0001428867-11-000003.txt : 20110315 0001428867-11-000003.hdr.sgml : 20110315 20110315151055 ACCESSION NUMBER: 0001428867-11-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110311 FILED AS OF DATE: 20110315 DATE AS OF CHANGE: 20110315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GILDEA WILLIAM J. III CENTRAL INDEX KEY: 0001428867 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27385 FILM NUMBER: 11688373 MAIL ADDRESS: STREET 1: 7601 INTERACTIVE WAY CITY: INDIANAPOLIS STATE: IN ZIP: 46278 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INTERACTIVE INTELLIGENCE INC CENTRAL INDEX KEY: 0001083318 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 351933097 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7601 INTERACTIVE WAY CITY: INDIANAPOLIS STATE: IN ZIP: 46278 BUSINESS PHONE: 3178723000 MAIL ADDRESS: STREET 1: 7601 INTERACTIVE WAY CITY: INDIANAPOLIS STATE: IN ZIP: 46278 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2011-03-11 0001083318 INTERACTIVE INTELLIGENCE INC ININ 0001428867 GILDEA WILLIAM J. III 7601 INTERACTIVE WAY INDIANAPOLIS IN 46278 0 1 0 0 VP, Business Development Common Stock 2011-03-11 4 M 0 8000 14.37 A 9145 D Common Stock 2011-03-11 4 S 0 8000 35.0605 D 1145 D Common Stock 2011-03-14 4 M 0 750 14.37 A 1895 D Common Stock 2011-03-14 4 M 0 908 12.00 A 2803 D Common Stock 2011-03-14 4 M 0 3126 7.14 A 5929 D Common Stock 2011-03-14 4 M 0 5216 6.66 A 11145 D Common Stock 2011-03-14 4 S 0 10000 34.6182 D 1145 D Common Stock 3500 I Indirect by Wife Stock Option (right to buy) 14.37 2011-03-11 4 M 0 8000 0 D 2014-03-04 Common Stock 8000 7000 D Stock Option (right to buy) 14.37 2011-03-14 4 M 0 750 0 D 2014-03-04 Common Stock 750 6250 D Stock Option (right to buy) 12.00 2011-03-14 4 M 0 908 0 D 2014-04-25 Common Stock 908 907 D Stock Option (right to buy) 7.14 2011-03-14 4 M 0 3126 0 D 2014-10-24 Common Stock 3126 3124 D Stock Option (right to buy) 6.66 2011-03-14 4 M 0 5216 0 D 2015-01-12 Common Stock 5216 9784 D Represents the sale of 8,000 shares in 66 separate transactions, ranging in price from $35.00 to $35.14 per share, resulting in a weighted average sale price per share of $35.060461. The reporting person will provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range. Represents the sale of 10,000 shares in 93 separate transactions, ranging in price from $34.5 to $35.01 per share, resulting in a weighted average sale price per share of $34.618155. The reporting person will provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range. 6,250 shares became exercisable on each of 3/4/09, 3/4/10 and 3/4/11 and 6,250 shares will become exercisable on 3/4/12. 454 shares became exercisable on 4/25/09 and 4/25/10. 454 shares will become exercisable on 4/25/11 and 453 shares will become exercisable on 4/25/12. 1,563 shares became exercisable on 10/24/09 and 10/24/10. 1,562 shares will become exercisable on 10/24/11 and 10/24/12. 3,750 shares became exercisable on 1/12/10 and 1/12/11. 3,750 shares will become exercisable on 1/12/12 and 1/12/13. Option grant - #8 blank /s/ Ashley A. Vukovits, Attorney-in-fact 2011-03-15