01 852312305 1606 26100 SH Put DFND 1 26100 0 0 STANLEY BLACK & DECKER INC UNIT 11/15/2022 854502846 1990 22242 SH DFND 4 22242 0 0 STANLEY BLACK & DECKER INC COM 854502101 4516 32400 SH DFND 5 32400 0 0 STAR BULK CARRIERS CORP. SHS PAR Y8162K204 33688 5104175 SH DFND 1 4 5104175 0 0 STARBUCKS CORP COM 855244109 4523 61458 SH DFND 1 4 61458 0 0 STARBUCKS CORP COM 855244109 5519 75000 SH Put DFND 1 75000 0 0 STARWOOD PPTY TR INC NOTE 4.375% 4/0 85571BAH8 12 13000 PRN DFND 1 4 13000 0 0 STARWOOD PPTY TR INC COM 85571B105 7 500 SH Call DFND 1 500 0 0 STARWOOD PPTY TR INC COM 85571B105 938 62708 SH DFND 1 62708 0 0 STEPAN CO COM 858586100 573 5900 SH DFND 1 5900 0 0 STITCH FIX INC COM CL A 860897107 49 1979 SH DFND 1 1979 0 0 STITCH FIX INC COM CL A 860897107 6235 250000 SH Call DFND 1 250000 0 0 STRYKER CORPORATION COM 863667101 1802 10000 SH Put DFND 1 10000 0 0 STRYKER CORPORATION COM 863667101 831 4610 SH DFND 1 4610 0 0 SUN CMNTYS INC COM 866674104 826 6091 SH DFND 5 6091 0 0 SUNNOVA ENERGY INTL INC COM 86745K104 432 25294 SH DFND 1 4 25294 0 0 SUNRUN INC COM 86771W105 247 12500 SH Put DFND 1 12500 0 0 SUNRUN INC COM 86771W105 810 41057 SH DFND 1 4 41057 0 0 SUPERNUS PHARMACEUTICALS INC NOTE 0.625% 4/0 868459AD0 6879 7749000 PRN DFND 1 4 7749000 0 0 SWITCH INC CL A 87105L104 734 41200 SH Put DFND 1 41200 0 0 SWITCH INC CL A 87105L104 739 41471 SH DFND 1 41471 0 0 SWITCHBACK ENERGY ACQUISTN C COM CL A 87105M102 2300 228950 SH DFND 1 228950 0 0 SYNCHRONY FINANCIAL COM 87165B103 2941 132715 SH DFND 1 5 132715 0 0 SYNCHRONY FINANCIAL COM 87165B103 3379 152500 SH Put DFND 1 152500 0 0 SYNCHRONY FINANCIAL COM 87165B103 1496 67500 SH Call DFND 1 67500 0 0 SYSCO CORP COM 871829107 1220 22313 SH DFND 1 22313 0 0 SYSCO CORP COM 871829107 8199 150000 SH Call DFND 1 150000 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 238 4197 SH DFND 4 4197 0 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 1745 12500 SH DFND 5 12500 0 0 TALOS ENERGY INC COM 87484T108 1150 125000 SH Call DFND 1 125000 0 0 TALOS ENERGY INC COM 87484T108 4390 477200 SH Put DFND 1 477200 0 0 TALOS ENERGY INC COM 87484T108 470 51098 SH DFND 1 51098 0 0 TARGA RES CORP COM 87612G101 553 27576 SH DFND 4 27576 0 0 TARGET HOSPITALITY CORP *W EXP 03/15/202 87615L115 3 33063 SH DFND 1 33063 0 0 TAUBMAN CTRS INC COM 876664103 7552 200000 SH Call DFND 1 200000 0 0 TAUBMAN CTRS INC COM 876664103 378 10000 SH Put DFND 1 10000 0 0 TAUBMAN CTRS INC COM 876664103 1249 33089 SH DFND 1 33089 0 0 TC ENERGY CORP COM 87807B107 659 15377 SH DFND 1 4 15377 0 0 TECHNIPFMC PLC COM G87110105 1870 273393 SH DFND 1 4 273393 0 0 TECHNIPFMC PLC