0001235802-14-000016.txt : 20140117
0001235802-14-000016.hdr.sgml : 20140117
20140117164857
ACCESSION NUMBER: 0001235802-14-000016
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140115
FILED AS OF DATE: 20140117
DATE AS OF CHANGE: 20140117
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tornier N.V.
CENTRAL INDEX KEY: 0001492658
STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842]
IRS NUMBER: 980509600
STATE OF INCORPORATION: P7
FISCAL YEAR END: 1227
BUSINESS ADDRESS:
STREET 1: PRINS BERNHARDPLEIN 200
CITY: AMSTERDAM
STATE: P7
ZIP: 1097JB
BUSINESS PHONE: 952-426-7600
MAIL ADDRESS:
STREET 1: 10801 NESBITT AVENUE S.
CITY: BLOOMINGTON
STATE: MN
ZIP: 55437
FORMER COMPANY:
FORMER CONFORMED NAME: Tornier B.V.
DATE OF NAME CHANGE: 20100524
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: EMMITT RICHARD B
CENTRAL INDEX KEY: 0001083927
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35065
FILM NUMBER: 14535610
MAIL ADDRESS:
STREET 1: 18 BANK STREET
CITY: SUMMIT
STATE: NJ
ZIP: 07901
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2014-01-15
0
0001492658
Tornier N.V.
TRNX
0001083927
EMMITT RICHARD B
C/O THE VERTICAL GROUP, L.P.
106 ALLEN ROAD, SUITE 207
BASKING RIDGE
NJ
07920
1
0
0
0
Ordinary Shares, par value EUR 0.03 per share
2014-01-15
4
J
0
325000
19.94
D
328269
I
See footnote
Ordinary Shares, par value EUR 0.03 per share
2014-01-15
4
J
0
4070
19.94
A
31003
I
See footnote
Ordinary Shares, par value EUR 0.03 per share
2014-01-15
4
J
0
140
19.94
A
402
I
By Spouse
Ordinary Shares, par value EUR 0.03 per share
2014-01-15
4
J
0
110
19.94
A
316
I
See footnote
Ordinary Shares, par value EUR 0.03 per share
2014-01-15
4
J
0
9751
19.94
A
61687
D
Distribution of an aggregate of 325,000 ordinary shares to partners of Vertical Fund I, L.P., or VFI, and Vertical Fund II, L.P., or VFII, including an aggregate of 13,821 ordinary shares distributed to Mr. Emmitt and an IRA account of Mr. Emmitt and an aggregate of 250 ordinary shares distributed to Mr. Emmitt's spouse and an IRA account of Mr. Emmitt's spouse.
Represents the closing market price of the ordinary shares on the NASDAQ Global Select Market on the trading day immediately preceding the distribution of ordinary shares to partners of VFI and VFII.
Includes 288,411 shares held by VFI, a Delaware limited partnership, and 39,858 shares held by VFII, a Delaware limited partnership. The Vertical Group, L.P., a Delaware limited partnership, is the sole general partner of each of VFI and VFII, and The Vertical Group GP, LLC controls The Vertical Group, L.P. Mr. Emmitt is a Member and Manager of The Vertical Group GP, LLC, which controls The Vertical Group, L.P. All ordinary shares indicated as owned by Mr. Emmitt are included because of his affiliation with The Vertical Group, L.P. Mr. Emmitt disclaims beneficial ownership of all securities that may be deemed to be beneficially owned by The Vertical Group, L.P., except to the extent of any indirect pecuniary interest therein. This Form 4 shall not be deemed an admission that Mr. Emmitt or any other person referred to herein is a beneficial owner of any securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
Held by an IRA account of Mr. Emmitt.
Held by Mr. Emmitt's spouse. Mr. Emmitt disclaims beneficial ownership of all securities that may be deemed to be beneficially owned by his spouse, except to the extent of any indirect pecuniary interest therein. This Form 4 shall not be deemed an admission that Mr. Emmitt or any other person referred to herein is a beneficial owner of any securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
Held by an IRA account of Mr. Emmitt's spouse. Mr. Emmitt disclaims beneficial ownership of all securities that may be deemed to be beneficially owned by his spouse, except to the extent of any indirect pecuniary interest therein. This Form 4 shall not be deemed an admission that Mr. Emmitt or any other person referred to herein is a beneficial owner of any securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
Includes 7,841 ordinary shares that will be issued over time upon vesting pursuant to restricted stock units granted under the Tornier N.V. 2010 Incentive Plan, as amended.
/s/ Kevin M. Klemz, attorney-in-fact
2014-01-17