-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FRnapbFdRm2PllNxrkiNk5qwDZXdVeJjoMrC5LgM0meeqoXWflhVRNxSwKl9qn0z whJkJGbZxDrPQREC5aGTlw== 0001083433-00-000009.txt : 20000419 0001083433-00-000009.hdr.sgml : 20000419 ACCESSION NUMBER: 0001083433-00-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000331 FILED AS OF DATE: 20000418 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ASTER INVESTMENT MANAGEMENT CO INC CENTRAL INDEX KEY: 0001083433 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 942408246 STATE OF INCORPORATION: MD FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-03533 FILM NUMBER: 603879 BUSINESS ADDRESS: STREET 1: 60 E SIR FRANCIS DRAKE BLVD STREET 2: STE 306 CITY: LARKSPUR STATE: CA ZIP: 94939 BUSINESS PHONE: 4154616237 MAIL ADDRESS: STREET 1: 60 E SIR FRANCIS DRAKE BLVD. STREET 2: SUITE 306 CITY: LARKSPUR STATE: CA ZIP: 94939 13F-HR 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2000 Check here if Amendment [ ]; Amendment Number: This Amendment (check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Aster Investment Management Co., Inc. Address: 60 East Sir Francis Drake Blvd., Suite 306 Larkspur, CA 94939 13F File Number: 28-01919 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Gregg B.Keeling Title: Vice President of Operations Phone: 415-461-8770 Signature, Place and Date of Signing: Gregg B.Keeling Larkspur, CA April 18, 2000 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 99 Form 13F Information Table Value Total: $254,767 List of Other Included Managers: No. 13F File Number Name --- --------------- ------------------------------ 01 28-03630 Aster Capital Management, Inc. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AGCO Corporation COM 001084102 671 59000 SH DEFINED 01 59000 ANTEC Corporation COM 03664P105 2566 57258 SH SOLE 57258 5736 128000 SH DEFINED 01 128000 AVX Corporation COM 002444107 1160 15300 SH DEFINED 01 15300 Adtran, Inc. COM 00738A106 2385 40130 SH SOLE 40130 3626 61000 SH DEFINED 01 61000 Aftermarket Tech Corp. COM 008318107 1125 90000 SH DEFINED 01 90000 Airgas, Inc. COM 009363102 748 90000 SH DEFINED 01 90000 American Tower Corp. COM 029912201 3237 65550 SH SOLE 65550 4745 96100 SH DEFINED 01 96100 Arrow Electronics COM 042735100 1812 51400 SH DEFINED 01 51400 Atlantic Coast Airlines Holdin COM 048396105 1951 75400 SH SOLE 75400 4295 166000 SH DEFINED 01 166000 Avid Technology, Inc. COM 05367P100 1269 71000 SH DEFINED 01 71000 Avnet,Inc. COM 053807103 1449 23000 SH DEFINED 01 23000 Bed, Bath & Beyond, Inc. COM 075896100 3225 81912 SH SOLE 81912 6650 168900 SH DEFINED 01 168900 Belden, Inc. COM 077459105 1512 55000 SH DEFINED 01 55000 Buffets Inc. COM 119882108 1264 140000 SH DEFINED 01 140000 Burlington Coat Factory Wareho COM 121579106 1031 60000 SH DEFINED 01 60000 Burlington Resources, Inc. COM 122014103 1628 44000 SH DEFINED 01 44000 CEC Entertainment, Inc. COM 125137109 1895 69849 SH SOLE 69849 3662 135000 SH DEFINED 01 135000 CNH Global N.V. COM N20935107 701 71000 SH DEFINED 01 71000 Callaway Golf Company COM 131193104 1131 73000 SH DEFINED 01 73000 Commscope, Inc. COM 203372107 1371 30000 SH DEFINED 01 30000 Convergys Corp. COM 212485106 1161 30000 SH DEFINED 01 30000 Cost Plus, Inc. COM 221485105 3205 94799 SH SOLE 94799 4446 131500 SH DEFINED 01 131500 Discount Auto Parts, Inc. COM 254642101 104 11600 SH DEFINED 01 11600 Dura Pharmaceuticals, Inc. COM 26632S109 708 57500 SH DEFINED 01 57500 Exabyte Corp. COM 300615101 1116 150000 SH DEFINED 01 150000 Expeditors International of Wa COM 