COM G87110105 400 58500 SH Call DFND 1 58500 0 0 TECHTARGET INC COM 87874R100 901 30000 SH DFND 1 30000 0 0 TELADOC HEALTH INC COM 87918A105 333 1745 SH DFND 1 1745 0 0 TELADOC HEALTH INC NOTE 3.000%12/1 87918AAB1 56 13000 PRN DFND 1 13000 0 0 TELEDYNE TECHNOLOGIES INC COM 879360105 3762 12100 SH DFND 1 12100 0 0 TEMPUR SEALY INTL INC COM 88023U101 6296 87500 SH Put DFND 1 87500 0 0 TEMPUR SEALY INTL INC COM 88023U101 10059 139800 SH Call DFND 1 139800 0 0 TEMPUR SEALY INTL INC COM 88023U101 7376 102520 SH DFND 1 5 102520 0 0 TENCENT MUSIC ENTMT GROUP SPON ADS 88034P109 5419 402627 SH DFND 1 5 402627 0 0 TENNANT CO COM 880345103 312 4800 SH DFND 1 4800 0 0 TERADYNE INC COM 880770102 903 10680 SH DFND 1 5 10680 0 0 TESLA INC COM 88160R101 8566 7933 SH DFND 5 7933 0 0 TESLA INC NOTE 1.250% 3/0 88160RAC5 30 10000 PRN DFND 1 10000 0 0 TESLA INC COM 88160R101 21596 20000 SH Call DFND 5 20000 0 0 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 946 76700 SH Call DFND 1 76700 0 0 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 5004 405800 SH Put DFND 1 405800 0 0 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 1509 122406 SH DFND 1 122406 0 0 TEXAS CAP BANCSHARES INC COM 88224Q107 21094 683312 SH DFND 5 683312 0 0 TEXAS INSTRS INC COM 882508104 15556 122520 SH DFND 1 4 5 122520 0 0 TEXAS INSTRS INC COM 882508104 432 3400 SH Call DFND 1 3400 0 0 TEXAS INSTRS INC COM 882508104 2857 22500 SH Put DFND 1 22500 0 0 THE REALREAL INC COM 88339P101 234 18313 SH DFND 1 18313 0 0 THERAVANCE INC NOTE 2.125% 1/1 88338TAB0 5914 5948000 PRN DFND 1 5948000 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 471 1300 SH Call DFND 1 1300 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 1413 3900 SH Put DFND 1 3900 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 3259 8995 SH DFND 1 5 8995 0 0 THOMSON REUTERS CORP. COM NEW 884903709 3297 48500 SH DFND 1 48500 0 0 THUNDER BRDG ACQUISTION II L CL A SHS G8857S116 1622 160566 SH DFND 1 160566 0 0 TIFFANY & CO NEW COM 886547108 8536 70002 SH DFND 2 4 70002 0 0 TJX COS INC NEW COM 872540109 2412 47700 SH Call DFND 1 47700 0 0 TJX COS INC NEW COM 872540109 5173 102309 SH DFND 1 4 5 102309 0 0 T-MOBILE US INC COM 872590104 10 100 SH Call DFND 1 100 0 0 T-MOBILE US INC RIGHT 07/27/2020 872590112 85 508365 SH DFND 1 2 4 508365 0 0 T-MOBILE US INC COM 872590104 871 8365 SH DFND 1 4 8365 0 0 T-MOBILE US INC COM 872590104 12008 115300 SH Put DFND 1 115300 0 0 TORTOISE ACQUISITION CORP CL A 89154L100 549 20000 SH DFND 1 20000 0 0 TRANSDIGM GROUP INC COM 893641100 4421 10000 SH Call DFND 1 10000 0 0 TRANSDIGM GROUP INC COM 893641100 210 475 SH DFND 