0001127602-12-028291.txt : 20121005
0001127602-12-028291.hdr.sgml : 20121005
20121005140106
ACCESSION NUMBER: 0001127602-12-028291
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121003
FILED AS OF DATE: 20121005
DATE AS OF CHANGE: 20121005
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARNIVAL PLC
CENTRAL INDEX KEY: 0001125259
STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400]
IRS NUMBER: 000000000
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 5 GAINSFORD ST
STREET 2: CARNIVAL HOUSE
CITY: LONDON WC1A 1PP ENGL
STATE: X0
ZIP: 00000
BUSINESS PHONE: 011 44 20 7940 5381
MAIL ADDRESS:
STREET 1: 77 NEW OXFORD ST
CITY: LONDON
STATE: X0
ZIP: 00000
FORMER COMPANY:
FORMER CONFORMED NAME: P&O PRINCESS CRUISES PLC
DATE OF NAME CHANGE: 20000929
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DONALD ARNOLD W
CENTRAL INDEX KEY: 0001083206
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15136
FILM NUMBER: 121131865
MAIL ADDRESS:
STREET 1: 1110 CLAYTON PLACE DRIVE
STREET 2: .
CITY: ST LOUIS
STATE: MO
ZIP: 63131
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2012-10-03
0001125259
CARNIVAL PLC
CUK
0001083206
DONALD ARNOLD W
7701 FORSYTH BOULEVARD
SUITE 1025
CLAYTON
MO
63105
1
Trust Shares (beneficial Interest In Special Voting Share)
2012-10-03
4
M
0
6000
27.875
A
24359
D
Trust Shares (beneficial Interest In Special Voting Share)
2012-10-03
4
S
0
6000
36.5785
D
18359
D
Trust Shares (beneficial Interest In Special Voting Share)
1807
I
By The Arnold W. Donald Revocable Trust Uad 5/26/98
Stock Option (Right to Buy)
27.875
2012-10-03
4
M
0
6000
0
D
2003-12-02
2012-12-02
Ordinary Shares
6000
0
D
Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share.
This transaction was executed in multiple trades at prices ranging from $36.57 to $36.60. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Options vested ratably over five years beginning on the first anniversary of the grant date.
/s/ Arnold Donald
2012-10-05