-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F9OI4OgmS9AfigcP8SFT5MFSD/OBaFqs8jAZJWgIeRSnyr/k5pvlOKjipMz15SZ7 GODFLxPfaJ72QAD7YM1k6Q== 0001083433-01-500002.txt : 20010123 0001083433-01-500002.hdr.sgml : 20010123 ACCESSION NUMBER: 0001083433-01-500002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20001231 FILED AS OF DATE: 20010118 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ASTER INVESTMENT MANAGEMENT CO INC CENTRAL INDEX KEY: 0001083433 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 942408246 STATE OF INCORPORATION: MD FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-03533 FILM NUMBER: 1510637 BUSINESS ADDRESS: STREET 1: 60 E SIR FRANCIS DRAKE BLVD STREET 2: STE 306 CITY: LARKSPUR STATE: CA ZIP: 94939 BUSINESS PHONE: 4154616237 MAIL ADDRESS: STREET 1: 60 E SIR FRANCIS DRAKE BLVD. STREET 2: SUITE 306 CITY: LARKSPUR STATE: CA ZIP: 94939 13F-HR 1 aim13fq400.txt AIM 13F Q4 00 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2000 Check here if Amendment [ ]; Amendment Number: This Amendment (check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Aster Investment Management Co., Inc. Address: 60 East Sir Francis Drake Blvd., Suite 306 Larkspur, CA 94939 13F File Number: 28-01919 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Gregg B.Keeling Title: Vice President of Operations Phone: 415-461-8770 Signature, Place and Date of Signing: Gregg B.Keeling Larkspur, CA January 17, 2001 I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: Form 13F Information Table Entry Total: 111 Form 13F Information Table Value Total: $432,168 List of Other Included Managers: FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Agrium Inc. COM 008916108 5265 360000 SH DEFINED 360000 American Tower Corp. COM 029912201 2204 58180 SH SOLE 58180 4681 123600 SH DEFINED 123600 Atlantic Coast Airlines Holdin COM 048396105 2676 65475 SH SOLE 65475 5477 134000 SH DEFINED 134000 Avid Technology, Inc. COM 05367P100 3927 215000 SH DEFINED 215000 B.F. Goodrich Company COM 382388106 7188 197600 SH DEFINED 197600 Barrett Resources Corporation COM 068480201 7670 135000 SH DEFINED 135000 Bed, Bath & Beyond, Inc. COM 075896100 2630 117524 SH SOLE 117524 4157 185800 SH DEFINED 185800 Belden, Inc. COM 077459105 4441 175000 SH DEFINED 175000 Burlington Coat Factory Wareho COM 121579106 3314 175000 SH DEFINED 175000 CEC Entertainment, Inc. COM 125137109 2136 62599 SH SOLE 62599 4607 135000 SH DEFINED 135000 Callaway Golf Company COM 131193104 2049 110000 SH DEFINED 110000 Catapult Communications Corpor COM 149016107 2177 130000 SH DEFINED 130000 Centurytel, Inc. COM 156700106 2168 60650 SH SOLE 60650 11537 322700 SH DEFINED 322700 Cost Plus, Inc. COM 221485105 2348 79924 SH SOLE 79924 3736 127200 SH DEFINED 127200 Davita, Inc. COM 89151A107 1159 67700 SH SOLE 67700 5369 313500 SH DEFINED 313500 Dial Corporation COM 25247D101 6142 558400 SH DEFINED 558400 Diamond Offshore Drilling, Inc COM 25271C102 6992 174800 SH DEFINED 174800 ESC Medical Systems COM M40868107 2051 170000 SH DEFINED 170000 Electronics Boutique Holdings COM 286045109 175 10000 SH SOLE 10000 3447 197000 SH DEFINED 197000 Ensco International Incorporat COM 26874Q100 7157 210100 SH DEFINED 210100 Expeditors International of Wa COM 302130109 2576 47988 SH SOLE 47988 4027 75000 SH DEFINED 75000 FPIC Insurance Group, Inc. COM 302563101 1608 175000 SH DEFINED 175000 Federal Signal Corporation COM 313855108 4710 240000 SH DEFINED 240000 FileNET Corporation COM 316869106 5450 200000 SH DEFINED 200000 Fundtech Ltd. COM M47095100 2145 120000 SH DEFINED 120000 Genesis Microchip Incorporated COM 371933102 2312 250000 SH DEFINED 250000 Genrad, Inc. COM 372447102 2500 250000 SH DEFINED 250000 HEALTHSOUTH Corporation COM 421924101 8867 543600 SH DEFINED 543600 Haemonetics Corporation COM 405024100 4847 