4 5 475 0 0 TRANSLATE BIO INC COM 89374L104 566 31590 SH DFND 1 31590 0 0 TRANSOCEAN INC DEB 0.500% 1/3 893830BJ7 7 16000 PRN DFND 1 16000 0 0 TRANSOCEAN LTD REG SHS H8817H100 2242 1225000 SH Put DFND 1 1225000 0 0 TRANSOCEAN LTD REG SHS H8817H100 1438 785900 SH Call DFND 1 785900 0 0 TREBIA ACQUISITION CORP UNIT 99/99/9999 G9027T125 1045 100000 SH DFND 1 100000 0 0 TRILOGY METALS INC NEW COM 89621C105 488 244104 SH DFND 1 244104 0 0 TRINE ACQUISITION CORP *W EXP 03/31/202 89628U116 79 50700 SH DFND 1 50700 0 0 TRINE ACQUISITION CORP COM CL A 89628U108 3658 350000 SH DFND 1 350000 0 0 TRIPADVISOR INC COM 896945201 1574 82800 SH Put DFND 1 82800 0 0 TRIPADVISOR INC COM 896945201 285 15000 SH DFND 1 15000 0 0 TRIPADVISOR INC COM 896945201 5897 310200 SH Call DFND 1 310200 0 0 TRONOX HOLDINGS PLC SHS G9087Q102 147 20397 SH DFND 1 20397 0 0 TRUECAR INC COM 89785L107 759 294024 SH DFND 5 294024 0 0 TTEC HLDGS INC COM 89854H102 1015 21800 SH DFND 1 21800 0 0 TWITTER INC COM 90184L102 2234 75000 SH Put DFND 1 75000 0 0 TWITTER INC COM 90184L102 2011 67500 SH Call DFND 1 67500 0 0 TWITTER INC NOTE 0.250% 6/1 90184LAF9 2856 3029000 PRN DFND 1 4 3029000 0 0 TWITTER INC COM 90184L102 7115 238841 SH DFND 4 5 238841 0 0 TYLER TECHNOLOGIES INC COM 902252105 4197 12100 SH DFND 1 12100 0 0 ULTRAGENYX PHARMACEUTICAL IN COM 90400D108 2418 30910 SH DFND 1 5 30910 0 0 ULTRAGENYX PHARMACEUTICAL IN COM 90400D108 391 5000 SH Call DFND 1 5000 0 0 UNDER ARMOUR INC CL C 904311206 326 36900 SH DFND 1 36900 0 0 UNION PAC CORP COM 907818108 1049 6205 SH DFND 1 6205 0 0 UNION PAC CORP COM 907818108 2587 15300 SH Call DFND 1 15300 0 0 UNITED PARCEL SERVICE INC CL B 911312106 2268 20400 SH Call DFND 1 20400 0 0 UNITED PARCEL SERVICE INC CL B 911312106 600 5400 SH Put DFND 1 5400 0 0 UNITED PARCEL SERVICE INC CL B 911312106 1973 17750 SH DFND 1 4 5 17750 0 0 UNITED STATES STL CORP NEW COM 912909108 7974 1104400 SH Put DFND 1 1104400 0 0 UNITED STATES STL CORP NEW COM 912909108 220 30417 SH DFND 1 30417 0 0 UNITEDHEALTH GROUP INC COM 91324P102 6101 20685 SH DFND 1 4 5 20685 0 0 UNITEDHEALTH GROUP INC COM 91324P102 678 2300 SH Put DFND 1 2300 0 0 UNITEDHEALTH GROUP INC COM 91324P102 8052 27300 SH Call DFND 1 27300 0 0 UNIVERSAL DISPLAY CORP COM 91347P105 1496 10000 SH DFND 1 10000 0 0 US BANCORP DEL COM NEW 902973304 568 15436 SH DFND 1 15436 0 0 VALARIS PLC SHS CLASS A G9402V109 0 440000 SH Put DFND 1 440000 0 0 VALARIS PLC SHS CLASS A G9402V109 0 731300 SH Call DFND 1 731300 0 0 VALVOLINE INC COM 92047W101 6828 353229 SH DFND 1 5 353229 0 0 VALVOLINE INC COM 92047W101 1649 85300 SH Call DFND 1 85300 0 0 VALVOLINE INC