-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CF2rLtnbMUgbd7IKfUWp6M4XThj8cjEjWgz51ubNr1jLXWffXeeQmQxFNqU805FF KNOeqffHQKazxElD+ddC3Q== 0001083433-05-000002.txt : 20050211 0001083433-05-000002.hdr.sgml : 20050211 20050210181824 ACCESSION NUMBER: 0001083433-05-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041231 FILED AS OF DATE: 20050211 DATE AS OF CHANGE: 20050210 EFFECTIVENESS DATE: 20050211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ASTER INVESTMENT MANAGEMENT CO INC CENTRAL INDEX KEY: 0001083433 IRS NUMBER: 942408246 STATE OF INCORPORATION: MD FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03533 FILM NUMBER: 05594496 BUSINESS ADDRESS: STREET 1: 60 E SIR FRANCIS DRAKE BLVD. STREET 2: SUITE 306 CITY: LARKSPUR STATE: CA ZIP: 94939 BUSINESS PHONE: 4154618770 MAIL ADDRESS: STREET 1: 60 E SIR FRANCIS DRAKE BLVD. STREET 2: SUITE 306 CITY: LARKSPUR STATE: CA ZIP: 94939 13F-HR 1 aim13fq404.txt AIM Q4 2004 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2004 Check here if Amendment [ ]; Amendment Number: This Amendment (check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Aster Investment Management Co., Inc. Address: 60 East Sir Francis Drake Blvd., Suite 306 Larkspur, CA 94939 13F File Number: 28-01919 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Gregg B.Keeling Title: Vice President of Operations Phone: 415-461-8770 Signature, Place and Date of Signing: Gregg B.Keeling Larkspur, CA February 8 , 2004 I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: Form 13F Information Table Entry Total: 166 Form 13F Information Table Value Total: $3909617 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ADVO Inc. COM 007585102 21328 598250 SH DEFINED 598250 AVX Corporation COM 002444107 9939 788800 SH DEFINED 788800 Activision Inc COM 004930202 57323 2840561 SH DEFINED 2840561 Advent Software, Inc. COM 007974108 2097 102405 SH SOLE 102405 21644 1056838 SH DEFINED 1056838 Affiliated Managers Group Inc COM 008252108 2636 38915 SH SOLE 38915 28386 419045 SH DEFINED 419045 Agrium Inc. 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COM 676220106 26608 1532700 SH DEFINED 1532700 Packaging Corporation of Ameri COM 695156109 21070 894700 SH DEFINED 894700 Pier 1 Imports COM 720279108 25409 1289800 SH DEFINED 1289800 Plantronics, Inc COM 727493108 2543 61320 SH SOLE 61320 34250 825900 SH DEFINED 825900 Polo Ralph Lauren Corporation COM 731572103 23597 553925 SH DEFINED 553925 Regis Corporation COM 758932107 2694 58370 SH SOLE 58370 34880 755800 SH DEFINED 755800 Renal Care Group, Inc. COM 759930100 7954 221000 SH DEFINED 221000 Republic Services, Inc. COM 760759100 32477 968300 SH DEFINED 968300 Rollins Inc COM 775711104 2161 82100 SH SOLE 82100 15969 606725 SH DEFINED 606725 Ross Stores COM 778296103 31795 1101300 SH DEFINED 1101300 Royal Caribbean Cruises Ltd. COM V7780T103 27982 514000 SH DEFINED 514000 Ruby Tuesday, Inc. COM 781182100 2182 83680 SH SOLE 83680 28166 1080000 SH DEFINED 1080000 Scientific-Atlanta, Inc. COM 808655104 2385 72245 SH SOLE 72245 25550 774000 SH DEFINED 774000 Sensient Technologies Corp. COM 81725T100 12189 508100 SH DEFINED 508100 Service Master Company COM 81760N109 44208 3205800 SH DEFINED 3205800 Silicon Valley Bancshares COM 827064106 2808 62660 SH SOLE 62660 37774 842800 SH DEFINED 842800 SkyWest, Inc. COM 830879102 29069 1449079 SH DEFINED 1449079 Smurfit-Stone Container Corp COM 832727101 29539 1581300 SH DEFINED 1581300 Sony Corp COM 835699307 24366 625400 SH DEFINED 625400 Steris Corp COM 859152100 2345 98870 SH SOLE 98870 23946 1009510 SH DEFINED 1009510 Storage Technology Corp. COM 862111200 24545 776500 SH DEFINED 776500 SunTrust Banks, Inc. COM 867914103 25636 347000 SH DEFINED 347000 Symbol Technologies, Inc. COM 871508107 2893 167220 SH SOLE 167220 69556 4020600 SH DEFINED 4020600 T Rowe Price Group, Inc. COM 74144T108 37891 609173 SH DEFINED 609173 T00 Inc. COM 890333107 14916 609800 SH DEFINED 609800 Teco Energy Inc COM 872375100 24835 1617900 SH DEFINED 1617900 Tektronix, Inc. COM 879131100 33316 1102800 SH DEFINED 1102800 Tele Norte Leste Participacoes COM 879246106 27601 1636100 SH DEFINED 1636100 Tellabs Inc COM 879664100 62162 7236510 SH DEFINED 7236510 Tidewater Inc COM 886423102 40610 1140400 SH DEFINED 1140400 Time Warner Inc. COM 887317105 42168 2168000 SH DEFINED 2168000 Tuesday Morning, Inc. COM 899035505 11692 381720 SH DEFINED 381720 UCBH Holdings, Inc. COM 90262T308 2645 57735 SH SOLE 57735 23634 515808 SH DEFINED 515808 United Rentals, Inc. COM 911363109 2450 129655 SH SOLE 129655 30062 1590600 SH DEFINED 1590600 Universal Health Services Inc COM 913903100 22949 515700 SH DEFINED 515700 Valassis Communications Inc. COM 918866104 12138 346700 SH DEFINED 346700 Vishay Intertechnology, Inc. COM 928298108 2665 177455 SH SOLE 177455 37069 2467950 SH DEFINED 2467950 Washington Mutual Inc COM 939322103 42766 1011500 SH DEFINED 1011500 Waste Management, Inc. COM 94106L109 43461 1451600 SH DEFINED 1451600 Weight Watchers International COM 948626106 22034 536510 SH DEFINED 536510 Whirlpool Corp COM 963320106 24223 350000 SH DEFINED 350000 Willis Group Holdings Ltd COM G96655108 2589 62890 SH SOLE 62890 37878 920030 SH DEFINED 920030
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