-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N09WM7cxsoj7U+npbbFthUPS2SDXbh34ygro5y9BHs235Wjteg9cQivtWsACUcnV V3hed06V5YKpEKK4Zgcarg== 0001083433-05-000003.txt : 20050505 0001083433-05-000003.hdr.sgml : 20050505 20050505120122 ACCESSION NUMBER: 0001083433-05-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050331 FILED AS OF DATE: 20050505 DATE AS OF CHANGE: 20050505 EFFECTIVENESS DATE: 20050505 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ASTER INVESTMENT MANAGEMENT CO INC CENTRAL INDEX KEY: 0001083433 IRS NUMBER: 942408246 STATE OF INCORPORATION: MD FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03533 FILM NUMBER: 05802180 BUSINESS ADDRESS: STREET 1: 60 E SIR FRANCIS DRAKE BLVD. STREET 2: SUITE 306 CITY: LARKSPUR STATE: CA ZIP: 94939 BUSINESS PHONE: 4154618770 MAIL ADDRESS: STREET 1: 60 E SIR FRANCIS DRAKE BLVD. STREET 2: SUITE 306 CITY: LARKSPUR STATE: CA ZIP: 94939 13F-HR 1 aim13fq105.txt ASTER INVESTMENT MANAGEMENT 13F-HR Q1 05 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2005 Check here if Amendment [ ]; Amendment Number: This Amendment (check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Aster Investment Management Co., Inc. Address: 60 East Sir Francis Drake Blvd., Suite 306 Larkspur, CA 94939 13F File Number: 28-01919 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Gregg B.Keeling Title: Vice President of Operations Phone: 415-461-8770 Signature, Place and Date of Signing: Gregg B.Keeling Larkspur, CA May 5 , 2005 I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: Form 13F Information Table Entry Total: 171 Form 13F Information Table Value Total: 3817767 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AVX Corporation COM 002444107 9663 788800 SH DEFINED 788800 Activision Inc COM 004930202 37080 2505414 SH DEFINED 2505414 Advent Software, Inc. COM 007974108 1862 102405 SH SOLE 102405 19213 1056838 SH DEFINED 1056838 Affiliated Managers Group Inc COM 008252108 2436 39275 SH SOLE 39275 33127 534045 SH DEFINED 534045 Agrium Inc. COM 008916108 489 26800 SH DEFINED 26800 Airgas Inc COM 009363102 2420 101285 SH SOLE 101285 23782 995475 SH DEFINED 995475 Allied Waste Industries Inc COM 019589308 2101 287425 SH SOLE 287425 67373 9216525 SH DEFINED 9216525 American Power Conversion Corp COM 029066107 3161 120885 SH SOLE 120885 41345 1581073 SH DEFINED 1581073 American Tower Corp. COM 029912201 35528 1948900 SH DEFINED 1948900 AmerisourceBergen Corp COM 03073E105 22916 400000 SH DEFINED 400000 Andrew Corporation COM 034425108 2154 183941 SH SOLE 183941 32617 2785425 SH DEFINED 2785425 Annaly Mortgage Management, In COM 035710409 24795 1321700 SH DEFINED 1321700 Apartment Investment and Manag COM 03748R101 29131 783100 SH DEFINED 783100 Applebee's International, Inc. COM 037899101 2494 90496 SH SOLE 90496 37660 1366460 SH DEFINED 1366460 Apria Healthcare Group Inc COM 037933108 2475 77095 SH SOLE 77095 41609 1296225 SH DEFINED 1296225 Aracruz Celulose S.A. COM 038496204 31891 890800 SH DEFINED 890800 Arch Coal, Inc. COM 039380100 36597 850900 SH DEFINED 850900 ArvinMeritor Inc COM 043353101 25162 1626500 SH DEFINED 1626500 Automatic Data Processing Inc COM 053015103 24120 536600 SH DEFINED 536600 BE Aerospace Inc COM 073302101 13453 1121100 SH DEFINED 1121100 BJ's Wholesale Club Inc COM 05548J106 29125 937700 SH DEFINED 937700 Baxter International Inc COM 071813109 45149 1328700 SH DEFINED 1328700 BearingPoint, Inc. COM 074002106 23331 2660300 SH DEFINED 2660300 Bed, Bath & Beyond, Inc. COM 075896100 1962 53700 SH SOLE 53700 32057 877300 SH DEFINED 877300 Boyd Gaming Corp COM 103304101 23702 454500 SH DEFINED 454500 Burlington Northern Santa Fe C COM 12189T104 23185 429900 SH DEFINED 429900 C.R. Bard, Inc. COM 067383109 2285 33560 SH SOLE 33560 25079 368375 SH DEFINED 368375 CBRL Group Inc COM 12489V106 2545 