-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H9NvDn1jTVKOU8jcP7LrvjwtB/TYYRW58i406Zlg6TfUufatWlRxRLQ7mdW/4ZTU JU+Lq3S070zpqErO2dOW5w== 0001083433-05-000005.txt : 20051104 0001083433-05-000005.hdr.sgml : 20051104 20051104121538 ACCESSION NUMBER: 0001083433-05-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050930 FILED AS OF DATE: 20051104 DATE AS OF CHANGE: 20051104 EFFECTIVENESS DATE: 20051104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ASTER INVESTMENT MANAGEMENT CO INC CENTRAL INDEX KEY: 0001083433 IRS NUMBER: 942408246 STATE OF INCORPORATION: MD FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03533 FILM NUMBER: 051179187 BUSINESS ADDRESS: STREET 1: 60 E SIR FRANCIS DRAKE BLVD. STREET 2: SUITE 306 CITY: LARKSPUR STATE: CA ZIP: 94939 BUSINESS PHONE: 4154618770 MAIL ADDRESS: STREET 1: 60 E SIR FRANCIS DRAKE BLVD. STREET 2: SUITE 306 CITY: LARKSPUR STATE: CA ZIP: 94939 13F-HR 1 aim13fq305.txt ASTER INVESTMENT MANAGEMENT Q3 2005 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2005 Check here if Amendment [ ]; Amendment Number: This Amendment (check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Aster Investment Management Co., Inc. Address: 60 East Sir Francis Drake Blvd., Suite 306 Larkspur, CA 94939 13F File Number: 28-01919 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Gregg B.Keeling Title: Vice President of Operations Phone: 415-461-8770 Signature, Place and Date of Signing: Gregg B.Keeling Larkspur, CA November 3 , 2005 I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: Form 13F Information Table Entry Total: 193 Form 13F Information Table Value Total: 3733051 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- A.C. Moore Arts & Crafts, Inc. COM 00086T103 9390 489560 SH DEFINED 489560 ADESA Inc COM 00686U104 10635 481200 SH DEFINED 481200 AVX Corporation COM 002444107 10049 788800 SH DEFINED 788800 Activision Inc COM 004930202 29759 1455213 SH DEFINED 1455213 Advent Software, Inc. COM 007974108 2036 75560 SH SOLE 75560 28730 1066438 SH DEFINED 1066438 Affiliated Managers Group Inc COM 008252108 2139 29535 SH SOLE 29535 43745 604045 SH DEFINED 604045 Airgas Inc COM 009363102 2325 78465 SH SOLE 78465 33588 1133575 SH DEFINED 1133575 Albertson's, Inc. COM 013104104 378 14750 SH DEFINED 14750 Allied Waste Industries Inc COM 019589308 2158 255400 SH SOLE 255400 82049 9709925 SH DEFINED 9709925 Alltel Corporation COM 020039103 335 5150 SH DEFINED 5150 American Power Conversion Corp COM 029066107 1935 74680 SH SOLE 74680 39022 1506073 SH DEFINED 1506073 American Tower Corp. COM 029912201 49873 1998900 SH DEFINED 1998900 AmerisourceBergen Corp COM 03073E105 34746 449500 SH DEFINED 449500 Andrew Corporation COM 034425108 1647 147721 SH SOLE 147721 31057 2785425 SH DEFINED 2785425 Annaly Mortgage Management, In COM 035710409 17116 1321700 SH DEFINED 1321700 Apartment Investment and Manag COM 03748R101 30369 783100 SH DEFINED 783100 Applebee's International, Inc. 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COM 74144T108 42922 657300 SH DEFINED 657300 TECO Energy Inc COM 872375100 29155 1617900 SH DEFINED 1617900 Taro Pharmaceutical Industries COM M8737E108 26682 1037000 SH DEFINED 1037000 Tellabs Inc COM 879664100 38990 3706300 SH DEFINED 3706300 The DIRECTV Group Inc COM 25459L106 29251 1952700 SH DEFINED 1952700 Thoratec Corp COM 885175307 11334 638200 SH DEFINED 638200 Tidewater Inc COM 886423102 34234 703400 SH DEFINED 703400 Time Warner Inc. COM 887317105 49449 2730500 SH DEFINED 2730500 Tyson Foods, Inc. Class A COM 902494103 21671 1200600 SH DEFINED 1200600 UCBH Holdings, Inc. COM 90262T308 2021 110230 SH SOLE 110230 27290 1488816 SH DEFINED 1488816 United Rentals, Inc. COM 911363109 1998 101355 SH SOLE 101355 38052 1930600 SH DEFINED 1930600 Unitrin Inc COM 913275103 327 6900 SH DEFINED 6900 Universal Health Services Inc COM 913903100 25992 545700 SH DEFINED 545700 UnumProvident Corp COM 91529Y106 27944 1363100 SH DEFINED 1363100 Valassis Communications Inc. 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