0000899243-17-022122.txt : 20170915
0000899243-17-022122.hdr.sgml : 20170915
20170915133026
ACCESSION NUMBER: 0000899243-17-022122
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170913
FILED AS OF DATE: 20170915
DATE AS OF CHANGE: 20170915
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BLUHM ANDREW G
CENTRAL INDEX KEY: 0001083033
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36913
FILM NUMBER: 171087580
MAIL ADDRESS:
STREET 1: 900 NORTH MICHIGAN AVE
CITY: CHICAGO
STATE: IL
ZIP: 60611
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DSC Advisors, L.L.C.
CENTRAL INDEX KEY: 0001648574
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36913
FILM NUMBER: 171087582
BUSINESS ADDRESS:
STREET 1: 900 N. MICHIGAN, SUITE 1600
CITY: CHICAGO
STATE: IL
ZIP: 60611
BUSINESS PHONE: 312-915-2886
MAIL ADDRESS:
STREET 1: 900 N. MICHIGAN, SUITE 1600
CITY: CHICAGO
STATE: IL
ZIP: 60611
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DSC Managers, L.L.C.
CENTRAL INDEX KEY: 0001648612
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36913
FILM NUMBER: 171087583
BUSINESS ADDRESS:
STREET 1: 900 N. MICHIGAN, SUITE 1600
CITY: CHICAGO
STATE: IL
ZIP: 60611
BUSINESS PHONE: 312-915-2886
MAIL ADDRESS:
STREET 1: 900 N. MICHIGAN, SUITE 1600
CITY: CHICAGO
STATE: IL
ZIP: 60611
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DSC Advisors, L.P.
CENTRAL INDEX KEY: 0001299434
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36913
FILM NUMBER: 171087584
BUSINESS ADDRESS:
STREET 1: 900 NORTH MICHIGAN AVENUE
STREET 2: SUITE 1600
CITY: CHICAGO
STATE: IL
ZIP: 60611
BUSINESS PHONE: (312) 915-2485
MAIL ADDRESS:
STREET 1: 900 NORTH MICHIGAN AVENUE
STREET 2: SUITE 1600
CITY: CHICAGO
STATE: IL
ZIP: 60611
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Delaware Street Capital Master Fund, L.P.
CENTRAL INDEX KEY: 0001648576
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36913
FILM NUMBER: 171087585
BUSINESS ADDRESS:
STREET 1: 900 N. MICHIGAN, SUITE 1600
CITY: CHICAGO
STATE: IL
ZIP: 60611
BUSINESS PHONE: 312-915-2886
MAIL ADDRESS:
STREET 1: 900 N. MICHIGAN, SUITE 1600
CITY: CHICAGO
STATE: IL
ZIP: 60611
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KEMPHARM, INC
CENTRAL INDEX KEY: 0001434647
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 205894398
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2500 CROSSPARK ROAD, SUITE E126
CITY: CORALVILLE
STATE: IA
ZIP: 52241
BUSINESS PHONE: 319-665-2575
MAIL ADDRESS:
STREET 1: 2500 CROSSPARK ROAD, SUITE E126
CITY: CORALVILLE
STATE: IA
ZIP: 52241
FORMER COMPANY:
FORMER CONFORMED NAME: KEMPHARM INC
DATE OF NAME CHANGE: 20080507
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-09-13
0
0001434647
KEMPHARM, INC
KMPH
0001648576
Delaware Street Capital Master Fund, L.P.
900 NORTH MICHIGAN
SUITE 1600
CHICAGO
IL
60611
0
0
1
0
0001299434
DSC Advisors, L.P.
900 NORTH MICHIGAN
SUITE 1600
CHICAGO
IL
60611
0
0
1
0
0001648612
DSC Managers, L.L.C.
900 NORTH MICHIGAN
SUITE 1600
CHICAGO
IL
60611
0
0
1
0
0001648574
DSC Advisors, L.L.C.
900 NORTH MICHIGAN
SUITE 1600
CHICAGO
IL
60611
0
0
1
0
0001083033
BLUHM ANDREW G
900 NORTH MICHIGAN
SUITE 1600
CHICAGO
IL
60611
0
0
1
0
Common Stock, par value $0.0001
2017-09-13
4
P
0
186831
3.252
A
1652574
D
Common Stock, par value $0.0001
2017-09-13
4
P
0
200
3.25
A
1652774
D
Common Stock, par value $0.0001
2017-09-14
4
P
0
138857
3.3027
A
1791631
D
The filing of this Form 4 shall not be construed as an admission that DSC Advisors, L.P. ("DSCA), the investment manager of Delaware Street Master Fund, L.P. (the "Fund"), DSC Managers, L.L.C. ("DSCM"), the general partner of the Fund, DSC Advisors, L.L.C. ("DSCA LLC"), the general partner of DSCA, or Andrew G. Bluhm, the principal of DSCA LLC, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, par value $0.0001 (the "Common Stock"), of KemPharm, Inc. (the "Issuer") purchased by the Fund. Pursuant to Rule 16a-1, each of DSCA, DSCM, DSCA LLC and Mr. Bluhm disclaim such beneficial ownership.
The Fund holds the shares of Common Stock directly. DSCA serves as the investment manager to the Fund. DSCA LLC serves as the general partner of DSCA. DSCM receives a portion of the profits in the form of a capital allocation from, and owns a partnership interest in, the Fund. Andrew G. Bluhm reports the Common Stock held directly by the Fund because, as the principal of DSCA LLC at the time of purchase, he controlled the disposition and voting of the securities.
The purchase price represents a weighted average of the purchase price for multiple transactions on the same trading day. The range of purchase prices was $3.15 to $3.30. The Reporting Persons will provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
The purchase price represents a weighted average of the purchase price for multiple transactions on the same trading day. The range of purchase prices was $3.25 to $3.35. The Reporting Persons will provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
/s/ Andrew G. Bluhm, managing member of DSC Managers, L.L.C., general partner of Delaware Street Capital Master Fund, L.P.
2017-09-15
/s/ Andrew G. Bluhm, managing member of DSC Advisors, L.L.C., general partner of DSC Advisors, L.P.
2017-09-15
/s/ Andrew G. Bluhm, managing member of DSC Managers, L.L.C.
2017-09-15
/s/ Andrew G. Bluhm, managing member of DSC Advisors, L.L.C.
2017-09-15
/s/ Andrew G. Bluhm
2017-09-15