61625 SH SOLE 61625 35935 870088 SH DEFINED 870088 Celestica Inc COM 15101Q108 17558 1299600 SH DEFINED 1299600 Chiquita Brands International COM 170032809 27677 1033500 SH DEFINED 1033500 Christopher & Banks Corp COM 171046105 10845 616200 SH DEFINED 616200 Claire's Stores, Inc. COM 179584107 2759 119765 SH SOLE 119765 43373 1882500 SH DEFINED 1882500 Coca-Cola Enterprises Inc COM 191219104 22334 1088400 SH DEFINED 1088400 Coherent, Inc. COM 192479103 32367 958750 SH DEFINED 958750 Comcast Corp COM 20030N200 61362 1835000 SH DEFINED 1835000 Conseco, Inc. COM 208464883 54248 2656600 SH DEFINED 2656600 Cost Plus, Inc. COM 221485105 2059 76587 SH SOLE 76587 26921 1001524 SH DEFINED 1001524 Credence Systems Corp COM 225302108 24744 3128164 SH DEFINED 3128164 Cummins Inc. COM 231021106 21752 309200 SH DEFINED 309200 DENTSPLY International Inc COM 249030107 15836 291050 SH DEFINED 291050 DaVita, Inc. COM 23918K108 2601 62149 SH SOLE 62149 40594 970000 SH DEFINED 970000 Del Monte Foods Co COM 24522P103 36840 3395400 SH DEFINED 3395400 Dionex Corporation COM 254546104 2523 46300 SH SOLE 46300 31412 576364 SH DEFINED 576364 EGL, Inc. COM 268484102 1756 77034 SH SOLE 77034 26739 1172778 SH DEFINED 1172778 Eastman Kodak Company COM 277461109 54007 1659200 SH DEFINED 1659200 Edwards Lifesciences Corp COM 28176E108 2603 60235 SH SOLE 60235 26753 618985 SH DEFINED 618985 El Paso Corp COM 28336L109 34642 3274300 SH DEFINED 3274300 Embraer-Empresa Brasileira de COM 29081M102 32361 1033900 SH DEFINED 1033900 Endo Pharmaceuticals Holdings COM 29264F205 23656 1049055 SH DEFINED 1049055 Equity Residential Properties COM 29476L107 24203 751400 SH DEFINED 751400 Ethan Allen Interiors, Inc. COM 297602104 1854 57945 SH SOLE 57945 29389 918400 SH DEFINED 918400 FileNET Corporation COM 316869106 1755 77020 SH SOLE 77020 16374 718800 SH DEFINED 718800 Fomento Economico Mexicano SA COM 344419106 22154 413700 SH DEFINED 413700 Fossil, Inc. COM 349882100 2 75 SH SOLE 75 25263 974482 SH DEFINED 974482 Foundry Networks, Inc. COM 35063R100 20532 2073900 SH DEFINED 2073900 Furniture Brands International COM 360921100 28316 1298300 SH DEFINED 1298300 General Electric Co COM 369604103 22768 631400 SH DEFINED 631400 Getty Images, Inc. COM 374276103 2606 36645 SH SOLE 36645 31288 440000 SH DEFINED 440000 GlobalSantaFe Corp COM G3930E101 43152 1165000 SH DEFINED 1165000 Granite Construction Incorpora COM 387328107 2524 96070 SH SOLE 96070 37890 1442335 SH DEFINED 1442335 Greater Bay Bancorp COM 391648102 23809 975385 SH DEFINED 975385 Hanover Compressor Company COM 410768105 22708 1881400 SH DEFINED 1881400 Hewitt Associates Inc COM 42822Q100 2199 82675 SH SOLE 82675 25025 940800 SH DEFINED 940800 Host Marriott Corporation COM 44107P104 2603 157195 SH SOLE 157195 94704 5718850 SH DEFINED 5718850 JetBlue Airways Corp COM 477143101 1644 86335 SH SOLE 86335 15821 830915 SH DEFINED 830915 Kraft Foods Inc COM 50075N104 22066 667655 SH DEFINED 667655 La-Z-Boy Inc COM 505336107 7454 535100 SH DEFINED 535100 Laboratory Corporation of Amer COM 50540R409 2639 54750 SH SOLE 54750 40787 846200 SH DEFINED 846200 Lamar Advertising Company COM 512815101 25765 639500 SH DEFINED 639500 Leggett & Platt COM 524660107 42734 1479700 SH DEFINED 1479700 LifePoint Hospitals Inc. COM 53219L109 2761 62990 SH SOLE 62990 45111 1029000 SH DEFINED 1029000 Linens 'N Things Inc COM 535679104 21016 846400 SH DEFINED 846400 MGIC Investment Corp COM 552848103 21079 341800 SH DEFINED 341800 Manitowoc Company Inc COM 563571108 38920 963600 SH DEFINED 963600 Matthews International Corpora COM 577128101 2680 81807 SH DEFINED 81807 Mercury General Corp. COM 589400100 2538 45925 SH SOLE 45925 36963 668900 SH DEFINED 668900 Mettler-Toledo International I COM 592688105 22032 463834 SH DEFINED 463834 Mohawk Industries Inc COM 608190104 2073 24585 