COM 92047W101 1649 85300 SH Put DFND 1 85300 0 0 VANECK VECTORS ETF TR OIL SVCS ETF 92189H607 3171 26020 SH DFND 1 26020 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 5498 149894 SH DFND 1 4 149894 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 11569 315400 SH Put DFND 1 315400 0 0 VANECK VECTORS ETF TR OIL SVCS ETF 92189H607 78003 640000 SH Put DFND 1 640000 0 0 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 1345 8800 SH DFND 1 8800 0 0 VANECK VECTORS ETF TR OIL SVCS ETF 92189H607 3230 26500 SH Call DFND 1 26500 0 0 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 545 11000 SH DFND 1 11000 0 0 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 3056 20000 SH Put DFND 1 20000 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 8187 223200 SH Call DFND 1 223200 0 0 VANGUARD ADMIRAL FDS INC MIDCP 400 GRTH 921932869 3480 25000 SH DFND 1 25000 0 0 VANGUARD ADMIRAL FDS INC SMLLCP 600 IDX 921932828 12513 100000 SH DFND 1 100000 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 11284 39813 SH DFND 4 39813 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 424 5405 SH DFND 4 5405 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 383 2676 SH DFND 4 2676 0 0 VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 92206C730 10645 75000 SH DFND 1 75000 0 0 VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 92206C680 19732 100000 SH DFND 1 100000 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 375 1948 SH DFND 4 1948 0 0 VERINT SYS INC NOTE 1.500% 6/0 92343XAA8 14 14000 PRN DFND 4 14000 0 0 VERISK ANALYTICS INC COM 92345Y106 847 4979 SH DFND 1 4 4979 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 7387 134000 SH Put DFND 1 134000 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1626 29492 SH DFND 1 4 5 29492 0 0 VERTIV HOLDINGS CO COM CL A 92537N108 678 50000 SH DFND 1 50000 0 0 VIACOMCBS INC CL B 92556H206 4797 205700 SH Put DFND 1 205700 0 0 VIACOMCBS INC CL B 92556H206 4471 191710 SH DFND 1 5 191710 0 0 VIAVI SOLUTIONS INC COM 925550105 619 48550 SH DFND 1 48550 0 0 VIKING THERAPEUTICS INC COM 92686J106 361 50000 SH Call DFND 1 50000 0 0 VIPSHOP HOLDINGS LIMITED SPONSORED ADS A 92763W103 4711 236638 SH DFND 5 236638 0 0 VISA INC COM CL A 92826C839 4298 22248 SH DFND 1 4 22248 0 0 VISA INC COM CL A 92826C839 618 3200 SH Put DFND 5 3200 0 0 VISTA OUTDOOR INC COM 928377100 611 42300 SH Call DFND 1 42300 0 0 VISTRA ENERGY CORP *W EXP 02/02/202 92840M128 166 166260 SH DFND 1 166260 0 0 VMWARE INC CL A COM 928563402 2555 16500 SH DFND 1 2 4 16500 0 0 VONAGE HLDGS CORP NOTE 1.750% 6/0 92886TAJ1 11 12000 PRN DFND 1 4 12000 0 0 VORNADO RLTY TR