0001493152-23-034938.txt : 20230929 0001493152-23-034938.hdr.sgml : 20230929 20230929195716 ACCESSION NUMBER: 0001493152-23-034938 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230927 FILED AS OF DATE: 20230929 DATE AS OF CHANGE: 20230929 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnson Michael CENTRAL INDEX KEY: 0001550109 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31543 FILM NUMBER: 231297289 MAIL ADDRESS: STREET 1: 2240 AUTO PARK WAY CITY: ESCONDIDO STATE: CA ZIP: 92029 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Esenjay Investments, LLC CENTRAL INDEX KEY: 0001981618 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31543 FILM NUMBER: 231297288 BUSINESS ADDRESS: STREET 1: 500 NORTH WATER ST., STE 1100 SOUTH CITY: CORPUS CHRISTI STATE: TX ZIP: 78401 BUSINESS PHONE: 361-883-7464 MAIL ADDRESS: STREET 1: 500 NORTH WATER ST., STE 1100 SOUTH CITY: CORPUS CHRISTI STATE: TX ZIP: 78401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Flux Power Holdings, Inc. CENTRAL INDEX KEY: 0001083743 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 860931332 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2685 S. MELROSE DRIVE CITY: VISTA STATE: CA ZIP: 92081 BUSINESS PHONE: 877-505-3589 MAIL ADDRESS: STREET 1: 2685 S. MELROSE DRIVE CITY: VISTA STATE: CA ZIP: 92081 FORMER COMPANY: FORMER CONFORMED NAME: Lone Pine Holdings, Inc DATE OF NAME CHANGE: 20090415 FORMER COMPANY: FORMER CONFORMED NAME: Australian Forest Industries DATE OF NAME CHANGE: 20070508 FORMER COMPANY: FORMER CONFORMED NAME: MULTI TECH INTERNATIONAL CORP DATE OF NAME CHANGE: 20021204 4 1 ownership.xml X0508 4 2023-09-27 0 0001083743 Flux Power Holdings, Inc. FLUX 0001550109 Johnson Michael C/O FLUX POWER HOLDINGS, INC. 2685 S. MELROSE DRIVE VISTA, CA 92081 1 0 1 0 0001981618 Esenjay Investments, LLC C/O FLUX POWER HOLDINGS, INC. 2685 S. MELROSE DRIVE VISTA, CA 92081 0 0 1 0 1 Common Stock 2023-09-27 4 S 0 134 3.65 D 4350601 I By Esenjay Investments, LLC Common Stock 2023-09-28 4 S 0 30000 3.6144 D 4320601 I By Esenjay Investments, LLC This transaction was entered into pursuant to a Rule 10b5-1 trading plan previously adopted by Esenjay Investments, LLC ("Esenjay") on February 16, 2023. These securities are directly held by Esenjay. Michael Johnson is the sole director and beneficial owner of Esenjay. The price reported in Column 4 is the actual price. These shares were sold in the open market in multiple transactions, all at the stated price of $3.65 per share. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction. The price reported in Column 4 is a weighted average price. These shares were sold in the open market in multiple transactions, at prices ranging from $3.60 to $3.70, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction. Exhibit 24 - Power of Attorney (previously filed as Exhibit 24 to Form 4 dated May 2, 2022) /s/ Charles A. Scheiwe, Attorney-in-fact for Michael Johnson 2023-09-29 /s/ Charles A. Scheiwe, Attorney-in-fact for Michael Johnson, President of Esenjay Investments, LLC 2023-09-29