SH SOLE 24585 30348 360000 SH DEFINED 360000 Molex Incorporated (Class A) COM 608554200 27612 1170000 SH DEFINED 1170000 National-Oilwell, Inc. COM 637071101 37257 797800 SH DEFINED 797800 Nationwide Financial Services COM 638612101 5385 150000 SH DEFINED 150000 Newell Rubbermaid Inc COM 651229106 45956 2094600 SH DEFINED 2094600 Newmont Mining COM 651639106 20005 473500 SH DEFINED 473500 Nokia Oyj COM 654902204 23904 1549200 SH DEFINED 1549200 Northrop Grumman Corp COM 666807102 47546 880800 SH DEFINED 880800 Office Depot, Inc. COM 676220106 26454 1192700 SH DEFINED 1192700 PETsMART, Inc. COM 716768106 2053 71415 SH SOLE 71415 17250 600000 SH DEFINED 600000 Packaging Corporation of Ameri COM 695156109 21732 894700 SH DEFINED 894700 Pier 1 Imports COM 720279108 23513 1289800 SH DEFINED 1289800 Plantronics, Inc COM 727493108 2363 62045 SH SOLE 62045 34306 900900 SH DEFINED 900900 Polo Ralph Lauren Corporation COM 731572103 23712 611125 SH DEFINED 611125 PowerWave Technologies COM 739363109 24283 3137400 SH DEFINED 3137400 Regis Corporation COM 758932107 2422 59165 SH SOLE 59165 33759 824800 SH DEFINED 824800 Republic Services, Inc. COM 760759100 35097 1048300 SH DEFINED 1048300 Rollins Inc COM 775711104 2550 137076 SH SOLE 137071 19894 1069587 SH DEFINED 1069587 Ross Stores COM 778296103 56712 1946200 SH DEFINED 1946200 Ruby Tuesday, Inc. COM 781182100 2033 83680 SH SOLE 83680 26233 1080000 SH DEFINED 1080000 STERIS Corp COM 859152100 2534 100350 SH SOLE 100350 25995 1029510 SH DEFINED 1029510 Scientific-Atlanta, Inc. COM 808655104 3 100 SH SOLE 100 7605 269500 SH DEFINED 269500 Sensient Technologies Corp. COM 81725T100 10955 508100 SH DEFINED 508100 Service Master Company COM 81760N109 43278 3205800 SH DEFINED 3205800 Silicon Valley Bancshares COM 827064106 2569 58315 SH SOLE 58315 37134 842800 SH DEFINED 842800 SkyWest, Inc. COM 830879102 26938 1449079 SH DEFINED 1449079 Smurfit-Stone Container Corp COM 832727101 33930 2193300 SH DEFINED 2193300 Storage Technology Corp. COM 862111200 6930 225000 SH DEFINED 225000 SunTrust Banks, Inc. COM 867914103 23207 322000 SH DEFINED 322000 Symbol Technologies, Inc. COM 871508107 2237 154360 SH SOLE 154360 56662 3910400 SH DEFINED 3910400 T Rowe Price Group, Inc. COM 74144T108 36173 609173 SH DEFINED 609173 Taro Pharmaceutical Industries COM M8737E108 22049 698650 SH DEFINED 698650 Teco Energy Inc COM 872375100 25369 1617900 SH DEFINED 1617900 Tektronix, Inc. COM 879131100 16926 690000 SH DEFINED 690000 Tele Norte Leste Participacoes COM 879246106 21907 1416100 SH DEFINED 1416100 Tellabs Inc COM 879664100 33664 4611500 SH DEFINED 4611500 Tetra Tech, Inc. COM 88162G103 18170 1439771 SH DEFINED 1439771 Thoratec Corp COM 885175307 11078 906528 SH DEFINED 906528 Tidewater Inc COM 886423102 33214 854700 SH DEFINED 854700 Time Warner Inc. COM 887317105 33661 1918000 SH DEFINED 1918000 UCBH Holdings, Inc. COM 90262T308 2295 57525 SH SOLE 57525 23593 591308 SH DEFINED 591308 United Rentals, Inc. COM 911363109 2643 130780 SH SOLE 130780 33157 1640600 SH DEFINED 1640600 Universal Health Services Inc COM 913903100 27023 515700 SH DEFINED 515700 Valassis Communications Inc. COM 918866104 21011 601000 SH DEFINED 601000 Vishay Intertechnology, Inc. COM 928298108 2234 179705 SH SOLE 179705 33163 2667950 SH DEFINED 2667950 Washington Mutual Inc COM 939322103 44497 1126500 SH DEFINED 1126500 Waste Management, Inc. COM 94106L109 42051 1457565 SH DEFINED 1457565 Weight Watchers International COM 948626106 23962 557510 SH DEFINED 557510 Western Digital Corporation COM 958102105 12130 951400 SH DEFINED 951400 Willis Group Holdings Limited COM G96655108 2319 62890 SH SOLE 62890 35028 950030 SH DEFINED 950030 Zale Corporation COM 988858106 2218 74635 SH SOLE 74635 19346 650950 SH DEFINED 650950
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