157000 SH DEFINED 157000 Harleysville Group COM 412824104 2618 89500 SH DEFINED 89500 Health Management Associates COM 421933102 2476 119316 SH SOLE 119316 4449 214400 SH DEFINED 214400 Healthcare Realty Trust COM 421946104 5844 275000 SH DEFINED 275000 Hilton Hotels Corporation COM 432848109 6300 600000 SH DEFINED 600000 Hyperion Solutions Corporation COM 44914M104 2408 156000 SH DEFINED 156000 Integrated Device Technology, COM 458118106 953 28780 SH SOLE 28780 1451 43800 SH DEFINED 43800 Jack in the Box COM 466367109 2252 76500 SH SOLE 76500 4916 167000 SH DEFINED 167000 KEMET Corporation COM 488360108 1141 75450 SH SOLE 75450 2408 159200 SH DEFINED 159200 Kohl's Corporation COM 500255104 2994 49080 SH SOLE 49080 7381 121000 SH DEFINED 121000 Lakehead Pipeline Partners, In COM 511557100 2834 68700 SH DEFINED 68700 Lincare Holdings, Inc. COM 532791100 2885 50550 SH SOLE 50550 11470 201000 SH DEFINED 201000 MSC Industrial Direct COM 553530106 2077 115000 SH DEFINED 115000 McKesson HBOC COM 58155Q103 4845 135000 SH DEFINED 135000 Mercury General Corp. COM 589400100 3137 71500 SH SOLE 71500 6230 142000 SH DEFINED 142000 Molex Incorporated (Class A) COM 608554200 1382 54343 SH SOLE 54343 2957 116250 SH DEFINED 116250 NiSource, Inc. COM 65473P105 6826 222000 SH DEFINED 222000 Olin Corporation COM 680665205 5199 235000 SH DEFINED 235000 Omnicare, Inc. COM 681904108 6866 317500 SH DEFINED 317500 P.F. Chang's China Bistro COM 69333Y108 1710 54400 SH SOLE 54400 3207 102000 SH DEFINED 102000 Pacific Century Financial Corp COM 694058108 2665 150644 SH SOLE 150644 6277 354900 SH DEFINED 354900 Pall Corp COM 696429307 6835 320700 SH DEFINED 320700 Parametric Technology Corporat COM 699173100 3424 254800 SH DEFINED 254800 Partner RE Ltd. COM G6852T105 8845 145000 SH DEFINED 145000 Paychex, Inc. COM 704326107 2361 48564 SH SOLE 48564 3554 73100 SH DEFINED 73100 PeopleSoft, Inc. COM 712713106 3347 90000 SH DEFINED 90000 Plantronics, Inc COM 727493108 2909 61900 SH SOLE 61900 5405 115000 SH DEFINED 115000 Precision Drilling Corporation COM 74022D100 2387 63558 SH SOLE 63558 5709 152000 SH DEFINED 152000 Province Healthcare Company COM 743977100 2472 62775 SH SOLE 62775 4855 123300 SH DEFINED 123300 Raytheon Company COM 755111408 7362 237000 SH DEFINED 237000 Regis Corporation COM 758932107 1717 118394 SH SOLE 118394 3876 267300 SH DEFINED 267300 Renal Care Group, Inc. COM 759930100 2946 107450 SH SOLE 107450 6537 238400 SH DEFINED 238400 Republic Services, Inc. COM 760759100 1569 91275 SH SOLE 91275 4441 258400 SH DEFINED 258400 Sonic Corporation COM 835451105 2081 89250 SH SOLE 89250 4574 196200 SH DEFINED 196200 Storage Technology Corp. COM 862111200 5625 625000 SH DEFINED 625000 Synopsys, Inc. COM 871607107 3012 63500 SH SOLE 63500 5991 126300 SH DEFINED 126300 Tektronix, Inc. COM 879131100 2287 67900 SH SOLE 67900 4389 130300 SH DEFINED 130300 Thermo Electron Corporation COM 883556102 4462 150000 SH DEFINED 150000 Tom Brown, Inc. New COM 115660201 3715 113000 SH DEFINED 113000 Tweeter Home Entertainment Gro COM 901167106 318 26100 SH SOLE 26100 1066 87500 SH DEFINED 87500 USA Education, Inc. COM 78442A109 6120 90000 SH DEFINED 90000 Ultimate Electronics, Inc. COM 903849107 97 4400 SH SOLE 4400 Ultratech Stepper, Inc. COM 904034105 2921 112900 SH DEFINED 112900 United Stationers COM 913004107 716 28800 SH SOLE 28800 3040 122200 SH DEFINED 122200 VF Corporation COM 918204108 6523 180000 SH DEFINED 180000 Varco International COM 892081100 2246 103286 SH SOLE 103286 3765 173125 SH DEFINED 173125 Waste Management Inc. COM 94106L109 9435 340000 SH DEFINED 340000 West Marine, Inc. COM 954235107 41 10000 SH SOLE 10000 144 34900 SH DEFINED 34900 Zale Corporation COM 988858106 1582 54449 SH SOLE 54449 3380 116300 SH DEFINED 116300
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