SH BEN INT 929042109 3 73 SH DFND 1 73 0 0 VORNADO RLTY TR SH BEN INT 929042109 382 10000 SH Call DFND 1 10000 0 0 VOYA FINANCIAL INC COM 929089100 467 10000 SH DFND 1 10000 0 0 VOYA FINANCIAL INC COM 929089100 1866 40000 SH Put DFND 1 40000 0 0 VULCAN MATLS CO COM 929160109 2665 23000 SH Call DFND 1 23000 0 0 VULCAN MATLS CO COM 929160109 1043 9000 SH DFND 5 9000 0 0 VULCAN MATLS CO COM 929160109 2665 23000 SH Put DFND 1 23000 0 0 WAITR HLDGS INC COM 930752100 1982 753501 SH DFND 1 753501 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 7363 173700 SH Put DFND 1 173700 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 3243 76500 SH DFND 5 76500 0 0 WALMART INC COM 931142103 3362 28068 SH DFND 1 4 5 28068 0 0 WASTE MGMT INC DEL COM 94106L109 1974 18635 SH DFND 1 4 18635 0 0 WAYFAIR INC CL A 94419L101 7904 40000 SH Put DFND 1 40000 0 0 WAYFAIR INC CL A 94419L101 1434 7259 SH DFND 1 5 7259 0 0 WAYFAIR INC NOTE 0.375% 9/0 94419LAB7 81 42000 PRN DFND 1 42000 0 0 WAYFAIR INC CL A 94419L101 1976 10000 SH Call DFND 1 10000 0 0 WAYFAIR INC NOTE 1.125%11/0 94419LAD3 4226 2370000 PRN DFND 1 2370000 0 0 WEIBO CORP SPONSORED ADR 948596101 336 10000 SH Put DFND 1 10000 0 0 WELLS FARGO CO NEW COM 949746101 717 28000 SH Put DFND 1 28000 0 0 WELLS FARGO CO NEW COM 949746101 724 28282 SH DFND 1 4 5 28282 0 0 WESCO INTL INC COM 95082P105 229 6521 SH DFND 1 6521 0 0 WESCO INTL INC COM 95082P105 2914 83000 SH Call DFND 1 2 83000 0 0 WESTERN ASSET EMERGING MKTS COM 95766A101 2172 176275 SH DFND 4 176275 0 0 WESTERN DIGITAL CORP. COM 958102105 637 14422 SH DFND 1 5 14422 0 0 WESTERN DIGITAL CORP. COM 958102105 442 10000 SH Put DFND 1 10000 0 0 WESTERN DIGITAL CORP. COM 958102105 433 9800 SH Call DFND 1 9800 0 0 WESTERN DIGITAL CORP. NOTE 1.500% 2/0 958102AP0 17 18000 PRN DFND 4 18000 0 0 WESTERN MIDSTREAM PARTNERS L COM UNIT LP INT 958669103 15160 1510000 SH Put DFND 1 1510000 0 0 WEX INC COM 96208T104 825 5000 SH Call DFND 1 5000 0 0 WEX INC COM 96208T104 1 6 SH DFND 1 6 0 0 WHEATON PRECIOUS METALS CORP COM 962879102 4559 103500 SH DFND 5 103500 0 0 WHEATON PRECIOUS METALS CORP COM 962879102 9850 223600 SH Call DFND 1 223600 0 0 WILLIAMS COS INC COM 969457100 2258 118700 SH Call DFND 1 118700 0 0 WILLIAMS COS INC COM 969457100 1290 67811 SH DFND 1 4 5 67811 0 0 WILLIAMS SONOMA INC COM 969904101 902 11000 SH Call DFND 1 11000 0 0 WILLIAMS SONOMA INC COM 969904101 1925 23472 SH DFND 1 23472 0 0 WILLSCOT CORP COM 971375126 973 79200 SH Call DFND 1 79200 0 0 WILLSCOT CORP COM 971375126 386 31400 SH Put DFND 1 31400 0 0 WISDOMTREE TR CLOUD COMPUTNG 97717Y691 729 18700 SH DFND 4 18700 0 0 WORKDAY INC