0001654954-19-000686.txt : 20190122 0001654954-19-000686.hdr.sgml : 20190122 20190122184752 ACCESSION NUMBER: 0001654954-19-000686 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181226 FILED AS OF DATE: 20190122 DATE AS OF CHANGE: 20190122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cleveland Capital Management, L.L.C. CENTRAL INDEX KEY: 0001604742 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25909 FILM NUMBER: 19536263 BUSINESS ADDRESS: STREET 1: 1250 LINDA ST., SUITE 304 CITY: ROCKY RIVER STATE: OH ZIP: 44116 BUSINESS PHONE: 440-333-4925 MAIL ADDRESS: STREET 1: 1250 LINDA ST., SUITE 304 CITY: ROCKY RIVER STATE: OH ZIP: 44116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Massad Wade CENTRAL INDEX KEY: 0001492831 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25909 FILM NUMBER: 19536264 MAIL ADDRESS: STREET 1: 1414 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Flux Power Holdings, Inc. CENTRAL INDEX KEY: 0001083743 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 860931332 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 985 POINSETTIA AVE STREET 2: SUITE A CITY: VISTA STATE: CA ZIP: 90281 BUSINESS PHONE: 877-505-3589 MAIL ADDRESS: STREET 1: 985 POINSETTIA AVE STREET 2: SUITE A CITY: VISTA STATE: CA ZIP: 90281 FORMER COMPANY: FORMER CONFORMED NAME: Lone Pine Holdings, Inc DATE OF NAME CHANGE: 20090415 FORMER COMPANY: FORMER CONFORMED NAME: Australian Forest Industries DATE OF NAME CHANGE: 20070508 FORMER COMPANY: FORMER CONFORMED NAME: MULTI TECH INTERNATIONAL CORP DATE OF NAME CHANGE: 20021204 4 1 section16.xml PRIMARY DOCUMENT X0306 4 2018-12-26 0001083743 Flux Power Holdings, Inc. FLUX 0001604742 Cleveland Capital Management, L.L.C. 1250 LINDA ST., SUITE 304 ROCKY RIVER OH 44116 true 0001492831 Massad Wade 1250 LINDA STREET, SUITE 304 ROCKY RIVER OH 44116 true Common Stock, $.001 par value 2018-12-26 4 P false 2450000 1.1 A 5159100 I See Footnote The securities are held in account(s) managed by Cleveland Capital Management, L.L.C. (the "Reporting Person"). The Reporting Person disclaims beneficial ownership in the account(s) except to the extent of his pecuniary interest, if any therein. The securities are held in the account of Cleveland Capital, L.P. and may be deemed to be indirectly beneficially owned by the Reporting Person, because it serves as the investment manager to such account(s) and Wade Massad, as the Managing Member of a Reporting Person. The Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. /s/ Wade Massad, Managing Member 2019-01-22 /s/ Wade Massad 2019-01-22