0001654954-19-000686.txt : 20190122
0001654954-19-000686.hdr.sgml : 20190122
20190122184752
ACCESSION NUMBER: 0001654954-19-000686
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181226
FILED AS OF DATE: 20190122
DATE AS OF CHANGE: 20190122
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cleveland Capital Management, L.L.C.
CENTRAL INDEX KEY: 0001604742
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25909
FILM NUMBER: 19536263
BUSINESS ADDRESS:
STREET 1: 1250 LINDA ST., SUITE 304
CITY: ROCKY RIVER
STATE: OH
ZIP: 44116
BUSINESS PHONE: 440-333-4925
MAIL ADDRESS:
STREET 1: 1250 LINDA ST., SUITE 304
CITY: ROCKY RIVER
STATE: OH
ZIP: 44116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Massad Wade
CENTRAL INDEX KEY: 0001492831
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25909
FILM NUMBER: 19536264
MAIL ADDRESS:
STREET 1: 1414 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Flux Power Holdings, Inc.
CENTRAL INDEX KEY: 0001083743
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 860931332
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 985 POINSETTIA AVE
STREET 2: SUITE A
CITY: VISTA
STATE: CA
ZIP: 90281
BUSINESS PHONE: 877-505-3589
MAIL ADDRESS:
STREET 1: 985 POINSETTIA AVE
STREET 2: SUITE A
CITY: VISTA
STATE: CA
ZIP: 90281
FORMER COMPANY:
FORMER CONFORMED NAME: Lone Pine Holdings, Inc
DATE OF NAME CHANGE: 20090415
FORMER COMPANY:
FORMER CONFORMED NAME: Australian Forest Industries
DATE OF NAME CHANGE: 20070508
FORMER COMPANY:
FORMER CONFORMED NAME: MULTI TECH INTERNATIONAL CORP
DATE OF NAME CHANGE: 20021204
4
1
section16.xml
PRIMARY DOCUMENT
X0306
4
2018-12-26
0001083743
Flux Power Holdings, Inc.
FLUX
0001604742
Cleveland Capital Management, L.L.C.
1250 LINDA ST., SUITE 304
ROCKY RIVER
OH
44116
true
0001492831
Massad Wade
1250 LINDA STREET, SUITE 304
ROCKY RIVER
OH
44116
true
Common Stock, $.001 par value
2018-12-26
4
P
false
2450000
1.1
A
5159100
I
See Footnote
The securities are held in account(s) managed by Cleveland Capital Management, L.L.C. (the "Reporting Person"). The Reporting Person disclaims beneficial ownership in the account(s) except to the extent of his pecuniary interest, if any therein.
The securities are held in the account of Cleveland Capital, L.P. and may be deemed to be indirectly beneficially owned by the Reporting Person, because it serves as the investment manager to such account(s) and Wade Massad, as the Managing Member of a Reporting Person. The Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
/s/ Wade Massad, Managing Member
2019-01-22
/s/ Wade Massad
2019-01-22