302130109 1950 49058 SH SOLE 49058 3717 93500 SH DEFINED 01 93500 FileNET Corporation COM 316869106 892 30000 SH DEFINED 01 30000 HEALTHSOUTH Corporation COM 421924101 1405 247000 SH DEFINED 01 247000 Haemonetics Corporation COM 405024100 945 42000 SH DEFINED 01 42000 Health Management Associates COM 421933102 2407 168916 SH SOLE 168916 3349 235000 SH DEFINED 01 235000 Healthcare Realty Trust COM 421946104 1424 85000 SH DEFINED 01 85000 Integrated Device Technology, COM 458118106 2994 75550 SH SOLE 75550 5032 127000 SH DEFINED 01 127000 International Rectifier Corpor COM 460254105 1167 30600 SH DEFINED 01 30600 Jack in the Box COM 466367109 1980 92900 SH SOLE 92900 3559 167000 SH DEFINED 01 167000 KEMET Corporation COM 488360108 2527 39950 SH SOLE 39950 3675 58100 SH DEFINED 01 58100 Kohl's Corporation COM 500255104 3105 30290 SH SOLE 30290 7072 69000 SH DEFINED 01 69000 Lakehead Pipeline Partners, In COM 511557100 1042 30000 SH DEFINED 01 30000 Lancaster Colony Corporation COM 513847103 1372 44900 SH DEFINED 01 44900 Lincare Holdings, Inc. COM 532791100 2239 78900 SH SOLE 78900 4659 164200 SH DEFINED 01 164200 MSC Industrial Direct COM 553530106 900 50000 SH DEFINED 01 50000 Magnetek,inc. COM 559424106 1125 125000 SH DEFINED 01 125000 Molex Incorporated (Class A) COM 608554200 2855 64344 SH SOLE 64344 5159 116250 SH DEFINED 01 116250 Olin Corporation COM 680665205 1154 65000 SH DEFINED 01 65000 Omnicare, Inc. COM 681904108 1206 100000 SH DEFINED 01 100000 P.F. Chang's China Bistro COM 69333Y108 2170 65500 SH SOLE 65500 4654 140500 SH DEFINED 01 140500 Pacific Century Financial Corp COM 694058108 2661 130984 SH SOLE 130984 6012 296000 SH DEFINED 01 296000 Pall Corp COM 696429307 1414 63000 SH DEFINED 01 63000 Partner RE Ltd. COM G6852T105 1638 44500 SH DEFINED 01 44500 Paychex, Inc. COM 704326107 2761 52715 SH SOLE 52715 6678 127500 SH DEFINED 01 127500 Plantronics, Inc COM 727493108 2656 28500 SH SOLE 28500 5722 61400 SH DEFINED 01 61400 Precision Drilling Corporation COM 74022D100 2970 89000 SH SOLE 89000 4606 138000 SH DEFINED 01 138000 Province Healthcare Company COM 743977100 2757 96300 SH SOLE 96300 4866 170000 SH DEFINED 01 170000 REMEC, Inc. COM 759543101 1515 30000 SH DEFINED 01 30000 Regis Corporation COM 758932107 1608 108575 SH SOLE 108575 3071 207300 SH DEFINED 01 207300 Renal Care Group, Inc. COM 759930100 2318 106900 SH SOLE 106900 4509 207900 SH DEFINED 01 207900 STAAR Surgical Company COM 852312305 581 50000 SH DEFINED 01 50000 Sonic Corporation COM 835451105 1952 71650 SH SOLE 71650 3564 130800 SH DEFINED 01 130800 SpeedFam-IPEC, Inc. COM 847705100 894 45000 SH DEFINED 01 45000 Synopsys, Inc. COM 871607107 2497 51230 SH SOLE 51230 4046 83000 SH DEFINED 01 83000 Tektronix, Inc. COM 879131100 2433 43450 SH SOLE 43450 3536 63150 SH DEFINED 01 63150 Thermo Electron Corporation COM 883556102 1426 70000 SH DEFINED 01 70000 Tom Brown, Inc. New COM 115660201 1470 80000 SH DEFINED 01 80000 Town and Country Trust COM 892081100 836 49912 SH SOLE 49912 2147 128205 SH DEFINED 01 128205 Varco International COM 892081100 2235 177000 SH SOLE 177000 3931 311400 SH DEFINED 01 311400 Wackenhut Correction Corp COM 929798106 992 103100 SH SOLE 103100 2882 299400 SH DEFINED 01 299400 West Marine, Inc. COM 954235107 1670 168050 SH SOLE 168050 4393 442100 SH DEFINED 01 442100 Wolverine World Wide, Inc. COM 978097103 1210 110000 SH DEFINED 01 110000 Zale Corporation COM 988858106 2786 59050 SH SOLE 59050 4200 89000 SH DEFINED 01 89000
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