NOTE 0.250%10/0 98138HAF8 2159 1561000 PRN DFND 1 4 1561000 0 0 WORKDAY INC CL A 98138H101 4684 25000 SH DFND 5 25000 0 0 WPX ENERGY INC COM 98212B103 7401 1160000 SH Put DFND 1 1160000 0 0 WPX ENERGY INC COM 98212B103 1749 274170 SH DFND 1 4 274170 0 0 WRIGHT MED GROUP N V NOTE 2.250%11/1 98236JAB4 817 575000 PRN DFND 1 575000 0 0 WRIGHT MED GROUP N V ORD SHS N96617118 2675 90000 SH DFND 1 90000 0 0 WRIGHT MED GROUP N V ORD SHS N96617118 11912 400800 SH Put DFND 1 400800 0 0 WYNDHAM HOTELS & RESORTS INC COM 98311A105 4262 100000 SH Call DFND 1 100000 0 0 WYNDHAM HOTELS & RESORTS INC COM 98311A105 1 25 SH DFND 1 25 0 0 XERIS PHARMACEUTICALS INC COM 98422L107 244 91800 SH DFND 1 91800 0 0 XERIS PHARMACEUTICALS INC NOTE 5.000% 7/1 98422LAA5 2000 2000000 PRN DFND 1 2000000 0 0 XPO LOGISTICS INC COM 983793100 46651 603900 SH Call DFND 1 603900 0 0 XPO LOGISTICS INC COM 983793100 10258 132794 SH DFND 1 5 132794 0 0 XPO LOGISTICS INC COM 983793100 3090 40000 SH Put DFND 1 40000 0 0 XYLEM INC COM 98419M100 3515 54110 SH DFND 4 54110 0 0 YOUDAO INC SPONSORED ADS 98741T104 3025 80678 SH DFND 5 80678 0 0 YY INC NOTE 0.750% 6/1 98426TAD8 3170 2895000 PRN DFND 1 2895000 0 0 YY INC NOTE 1.375% 6/1 98426TAF3 2380 2149000 PRN DFND 1 2149000 0 0 ZENDESK INC COM 98936J101 537 6069 SH DFND 1 6069 0 0 ZILLOW GROUP INC CL A 98954M101 4197 73024 SH DFND 5 73024 0 0 ZILLOW GROUP INC CL C CAP STK 98954M200 5111 88718 SH DFND 1 5 88718 0 0 ZILLOW GROUP INC NOTE 2.750% 5/1 98954MAH4 12 10000 PRN DFND 4 10000 0 0 ZILLOW GROUP INC CL C CAP STK 98954M200 11084 192400 SH Call DFND 1 192400 0 0 ZILLOW GROUP INC CL C CAP STK 98954M200 7933 137700 SH Put DFND 1 137700 0 0 ZILLOW GROUP INC NOTE 1.500% 7/0 98954MAC5 3977 3775000 PRN DFND 1 4 3775000 0 0 ZIMMER BIOMET HOLDINGS INC COM 98956P102 20052 168000 SH Call DFND 1 168000 0 0 ZIMMER BIOMET HOLDINGS INC COM 98956P102 2597 21758 SH DFND 1 5 21758 0 0 ZIMMER BIOMET HOLDINGS INC COM 98956P102 1790 15000 SH Put DFND 1 15000 0 0 ZOETIS INC CL A 98978V103 3259 23783 SH DFND 1 4 23783 0 0 ZOGENIX INC COM NEW 98978L204 37 1376 SH DFND 1 1376 0 0 ZOGENIX INC COM NEW 98978L204 3384 125300 SH Put DFND 1 125300 0 0 ZOGENIX INC COM NEW 98978L204 5648 209100 SH Call DFND 1 209100 0 0 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 3245 12800 SH DFND 5 12800 0 0 ZSCALER INC COM 98980G102 881 8050 SH DFND 1 5 8050 0 0 ZYNGA INC CL A 98986T108 975 102200 SH Call DFND 1 102200 0 0 ZYNGA INC CL A 98986T108 14382 1507568 SH DFND 1 4 1507568 0 0 ZYNGA INC CL A 98986T108 1747 183100 SH Put DFND 1 183100 0 0 ZYNGA INC NOTE 0.250% 6/0 98986TAB4 2581 2010000 PRN DFND 1 4 2010000 0 0