0000899243-17-022122.txt : 20170915 0000899243-17-022122.hdr.sgml : 20170915 20170915133026 ACCESSION NUMBER: 0000899243-17-022122 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170913 FILED AS OF DATE: 20170915 DATE AS OF CHANGE: 20170915 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BLUHM ANDREW G CENTRAL INDEX KEY: 0001083033 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36913 FILM NUMBER: 171087580 MAIL ADDRESS: STREET 1: 900 NORTH MICHIGAN AVE CITY: CHICAGO STATE: IL ZIP: 60611 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DSC Advisors, L.L.C. CENTRAL INDEX KEY: 0001648574 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36913 FILM NUMBER: 171087582 BUSINESS ADDRESS: STREET 1: 900 N. MICHIGAN, SUITE 1600 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 312-915-2886 MAIL ADDRESS: STREET 1: 900 N. MICHIGAN, SUITE 1600 CITY: CHICAGO STATE: IL ZIP: 60611 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DSC Managers, L.L.C. CENTRAL INDEX KEY: 0001648612 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36913 FILM NUMBER: 171087583 BUSINESS ADDRESS: STREET 1: 900 N. MICHIGAN, SUITE 1600 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 312-915-2886 MAIL ADDRESS: STREET 1: 900 N. MICHIGAN, SUITE 1600 CITY: CHICAGO STATE: IL ZIP: 60611 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DSC Advisors, L.P. CENTRAL INDEX KEY: 0001299434 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36913 FILM NUMBER: 171087584 BUSINESS ADDRESS: STREET 1: 900 NORTH MICHIGAN AVENUE STREET 2: SUITE 1600 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: (312) 915-2485 MAIL ADDRESS: STREET 1: 900 NORTH MICHIGAN AVENUE STREET 2: SUITE 1600 CITY: CHICAGO STATE: IL ZIP: 60611 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Delaware Street Capital Master Fund, L.P. CENTRAL INDEX KEY: 0001648576 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36913 FILM NUMBER: 171087585 BUSINESS ADDRESS: STREET 1: 900 N. MICHIGAN, SUITE 1600 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 312-915-2886 MAIL ADDRESS: STREET 1: 900 N. MICHIGAN, SUITE 1600 CITY: CHICAGO STATE: IL ZIP: 60611 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KEMPHARM, INC CENTRAL INDEX KEY: 0001434647 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 205894398 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2500 CROSSPARK ROAD, SUITE E126 CITY: CORALVILLE STATE: IA ZIP: 52241 BUSINESS PHONE: 319-665-2575 MAIL ADDRESS: STREET 1: 2500 CROSSPARK ROAD, SUITE E126 CITY: CORALVILLE STATE: IA ZIP: 52241 FORMER COMPANY: FORMER CONFORMED NAME: KEMPHARM INC DATE OF NAME CHANGE: 20080507 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-09-13 0 0001434647 KEMPHARM, INC KMPH 0001648576 Delaware Street Capital Master Fund, L.P. 900 NORTH MICHIGAN SUITE 1600 CHICAGO IL 60611 0 0 1 0 0001299434 DSC Advisors, L.P. 900 NORTH MICHIGAN SUITE 1600 CHICAGO IL 60611 0 0 1 0 0001648612 DSC Managers, L.L.C. 900 NORTH MICHIGAN SUITE 1600 CHICAGO IL 60611 0 0 1 0 0001648574 DSC Advisors, L.L.C. 900 NORTH MICHIGAN SUITE 1600 CHICAGO IL 60611 0 0 1 0 0001083033 BLUHM ANDREW G 900 NORTH MICHIGAN SUITE 1600 CHICAGO IL 60611 0 0 1 0 Common Stock, par value $0.0001 2017-09-13 4 P 0 186831 3.252 A 1652574 D Common Stock, par value $0.0001 2017-09-13 4 P 0 200 3.25 A 1652774 D Common Stock, par value $0.0001 2017-09-14 4 P 0 138857 3.3027 A 1791631 D The filing of this Form 4 shall not be construed as an admission that DSC Advisors, L.P. ("DSCA), the investment manager of Delaware Street Master Fund, L.P. (the "Fund"), DSC Managers, L.L.C. ("DSCM"), the general partner of the Fund, DSC Advisors, L.L.C. ("DSCA LLC"), the general partner of DSCA, or Andrew G. Bluhm, the principal of DSCA LLC, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, par value $0.0001 (the "Common Stock"), of KemPharm, Inc. (the "Issuer") purchased by the Fund. Pursuant to Rule 16a-1, each of DSCA, DSCM, DSCA LLC and Mr. Bluhm disclaim such beneficial ownership. The Fund holds the shares of Common Stock directly. DSCA serves as the investment manager to the Fund. DSCA LLC serves as the general partner of DSCA. DSCM receives a portion of the profits in the form of a capital allocation from, and owns a partnership interest in, the Fund. Andrew G. Bluhm reports the Common Stock held directly by the Fund because, as the principal of DSCA LLC at the time of purchase, he controlled the disposition and voting of the securities. The purchase price represents a weighted average of the purchase price for multiple transactions on the same trading day. The range of purchase prices was $3.15 to $3.30. The Reporting Persons will provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. The purchase price represents a weighted average of the purchase price for multiple transactions on the same trading day. The range of purchase prices was $3.25 to $3.35. The Reporting Persons will provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. /s/ Andrew G. Bluhm, managing member of DSC Managers, L.L.C., general partner of Delaware Street Capital Master Fund, L.P. 2017-09-15 /s/ Andrew G. Bluhm, managing member of DSC Advisors, L.L.C., general partner of DSC Advisors, L.P. 2017-09-15 /s/ Andrew G. Bluhm, managing member of DSC Managers, L.L.C. 2017-09-15 /s/ Andrew G. Bluhm, managing member of DSC Advisors, L.L.C. 2017-09-15 /s/ Andrew G. Bluhm 2017-09-15