0001567619-22-011805.txt : 20220527 0001567619-22-011805.hdr.sgml : 20220527 20220527101727 ACCESSION NUMBER: 0001567619-22-011805 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220304 FILED AS OF DATE: 20220527 DATE AS OF CHANGE: 20220527 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SOL Global Investments Corp. CENTRAL INDEX KEY: 0001710138 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] STATE OF INCORPORATION: A6 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28820 FILM NUMBER: 22973409 BUSINESS ADDRESS: STREET 1: 100 KING STREET WEST STREET 2: SUITE 5600 CITY: TORONTO STATE: A6 ZIP: M5X 1C9 BUSINESS PHONE: 416-366-9192 MAIL ADDRESS: STREET 1: 100 KING STREET WEST STREET 2: SUITE 5600 CITY: TORONTO STATE: A6 ZIP: M5X 1C9 FORMER NAME: FORMER CONFORMED NAME: Scythian Biosciences Corp. DATE OF NAME CHANGE: 20170807 FORMER NAME: FORMER CONFORMED NAME: Kitrinor Metals, Inc DATE OF NAME CHANGE: 20170622 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JONES SODA CO CENTRAL INDEX KEY: 0001083522 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 911696175 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 S HANFORD ST STREET 2: SUITE 150 CITY: SEATTLE STATE: WA ZIP: 98134 BUSINESS PHONE: 206 624-3357 MAIL ADDRESS: STREET 1: 66 S HANFORD ST STREET 2: SUITE 150 CITY: SEATTLE STATE: WA ZIP: 98134 FORMER COMPANY: FORMER CONFORMED NAME: URBAN JUICE & SODA CO LTD /WY/ DATE OF NAME CHANGE: 19990407 4 1 doc1.xml FORM 4 X0306 4 2022-03-04 0 0001083522 JONES SODA CO JSDA 0001710138 SOL Global Investments Corp. 100 KING STREET WEST SUITE 5600 TORONTO A6 M5X 1C9 ONTARIO, CANADA 0 0 1 0 Common Shares 2022-03-04 4 S 0 200000 0.588 D 16740850 I SOL Verano Blocker 1 LLC Common Shares 2022-03-18 4 P 0 5000 0.555 A 16745850 I Held by SOL Verano Blocker 1 LLC Common Shares 2022-03-22 4 P 0 12000 0.552 A 16757850 I Held by SOL Verano Blocker 1 LLC Common Shares 2022-03-22 4 P 0 12000 0.55 A 16769850 I Held by SOL Verano Blocker 1 LLC Common Shares 2022-03-24 4 P 0 25000 0.557 A 16794850 I Held by SOL Verano Blocker 1 LLC Common Shares 2022-03-25 4 P 0 25000 0.56 A 16819850 I Held by SOL Verano Blocker 1 LLC Common Shares 2022-03-31 4 S 0 1000000 0.521 D 15819850 I SOL Verano Blocker 1 LLC Common Shares 2022-04-22 4 P 0 41000 0.35 A 15860850 I SOL Verano Blocker 1 LLC Common Shares 2022-04-22 4 P 0 40000 0.34 A 15900850 I SOL Verano Blocker 1 LLC Common Shares 2022-04-22 4 P 0 114185 0.319 A 16015035 I SOL Verano Blocker 1 LLC Common Shares 281345 D The reporting person's sale of the Issuer's common stock reported herein was matchable under Section 16(b) of the Securities and Exchange Act of 1934, to the extent of 200,000 shares, with the reporting person's purchase of 114,185 shares at $0.319 on April 22, 2022, 40,000 shares at $0.34 on April 22, 2022, 41,000 shares at $0.35 on April 22, 2022, and 4,815 shares at $0.495 on January 28, 2022. The reporting person has agreed to pay to the Issuer $71,997.49, representing the total amount of the profit realized in connection with the short-swing transactions that occurred between March 4, 2022, and April 22, 2022, inclusive, less transaction costs. The reported sale price was converted from Canadian sale price of C$0.75 using an exchange rate of C$1.2750 = US$1.00. SOL Verano Blocker 1 LLC is a wholly-owned subsidiary of the reporting person. The reported purchase price was converted from Canadian purchase price of C$0.70 using an exchange rate of C$1.2617 = US$1.00. The reported purchase price was converted from Canadian purchase price of C$0.695 using an exchange rate of C$1.2588 = US$1.00. The reported purchase price was converted from Canadian purchase price of C$0.699 using an exchange rate of C$1.2545 = US$1.00. The reported purchase price was converted from Canadian purchase price of C$0.70 using an exchange rate of C$1.2502 = US$1.00. The reporting person's sale of the Issuer's common stock reported herein was matchable under Section 16(b) of the Securities and Exchange Act of 1934, to the extent of 1,000,000 shares, with the reporting person's purchase of 31,185 shares at $0.495 on January 28, 2022, and 968,815 shares at $0.50 on February 9, 2022. The reporting person has agreed to pay to the Issuer $71,997.49 representing the total amount of the profit realized in connection with the short-swing transactions that occurred between March 4, 2022, and April 22, 2022, inclusive, less transaction costs. The reported sale price was converted from the Canadian sale price of C$0.65 using an exchange rate of C$1.2470 = US$1.00. The reported purchase price was converted from the Canadian purchase price of C$0.44 using an exchange rate of C$1.2702 = US$1.00. The reported purchase price was converted from the Canadian purchase price of C$0.429 using an exchange rate of C$1.2702 = US$1.00. /s/ Andrew DeFrancesco 2022-05-27